Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 11
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- BCO WEALTH MANAGEMENT, LLCCRD 322276 · CARLSBAD, NM$359,771,393.00Regulatory AUM · August 2026
- BCR WEALTH STRATEGIES, LLCCRD 119670 · VESTAVIA, AL$528,142,142.00Regulatory AUM · August 2026
- BCS FINANCIAL, LLCCRD 115489 · JOHNSON CITY, TN$987,373,384.00Regulatory AUM · August 2026
- BCU WEALTH ADVISORS, LLCCRD 164173 · VERNON HILLS, IL$653,584,277.00Regulatory AUM · August 2026
- BCWM, LLC.CRD 144748 · OVERLAND PARK, KS$665,209,282.00Regulatory AUM · August 2026
- BD INVESTMENT PARTNERS, LLCCRD 309347 · RALEIGH, NC$223,653,189.00Regulatory AUM · August 2026
- BDFS CAPITAL LLCCRD 287680 · REHOBOTH BEACH, DE$411,329,570.00Regulatory AUM · August 2026
- BDT & ASSOCIATES, INC.CRD 288008 · YUMA, AZ$371,143,077.00Regulatory AUM · August 2026
- BEACON ADVISORS HOLDINGS, LLCCRD 335101 · AUSTIN, TX$459,604,597.00Regulatory AUM · August 2026
- BEACON ASSOCIATES WEALTH MANAGEMENT, LLCCRD 318651 · MAUMEE, OH$101,067,667.00Regulatory AUM · August 2026
- BEACON BRIDGE WEALTH PARTNERS, LLCCRD 321705 · LOWER GWYNEDD, PA$426,622,164.00Regulatory AUM · August 2026
- BEACON CAPITAL, LLCCRD 286316 · CEDAR RAPIDS, IA$278,297,015.00Regulatory AUM · August 2026
- BEACON FINANCIAL ADVISORS LTDCRD 106164 · HOUSTON, TX$296,912,883.00Regulatory AUM · August 2026
- BEACON FINANCIAL ADVISORS, INC.CRD 119672 · RYE BROOK, NY$228,012,480.00Regulatory AUM · August 2026
- BEACON FINANCIAL ADVISORY LLCCRD 174334 · CLEVELAND, OH$900,724,380.00Regulatory AUM · August 2026
- BEACON FINANCIAL PLANNING, INCCRD 175372 · HYANNIS, MA$397,111,083.00Regulatory AUM · August 2026
- BEACON FINANCIAL STRATEGIES CORP.CRD 132987 · RALEIGH, NC$309,434,084.00Regulatory AUM · August 2026
- BEACON GLOBAL ADVISOR NETWORK, LLCCRD 288833 · ATLANTA, GA$745,075,914.00Regulatory AUM · August 2026
- BEACON HARBOR WEALTH ADVISORS, INC.CRD 300243 · VIRGINIA BEACH, VA$608,304,013.00Regulatory AUM · August 2026
- BEACON HILL WEALTH MANAGEMENT LTDCRD 325860$148,554,973.00Regulatory AUM · August 2026
- BEACON INVESTMENT ADVISORS LLCCRD 127368 · GAITHERSBURG, MD$541,900,982.00Regulatory AUM · August 2026
- BEACON WEALTH CONSULTANTS, INC.CRD 154939 · ROANOKE, VA$278,261,194.00Regulatory AUM · August 2026
- BEACON WEALTHCARE LLCCRD 312556 · RALEIGH, NC$308,321,846.00Regulatory AUM · August 2026
- BEACONLIGHT CAPITAL, LLCCRD 158390 · NEW YORK, NY$445,291,563.00Regulatory AUM · August 2026
- BEADELL A D INVESTMENT COUNSEL INCCRD 106946 · MEQUON, WI$250,005,853.00Regulatory AUM · August 2026
- BEANTOWN FINANCIAL ADVISORS LLCCRD 134637$158,400,000.00Regulatory AUM · August 2026
- BEAR CREEK FUND ADVISORS LLCCRD 329844 · DENVER, CO$282,522,030.00Regulatory AUM · August 2026
