EXPLORE THE DIRECTORY

Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 25

Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.

9,914 firms · Source months shown: July 2026 and August 2026

CROSSBEAM VENTURE PARTNERS LLCCRD 309047 · NEW YORK, NY
$507,749,339.00Regulatory AUM · August 2026
CROSSGATE WEALTH ADVISORS, LLCCRD 121856 · NEWTOWN, PA
$271,873,742.00Regulatory AUM · August 2026
CROSSGEN WEALTH LLCCRD 336270 · GREENVILLE, NC
$222,779,471.00Regulatory AUM · August 2026
CROSSGRAIN FAMILY INVESTMENTS, LLCCRD 318373
$177,570,614.00Regulatory AUM · August 2026
CROSSLAYER CAPITAL MANAGEMENT LLCCRD 318810
$235,641,957.00Regulatory AUM · August 2026
CROSSOVER CAPITAL BRANDS LLCCRD 326625 · YARDLEY, PA
$179,466,190.00Regulatory AUM · August 2026
CROSSPLANE CAPITAL MANAGEMENT, LPCRD 300646 · DALLAS, TX
$736,248,662.00Regulatory AUM · August 2026
CROSSPOINT CAPITAL STRATEGIES, LLCCRD 150212 · ORINDA, CA
$118,000,000.00Regulatory AUM · July 2026
CROSSPOINT FINANCIAL, LLCCRD 286443 · TUSTIN, CA
$157,077,817.00Regulatory AUM · August 2026
CROSSTIMBERS CAPITAL GROUP, LLCCRD 285144 · HOUSTON, TX
$626,156,348.00Regulatory AUM · August 2026
CROW'S NEST HOLDINGS LPCRD 316652 · RICHMOND, VA
$636,552,783.00Regulatory AUM · August 2026
CROWDOUT CAPITAL LLCCRD 305018 · AUSTIN, TX
$102,381,734.00Regulatory AUM · August 2026
CROWDSTREET ADVISORS, LLCCRD 299176 · AUSTIN, TX
$231,858,503.00Regulatory AUM · August 2026
CROWN ADVISORS MANAGEMENT, INC.CRD 109720 · LARKSPUR, CA
$197,759,721.00Regulatory AUM · August 2026
CROWN MANAGEMENT ADVISORS, LLCCRD 326369 · ATLANTA, GA
$142,189,038.00Regulatory AUM · August 2026
CROWN OAK ADVISORS, LLCCRD 309749
$235,630,503.00Regulatory AUM · August 2026
CROWN WEALTH GROUP LLCCRD 299732 · CHARLOTTE, NC
$437,507,251.00Regulatory AUM · August 2026
CRUDEN BAY INVESTMENT MANAGEMENT, LLCCRD 284787 · WESTLAKE VILLAGE, CA
$663,058,299.00Regulatory AUM · August 2026
CRUISER CAPITAL ADVISORS, LLCCRD 168739 · STAMFORD, CT
$104,440,949.00Regulatory AUM · August 2026
CRUX WEALTH ADVISORSCRD 330731 · LONG BEACH, CA
$547,677,060.00Regulatory AUM · August 2026
CRYSTAL COVE ASSET MANAGEMENT, LLCCRD 289810 · NEWPORT BEACH, CA
$135,190,931.00Regulatory AUM · August 2026
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.CRD 157296 · BANNOCKBURN, IL
$203,891,787.00Regulatory AUM · August 2026
CS ADVISORS INC.CRD 130729 · BOCA RATON, FL
$118,044,036.00Regulatory AUM · August 2026
CSC UPSHOT VENTURES MANAGEMENT, LLCCRD 283270 · PALO ALTO, CA
$218,521,015.00Regulatory AUM · August 2026
CSL CAPITAL MANAGEMENT, L.P.CRD 158340 · HOUSTON, TX
$144,762,065.00Regulatory AUM · August 2026
CSP FINANCIAL GROUP LLCCRD 310819 · SCOTTSDALE, AZ
$119,237,758.00Regulatory AUM · August 2026
CTA WEALTH ADVISORS, INC.CRD 113007 · BURBANK, CA
$175,239,397.00Regulatory AUM · August 2026
CUADRILLA CAPITAL, LLCCRD 314510 · SANTA BARBARA, CA
$586,587,471.00Regulatory AUM · August 2026
CULLEN INVESTMENT GROUP, LTD.CRD 18266 · LAFAYETTE, LA
$909,951,360.00Regulatory AUM · August 2026
CULTIVAR CAPITAL, INC.CRD 160145 · DENTON, TX
$375,110,347.00Regulatory AUM · August 2026
CULTIVATION CAPITAL, LLCCRD 168734 · ST. LOUIS, MO
$416,351,000.00Regulatory AUM · August 2026
CUNNING CAPITAL, LLCCRD 310482
