Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 4
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: July 2026 and August 2026
- AJAX HEALTH MANAGEMENT COMPANY, LLCCRD 340280 · MENLO PARK, CA$214,502,129.00Regulatory AUM · August 2026
- AJF CAPITAL MANAGEMENT, INC.CRD 126414 · NEW YORK, NY$178,528,881.00Regulatory AUM · August 2026
- AJOVISTA, LLCCRD 314924 · BOSTON, MA$269,023,336.00Regulatory AUM · August 2026
- AK GLOBAL ASSET MANAGEMENT, LLCCRD 137530 · OAKLAND, CA$117,775,139.00Regulatory AUM · August 2026
- AKKADIAN VENTURES, INC.CRD 171036 · SAN FRANCISCO, CA$841,158,708.00Regulatory AUM · August 2026
- ALAETHES WEALTH, LLCCRD 304920$526,430,850.00Regulatory AUM · August 2026
- ALAMAR CAPITAL MANAGEMENT, LLCCRD 154413 · SANTA BARBARA, CA$260,310,097.00Regulatory AUM · August 2026
- ALAMO CAPITALCRD 26193 · WALNUT CREEK, CA$103,590,000.00Regulatory AUM · August 2026
- ALAN B. LANCZ & ASSOCIATES, INC.CRD 105363 · TOLEDO, OH$175,381,499.00Regulatory AUM · August 2026
- ALAN W. WEBERCRD 163137$680,700,000.00Regulatory AUM · August 2026
- ALBANYADVISOR GROUP LLCCRD 316226 · ALBANY, NY$302,795,621.00Regulatory AUM · August 2026
- ALBERT BRIDGE CAPITAL MANAGEMENT LPCRD 326763$117,429,091.00Regulatory AUM · August 2026
- ALBERT D MASON INCCRD 107412 · BOSTON, MA$210,604,947.00Regulatory AUM · August 2026
- ALBITZ/MILOE AND ASSOCIATES, INC.CRD 104777 · TORRANCE, CA$820,648,864.00Regulatory AUM · August 2026
- ALCHEMI WEALTH, LLCCRD 310451 · ESSEX, CT$286,870,000.00Regulatory AUM · August 2026
- ALCION VENTURES, LIMITED PARTNERSHIPCRD 160505 · BURLINGTON, MA$153,835,466.00Regulatory AUM · July 2026
- ALCOSTA CAPITAL MANAGEMENT, INC.CRD 128679 · SAN RAMON, CA$210,198,851.00Regulatory AUM · August 2026
- ALCOVA CAPITAL MANAGEMENT LPCRD 298021 · NEW YORK, NY$289,262,311.00Regulatory AUM · August 2026
- ALCYON WEALTH ADVISORS, LLCCRD 334909 · YOUNGSTOWN, OH$356,492,833.00Regulatory AUM · August 2026
- ALDEBARAN CAPITAL, LLCCRD 122360 · CARMEL, IN$166,904,220.00Regulatory AUM · August 2026
- ALDEBARAN FINANCIAL INCCRD 105741 · KINGSPORT, TN$222,811,637.00Regulatory AUM · August 2026
- ALDEN INVESTMENT ADVISORS, LLCCRD 317077 · WAYNE, PA$385,691,088.00Regulatory AUM · August 2026
- ALDER FINANCIAL GROUP INCCRD 108837 · ATLANTA, GA$224,134,685.00Regulatory AUM · August 2026
- ALDER POINT CAPITAL MANAGEMENT LLCCRD 337839 · LAFAYETTE, CO$121,307,020.00Regulatory AUM · August 2026
- ALERCE INVESTMENT MANAGEMENT, L.P.CRD 285746 · CHICAGO, IL$226,936,881.00Regulatory AUM · August 2026
- ALERE PLANNING LLCCRD 286121$208,037,455.00Regulatory AUM · August 2026
- ALESSANDRA CAPITAL MANAGEMENT, LLCCRD 123305 · TORRANCE, CA$153,517,000.00Regulatory AUM · August 2026
- ALETHEA CAPITAL MANAGEMENT, LLCCRD 156500$302,636,121.00Regulatory AUM · August 2026
- ALETHEIAN WEALTH ADVISORS LLCCRD 304623 · BELLEVUE, WA$412,522,414.00Regulatory AUM · August 2026
- ALEXANDER CAPITAL ADVISORS, LLCCRD 140508 · NEW CANAAN, CT$104,168,000.00Regulatory AUM · August 2026
- ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCRD 157714 · RED BANK, NJ$238,078,668.00Regulatory AUM · August 2026
- ALEXANDER INVESTMENT SERVICES CO.CRD 1037 · LOUISVILLE, KY$496,269,176.00Regulatory AUM · August 2026
- ALEXANDER LABRUNERIE & CO., INC.CRD 117153 · COLUMBIA, MO$618,861,751.00Regulatory AUM · August 2026
