Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 22
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- COLLECTIVE WEALTH ADVISORS LLCCRD 289157 · COPPELL, TX$157,005,962.00Regulatory AUM · August 2026
- COLLEGIATE CAPITAL MANAGEMENT, INC.CRD 118205 · RALEIGH, NC$652,988,757.00Regulatory AUM · August 2026
- COLLEGIATE PEAKS ASSET MANAGEMENT, LLCCRD 322086 · DENVER, CO$365,105,305.00Regulatory AUM · August 2026
- COLLIE FINANCIAL PLANNING, INC.CRD 134884 · BLACK MOUNTAIN, NC$162,924,000.00Regulatory AUM · August 2026
- COLLIER FINANCIAL, INCCRD 175207 · DENVER, CO$160,507,524.00Regulatory AUM · August 2026
- COLLIERS SECURITIES LLCCRD 7477 · MINNEAPOLIS, MN$329,636,522.00Regulatory AUM · August 2026
- COLLINS ADVISORS, LLCCRD 129270 · BUFFALO, NY$176,396,942.00Regulatory AUM · August 2026
- COLLWICK FUNDS GP, LLCCRD 162923 · CHARLOTTE, NC$439,629,958.00Regulatory AUM · August 2026
- COLMAN KNIGHT ADVISORY GROUP, LLCCRD 119696 · ACTON, MA$187,675,186.00Regulatory AUM · August 2026
- COLONIAL RIVER INVESTMENTS, LLCCRD 284839 · MIDLOTHIAN, VA$464,365,160.00Regulatory AUM · August 2026
- COLONY CAPITAL INVESTMENT ADVISORS, LLCCRD 175506 · BOCA RATON, FL$336,204,726.00Regulatory AUM · August 2026
- COLORADO CAPITAL MANAGEMENT, INC.CRD 114011 · BOULDER, CO$638,376,461.00Regulatory AUM · August 2026
- COLRAIN CAPITAL LLCCRD 118098 · BOSTON, MA$222,159,862.00Regulatory AUM · August 2026
- COLTON GROOME FINANCIAL ADVISORS, LLCCRD 128365 · ASHEVILLE, NC$724,883,187.00Regulatory AUM · August 2026
- COLTON WEALTH MANAGEMENTCRD 150486 · ARCADIA, CA$135,073,498.00Regulatory AUM · August 2026
- COLTRANE ASSET MANAGEMENT, L.P.CRD 165131 · NEW YORK, NY$303,981,025.00Regulatory AUM · August 2026
- COLUMBIA ADVISORY PARTNERS, LLCCRD 171616 · SPOKANE, WA$312,630,000.00Regulatory AUM · August 2026
- COLUMBIA BENEFITS, LLCCRD 132261 · DENVER, CO$116,170,423.00Regulatory AUM · August 2026
- COLUMBIA RIVER ADVISORS, LLCCRD 154571 · TACOMA, WA$191,149,780.00Regulatory AUM · August 2026
- COLUMBIA RIVER FINANCIAL GROUP, LLCCRD 288539 · VANCOUVER, WA$194,831,125.00Regulatory AUM · August 2026
- COLUMBUS INVESTMENT ADVISORY INC.CRD 104595 · NEW ALBANY, OH$453,724,871.00Regulatory AUM · August 2026
- COLUMBUS MACRO, LLCCRD 286374$970,251,440.00Regulatory AUM · August 2026
- COLUMBUS STREET WEALTH MANAGEMENT, LLCCRD 301788$144,549,263.00Regulatory AUM · August 2026
- COLUMN PARK ASSET MANAGEMENT, LPCRD 169730 · COCOA BEACH, FL$148,791,000.00Regulatory AUM · August 2026
- COMIMA LLCCRD 326664$169,117,953.00Regulatory AUM · August 2026
- COMMENCEMENT FINANCIAL PLANNING LLCCRD 154056$121,700,000.00Regulatory AUM · August 2026
- COMMERCE ADVISORS, LLCCRD 151439 · MEMPHIS, TN$337,851,115.00Regulatory AUM · August 2026
- COMMERCE STREET INVESTMENT ADVISOR, LLCCRD 144278 · DALLAS, TX$891,286,277.00Regulatory AUM · August 2026
- COMMERCIAL TRUST WEALTH MANAGEMENT, LLCCRD 337704 · FAYETTE, MO$204,060,790.00Regulatory AUM · August 2026
- COMMON CENTS WEALTH MANAGEMENT, LLCCRD 153074 · PEMBROKE PINES, FL$113,726,879.00Regulatory AUM · August 2026
- COMMONS CAPITAL, LLCCRD 165738 · NEEDHAM, MA$307,403,881.00Regulatory AUM · August 2026
- COMMONWEALTH FINANCIAL PLANNERS INCCRD 106831 · ROSWELL, GA$227,631,060.00Regulatory AUM · August 2026
- COMMONWEALTH FINANCIAL SERVICES, LLC.CRD 324930 · VIENNA, WV$994,745,926.00Regulatory AUM · August 2026
