Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 27
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- DEMERS CONSTANCE ELAINECRD 106702 · COLUMBUS, OH$125,324,415.00Regulatory AUM · August 2026
- DEMETER TACTICAL INVESTMENTS CORP.CRD 329512 · PROSPECT, KY$265,266,889.00Regulatory AUM · August 2026
- DEMIAN CAPITALCRD 288137$284,281,884.00Regulatory AUM · August 2026
- DEMMING FINANCIAL SERVICES CORP.CRD 120106 · AURORA, OH$675,718,034.00Regulatory AUM · August 2026
- DENALI WEALTH MANAGEMENT, INC.CRD 153323 · MEQUON, WI$226,122,000.00Regulatory AUM · August 2026
- DENVER PWM, LLCCRD 171139 · DENVER, CO$524,370,341.00Regulatory AUM · August 2026
- DENVER WEALTH MANAGEMENT, INC.CRD 284868 · DENVER, CO$529,782,138.00Regulatory AUM · August 2026
- DEPENDABLE ALTERNATIVE INVESTMENTS, LLCCRD 300332 · MENLO PARK, CA$329,640,421.00Regulatory AUM · August 2026
- DERBY COPELAND MANAGEMENT GROUP, LLCCRD 321102 · NEW YORK, NY$395,770,874.00Regulatory AUM · August 2026
- DERBY LANE PARTNERS LPCRD 334739 · NEW YORK, NY$746,275,000.00Regulatory AUM · August 2026
- DERIVE WEALTH LLCCRD 284619 · PASADENA, CA$141,290,000.00Regulatory AUM · August 2026
- DES MOINES INVESTMENTS, LLCCRD 146322 · DES MOINES, IA$246,000,000.00Regulatory AUM · August 2026
- DESERANNO CORPORATIONCRD 121841 · GROSSE POINTE FARMS, MI$207,987,834.00Regulatory AUM · August 2026
- DESERT ROSE CAPITAL MANAGEMENT, INC.CRD 154331 · MERIDIAN, ID$192,134,096.00Regulatory AUM · August 2026
- DESTINY ADVISORS LLCCRD 312099 · AUSTIN, TX$441,367,407.00Regulatory AUM · August 2026
- DESTINY CAPITAL CORPORATIONCRD 111196 · DENVER, CO$382,199,911.00Regulatory AUM · August 2026
- DESTINY FAMILY OFFICECRD 338015 · TAVARES, FL$605,068,786.00Regulatory AUM · August 2026
- DESTINY WEALTH PARTNERS, LLCCRD 171346 · TAVARES, FL$947,288,591.00Regulatory AUM · August 2026
- DESTRA CAPITAL ADVISORS LLCCRD 148574 · BOZEMAN, MT$463,846,135.00Regulatory AUM · August 2026
- DEUTERIUM CAPITAL MANAGEMENT, LLCCRD 294051 · CLEARWATER, FL$603,665,900.00Regulatory AUM · August 2026
- DEVELOP CAPITAL PARTNERS, LP.CRD 338965 · PITTSFORD, NY$940,000,000.00Regulatory AUM · August 2026
- DEW POINT CAPITAL, INC.CRD 305010 · LOS ANGELES, CA$513,238,282.00Regulatory AUM · August 2026
- DEW WEALTH MANAGEMENT, LLCCRD 114148 · SCOTTSDALE, AZ$464,654,933.00Regulatory AUM · August 2026
- DEWITT INVESTMENT RESEARCH & MANAGEMENT INCCRD 108232 · COLLEGEVILLE, PA$123,230,422.00Regulatory AUM · August 2026
- DF INVESTMENT MANAGER, LLCCRD 334742 · ATLANTA, GA$940,840,000.00Regulatory AUM · August 2026
- DFC PREFERRED ADVISORS LLCCRD 309927 · BOZEMAN, MT$228,689,025.00Regulatory AUM · August 2026
- DFN MANAGEMENT LLC.CRD 285057 · TAMPA, FL$241,367,405.00Regulatory AUM · August 2026
- DG CAPITAL MANAGEMENT, LLCCRD 157258 · NEW YORK, NY$521,852,085.00Regulatory AUM · August 2026
- DGV SOLUTIONS LPCRD 174379 · MINNETONKA, MN$944,441,114.00Regulatory AUM · August 2026
- DHANDHO FUNDS LLCCRD 283147 · WEST LAKE HILLS, TX$104,034,265.00Regulatory AUM · August 2026
- DHH ADVISORS, LLCCRD 169687 · PRINCETON, NJ$324,280,466.00Regulatory AUM · August 2026
- DHJJ FINANCIAL ADVISORS, LTD.CRD 107034 · NAPERVILLE, IL$623,433,866.00Regulatory AUM · August 2026
- DI INVESTMENT MANAGEMENT LPCRD 318069 · DALLAS, TX$617,591,427.00Regulatory AUM · August 2026
