Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 23
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- CONSILIUM, LLCCRD 304503 · BOULDER, CO$215,033,000.00Regulatory AUM · August 2026
- CONSOLIDATED CAPITAL MANAGEMENT, LLCCRD 130734 · BURBANK, CA$358,371,683.00Regulatory AUM · August 2026
- CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLCCRD 119695 · DUBLIN, OH$588,710,957.00Regulatory AUM · August 2026
- CONSORTIUM BRAND PARTNERS, LLCCRD 326505$180,532,057.00Regulatory AUM · August 2026
- CONSTANT GUIDANCE FINANCIAL, LLCCRD 172612 · NORTH ATTLEBORO, MA$197,973,814.00Regulatory AUM · August 2026
- CONSTELLATION CAPITAL MANAGEMENT LLCCRD 161275$310,694,949.00Regulatory AUM · August 2026
- $526,360,108.00Regulatory AUM · August 2026
- CONSTITUTION CAPITAL LLCCRD 310378 · SHELTON, CT$241,326,000.00Regulatory AUM · August 2026
- CONSTITUTION CAPITAL PM, L. P.CRD 319678 · ANDOVER, MA$910,776,734.00Regulatory AUM · August 2026
- CONSULTIVA WEALTH MANAGEMENT, CORP.CRD 111846 · SAN JUAN, PR$532,694,447.00Regulatory AUM · August 2026
- CONTANGO WEALTH MANAGEMENT LLCCRD 337757 · OAKLAND, CA$122,757,483.00Regulatory AUM · August 2026
- CONTINENTAL ADVISORS LLCCRD 109788$189,741,106.00Regulatory AUM · August 2026
- CONTINENTAL INVESTORS SERVICES, INC.CRD 29775 · LONGVIEW, WA$196,792,432.00Regulatory AUM · August 2026
- CONTINUIM EQUITY PARTNERS, LPCRD 328788 · PITTSBURGH, PA$560,424,855.00Regulatory AUM · August 2026
- CONTINUITY WEALTH MANAGEMENT, CORP.CRD 111010 · PORTLAND, OR$214,306,873.00Regulatory AUM · August 2026
- CONTINUUM WEALTH ADVISORS, LLCCRD 152895 · SARATOGA SPRINGS, NY$345,582,814.00Regulatory AUM · August 2026
- CONTRARY LEGACY LLCCRD 325014$139,651,262.00Regulatory AUM · August 2026
- CONTRARY LLCCRD 311054$480,520,000.00Regulatory AUM · August 2026
- CONTRAVISORY INVESTMENT MANAGEMENT, INC.CRD 109767 · NORWELL, MA$701,722,949.00Regulatory AUM · August 2026
- CONVERGENCE FINANCIAL, LLCCRD 304146 · COLUMBIA, MO$903,955,351.00Regulatory AUM · August 2026
- CONVERGENCE INVESTMENT PARTNERS, LLCCRD 148472 · PALM BEACH GARDENS, FL$523,573,429.00Regulatory AUM · August 2026
- CONVERIUM CAPITAL INC.CRD 312880$952,120,589.00Regulatory AUM · August 2026
- CONVERSE TEAM FINANCIAL SERVICES, LLCCRD 335322$325,000,000.00Regulatory AUM · August 2026
- CONVEXITAS, LLCCRD 315145 · CHICAGO, IL$151,296,196.00Regulatory AUM · August 2026
- CONVOY INVESTMENTS, LLCCRD 174969$261,622,231.00Regulatory AUM · August 2026
- CONWAY CAPITAL MANAGEMENT, INC.CRD 133260 · BURBANK, CA$231,926,000.00Regulatory AUM · August 2026
- CONWAY FINANCIAL GROUP, LLCCRD 117608 · CHESTERFIELD, MO$177,721,549.00Regulatory AUM · August 2026
- CONWAY PARTNERS MANAGEMENT, LLCCRD 319013$166,336,616.00Regulatory AUM · August 2026
- COOK & BYNUM CAPITAL MANAGEMENT, LLCCRD 149454 · BIRMINGHAM, AL$359,767,467.00Regulatory AUM · August 2026
- COOK FINANCIAL DESIGNS, INC.CRD 115241 · VIRGINIA BEACH, VA$172,400,261.00Regulatory AUM · August 2026
- COOK PINE CAPITAL LLCCRD 134911 · GREENWICH, CT$490,303,860.00Regulatory AUM · August 2026
- COOKE WEALTH MANAGEMENT, LLCCRD 127309 · IRVINE, CA$136,851,490.00Regulatory AUM · August 2026
- COOKSEN WEALTH, LLCCRD 300451 · THE WOODLANDS, TX$206,249,255.00Regulatory AUM · August 2026
- COOMBS WEALTH ADVISORY, LLCCRD 281132 · BLUE BELL, PA$139,646,139.00Regulatory AUM · August 2026