- ALEXANDER RANDOLPH ADVISORY INCCRD 106024 · MCLEAN, VA$403,909,657.00Regulatory AUM · August 2026
- ALEXIS INVESTMENT PARTNERS, LLCCRD 313394$206,365,510.00Regulatory AUM · August 2026
- ALHAMBRA INVESTMENT MANAGEMENT LLCCRD 138537 · PALMETTO BAY, FL$320,167,081.00Regulatory AUM · August 2026
- ALIANZA CORP. INVESTMENT ADVISORCRD 323267 · MIAMI, FL$204,116,000.00Regulatory AUM · August 2026
- ALIDADE CAPITAL, LLCCRD 165341 · BLOOMFIELD HILLS, MI$564,944,796.00Regulatory AUM · August 2026
- ALIGHT CAPITAL MANAGEMENT LPCRD 174705 · NEW YORK, NY$754,374,209.00Regulatory AUM · August 2026
- ALIGN ADVISOR GROUP, LLCCRD 336638 · VINELAND, NJ$127,540,715.00Regulatory AUM · August 2026
- ALIGN FINANCIAL, LLCCRD 309238 · HERMANTOWN, MN$433,731,160.00Regulatory AUM · August 2026
- ALIGN IMPACT, LLCCRD 176516 · DENVER, CO$715,391,755.00Regulatory AUM · July 2026
- ALIGN PRIVATE CAPITALCRD 304506 · SARASOTA, FL$226,201,990.00Regulatory AUM · August 2026
- ALIGN WEALTH MANAGEMENT, LLCCRD 323615 · SAN JOSE, CA$116,708,805.00Regulatory AUM · August 2026
- ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.CRD 321735 · LOS ANGELES, CA$224,392,095.00Regulatory AUM · August 2026
- ALIGNMENT GROWTH MANAGEMENT LLCCRD 319136 · NEW YORK, NY$593,204,613.00Regulatory AUM · August 2026
- ALJEN ASSET MANAGEMENT LLCCRD 128962 · CEDAR KNOLLS, NJ$230,227,440.00Regulatory AUM · August 2026
- ALJIAN CAPITAL MANAGEMENT, LLCCRD 167381 · CARSON CITY, NV$627,797,250.00Regulatory AUM · August 2026
- ALJZ CONSULTING, LLCCRD 332823$116,744,929.00Regulatory AUM · August 2026
- ALKEME WEALTH, LLCCRD 143420 · SCOTTSDALE, AZ$420,187,982.00Regulatory AUM · August 2026
- ALL STAR FINANCIAL LLCCRD 323765 · MINNEAPOLIS, MN$881,693,500.00Regulatory AUM · August 2026
- ALL TERRAIN FINANCIAL ADVISORS, LLCCRD 286683 · COON RAPIDS, MN$379,178,566.00Regulatory AUM · August 2026
- ALLARD PARTNERS LIMITEDCRD 138933$415,859,393.00Regulatory AUM · August 2026
- ALLARIA ASSET MANAGEMENT, LLCCRD 287513 · MIAMI, FL$179,573,228.00Regulatory AUM · August 2026
- ALLEGHENY INVESTMENTSCRD 7597 · PITTSBURGH, PA$742,120,123.00Regulatory AUM · August 2026
- ALLEGIANCE FINANCIAL ADVISORS, INC.CRD 127293 · JACKSONVILLE, FL$181,937,021.00Regulatory AUM · August 2026
- ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLCCRD 313110 · VIENNA, VA$674,998,291.00Regulatory AUM · August 2026
- ALLEGIANCE FINANCIAL GROUP, INC.CRD 113826 · SOUTH PORTLAND, ME$180,637,151.00Regulatory AUM · August 2026
- ALLEGRO MINERAL PARTNERS LLCCRD 324740 · HOUSTON, TX$135,327,850.00Regulatory AUM · August 2026
- ALLEN CAPITAL MANAGEMENT, LLCCRD 135147 · VANCOUVER, WA$200,030,786.00Regulatory AUM · August 2026
- ALLEN FINANCIAL MANAGEMENT, LLCCRD 153511 · OXFORD, MI$121,209,098.00Regulatory AUM · August 2026
- ALLEN WEALTH MANAGEMENT, LLCCRD 133038 · BOONE, NC$664,325,517.00Regulatory AUM · August 2026
- ALLEY INVESTMENT MANAGEMENT COMPANY, LLCCRD 317544 · LAKE FOREST, IL$907,186,338.00Regulatory AUM · August 2026
- ALLGEN FINANCIAL ADVISORS, INC.CRD 126877 · ORLANDO, FL$475,182,812.00Regulatory AUM · August 2026
- ALLIANCE ADVISORY & SECURITIES, LLCCRD 18835 · WESTLAKE VILLAGE, CA$687,372,472.00Regulatory AUM · August 2026
- ALLIANCE CONSUMER GROWTH, LLCCRD 163639 · NEW YORK, NY$857,876,009.00Regulatory AUM · August 2026
