Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 26
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- DANIEL INVESTMENT ASSOCIATES, LLCCRD 157284 · SANTA BARBARA, CA$225,253,116.00Regulatory AUM · August 2026
- DANIEL INVESTMENT GROUP INC.CRD 338851 · ROYAL OAK, MI$210,062,660.00Regulatory AUM · August 2026
- DANIEL KRUG & ASSOCIATES, INC.CRD 298532 · CLARKSTON, MI$145,104,606.00Regulatory AUM · August 2026
- DANIELS & ERICKSON FINANCIAL ADVISORS, LLCCRD 119687 · DALLAS, TX$213,569,645.00Regulatory AUM · August 2026
- DARA CAPITAL US, INC.CRD 153544 · MIAMI, FL$563,125,344.00Regulatory AUM · August 2026
- DARBY INTERNATIONAL CAPITAL LLCCRD 310826$448,410,685.00Regulatory AUM · August 2026
- DARBY OVERSEAS PARTNERS, L.P.CRD 160799 · WASHINGTON, DC$154,497,095.00Regulatory AUM · August 2026
- DARCYVILLE MANAGEMENT LPCRD 337282 · WASHINGTON, DC$836,563,608.00Regulatory AUM · August 2026
- DARDANELLES CAPITAL LPCRD 323067 · BOSTON, MA$114,237,861.00Regulatory AUM · August 2026
- DARDEN WEALTH GROUP, INCCRD 294926 · ANN ARBOR, MI$379,556,400.00Regulatory AUM · August 2026
- DARK HORSE ADVISORS LLCCRD 312741$181,732,180.00Regulatory AUM · August 2026
- DARTMOUTH CAPITAL ADVISORS, INC.CRD 105933$167,574,179.00Regulatory AUM · August 2026
- DARWIN VENTURES, LLCCRD 157665 · SANDPOINT, ID$907,970,202.00Regulatory AUM · August 2026
- DARWIN WEALTH MANAGEMENT, LLCCRD 166585 · TAMPA, FL$614,495,581.00Regulatory AUM · August 2026
- DARWINS RIVER CAPITAL, LPCRD 334878 · NEW YORK, NY$283,835,000.00Regulatory AUM · August 2026
- DASH ACQUISITIONS INC.CRD 135281 · WOODLAND HILLS, CA$681,637,820.00Regulatory AUM · August 2026
- DAUNTLESS CAPITAL PARTNERS LLCCRD 322380 · HOUSTON, TX$283,486,947.00Regulatory AUM · August 2026
- DAUS FINANCIAL SERVICES, LLCCRD 323054 · KALAMAZOO, MI$270,510,000.00Regulatory AUM · August 2026
- DAVENPORT WATTS & DRAKE INVESTMENT ADVISORS, LLCCRD 127506 · RIDGELAND, MS$157,076,843.00Regulatory AUM · August 2026
- DAVENTRY GROUP LPCRD 306533 · NEW YORK, NY$179,901,634.00Regulatory AUM · August 2026
- DAVERN CAPITAL PARTNERS, LPCRD 323018 · NEW YORK, NY$715,076,699.00Regulatory AUM · August 2026
- DAVID KENNON INCORPORATEDCRD 301130 · SARASOTA, FL$300,000,008.00Regulatory AUM · August 2026
- DAVID P. GILLIAM & ASSOCIATES, INC.CRD 285515 · MUNCIE, IN$186,693,547.00Regulatory AUM · August 2026
- DAVIDOV WEALTH GROUP, LLCCRD 166794 · GARDEN CITY, NY$174,474,636.00Regulatory AUM · August 2026
- DAVIDSON ADVISORY GROUP, LLCCRD 333090 · CHARLOTTE, NC$223,538,419.00Regulatory AUM · August 2026
- DAVIDSON CAPITAL MANAGEMENT, INC.CRD 112232 · CORPUS CHRISTI, TX$630,302,467.00Regulatory AUM · August 2026
- DAVIDSON KAHN CAPITAL MANAGEMENT, LLCCRD 290062 · SHERMAN OAKS, CA$415,493,541.00Regulatory AUM · August 2026
- DAVIDSON WEALTH MANAGEMENT LLCCRD 153227 · FORKED RIVER, NJ$172,351,950.00Regulatory AUM · August 2026
- DAVIES FINANCIAL ADVISORS, INC.CRD 139764 · MURRIETA, CA$123,078,109.00Regulatory AUM · August 2026
- DAVIMAN FINANCIAL, LLCCRD 285030$233,930,979.00Regulatory AUM · August 2026
- DAVINCI FINANCIAL DESIGNS LLCCRD 163362 · COLUMBIA, SC$222,823,888.00Regulatory AUM · August 2026
- DAVIS CAPITAL MANAGEMENT LLCCRD 149014 · JACKSONVILLE, FL$259,000,000.00Regulatory AUM · August 2026