- DIADEMA PARTNERS LPCRD 331527 · MORRISTOWN, NJ$397,900,939.00Regulatory AUM · August 2026
- DIAMANT ASSET MANAGEMENT, INC.CRD 107788 · RIDGEFIELD, CT$211,530,484.00Regulatory AUM · August 2026
- DIAMETER DCF ADVISOR LLCCRD 335395 · NEW YORK, NY$342,551,336.00Regulatory AUM · August 2026
- DIAMOND CLIENT GROUP, LLCCRD 310570 · THE WOODLANDS, TX$185,808,906.00Regulatory AUM · August 2026
- DIAMOND WEALTH MANAGEMENT, LLCCRD 288603 · ALPINE, UT$211,951,903.00Regulatory AUM · August 2026
- DIASTOLE WEALTH MANAGEMENT, INC.CRD 111604 · GUILFORD, CT$396,019,097.00Regulatory AUM · August 2026
- DIAZO, LLCCRD 324419 · HENDERSON, NV$221,570,863.00Regulatory AUM · August 2026
- DIBENEDETTO & ASSOCIATES LTDCRD 108092 · LOVES PARK, IL$333,053,485.00Regulatory AUM · August 2026
- DICCIANNI FINANCIAL GROUP, INC.CRD 149332 · EAST NORRITON, PA$128,780,065.00Regulatory AUM · August 2026
- DICKMEYER BOYCE FINANCIAL MANAGEMENT, INCCRD 124281 · FORT WAYNE, IN$438,508,287.00Regulatory AUM · August 2026
- DIESSLIN GROUP, INC.CRD 110557 · FORT WORTH, TX$696,317,975.00Regulatory AUM · August 2026
- DIGITAL WEALTH PARTNERS LLCCRD 328627 · DALLAS, TX$555,135,985.00Regulatory AUM · August 2026
- DIKER MANAGEMENT LLCCRD 119786 · NEW YORK, NY$430,004,756.00Regulatory AUM · August 2026
- DILATION CAPITAL MANAGEMENT LPCRD 307862 · NEW YORK, NY$228,831,821.00Regulatory AUM · August 2026
- DILIGENT INVESTORS, LLCCRD 158708 · REDLANDS, CA$663,058,489.00Regulatory AUM · August 2026
- DILLON & ASSOCIATES INCCRD 104662 · JACKSON, MI$916,399,032.00Regulatory AUM · August 2026
- DILLOW WEALTH MANAGEMENT LLCCRD 313192 · OAK BROOK, IL$106,259,140.00Regulatory AUM · August 2026
- DIMENSIONS WEALTH MANAGEMENT, LLCCRD 298928 · ROSEVILLE, CA$152,088,347.00Regulatory AUM · August 2026
- DINALE MANAGEMENT, LLCCRD 312887 · BOSTON, MA$830,647,973.00Regulatory AUM · August 2026
- DIPAOLO FINANCIAL GROUP, INC.CRD 309637 · LUTZ, FL$167,978,157.00Regulatory AUM · August 2026
- DIRECTED CAPITAL ADVISORS, LLCCRD 162277 · ST. PETERSBURG, FL$419,560,313.00Regulatory AUM · August 2026
- DIRECTIONAL ASSET MANAGEMENT, LLCCRD 152859 · ARLINGTON HEIGHTS, IL$136,932,000.00Regulatory AUM · August 2026
- DISCIPLINE WEALTH SOLUTIONS, INC.CRD 315846 · GREENVILLE, SC$746,683,310.00Regulatory AUM · August 2026
- DISCIPLINED EQUITY MANAGEMENT, INC.CRD 129436 · NEPTUNE BEACH, FL$520,953,831.00Regulatory AUM · August 2026
- DISCIPLINED INVESTMENTS, LLCCRD 129696 · TULSA, OK$592,795,599.00Regulatory AUM · August 2026
- DISCIPLINED INVESTORS, L.L.C.CRD 114614 · WACO, TX$941,638,408.00Regulatory AUM · August 2026
- DISCIPLINED PORTFOLIO SOLUTIONS LLCCRD 160072$230,719,685.00Regulatory AUM · August 2026
- DISCRETIONARY MANAGEMENT SERVICES, LLCCRD 145851 · OVERLAND PARK, KS$228,426,397.00Regulatory AUM · August 2026
- DISHMI CAPITAL, LLCCRD 336392 · PASADENA, CA$215,077,959.00Regulatory AUM · August 2026
- DISTRIBUTED GLOBAL MANAGER LPCRD 309673 · AUSTIN, TX$902,749,131.00Regulatory AUM · August 2026
- DIVERSIFI CAPITAL INCCRD 242788 · LOS ALTOS, CA$671,426,250.00Regulatory AUM · August 2026
- DIVERSIFIED FINANCIAL ADVISORS, LLCCRD 118261 · TOWN AND COUNTRY, MO$585,889,856.00Regulatory AUM · August 2026
- DIVERSIFIED FINANCIAL MANAGEMENT ASSOCIATES, INC.CRD 171813 · NORWELL, MA$338,750,827.00Regulatory AUM · August 2026
