Investment adviser firms: $100 million to under $1 billion in regulatory AUM
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- 021 INVESTMENTS LLCCRD 328334 · MIAMI, FL$205,000,000.00Regulatory AUM · August 2026
- 1 NORTH WEALTH SERVICES, LLCCRD 115948 · ANNAPOLIS, MD$320,430,085.00Regulatory AUM · August 2026
- 1 SEED PARTNERS LLCCRD 329288 · CHICAGO, IL$703,531,326.00Regulatory AUM · August 2026
- 10 EAST PARTNERS LLCCRD 322360 · NEW YORK, NY$490,271,373.00Regulatory AUM · August 2026
- 1015 CAPITAL PARTNERS, LLCCRD 328453$150,386,176.00Regulatory AUM · August 2026
- 103 ADVISORY GROUP LLCCRD 314694 · CHICAGO, IL$257,249,739.00Regulatory AUM · August 2026
- 10ELMS LLPCRD 323398 · TULSA, OK$120,572,068.00Regulatory AUM · August 2026
- 10TALENTS INVESTORS, LLCCRD 262786 · FOXBOROUGH, MA$353,024,880.00Regulatory AUM · August 2026
- 10TH MOUNTAIN, LLCCRD 285804$480,304,987.00Regulatory AUM · August 2026
- 11 CAPITAL PARTNERS LPCRD 306165 · DARIEN, CT$503,527,894.00Regulatory AUM · August 2026
- 1102 PARTNERS, LLCCRD 313536$114,487,348.00Regulatory AUM · August 2026
- 1207 CAPITAL GROUP, LLCCRD 162611 · JUNEAU, AK$162,741,607.00Regulatory AUM · August 2026
- 1230 ADVISORS, LLCCRD 312504 · POUND RIDGE, NY$106,200,000.00Regulatory AUM · August 2026
- 1248 PARTNERS, LLCCRD 325304 · KANSAS CITY, MO$323,363,990.00Regulatory AUM · August 2026
- 12TH STREET ASSET MANAGEMENT LLCCRD 153528 · NASHVILLE, TN$621,561,338.00Regulatory AUM · August 2026
- 1492 CAPITAL MANAGEMENT, LLCCRD 148566 · MILWAUKEE, WI$274,626,922.00Regulatory AUM · August 2026
- 15 EQUITY, LLCCRD 310628 · SANTA BARBARA, CA$135,936,843.00Regulatory AUM · August 2026
- 15 WEALTH ADVISORS LLCCRD 337459 · MUNDELEIN, IL$481,483,347.00Regulatory AUM · August 2026
- 1505 CAPITAL LLCCRD 298880 · NEW YORK, NY$485,749,748.00Regulatory AUM · August 2026
- 1620 INVESTMENT ADVISORS, INC.CRD 119262 · PLYMOUTH, MA$241,583,460.00Regulatory AUM · August 2026
- 1650 WEALTH MANAGEMENT, LLCCRD 152985 · LIGHTHOUSE POINT, FL$119,650,000.00Regulatory AUM · August 2026
- 16TH AMENDMENT ADVISORS LLCCRD 150575 · NEW YORK, NY$390,232,030.00Regulatory AUM · August 2026
- 17 CAPITAL PARTNERS, LLCCRD 283013 · PHOENIX, AZ$246,415,209.00Regulatory AUM · August 2026
- 1776 WEALTH LLCCRD 286321 · SANDY SPRINGS, GA$390,766,614.00Regulatory AUM · August 2026
- 1801 ADMIN, LLCCRD 157161 · PHILADELPHIA, PA$180,072,966.00Regulatory AUM · August 2026
- 1818 PRIVATE CLIENT GROUP, LLCCRD 304110 · AVENTURA, FL$115,403,046.00Regulatory AUM · August 2026
- 1819 PARTNERS, LLCCRD 326601 · MEMPHIS, TN$207,090,430.00Regulatory AUM · August 2026
- 1836 ASSET MANAGEMENT, LLCCRD 313389 · GARLAND, TX$386,563,945.00Regulatory AUM · August 2026
- 1876 PARTNERS, LPCRD 329053 · TOMBALL, TX$259,961,748.00Regulatory AUM · August 2026
- 191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENTCRD 124288 · WYCKOFF, NJ$150,085,275.00Regulatory AUM · August 2026
- 1CONFIRMATION GLOBAL, LLCCRD 295180 · INCLINE VILLAGE, NV$860,008,293.00Regulatory AUM · August 2026
- 1N CAPITAL, LLCCRD 309502$135,872,830.00Regulatory AUM · August 2026