- COMMONWEALTH RETIREMENT INVESTMENTS LLCCRD 285998 · RICHMOND, VA$377,033,190.00Regulatory AUM · August 2026
- COMMUNITY DEVELOPMENT FUND ADVISORS, LLCCRD 281617$326,440,857.00Regulatory AUM · August 2026
- COMMUNITY US FUND MANAGEMENT, INC.CRD 313802$767,600,000.00Regulatory AUM · August 2026
- COMPASS ADVISORY GROUP LLCCRD 288256 · MELVILLE, NY$767,495,362.00Regulatory AUM · August 2026
- COMPASS CAPITAL CORPORATIONCRD 112323 · BRAINTREE, MA$663,564,349.00Regulatory AUM · August 2026
- COMPASS CAPITAL MANAGEMENT, LLCCRD 150170 · MCALESTER, OK$118,999,578.00Regulatory AUM · August 2026
- COMPASS FINANCIAL ADVISORS LLCCRD 109131 · FORT WAYNE, IN$282,474,625.00Regulatory AUM · August 2026
- COMPASS FINANCIAL ADVISORY SERVICES, LLCCRD 316843 · ORMOND BEACH, FL$527,155,793.00Regulatory AUM · August 2026
- COMPASS FINANCIAL GROUP, INC.CRD 125186 · DEERFIELD BEACH, FL$429,741,750.00Regulatory AUM · August 2026
- COMPASS FINANCIAL GROUP, INC.CRD 130867 · DUBLIN, OH$148,793,423.00Regulatory AUM · August 2026
- COMPASS FINANCIAL MANAGEMENT LLCCRD 156345 · TAMPA, FL$893,836,789.00Regulatory AUM · August 2026
- COMPASS FINANCIAL SERVICES, INC.CRD 109441 · WEST DES MOINES, IA$407,449,818.00Regulatory AUM · August 2026
- COMPASS GROUP INVESTMENTS SOLUTIONS LLCCRD 305680 · MIAMI, FL$526,823,237.00Regulatory AUM · August 2026
- COMPASS GROUP MANAGEMENT, LLCCRD 317244 · ST. LOUIS, MO$801,478,841.00Regulatory AUM · August 2026
- COMPASS INVESTMENT ADVISERS, LLCCRD 131933 · PORTLAND, OR$110,517,958.00Regulatory AUM · August 2026
- COMPASS PLANNING ASSOCIATES, INC.CRD 128014$213,939,625.00Regulatory AUM · August 2026
- COMPASS PRIVATE WEALTH GROUP LLCCRD 316785 · SHORT HILLS, NJ$113,345,908.00Regulatory AUM · August 2026
- COMPASS RETIREMENT GROUP LLCCRD 282420 · ST. LOUIS, MO$111,859,803.00Regulatory AUM · August 2026
- COMPASS RETIREMENT, LLCCRD 158412$105,097,361.00Regulatory AUM · August 2026
- COMPASS WEALTH MANAGEMENT LLCCRD 106289 · GUILFORD, CT$682,519,106.00Regulatory AUM · August 2026
- COMPASS WEALTH MANAGEMENT, LLCCRD 156482 · ATLANTA, GA$307,703,917.00Regulatory AUM · August 2026
- COMPLETE WEALTH MANAGEMENT, LLCCRD 288794$132,535,166.00Regulatory AUM · August 2026
- COMPOUND ADVISORS, LLCCRD 165300 · NEW YORK, NY$732,278,497.00Regulatory AUM · August 2026
- COMPOUND FAMILY OFFICES, LLCCRD 298776 · SARASOTA, FL$540,828,257.00Regulatory AUM · August 2026
- COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.CRD 128257 · BLOOMINGTON, IN$595,565,339.00Regulatory AUM · August 2026
- COMPREHENSIVE FINANCIAL PLANNING CORPORATIONCRD 107549 · RICHMOND, VA$263,885,687.00Regulatory AUM · August 2026
- COMPREHENSIVE FINANCIAL PLANNING INCCRD 109822 · OKLAHOMA CITY, OK$175,954,952.00Regulatory AUM · August 2026
- COMPREHENSIVE FINANCIAL PLANNING, INC.CRD 110937 · EAST PETERSBURG, PA$434,121,769.00Regulatory AUM · August 2026
- $200,303,679.00Regulatory AUM · August 2026
- COMPREHENSIVE PLANNING ASSOCIATES, INC.CRD 115932 · LEBANON, NH$138,440,661.00Regulatory AUM · August 2026
- COMPREHENSIVE WEALTH MANAGEMENT, LLCCRD 116958 · LYNNWOOD, WA$338,397,742.00Regulatory AUM · August 2026
- COMPREHENSIVE WEALTH SOLUTIONS, LLCCRD 131324 · BOCA RATON, FL$374,292,250.00Regulatory AUM · August 2026
- COMPTON WEALTH ADVISORY GROUP, LLCCRD 281732 · VIRGINIA BEACH, VA$800,333,362.00Regulatory AUM · August 2026
- COMUNIDAD FUND I MANAGER, LLCCRD 315665 · AUSTIN, TX$206,454,774.00Regulatory AUM · August 2026