- COOPER CAPITAL ADVISORS, LLCCRD 305121 · ENCINITAS, CA$282,869,837.00Regulatory AUM · August 2026
- COOPER FINANCIAL SERVICES, INC.CRD 104671 · SHELTON, CT$184,105,399.00Regulatory AUM · August 2026
- COOPERATIVE FUNERAL FUND INCCRD 107631 · MADISON, CT$727,830,808.00Regulatory AUM · August 2026
- COORDINATED CAPITAL SECURITIES, INC.CRD 14762 · FORT ATKINSON, WI$136,837,741.00Regulatory AUM · August 2026
- COORDINATED FINANCIAL PLANNING CORPCRD 105143 · CINCINNATI, OH$343,168,985.00Regulatory AUM · August 2026
- COORDINATED WEALTH MANAGEMENT, L.L.C.CRD 141348 · HENDERSONVILLE, TN$113,860,323.00Regulatory AUM · August 2026
- COPIA INVESTMENT MANAGEMENT, LLCCRD 327954 · CHICAGO, IL$114,787,974.00Regulatory AUM · August 2026
- COPIA WEALTH MANAGEMENT, LLCCRD 281873 · BEND, OR$157,517,828.00Regulatory AUM · August 2026
- COPLEY FINANCIAL GROUP, INC.CRD 283070 · SAN DIEGO, CA$331,175,167.00Regulatory AUM · August 2026
- COPLEY INVESTMENT MANAGEMENT, LLCCRD 118014$307,338,121.00Regulatory AUM · August 2026
- COPPER BEECH FINANCIAL GROUP, LLCCRD 313156 · MOORESTOWN, NJ$197,401,454.00Regulatory AUM · August 2026
- COPPER FINANCIAL NETWORK, LLCCRD 168203 · LENEXA, KS$410,682,447.00Regulatory AUM · August 2026
- COPPER HARBOR INVESTMENT ADVISORS, LLCCRD 169978 · APPLETON, WI$805,000,000.00Regulatory AUM · August 2026
- COPPER LEAF FINANCIAL, LLCCRD 285378 · WILLISTON, VT$219,554,121.00Regulatory AUM · August 2026
- COPPERLEAF CAPITAL, LLCCRD 117823 · CLOVER, SC$281,643,647.00Regulatory AUM · August 2026
- COPPERLINE WEALTH MANAGEMENT & PLANNINGCRD 335796 · CODY, WY$126,553,954.00Regulatory AUM · August 2026
- COPPERPLATE CAPITAL LLCCRD 174528 · MENLO PARK, CA$293,713,791.00Regulatory AUM · August 2026
- COPPERWOOD FINANCIAL, INC.CRD 310859 · BURR RIDGE, IL$119,633,000.00Regulatory AUM · August 2026
- COQUINA PRIVATE WEALTH LLCCRD 333615 · PORT CHARLOTTE, FL$417,576,947.00Regulatory AUM · August 2026
- CORA CAPITAL ADVISORS LLCCRD 318134 · MARLTON, NJ$722,898,670.00Regulatory AUM · August 2026
- CORAL TREE MANAGEMENT, LPCRD 313118 · LOS ANGELES, CA$560,082,302.00Regulatory AUM · August 2026
- CORAL WEALTH MANAGEMENT, LLCCRD 307117 · MIAMI, FL$124,317,876.00Regulatory AUM · August 2026
- CORAZON GROUP LLCCRD 285865 · CHICAGO, IL$331,485,081.00Regulatory AUM · August 2026
- CORBETT ROAD CAPITAL MANAGEMENT, LLCCRD 305063 · MCLEAN, VA$176,260,337.00Regulatory AUM · August 2026
- CORDANT, INC.CRD 152395 · PORTLAND, OR$370,502,204.00Regulatory AUM · August 2026
- CORDATUS WEALTH MANAGEMENT LLCCRD 282871 · YARDLEY, PA$630,374,581.00Regulatory AUM · August 2026
- CORDGRASS CAPITAL ADVISORS, LLCCRD 311528 · RALEIGH, NC$729,946,694.00Regulatory AUM · August 2026
- CORDIS FINANCIAL, LLCCRD 294766 · MINNEAPOLIS, MN$360,728,097.00Regulatory AUM · August 2026
- CORDOBA CAPITAL PARTNERS, LLCCRD 329644 · NEW YORK, NY$152,605,395.00Regulatory AUM · August 2026
- CORE ALPHA, INC.CRD 119635 · ROCHESTER, NY$146,054,102.00Regulatory AUM · August 2026
- CORE CAPITAL MANAGEMENT AND RESEARCH INC.CRD 146285 · HOUSTON, TX$298,755,605.00Regulatory AUM · August 2026
- CORE CAPITAL MANAGEMENT, LLCCRD 162814 · CHICAGO, IL$216,182,564.00Regulatory AUM · August 2026
- CORE COMPLIANCE GROUP, LLCCRD 306661 · ROCK HILL, SC$338,381,991.00Regulatory AUM · August 2026