- ALLIANCE INVESTMENT MANAGEMENT, LLCCRD 152012 · JENISON, MI$206,811,662.00Regulatory AUM · August 2026
- ALLIANCE OF WEALTH ADVISORS, LLCCRD 164428 · RAPID CITY, SD$130,250,000.00Regulatory AUM · August 2026
- ALLIANCE PRIVATE WEALTH, LLCCRD 316612 · NORTH READING, MA$466,159,954.00Regulatory AUM · August 2026
- ALLIANCE WEALTH ADVISORS, LLCCRD 288394 · SCRANTON, PA$601,101,030.00Regulatory AUM · August 2026
- ALLIANCE WEALTH ADVISORS, LLCCRD 314668 · CENTERVILLE, UT$551,968,986.00Regulatory AUM · August 2026
- ALLIANCE WEALTH MANAGEMENT GROUP, LLCCRD 169573 · FLEMINGTON, NJ$517,401,818.00Regulatory AUM · August 2026
- ALLIANCE WEALTH MANAGEMENT PARTNERS LLCCRD 313195 · KNOXVILLE, TN$272,404,421.00Regulatory AUM · August 2026
- ALLIANCE WEALTH STRATEGIES, LLCCRD 173559 · LYNCHBURG, VA$330,683,413.00Regulatory AUM · August 2026
- ALLIANT SECURITIES, INC.CRD 7726 · LIBERTY LAKE, WA$300,000,000.00Regulatory AUM · August 2026
- ALLIED ASSET ADVISORS INCCRD 112441 · HOMETOWN, IL$262,000,000.00Regulatory AUM · August 2026
- ALLIED PORTFOLIO MANAGEMENT, INC.CRD 113809 · TUCSON, AZ$240,209,300.00Regulatory AUM · August 2026
- ALLIED PRIVATE WEALTHCRD 328952 · BOCA RATON, FL$224,479,019.00Regulatory AUM · August 2026
- ALLISON INVESTMENT MANAGEMENT, LLCCRD 124645 · COLUMBIA, SC$170,419,000.00Regulatory AUM · August 2026
- ALLIUM FINANCIAL ADVISORS, LLCCRD 288462 · LAKE OSWEGO, OR$733,507,437.00Regulatory AUM · August 2026
- ALLOCATOR SOLUTIONS, LLCCRD 337300 · ST LOUIS, MO$513,515,211.00Regulatory AUM · August 2026
- ALLODIUM INVESTMENT CONSULTANTS, LLCCRD 135812 · MINNEAPOLIS, MN$576,759,336.00Regulatory AUM · August 2026
- ALLPOINT FINANCIAL GROUP LLCCRD 301028 · PETALUMA, CA$116,768,023.00Regulatory AUM · August 2026
- ALLRED CAPITAL MANAGEMENT, LLCCRD 297533 · DALLAS, TX$493,428,431.00Regulatory AUM · August 2026
- ALLRIDGE WEALTH MANAGEMENT, P.C.CRD 117249 · ASHBURN, VA$103,273,487.00Regulatory AUM · August 2026
- $893,937,610.00Regulatory AUM · August 2026
- ALLSQUARE WEALTH MANAGEMENT, LLCCRD 153591 · ALBANY, NY$307,849,658.00Regulatory AUM · August 2026
- ALLSTATE FINANCIAL ADVISORS, LLCCRD 109524 · LINCOLN, NE$142,352,226.00Regulatory AUM · August 2026
- ALLSTREET CAPITAL LLCCRD 283564 · LOS ANGELES, CA$218,000,000.00Regulatory AUM · August 2026
- ALLSTREET FINANCIAL, LLCCRD 281661 · ERIE, PA$149,715,186.00Regulatory AUM · August 2026
- ALLUVIAL CAPITAL MANAGEMENT, LLCCRD 169638$172,572,990.00Regulatory AUM · August 2026
- ALLY BRIDGE GROUP (NY) LLCCRD 291072 · NEW YORK, NY$218,948,199.00Regulatory AUM · August 2026
- ALMANACK INVESTMENT PARTNERS, LLCCRD 282428 · NEWTOWN SQUARE, PA$945,855,184.00Regulatory AUM · August 2026
- ALONGSIDE, LLCCRD 333587 · AUSTIN, TX$878,611,865.00Regulatory AUM · August 2026
- ALPACA VC INVESTMENT MANAGEMENT LLCCRD 317262 · NEW YORK, NY$149,946,780.00Regulatory AUM · August 2026
- ALPENGLOBAL CAPITAL, LLCCRD 140186$184,036,686.00Regulatory AUM · August 2026
- ALPHA ADVISORS, LLCCRD 118107 · RICHMOND, VA$256,053,519.00Regulatory AUM · August 2026
- ALPHA ANALYTICS INVESTMENT GROUP LLCCRD 109844 · LOS ANGELES, CA$253,362,000.00Regulatory AUM · August 2026
- ALPHA CAPITAL ADVISORS, INC.CRD 138825 · BANGOR, ME$145,988,854.00Regulatory AUM · August 2026
- ALPHA CAPITAL FAMILY OFFICE, LLCCRD 307521 · GREENWOOD VILLAGE, CO$295,926,405.00Regulatory AUM · August 2026