$228,408,897.00Regulatory AUM · August 2026
CURA & SENECTUS INVESTMENT AGCRD 294103
$146,211,152.00Regulatory AUM · August 2026
CURA WEALTH ADVISORS, LLCCRD 332511 · CHICAGO, IL
$527,732,383.00Regulatory AUM · August 2026
CURAFIN ADVISORS, LLCCRD 329091 · PHOENIX, AZ
$748,375,338.00Regulatory AUM · August 2026
CURASSET CAPITAL MANAGEMENT, LLCCRD 316522 · NEWARK, NJ
$643,187,976.00Regulatory AUM · August 2026
CURAT GLOBAL LLCCRD 296180
$117,512,767.00Regulatory AUM · August 2026
CURBSTONE FINANCIAL MANAGEMENT CORPORATIONCRD 13348 · MANCHESTER, NH
$411,740,153.00Regulatory AUM · August 2026
CUREWELL CAPITAL MANAGEMENT, LLCCRD 318142 · LOS ANGELES, CA
$744,310,775.00Regulatory AUM · August 2026
CURIAM CAPITAL LLCCRD 305220 · NEW YORK, NY
$964,661,366.00Regulatory AUM · August 2026
CURIO WEALTH, LLCCRD 328178 · ANNAPOLIS, MD
$460,657,970.00Regulatory AUM · August 2026
CURRAN FINANCIAL PARTNERS, LLCCRD 281943 · DANIEL ISLAND, SC
$749,381,619.00Regulatory AUM · August 2026
CURRY WEBB WEALTH MANAGEMENT LLCCRD 168692 · INDIANAPOLIS, IN
$332,442,429.00Regulatory AUM · August 2026
CURTIS ADVISORY GROUP, LLCCRD 151695 · SANTA BARBARA, CA
$573,697,121.00Regulatory AUM · August 2026
CURTIS CAPITAL ADVISORS, LLCCRD 330835 · OVERLAND PARK, KS
$165,500,000.00Regulatory AUM · August 2026
CURTIS FINANCIAL PLANNING, LLCCRD 136785
$163,500,000.00Regulatory AUM · August 2026
CURTIS WEALTH MANAGEMENT LLCCRD 312245 · HENDERSON, NV
$148,504,942.00Regulatory AUM · August 2026
CUSHING CAPITAL PARTNERS, LLCCRD 313497 · DELAFIELD, WI
$274,702,787.00Regulatory AUM · August 2026
CUSTOS FAMILY OFFICE LLCCRD 294025
$346,555,336.00Regulatory AUM · August 2026
CUTLER CAPITAL MANAGEMENT LLCCRD 107463 · WORCESTER, MA
$430,827,783.00Regulatory AUM · August 2026
CUTTER FINANCIAL GROUP LLCCRD 290016 · FALMOUTH, MA
$216,940,062.00Regulatory AUM · August 2026
CVNA, LLCCRD 340877 · PEPPER PIKE, OH
$711,911,936.00Regulatory AUM · August 2026
CW SECURITIES, LLCCRD 124496 · KNOXVILLE, TN
$113,478,500.00Regulatory AUM · August 2026
CWC ADVISORS, LLCCRD 127739 · LAKE OSWEGO, OR
$445,346,348.00Regulatory AUM · August 2026
CWCI LLCCRD 144535 · WASHINGTON, DC
$255,529,906.00Regulatory AUM · August 2026
CWM ADVISORY, LLCCRD 299923 · OCEAN PINES, MD
$100,973,620.00Regulatory AUM · August 2026
CWS CAPITAL PARTNERS LLCCRD 166871 · NEWPORT BEACH, CA
$268,387,708.00Regulatory AUM · August 2026
CYBER HORNET ETFS LLCCRD 305171 · ST. PETERSBURG, FL
$167,586,519.00Regulatory AUM · August 2026
CYCAP PARTNERS, LLCCRD 335347 · TALLAHASSEE, FL
$143,204,838.00Regulatory AUM · August 2026
CYGNET FINANCIAL PLANNING INC.CRD 123430 · WATERFORD, MI
$212,902,407.00Regulatory AUM · August 2026
CYGNUS CAPITAL ADVISORS, LLCCRD 323041 · ATLANTA, GA
$229,725,346.00Regulatory AUM · August 2026
CYPRESS ADVISORY GROUP, LLCCRD 172113 · SCOTTSDALE, AZ
$152,721,993.00Regulatory AUM · August 2026
CYPRESS ASSET MANAGEMENT INCCRD 106593 · HOUSTON, TX
$455,795,968.00Regulatory AUM · August 2026
CYPRESS ASSET MANAGEMENT, INC.CRD 145415
$152,800,615.00Regulatory AUM · August 2026
CYPRESS CAPITAL MANAGEMENT US LIMITEDCRD 139037
$106,218,886.00Regulatory AUM · August 2026
CYPRESS CAPITAL MANAGEMENT, LLCCRD 130401 · SHERIDAN, WY
$121,672,219.00Regulatory AUM · August 2026
