Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 28
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- DOPKINS WEALTH MANAGEMENT, LLCCRD 124209 · WILLIAMSVILLE, NY$717,043,710.00Regulatory AUM · August 2026
- DORADO WEALTH MANAGEMENT LLCCRD 314965$268,769,992.00Regulatory AUM · August 2026
- DORATO CAPITAL MANAGEMENTCRD 110097$138,742,554.00Regulatory AUM · August 2026
- DORIAN INVESTMENT ADVISORY LLCCRD 339280 · MEMPHIS, TN$102,628,570.00Regulatory AUM · August 2026
- DORMAN FINANCIAL MANAGEMENT, P.A.CRD 136881 · MAITLAND, FL$160,580,740.00Regulatory AUM · August 2026
- DORVAL CORPORATIONCRD 309512 · MAPLE GROVE, MN$373,851,948.00Regulatory AUM · August 2026
- DOUBLE EAGLE CAPITAL MANAGEMENT LPCRD 135522 · SOUTHLAKE, TX$133,217,451.00Regulatory AUM · August 2026
- DOUBLE EAGLE WEALTH MANAGEMENT LLCCRD 330398 · DALLAS, TX$108,579,555.00Regulatory AUM · August 2026
- DOUCET ASSET MANAGEMENT, LLCCRD 141546 · NEW ORLEANS, LA$120,829,895.00Regulatory AUM · August 2026
- DOUGHERTY & ASSOCIATES FINANCIAL ADVISORS, INC.CRD 165145 · BUFFALO, MN$382,859,944.00Regulatory AUM · August 2026
- DOUGHERTY & ASSOCIATES, LLCCRD 142284 · SPRING HILL, FL$141,071,329.00Regulatory AUM · August 2026
- DOUGLAS CAPITAL MANAGEMENT INCCRD 106262 · JACKSONVILLE, FL$295,184,098.00Regulatory AUM · August 2026
- DOUGLASS INVESTMENT GROUP LLCCRD 331223 · WICHITA, KS$173,600,000.00Regulatory AUM · August 2026
- DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC.CRD 300058 · IRVINE, CA$107,371,381.00Regulatory AUM · August 2026
- DOVER ADVISORS, LLCCRD 320832$375,711,463.00Regulatory AUM · August 2026
- DOVER INVESTMENT ADVISORY CORPORATIONCRD 123499$135,408,889.00Regulatory AUM · August 2026
- DOVER PARTNERS INCCRD 105133 · DAYTON, OH$508,618,244.00Regulatory AUM · August 2026
- DOVETAIL FINANCIAL GROUP LLCCRD 311298 · WILMINGTON, NC$298,927,453.00Regulatory AUM · August 2026
- DOVETAIL WEALTH MANAGEMENT, LLCCRD 291068 · TAYLOR, TX$333,149,113.00Regulatory AUM · August 2026
- DOWLING FINANCIAL SERVICES, INCCRD 155624 · GREENWICH, CT$179,269,632.00Regulatory AUM · August 2026
- DOWNING STREET WEALTH MANAGEMENT LLCCRD 152983 · GREENWOOD VILLAGE, CO$175,603,765.00Regulatory AUM · August 2026
- DOWNSHIFT FINANCIAL, LLCCRD 314068$214,650,000.00Regulatory AUM · August 2026
- DOWNTOWN WEALTH STUDIOS, LLCCRD 325213 · MIAMI, FL$563,471,530.00Regulatory AUM · August 2026
- DOXARA CAPITAL LPCRD 339621 · JACKSONVILLE, FL$125,000,000.00Regulatory AUM · August 2026
- DRAGON CAPITAL MANAGEMENT (HK) LIMITEDCRD 287890$168,256,000.00Regulatory AUM · August 2026
- DRAGUS CAPITAL, LLCCRD 158122 · CORAL GABLES, FL$225,942,454.00Regulatory AUM · August 2026
- DRAKE & ASSOCIATES, LLCCRD 154854 · WAUKESHA, WI$607,255,901.00Regulatory AUM · August 2026
- DRAKE CAPITAL ADVISORS LLCCRD 136716 · OLD GREENWICH, CT$713,423,000.00Regulatory AUM · August 2026
- DRAPER ASSET MANAGEMENT, LLCCRD 148136 · SMITHTOWN, NY$230,959,228.00Regulatory AUM · August 2026
- DRAVO BAY LLCCRD 298558 · REHOBOTH BEACH, DE$381,821,487.00Regulatory AUM · August 2026
- DRAWBRIDGE CAPITAL, LLCCRD 128636 · TULSA, OK$224,592,580.00Regulatory AUM · August 2026
- DRC INVESTMENT ADVISORS, LLCCRD 332680 · SANTA MONICA, CA$446,000,000.00Regulatory AUM · August 2026