- 1ST DISCOUNT BROKERAGE, INC.CRD 39164 · LAKE WORTH, FL$131,402,154.00Regulatory AUM · August 2026
- 2 KNIGHTS WEALTH MANAGEMENT, LLCCRD 307238 · PEPPER PIKE, OH$127,345,618.00Regulatory AUM · August 2026
- 21 WEST WEALTH MANAGEMENT LLCCRD 304532 · TUSTIN, CA$137,054,526.00Regulatory AUM · August 2026
- 210 WEALTH MANAGEMENT, INC.CRD 328570 · MORTON, IL$242,847,830.00Regulatory AUM · August 2026
- 22NW, LPCRD 230788 · SEATTLE, WA$295,587,873.00Regulatory AUM · August 2026
- 22V ASSET MANAGEMENT LLCCRD 323898 · NEW YORK, NY$292,984,056.00Regulatory AUM · August 2026
- 25, LLCCRD 317916 · SAINT LOUIS, MO$545,000,000.00Regulatory AUM · August 2026
- 2E CAPITAL PARTNERS LPCRD 334821 · NEW YORK, NY$180,000,000.00Regulatory AUM · August 2026
- 3 BOOMERANG CAPITAL, LPCRD 326929 · GREENWICH, CT$546,141,414.00Regulatory AUM · August 2026
- 3 FACTOR INDEXING, LLCCRD 160356$193,229,609.00Regulatory AUM · August 2026
- 3000 MANAGEMENT, INC.CRD 121168 · SAN FRANCISCO, CA$520,903,769.00Regulatory AUM · August 2026
- 325 CAPITAL LLCCRD 310762 · NEW YORK, NY$337,838,983.00Regulatory AUM · August 2026
- 325 FILLMORE LLCCRD 287625 · DENVER, CO$103,751,644.00Regulatory AUM · August 2026
- 327 CAPITAL PARTNERS, LLCCRD 313414 · SAN ANTONIO, TX$505,532,871.00Regulatory AUM · August 2026
- 33 CAPITAL MANAGEMENT LLCCRD 326780 · GREENWICH, CT$112,670,347.00Regulatory AUM · August 2026
- 337 FRONTIER CAPITAL, LPCRD 284266 · NEW YORK, NY$795,335,809.00Regulatory AUM · August 2026
- 34 FINANCIAL, LLCCRD 329383 · ATLANTA, GA$100,983,071.00Regulatory AUM · August 2026
- 360 FINANCIAL PARTNERS, LLCCRD 169280 · MOUNT PLEASANT, SC$206,515,775.00Regulatory AUM · August 2026
- 360 FINANCIAL, INC.CRD 168600 · WAYZATA, MN$700,535,009.00Regulatory AUM · August 2026
- 37SPRUCE INVESTMENT PARTNERS, LLCCRD 340176 · GREENWICH, CT$150,000,000.00Regulatory AUM · August 2026
- 3B CAPITAL MANAGEMENT, LPCRD 300098 · DALLAS, TX$245,886,438.00Regulatory AUM · August 2026
- 3CHOPT INVESTMENT PARTNERS LLCCRD 319125 · RICHMOND, VA$889,374,393.00Regulatory AUM · August 2026
- 3FOURTEEN & SMI ADVISORY SERVICES, LLCCRD 331301 · COLUMBUS, IN$723,000,000.00Regulatory AUM · August 2026
- 3J CAPITAL PARTNERS LTDCRD 292257$237,955,686.00Regulatory AUM · August 2026
- 3L CAPITAL MANAGEMENT, LLCCRD 294003 · LOS ANGELES, CA$932,271,083.00Regulatory AUM · August 2026
- 3RD CREEK INVESTMENTS, INC.CRD 115945$204,947,847.00Regulatory AUM · August 2026
- 401K GENERATIONCRD 154279 · ALTAMONTE SPRINGS,, FL$156,446,290.00Regulatory AUM · August 2026
- 424 CAPITAL, LLCCRD 167462 · WAKEFIELD, MA$584,498,760.00Regulatory AUM · August 2026
- 44 NORTH CAPITAL, LLCCRD 327552 · BURLINGTON, VT$125,122,374.00Regulatory AUM · August 2026
- 44 WEALTH MANAGEMENT LLCCRD 309647 · EUGENE, OR$487,370,819.00Regulatory AUM · August 2026
- 442 CAPITAL PTY LTDCRD 334382$150,000,000.00Regulatory AUM · August 2026
- 46 PEAKS LLCCRD 306902 · NEWTOWN, PA$272,139,518.00Regulatory AUM · August 2026
- 4612 GROUP, LLCCRD 287619 · ATLANTA, GA$773,319,042.00Regulatory AUM · August 2026
- 4D ADVISORS, LLCCRD 315045 · REDONDO BEACH, CA$315,605,039.00Regulatory AUM · August 2026