CYPRESS CAPITAL PARTNERS, LLCCRD 140754 · CHICAGO, IL
$464,414,004.00Regulatory AUM · August 2026
CYPRESS CAPITAL WEALTH MANAGEMENT, LLCCRD 312340 · ANN ARBOR, MI
$330,221,401.00Regulatory AUM · August 2026
CYPRESS CAPITAL, LLCCRD 171266 · FRANKLIN, TN
$426,048,161.00Regulatory AUM · August 2026
CYPRESS FINANCIAL PLANNING, LLCCRD 151014 · HADDON HEIGHTS, NJ
$490,443,121.00Regulatory AUM · August 2026
CYPRESS INVESTMENT MANAGEMENT, LLCCRD 327810 · OAKBROOK TERRACE, IL
$302,200,000.00Regulatory AUM · August 2026
CYPRESS POINT CAPITAL MANAGEMENT, LLCCRD 167195
$184,400,000.00Regulatory AUM · August 2026
CYPRESS POINT INVESTMENT MANAGEMENT LPCRD 316549 · MILL VALLEY, CA
$512,361,156.00Regulatory AUM · August 2026
CYPRESS WEALTH MANAGEMENT, LLCCRD 324524 · OAKBROOK TERRACE, IL
$282,700,000.00Regulatory AUM · August 2026
CYPRIUM INVESTMENT PARTNERS LLCCRD 160746 · CLEVELAND, OH
$760,188,529.00Regulatory AUM · August 2026
CYR FINANCIAL INC.CRD 277118 · HENNEPIN, IL
$180,516,603.00Regulatory AUM · August 2026
CYTIUM INVESTMENT MANAGEMENT, LLCCRD 327890 · NEW YORK, NY
$749,024,030.00Regulatory AUM · August 2026
CYWP FUND LLCCRD 337234 · BOCA RATON, FL
$160,808,303.00Regulatory AUM · August 2026
D & G ADVISORY GROUP, L.L.C.CRD 125055
$190,913,758.00Regulatory AUM · August 2026
D & P INVESTMENT ADVISORS, LTD.CRD 119631 · WAKEFIELD, RI
$197,759,856.00Regulatory AUM · August 2026
D C VOSS & COMPANY, LLCCRD 123392
$232,930,585.00Regulatory AUM · August 2026
D. M. BRENNER, INC.CRD 134398 · SOLANA BEACH, CA
$193,620,246.00Regulatory AUM · August 2026
D.B. FITZPATRICK & CO., INC.CRD 105671 · BOISE, ID
$487,007,072.00Regulatory AUM · August 2026
D.B. ROOT & COMPANY, LLCCRD 188512 · PITTSBURGH, PA
$952,367,792.00Regulatory AUM · August 2026
D.H. HILL ADVISORS, INC.CRD 116324 · KINGWOOD, TX
$226,395,564.00Regulatory AUM · August 2026
D'ARCY CAPITAL MANAGEMENT, LLCCRD 156264 · SAN DIEGO, CA
$225,614,935.00Regulatory AUM · August 2026
D&A ADVISORS, LLCCRD 307227 · RENO, NV
$127,071,586.00Regulatory AUM · August 2026
DACHTLER WEALTH ADVISORS, LLCCRD 335863 · FOLSOM, CA
$120,350,195.00Regulatory AUM · August 2026
DAFNA CAPITAL MANAGEMENT, LLCCRD 129053 · LOS ANGELES, CA
$645,210,327.00Regulatory AUM · August 2026
DAGCO, INC.CRD 106950 · WESTLAKE, OH
$628,669,491.00Regulatory AUM · August 2026
DAHER CAPITAL GROUP, LLCCRD 341516 · JUPITER, FL
$490,000,000.00Regulatory AUM · August 2026
DAHRING | CUSMANO LLCCRD 301236 · NOVI, MI
$781,384,466.00Regulatory AUM · August 2026
DAI WEALTH, LLCCRD 138938 · ATLANTA, GA
$329,951,743.00Regulatory AUM · August 2026
DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.CRD 307581 · PALO ALTO, CA
$376,374,382.00Regulatory AUM · August 2026
DAKOTA INVESTMENTS, LLCCRD 290284 · BRYN MAWR, PA
$124,775,256.00Regulatory AUM · August 2026
DALAL STREET, LLCCRD 161471 · WEST LAKE HILLS, TX
$936,286,116.00Regulatory AUM · August 2026
DALE K. EHRHART, INC.CRD 35971 · VENICE, FL
$648,772,602.00Regulatory AUM · August 2026
DALE Q. RICE INVESTMENT MANAGEMENT, LTD.CRD 310614
$156,591,623.00Regulatory AUM · August 2026
DALY INVESTMENT MANAGEMENT, LLCCRD 149980 · MOUNT PROSPECT, IL
$123,548,761.00Regulatory AUM · August 2026
DANER WEALTH MANAGEMENT, LLCCRD 317373 · ALPHARETTA, GA
$201,683,975.00Regulatory AUM · August 2026