- COMVEST CREDIT MANAGERS, LLCCRD 322342 · WEST PALM BEACH, FL$956,839,000.00Regulatory AUM · August 2026
- CONCENTRUM WEALTH MANAGEMENT, INC.CRD 167151 · SAN JOSE, CA$986,752,839.00Regulatory AUM · August 2026
- CONCEPTUAL FINANCIAL ADVISORS, LLCCRD 167513 · APPLETON, WI$189,909,772.00Regulatory AUM · August 2026
- CONCISE CAPITAL MANAGEMENT, LPCRD 145778 · MIAMI, FL$838,564,985.00Regulatory AUM · August 2026
- CONCORD ASSET MANAGEMENT, LLCCRD 310710 · ABINGDON, VA$639,413,236.00Regulatory AUM · August 2026
- CONCORD ATLANTIC, INC.CRD 121820$145,000,000.00Regulatory AUM · August 2026
- CONCORD INVESTMENT COUNSELCRD 107901 · IRVINE, CA$397,890,400.00Regulatory AUM · August 2026
- CONCORD MANAGEMENT SERVICES, LLCCRD 292760 · SUMMIT, NJ$301,025,697.00Regulatory AUM · August 2026
- CONCORDE ASSET MANAGEMENT, LLCCRD 140367 · ANN ARBOR, MI$598,360,368.00Regulatory AUM · August 2026
- CONCORDE FINANCIAL CORPORATIONCRD 105237 · DALLAS, TX$376,213,522.00Regulatory AUM · August 2026
- CONCORDE FINANCIAL RESOURCES I INC.CRD 117836 · YORK, SC$230,956,657.00Regulatory AUM · August 2026
- CONCORDIA WEALTH MANAGEMENT, LLCCRD 164278 · CONCORD, MA$197,112,273.00Regulatory AUM · August 2026
- CONDON WEALTH MANAGEMENT, INC.CRD 128409 · PLYMOUTH, MA$122,106,202.00Regulatory AUM · August 2026
- CONFIDENCE WEALTH MANAGEMENT, INC.CRD 127383 · LOS ANGELES, CA$454,060,520.00Regulatory AUM · August 2026
- CONFIDENTIAL MANAGEMENT ADVISORS, INC.CRD 125936 · TROY, MI$161,889,433.00Regulatory AUM · August 2026
- CONGRESS PARK CAPITAL LLCCRD 150309 · SARATOGA SPRINGS, NY$422,313,266.00Regulatory AUM · August 2026
- CONGRUENCE CAPITAL, LLCCRD 328559 · LOS ANGELES, CA$333,540,014.00Regulatory AUM · August 2026
- CONIFER INVESTMENTS LTDCRD 106159 · WEST HARTFORD, CT$524,034,271.00Regulatory AUM · August 2026
- CONNECTED WEALTH SOLUTIONS, LLCCRD 277111 · LA GRANDE, OR$226,401,522.00Regulatory AUM · August 2026
- CONNECTICUT CAPITAL MANAGEMENT GROUP, LLCCRD 305013 · MILFORD, CT$253,921,421.00Regulatory AUM · August 2026
- CONNECTIVE CAPITAL MANAGEMENT, LLCCRD 161099 · PALO ALTO, CA$230,133,537.00Regulatory AUM · August 2026
- CONNECTIVE PORTFOLIO MANAGEMENT, LLCCRD 297755 · NEW YORK, NY$121,345,569.00Regulatory AUM · August 2026
- CONNING INVESTMENT PRODUCTS, INC.CRD 120387 · HARTFORD, CT$572,024,783.00Regulatory AUM · August 2026
- CONNOR CAPITAL SB, LLCCRD 283073 · SANTA BARBARA, CA$196,660,704.00Regulatory AUM · August 2026
- CONQUIS FINANCIAL LLCCRD 319579 · MILLBRAE, CA$279,971,014.00Regulatory AUM · August 2026
- CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLCCRD 174670 · TAMPA, FL$131,312,290.00Regulatory AUM · August 2026
- CONSCIOUS WEALTH INVESTMENTS, LLCCRD 319143 · ATLANTA, GA$272,797,562.00Regulatory AUM · August 2026
- CONSELLO MANAGEMENT LPCRD 317399 · NEW YORK, NY$298,529,764.00Regulatory AUM · August 2026
- CONSERVATION RESOURCE PARTNERS, LLCCRD 160706 · EXETER, NH$822,052,745.00Regulatory AUM · August 2026
- CONSERVATIVE WEALTH MANAGEMENT LLCCRD 138925$357,521,042.00Regulatory AUM · August 2026
- CONSILIO WEALTH ADVISORS, LLCCRD 314466 · BELLEVUE, WA$555,755,695.00Regulatory AUM · August 2026
- CONSILIUM INVESTMENT MANAGEMENT LLCCRD 131934 · FORT LAUDERDALE, FL$540,599,925.00Regulatory AUM · August 2026
- CONSILIUM WEALTH ADVISORY, LLCCRD 164993$465,984,250.00Regulatory AUM · August 2026