- DAVIS FINANCIAL MANAGEMENT, INC.CRD 143410 · OVERLAND PARK, KS$144,649,000.00Regulatory AUM · August 2026
- DAVIS INVESTMENT PARTNERS, LLCCRD 318783 · CHARLOTTE, NC$390,005,596.00Regulatory AUM · August 2026
- DAVIS PRIVATE WEALTH, LLCCRD 285952 · ROYAL PALM BEACH, FL$192,700,000.00Regulatory AUM · August 2026
- DAVIS WEALTH ADVISORS LLCCRD 287736 · SALEM, NH$197,149,289.00Regulatory AUM · August 2026
- DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLCCRD 286575 · NASHVILLE, TN$144,878,543.00Regulatory AUM · August 2026
- DAVIVIENDA INVESTMENT ADVISOR USA LLCCRD 319755 · MIAMI, FL$120,204,357.00Regulatory AUM · August 2026
- DAWSON PARTNERS (US) INC.CRD 339430 · NEW YORK, NY$999,148,689.00Regulatory AUM · August 2026
- DAYAH CAPITAL LLCCRD 327487 · STAMFORD, CT$264,841,930.00Regulatory AUM · August 2026
- DAYBRIGHT ADVISORY SERVICES, INC.CRD 133795 · MIAMI, FL$997,417,668.00Regulatory AUM · August 2026
- DAYTONA STREET CAPITAL LLCCRD 316666 · SAINT LOUIS, MO$189,256,439.00Regulatory AUM · August 2026
- DB & C ADVISORS, LLCCRD 155645 · HOLLAND, MI$252,161,280.00Regulatory AUM · August 2026
- $133,657,020.00Regulatory AUM · August 2026
- DBK FINANCIAL COUNSEL, LLCCRD 170688 · CUYAHOGA FALLS, OH$199,476,254.00Regulatory AUM · August 2026
- DBS INVESTMENT ADVISERS, LLCCRD 123283 · BAY CITY, MI$280,177,315.00Regulatory AUM · August 2026
- DC CAPITAL MANAGEMENT, LLCCRD 142841$107,009,732.00Regulatory AUM · August 2026
- DCA FAMILY OFFICE, LLCCRD 322047 · ROSEVILLE, CA$119,914,111.00Regulatory AUM · August 2026
- DCM ADVISORS, LLCCRD 126248 · NEW YORK, NY$260,523,078.00Regulatory AUM · August 2026
- DDELTA REAL ESTATE INVESTMENTS INC.CRD 326662 · AUSTIN, TX$169,592,200.00Regulatory AUM · August 2026
- DDFG, INCCRD 317862 · THOUSAND OAKS, CA$567,800,000.00Regulatory AUM · August 2026
- DEAN FINANCIAL SERVICES, LLCCRD 129679 · BEAVERCREEK, OH$382,008,860.00Regulatory AUM · August 2026
- DEAN INVESTMENT ASSOCIATES, LLCCRD 104635 · BEAVERCREEK, OH$909,330,276.00Regulatory AUM · August 2026
- DEAN ROLAND RUSSELL, LLCCRD 109480 · SAN DIEGO, CA$351,202,738.00Regulatory AUM · August 2026
- DEAN WEALTH PARTNERS, LLCCRD 298237 · AUSTIN, TX$249,810,922.00Regulatory AUM · August 2026
- DEAN, JACOBSON FINANCIAL SERVICES, LLCCRD 115879 · FORT WORTH, TX$519,412,773.00Regulatory AUM · August 2026
- DEANE RETIREMENT STRATEGIES, INC.CRD 127096 · NEW ORLEANS, LA$250,732,080.00Regulatory AUM · August 2026
- DEANS KNIGHT CAPITAL MANAGEMENT LTD.CRD 149155$538,317,811.00Regulatory AUM · August 2026
- DEARBORN CAPITAL MANAGEMENT, LLCCRD 155473 · CHICAGO, IL$360,901,576.00Regulatory AUM · August 2026
- DECAGON ASSET MANAGEMENT (US) LPCRD 322135 · NEW YORK, NY$720,804,987.00Regulatory AUM · August 2026
- DECAMILLA CAPITAL MANAGEMENT LLCCRD 108027 · SACRAMENTO, CA$162,883,682.00Regulatory AUM · August 2026
- DECATHLON CAPITAL MANAGEMENT II, LLCCRD 175030 · PARK CITY, UT$266,722,851.00Regulatory AUM · August 2026
- DECATUR CAPITAL MANAGEMENT, INC.CRD 120679 · DECATUR, GA$253,666,885.00Regulatory AUM · August 2026
- DECISION INVESTMENTS, INC.CRD 145073 · SAN DIEGO, CA$154,906,138.00Regulatory AUM · August 2026
- DECISIONMAP WEALTH MANAGEMENT, LLCCRD 328429 · GREAT FALLS, VA$363,433,557.00Regulatory AUM · August 2026
- DECKER RETIREMENT PLANNING INC.CRD 284281 · LEHI, UT$359,915,714.00Regulatory AUM · August 2026