- DIVERSIFIED INVESTMENT STRATEGIES, LLCCRD 142202 · BATON ROUGE, LA$199,401,546.00Regulatory AUM · August 2026
- DIVERSIFIED PARTNERS INCCRD 109570 · BRENTWOOD, TN$155,110,213.00Regulatory AUM · August 2026
- DIVERSIFIED PLANNING STRATEGIES ADVISORS LLCCRD 321737 · ROSELAND, NJ$154,398,323.00Regulatory AUM · August 2026
- DIVERSIFIED RESOURCES, LLCCRD 31346 · WARWICK, RI$268,848,043.00Regulatory AUM · August 2026
- DIVIDEND ASSETS CAPITAL, LLCCRD 129973 · RIDGELAND, SC$540,807,741.00Regulatory AUM · August 2026
- DIVISAR CAPITAL MANAGEMENT, LLCCRD 149091 · SAN FRANCISCO, CA$812,831,802.00Regulatory AUM · August 2026
- DIVVI WEALTH MANAGEMENT LLCCRD 318241 · KANSAS CITY, MO$127,446,693.00Regulatory AUM · August 2026
- DKM WEALTH MANAGEMENT, INC.CRD 316778 · STOCKTON, CA$316,769,863.00Regulatory AUM · August 2026
- DL CARLSON INVESTMENT GROUP INC.CRD 105729 · CONCORD, NH$735,526,470.00Regulatory AUM · August 2026
- DLJ REAL ESTATE CAPITAL PARTNERS, LLCCRD 106238 · NEW YORK, NY$673,047,454.00Regulatory AUM · August 2026
- DLK INVESTMENT ADVISORS, LLCCRD 328897 · MERCER ISLAND, WA$140,734,631.00Regulatory AUM · August 2026
- DLK INVESTMENT MANAGEMENTCRD 149096 · SOLANA BEACH, CA$524,000,831.00Regulatory AUM · August 2026
- DMC GROUP, LLCCRD 174077 · BIRMINGHAM, AL$176,696,639.00Regulatory AUM · August 2026
- DME ADVISORS, LPCRD 157074 · NEW YORK, NY$906,973,741.00Regulatory AUM · August 2026
- DMK ADVISOR GROUP, INC.CRD 41067 · LUTZ, FL$130,803,725.00Regulatory AUM · August 2026
- DMKC ADVISORY SERVICES, LLCCRD 145112 · DES MOINES, IA$902,500,171.00Regulatory AUM · August 2026
- DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIACRD 112079 · PETALUMA, CA$217,825,022.00Regulatory AUM · August 2026
- DOCEO WEALTH, LLCCRD 310415 · MERIDIAN, ID$274,000,000.00Regulatory AUM · August 2026
- DODDS WEALTH, LLCCRD 323632 · GREENWOOD VILLAGE, CO$706,175,885.00Regulatory AUM · August 2026
- DOGWOOD WEALTH MANAGEMENT, LLCCRD 317580 · LENEXA, KS$257,195,056.00Regulatory AUM · August 2026
- DOHENY ASSET MANAGEMENT, L.L.C.CRD 106434 · LOS ANGELES, CA$185,691,910.00Regulatory AUM · August 2026
- DOLAN CAPITAL ADVISORS, LLCCRD 269886 · CHARLOTTE, NC$179,147,870.00Regulatory AUM · August 2026
- DOLIVER ADVISORS, L.P.CRD 106247 · HOUSTON, TX$718,423,398.00Regulatory AUM · August 2026
- DOMA PERPETUAL CAPITAL MANAGEMENT LLCCRD 321046 · MIAMI, FL$307,649,123.00Regulatory AUM · August 2026
- DOMAIN TIMBER ADVISORS, LLCCRD 287750 · ATLANTA, GA$575,940,995.00Regulatory AUM · August 2026
- DOME EQUITIES, LLCCRD 159102 · NEW YORK, NY$915,422,476.00Regulatory AUM · August 2026
- DOMESTIQUE CAPITAL LLCCRD 283046$102,362,447.00Regulatory AUM · August 2026
- DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.CRD 173083 · WILLIAMSBURG, VA$213,124,091.00Regulatory AUM · August 2026
- DOMINION PORTFOLIO MANAGEMENT, INC.CRD 106918 · TAMPA, FL$277,125,069.00Regulatory AUM · August 2026
- DONALD SMITH, L.P.CRD 285701 · NEW YORK, NY$255,953,974.00Regulatory AUM · August 2026
- DONALD W. NICHOLSON & ASSOCIATES LTDCRD 107054 · WILMINGTON, DE$171,236,167.00Regulatory AUM · August 2026
- DONALIES FINANCIAL PLANNING, LLCCRD 164700$204,548,423.00Regulatory AUM · August 2026
- DONATO WEALTH MANAGEMENT, PLLCCRD 305031 · CEDAR PARK, TX$349,336,470.00Regulatory AUM · August 2026
- DONOGHUE FORLINES LLCCRD 285403 · BOSTON, MA$370,522,245.00Regulatory AUM · August 2026