- CORE FINANCIAL ADVISORS, LLCCRD 168839 · SAN BERNARDINO, CA$178,523,341.00Regulatory AUM · August 2026
- CORE FINANCIAL PARTNERS INC.CRD 155205 · EL SEGUNDO, CA$301,681,828.00Regulatory AUM · August 2026
- CORE PLANNING, LLCCRD 154660 · OFALLON, MO$525,029,564.00Regulatory AUM · August 2026
- CORE WEALTH ADVISORS, INC.CRD 174386 · LAKELAND, FL$702,121,920.00Regulatory AUM · August 2026
- CORE WEALTH ADVISORS, LLCCRD 157436 · INDIANAPOLIS, IN$143,776,874.00Regulatory AUM · August 2026
- CORE WEALTH MANAGEMENT, INC.CRD 162870 · JUPITER, FL$404,712,669.00Regulatory AUM · August 2026
- CORE WEALTH PARTNERS LLCCRD 322365 · SANTA ROSA, CA$393,227,585.00Regulatory AUM · August 2026
- COREPATH WEALTH PARTNERS LLCCRD 299951 · SCOTTSDALE, AZ$261,186,722.00Regulatory AUM · August 2026
- CORINTHIA MANAGEMENT (US) LLCCRD 332982 · NEW YORK, NY$886,535,267.00Regulatory AUM · August 2026
- CORINTHIAN CAPITAL GROUP, LLCCRD 160346 · NEW YORK, NY$258,810,124.00Regulatory AUM · August 2026
- CORINTHIAN WEALTH MANAGEMENT, INC.CRD 312196 · SAN JOSE, CA$131,665,540.00Regulatory AUM · August 2026
- CORKERN BARRY M ADVISORY SERVICES INCCRD 104730 · LITTLE ROCK, AR$161,922,149.00Regulatory AUM · August 2026
- CORNELL POCHILY INVESTMENT ADVISORS, INC.CRD 145355 · ITHACA, NY$654,434,441.00Regulatory AUM · August 2026
- CORNER CAPITAL MANAGEMENT, LLCCRD 317086 · NEW YORK, NY$787,385,969.00Regulatory AUM · August 2026
- CORNERMEN FINANCIAL, LLCCRD 323179 · SAN ANTONIO, TX$172,711,427.00Regulatory AUM · August 2026
- CORNERSTONE ADVISORS, LLCCRD 114510 · TOPEKA, KS$265,133,083.00Regulatory AUM · August 2026
- CORNERSTONE ALTERNATIVES LLCCRD 330043$159,360,886.00Regulatory AUM · August 2026
- CORNERSTONE ENTERPRISES, LLCCRD 324255 · APPLETON, WI$220,180,000.00Regulatory AUM · August 2026
- CORNERSTONE FINANCIAL GROUP,LLCCRD 129246 · OMAHA, NE$292,238,045.00Regulatory AUM · August 2026
- CORNERSTONE FINANCIAL MANAGEMENT LLCCRD 140967 · BURLINGTON, MA$166,991,911.00Regulatory AUM · August 2026
- CORNERSTONE FINANCIAL MANAGEMENT, LLCCRD 125494 · ATLANTA, GA$118,000,000.00Regulatory AUM · August 2026
- CORNERSTONE FINANCIAL PLANNING, LLCCRD 129656 · PORTSMOUTH, NH$400,691,257.00Regulatory AUM · August 2026
- CORNERSTONE INVESTMENT ADVISORS, LLCCRD 116447 · BOULDER, CO$180,835,242.00Regulatory AUM · August 2026
- CORNERSTONE PLANNING GROUP INC.CRD 307189 · FAIRFIELD, NJ$951,848,121.00Regulatory AUM · August 2026
- CORNERSTONE PLANNING, LLCCRD 166886 · CHARLOTTE, NC$485,905,211.00Regulatory AUM · August 2026
- CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLCCRD 115122 · GARDEN CITY, NY$110,269,757.00Regulatory AUM · August 2026
- CORNERSTONE SECURITIES LLCCRD 140379 · OVERLAND PARK, KS$210,000,000.00Regulatory AUM · August 2026
- CORNERSTONE SELECT ADVISORS, LLCCRD 144044 · ST. LOUIS, MO$315,301,456.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH ADVISORS, INC.CRD 124947 · EDINA, MN$608,657,729.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH ADVISORS, INC.CRD 309544 · CARLSBAD, CA$145,630,000.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH PARTNERS, LLCCRD 146602 · OKEMOS, MI$145,905,522.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH, LLCCRD 313269 · GREENEVILLE, TN$284,685,934.00Regulatory AUM · August 2026
- CORNWALL CAPITAL MANAGEMENT LPCRD 161451 · NEW YORK, NY$101,753,039.00Regulatory AUM · August 2026