- DECKER WEALTH MANAGEMENT, LLCCRD 150094 · NASHVILLE, TN$566,167,062.00Regulatory AUM · August 2026
- DEDEKER FINANCIAL, LLCCRD 325537 · ST. LOUIS PARK, MN$165,500,000.00Regulatory AUM · August 2026
- DEDICATED CAPITAL ADVISORS, LLCCRD 168132 · SAN FRANCISCO, CA$162,469,765.00Regulatory AUM · August 2026
- DEDORA CAPITAL, INC.CRD 177523 · NAPA, CA$550,691,298.00Regulatory AUM · August 2026
- DEEPWATER ASSET MANAGEMENT, LLCCRD 316507 · MINNEAPOLIS, MN$626,710,008.00Regulatory AUM · August 2026
- DEEPWORK CAPITAL, LLCCRD 314673 · ORLANDO, FL$300,228,029.00Regulatory AUM · August 2026
- DEFENDER CAPITAL LLCCRD 159607 · CHARLOTTE, NC$510,000,000.00Regulatory AUM · August 2026
- DEFINE FINANCIAL, LLCCRD 286648 · SAN DIEGO, CA$314,636,290.00Regulatory AUM · August 2026
- DEFINED WEALTH MANAGEMENT, LLCCRD 306779 · BEAVERTON, OR$253,963,186.00Regulatory AUM · August 2026
- DEFINITION CAPITAL MANAGEMENT LLCCRD 321942 · NEW YORK, NY$791,895,131.00Regulatory AUM · August 2026
- DEGREEN PRIVATE WEALTH, LLCCRD 332192 · SCOTTSDALE, AZ$132,808,620.00Regulatory AUM · August 2026
- DEL MAR WEALTH MANAGEMENT INCCRD 175022 · DEL MAR, CA$169,858,650.00Regulatory AUM · August 2026
- DEL-SETTE CAPITAL MANAGEMENT, LLCCRD 159052 · SCHENECTADY, NY$192,533,425.00Regulatory AUM · August 2026
- DELARME WEALTH MANAGEMENT, INC.CRD 328372 · PALOS VERDES ESTATES, CA$256,500,641.00Regulatory AUM · August 2026
- DELAWARE AVENUE WEALTH PLANNERS, LLCCRD 306818 · WILMINGTON, DE$255,567,984.00Regulatory AUM · August 2026
- DELGADO WEALTH MANAGEMENT, LLCCRD 305721 · ORLANDO, FL$112,868,565.00Regulatory AUM · August 2026
- DELLORA INVESTMENTS LPCRD 310885 · GREENWICH, CT$148,379,005.00Regulatory AUM · August 2026
- DELOS CAPITAL MANAGEMENT, LPCRD 170010 · NEW YORK, NY$169,588,863.00Regulatory AUM · August 2026
- DELOS WEALTH ADVISORS, LLCCRD 300734 · DALLAS, TX$185,578,593.00Regulatory AUM · August 2026
- DELPHI MANAGEMENT INCCRD 106042$116,692,084.00Regulatory AUM · August 2026
- DELPHINUS FINANCIAL ADVISORS, LLCCRD 152952 · MANSFIELD, MA$157,091,655.00Regulatory AUM · August 2026
- DELTA ACCUMULATION, LLCCRD 286434 · SAUSALITO, CA$332,098,743.00Regulatory AUM · August 2026
- DELTA ADVISORY GROUP, INC.CRD 105966 · MAITLAND, FL$216,326,482.00Regulatory AUM · August 2026
- DELTA CAPITAL MANAGEMENT LLCCRD 106248 · RED BANK, NJ$240,245,252.00Regulatory AUM · August 2026
- DELTA CAPITAL MANAGEMENT, LLCCRD 128350 · MAITLAND, FL$277,361,855.00Regulatory AUM · August 2026
- DELTA FINANCIAL ADVISORS, INCCRD 121907 · KENSINGTON, MD$233,958,703.00Regulatory AUM · August 2026
- DELTA FINANCIAL ADVISORS, L.L.C.CRD 122092 · METAIRIE, LA$592,287,336.00Regulatory AUM · August 2026
- DELTA INVESTMENT MANAGEMENT, LLCCRD 149596 · SAN FRANCISCO, CA$856,670,613.00Regulatory AUM · August 2026
- DELTA WEALTH ADVISORS LLCCRD 310504$151,829,886.00Regulatory AUM · August 2026
- DELTA WEALTH MANAGEMENTCRD 111368$522,450,532.00Regulatory AUM · August 2026
- DELTEC ASSET MANAGEMENT LLCCRD 104068 · NEW YORK, NY$782,757,470.00Regulatory AUM · August 2026
- DELTROIT ASSET MANAGEMENT (US) LLCCRD 334438$317,681,999.00Regulatory AUM · August 2026
- DEMAND WEALTH LLCCRD 307043$164,600,000.00Regulatory AUM · August 2026
- DEMARS FINANCIAL GROUP LLCCRD 116257 · SPOKANE VALLEY, WA$373,955,768.00Regulatory AUM · August 2026