- DREAM CAPITAL ADVISORS, LLCCRD 142788 · LINCOLNSHIRE, IL$695,270,432.00Regulatory AUM · August 2026
- DREAMERS MANAGEMENT LLCCRD 299919 · EL SEGUNDO, CA$135,176,014.00Regulatory AUM · August 2026
- DREXEL MORGAN & CO.CRD 151053 · RADNOR, PA$607,000,000.00Regulatory AUM · August 2026
- DRH INVESTMENTS, INC.CRD 164945 · THOUSAND OAKS, CA$190,957,928.00Regulatory AUM · August 2026
- DRIFTWOOD ADVISORS, LLCCRD 307316 · CORAL GABLES, FL$568,830,000.00Regulatory AUM · August 2026
- DRIVEN INVESTMENTS LLCCRD 310095$239,188,627.00Regulatory AUM · August 2026
- DROMS STRAUSS ADVISORS, INC.CRD 108620 · ST. LOUIS, MO$806,291,998.00Regulatory AUM · August 2026
- DRUCKER WEALTH 3.0, LLCCRD 328909$771,198,712.00Regulatory AUM · August 2026
- DRUM CAPITAL MANAGEMENT LLCCRD 137964 · STAMFORD, CT$503,221,863.00Regulatory AUM · August 2026
- DRUM HILL CAPITAL, LLCCRD 123359 · WESTPORT, CT$194,280,234.00Regulatory AUM · August 2026
- DRYSTONE LLCCRD 146951$151,190,352.00Regulatory AUM · August 2026
- DS INVESTMENT ADVISORSCRD 319351 · GRAND RAPIDS, MI$386,142,051.00Regulatory AUM · August 2026
- DS2 CAPITAL LLCCRD 340706$250,625,000.00Regulatory AUM · August 2026
- DSG CAPITAL ADVISORS, LLCCRD 332056 · EDINA, MN$780,311,503.00Regulatory AUM · August 2026
- DST WEALTH MANAGEMENT LLCCRD 302110 · INDIAN WELLS, CA$532,112,090.00Regulatory AUM · August 2026
- DT INVESTMENT MANAGEMENT IFSC LLPCRD 334387$192,273,643.00Regulatory AUM · August 2026
- DUBIN CLARK & COMPANY, INCCRD 282733 · JACKSONVILLE BEACH, FL$425,226,332.00Regulatory AUM · August 2026
- DUCERE WEALTH MANAGEMENT, LLCCRD 337471 · NEWPORT BEACH, CA$503,790,101.00Regulatory AUM · August 2026
- DUDLEY & SHANLEY, INC.CRD 157515 · PALM BEACH, FL$746,831,687.00Regulatory AUM · August 2026
- DUDLEY CAPITAL MANAGEMENT LLCCRD 282958 · MIDDLEBURG, VA$291,664,828.00Regulatory AUM · August 2026
- DUET ADVISORY SERVICES LLCCRD 283584 · BINGHAM FARMS, MI$316,487,378.00Regulatory AUM · August 2026
- DUKE FUNDING MANAGEMENT, L.L.C.CRD 117590 · OLD GREENWICH, CT$126,850,250.00Regulatory AUM · August 2026
- DUMAINE INVESTMENTS LLCCRD 306481 · NEW ORLEANS, LA$226,991,557.00Regulatory AUM · August 2026
- DUMONT & BLAKE INVESTMENT ADVISORS LLCCRD 109318 · PRINCETON, NJ$562,266,109.00Regulatory AUM · August 2026
- DUMONT GLOBAL LPCRD 305883 · NEW YORK, NY$111,000,000.00Regulatory AUM · August 2026
- DUNBAR ASSOCIATES, LLCCRD 323134 · MONROE, CT$307,487,000.00Regulatory AUM · August 2026
- DUNCKER, STREETT & CO., LLCCRD 110828 · ST. LOUIS, MO$707,308,314.00Regulatory AUM · August 2026
- DUNHAM LANE CAPITAL PARTNERS LLCCRD 283276 · GREENWICH, CT$117,168,000.00Regulatory AUM · August 2026
- DUNHILL FINANCIAL, LLCCRD 288211$601,716,422.00Regulatory AUM · August 2026
- DUNN CAPITAL MANAGEMENT, LLCCRD 328632 · STUART, FL$268,989,599.00Regulatory AUM · August 2026
- DUPREE & COMPANY, INC.CRD 1697 · LEXINGTON, KY$888,208,444.00Regulatory AUM · August 2026
- DUPREE FINANCIAL GROUP, LLCCRD 131091 · LEXINGTON, KY$404,368,661.00Regulatory AUM · August 2026
- DURANTE & WATERS, LLCCRD 127216 · BREWSTER, NY$187,437,448.00Regulatory AUM · August 2026
- DURATIONAL CAPITAL MANAGEMENT LPCRD 291371 · NEW YORK, NY$441,981,887.00Regulatory AUM · August 2026