- 4J WEALTH MANAGEMENT, LLCCRD 297268 · MCLEAN, VA$348,116,838.00Regulatory AUM · August 2026
- 4SIGHT WEALTH ADVISORS LLCCRD 286127 · SKOKIE, IL$121,248,000.00Regulatory AUM · August 2026
- 4THOUGHT FINANCIAL GROUP INC.CRD 162997 · SYOSSET, NY$214,345,250.00Regulatory AUM · August 2026
- 4WEALTH ADVISORS, INC.CRD 129727 · BURR RIDGE, IL$275,278,482.00Regulatory AUM · August 2026
- 4X4 CAPITAL, LLCCRD 316647 · NEW YORK, NY$445,391,605.00Regulatory AUM · August 2026
- 501 NORTH, LLCCRD 338118 · NEW YORK, NY$329,389,453.00Regulatory AUM · August 2026
- 503 CAPITAL PARTNERS, LLCCRD 327580 · LEAWOOD, KS$636,447,785.00Regulatory AUM · August 2026
- 55 NORTH PRIVATE WEALTH, LLCCRD 325325 · WINTER PARK, FL$581,328,557.00Regulatory AUM · August 2026
- 56 CAPITAL PARTNERS, LTDCRD 290938 · COLORADO SPRINGS, CO$113,310,000.00Regulatory AUM · August 2026
- 5C CAPITAL MANAGEMENT, LLCCRD 284213 · WOODCLIFF LAKE, NJ$648,131,696.00Regulatory AUM · August 2026
- 5C INVESTMENT PARTNERS ADVISOR LLCCRD 330565 · NEW YORK, NY$262,188,502.00Regulatory AUM · August 2026
- 5C LENDING PARTNERS ADVISOR LLCCRD 328959 · NEW YORK, NY$601,751,115.00Regulatory AUM · August 2026
- 5T WEALTH, LLCCRD 112552 · NAPA, CA$331,362,448.00Regulatory AUM · August 2026
- 5TH CENTURY PARTNERS LPCRD 313522 · CHICAGO, IL$521,151,569.00Regulatory AUM · August 2026
- 5TH STREET ADVISORS, LLCCRD 140165 · SOUTHPORT, CT$524,460,932.00Regulatory AUM · August 2026
- 603 FINANCIAL ADVISORS, LLCCRD 324422$106,891,642.00Regulatory AUM · August 2026
- 626 FINANCIAL, LLCCRD 306474 · PORTAGE, MI$379,600,318.00Regulatory AUM · August 2026
- 6TH MAN VENTURES, LLCCRD 318649$389,917,795.00Regulatory AUM · August 2026
- 6TH STREET ADVISORS, LLCCRD 156623 · DAPHNE, AL$256,543,633.00Regulatory AUM · August 2026
- 724 ASSET MANAGEMENT, LLCCRD 318169$213,406,436.00Regulatory AUM · August 2026
- 724 CAPITAL, LLCCRD 318170$258,852,426.00Regulatory AUM · August 2026
- 801 WEST CAPITAL MANAGEMENT, LLCCRD 168417 · LAKE OSWEGO, OR$515,861,941.00Regulatory AUM · August 2026
- 818 WEALTH, LLCCRD 335975 · FORT WORTH, TX$117,131,991.00Regulatory AUM · August 2026
- 8TH STREET INVESTMENTS, LLCCRD 148727 · ALEXANDRIA, VA$166,893,863.00Regulatory AUM · August 2026
- 917 ADVISORY SERVICES LLCCRD 331476 · SPOKANE, WA$167,507,315.00Regulatory AUM · August 2026
- 93 FINANCIAL GROUP, LLCCRD 144235 · WOBURN, MA$899,661,209.00Regulatory AUM · August 2026
- 9823 CAPITAL, LPCRD 324329 · DALLAS, TX$677,134,000.00Regulatory AUM · August 2026
- 9YARDS CAPITAL MANAGEMENT LPCRD 299727 · NEW YORK, NY$687,603,167.00Regulatory AUM · August 2026
- A & I FINANCIAL SERVICES, LLCCRD 148357 · LONE TREE, CO$559,998,114.00Regulatory AUM · August 2026
- A BETTER WAY FINANCIAL, LLCCRD 304914 · ALLENTOWN, PA$108,964,358.00Regulatory AUM · August 2026
- A J FELDMAN FINANCIAL, LLCCRD 154773$135,922,400.00Regulatory AUM · August 2026
- A SLING & A STONE, INCORPORATEDCRD 134943 · BURNET, TX$102,058,435.00Regulatory AUM · August 2026
- A SMARTER WAY TO INVEST, INC.CRD 166170 · BRIGHTON, MI$149,952,958.00Regulatory AUM · August 2026
- A-STREET MANAGEMENT LPCRD 336707$529,972,445.00Regulatory AUM · August 2026