- DUSTIN BLODGETT INSIGHT CAPITAL, LLCCRD 314558 · CONCORD, CA$330,500,000.00Regulatory AUM · August 2026
- DUTCH ASSET CORPORATIONCRD 170884 · SELKIRK, NY$186,877,957.00Regulatory AUM · August 2026
- DUVARNEY, CRAIG DOUGLASCRD 126911$370,977,170.00Regulatory AUM · August 2026
- DV CAPITAL ADVISORS, LLCCRD 330325 · CHICAGO, IL$203,395,385.00Regulatory AUM · August 2026
- DW INVESTMENT SOLUTIONS, INC.CRD 150471$111,409,050.00Regulatory AUM · August 2026
- DWD PORTFOLIO SOLUTIONS, INC.CRD 121435 · PITTSBURGH, PA$248,319,994.00Regulatory AUM · August 2026
- DWM ASSET MANAGEMENT, LLCCRD 143224 · STAMFORD, CT$645,032,634.00Regulatory AUM · August 2026
- DWM FINANCIAL GROUP, INC.CRD 111594 · PALATINE, IL$279,209,017.00Regulatory AUM · August 2026
- DWR WEALTH MANAGEMENT, LLCCRD 133743 · SAN JOSE, CA$221,184,429.00Regulatory AUM · August 2026
- DWV ADVISORS, LLCCRD 154148 · ESSEX JUNCTION, VT$156,605,177.00Regulatory AUM · August 2026
- DX ADVISORS LLCCRD 341725 · LAS VEGAS, NV$753,288,631.00Regulatory AUM · August 2026
- DXD SS FUND MANAGEMENT, LLCCRD 329580 · ALBUQUERQUE, NM$353,396,959.00Regulatory AUM · August 2026
- DYCHE WEALTH MANAGEMENT, INCCRD 159708 · FAYETTEVILLE, GA$162,298,479.00Regulatory AUM · August 2026
- DYNAMIC FINANCIAL GROUP, LLCCRD 288763 · CEDAR FALLS, IA$539,558,246.00Regulatory AUM · August 2026
- DYNAMIC MARKET ADVANTAGE, LLCCRD 323540 · LOUISVILLE, KY$361,877,303.00Regulatory AUM · August 2026
- DYNAMIC TRADING MANAGEMENT, LLC.CRD 142638 · WHITE PLAINS, NY$116,593,685.00Regulatory AUM · August 2026
- DYNAMIC WEALTH ADVISORSCRD 169792 · SURPRISE, AZ$140,084,956.00Regulatory AUM · August 2026
- DYNAMIC WEALTH GROUP, LLCCRD 326607$266,219,942.00Regulatory AUM · August 2026
- DYNAMIC WEALTH STRATEGIES, LLCCRD 167594 · GRANITE BAY, CA$190,658,400.00Regulatory AUM · August 2026
- DYNASTY EQUITY PARTNERS MANAGEMENT, LLCCRD 327607 · NEW YORK, NY$669,773,501.00Regulatory AUM · August 2026
- E & G ADVISORS, LLCCRD 130550 · HOUSTON, TX$706,944,944.00Regulatory AUM · August 2026
- E & R WEALTH MANAGEMENT, LLCCRD 171271 · MOUNT PLEASANT, SC$104,796,418.00Regulatory AUM · August 2026
- E-WEALTH PARTNERS, LLCCRD 327053 · MINNETONKA, MN$218,724,724.00Regulatory AUM · August 2026
- E. A. HORWITZ LLCCRD 165561 · DEERFIELD, IL$272,647,037.00Regulatory AUM · August 2026
- E. BATOFF & CO., INC.CRD 124815 · TAMPA, FL$249,200,000.00Regulatory AUM · August 2026
- E6 PORTFOLIOSCRD 326617 · MIDVALE, UT$239,352,615.00Regulatory AUM · August 2026
- EAB INVESTMENT GROUP, LLCCRD 165865 · BALA CYNWYD, PA$505,976,037.00Regulatory AUM · August 2026
- EAGLE BAY ADVISORS LLCCRD 281675 · NEW YORK, NY$680,792,794.00Regulatory AUM · August 2026
- EAGLE BLUFFS WEALTH MANAGEMENT LLCCRD 306311 · COLUMBIA, MO$294,193,033.00Regulatory AUM · August 2026
- EAGLE CAPITAL ADVISORS, LLCCRD 173730 · MIDDLEBURY, CT$102,973,611.00Regulatory AUM · August 2026
- EAGLE CAPITAL MANAGEMENT, LLCCRD 110177 · MANDEVILLE, LA$455,167,867.00Regulatory AUM · August 2026
- EAGLE HARBOR ASSET MANAGEMENT INCCRD 108089$160,927,748.00Regulatory AUM · August 2026
- EAGLE HEALTH INVESTMENTS LPCRD 309210 · GREENWICH, CT$605,257,757.00Regulatory AUM · August 2026
- EAGLE INVESTMENT ADVISORS, LLCCRD 144094 · DOWNINGTOWN, PA$186,087,835.00Regulatory AUM · August 2026