- BEAR MOUNTAIN CAPITAL INC.CRD 151151 · SEATTLE, WA$374,999,426.00Regulatory AUM · August 2026
- BEATON MANAGEMENT CO INCCRD 104728 · HAVERHILL, MA$445,694,434.00Regulatory AUM · August 2026
- BEATRICE ADVISORS LPCRD 332668 · NEW YORK, NY$282,319,530.00Regulatory AUM · August 2026
- BEAU VENTURES, LLCCRD 336355$792,715,306.00Regulatory AUM · August 2026
- BEAUMONT ASSET MANAGEMENT, L.L.C.CRD 150407 · BEAUMONT, TX$365,197,944.00Regulatory AUM · August 2026
- BECK BODE LLCCRD 282611 · DEDHAM, MA$666,352,130.00Regulatory AUM · August 2026
- BECK CAPITAL MANAGEMENT LLCCRD 152705 · AUSTIN, TX$562,420,185.00Regulatory AUM · August 2026
- BECKERMAN INSTITUTIONAL, LLCCRD 142480 · OCEAN GROVE, NJ$303,302,226.00Regulatory AUM · August 2026
- BEDMINSTER L.L.C.CRD 118794 · BLUFFTON, SC$199,012,353.00Regulatory AUM · August 2026
- BEERS KIGHT FINANCIAL ADVISORS, LLCCRD 160286 · COLUMBIA, SC$179,396,623.00Regulatory AUM · August 2026
- BELAY INVESTMENT GROUP, LLCCRD 281985 · SHERMAN OAKS, CA$427,478,214.00Regulatory AUM · August 2026
- BELHEALTH INVESTMENT PARTNERS, LLCCRD 162674 · FORT LAUDERDALE, FL$156,717,026.00Regulatory AUM · August 2026
- BELL & BROWN WEALTH ADVISORS, LLCCRD 175419 · NEWPORT BEACH, CA$486,768,108.00Regulatory AUM · August 2026
- BELL ASSET MANAGEMENT USA INCCRD 108666$344,294,509.00Regulatory AUM · August 2026
- BELL CITY WEALTH, INC.CRD 326354 · HILLSBORO, OH$163,331,134.00Regulatory AUM · August 2026
- BELL INVESTMENT ADVISORS INCCRD 108383 · ORINDA, CA$787,577,604.00Regulatory AUM · August 2026
- BELLARS HARRIS WEALTH MANAGEMENT, LLCCRD 338986 · VIRGINIA BEACH, VA$505,382,390.00Regulatory AUM · August 2026
- BELLATORE FINANCIAL, INC.CRD 143543 · THE WOODLANDS, TX$638,705,220.00Regulatory AUM · August 2026
- BELLEAIR ASSET MANAGEMENT, LLCCRD 290882 · BELLEAIR BLUFFS, FL$234,283,723.00Regulatory AUM · August 2026
- BELLEAIR WEALTH MANAGEMENT, LLCCRD 131666 · BELLEAIR BLUFFS, FL$111,159,804.00Regulatory AUM · August 2026
- BELLEVUE ASSET MANAGEMENT, LLCCRD 129194 · BELLEVUE, WA$393,677,615.00Regulatory AUM · August 2026
- BELLINGHAM CAPITAL MANAGEMENT, INC.CRD 151684 · BELLINGHAM, WA$149,233,075.00Regulatory AUM · August 2026
- BELLINGRATH WEALTH MANAGEMENT, L.L.C.CRD 336024 · NEW ORLEANS, LA$196,108,853.00Regulatory AUM · August 2026
- BELLTOWER PARTNERS LLCCRD 333385 · NEW YORK, NY$681,376,783.00Regulatory AUM · August 2026
- BELLWETHER ADVISORS, LLCCRD 300012 · LINCOLN, NE$784,024,209.00Regulatory AUM · August 2026
- BELLWETHER INVESTMENT GROUP, LLCCRD 148114 · HIXSON, TN$155,100,717.00Regulatory AUM · August 2026
- BELMONT PRIVATE WEALTHCRD 331436$192,130,228.00Regulatory AUM · August 2026
- BEMANAGED FINANCIAL SERVICES, INC.CRD 140099 · GRAND RAPIDS, MI$410,017,722.00Regulatory AUM · August 2026
- BENCH WALK ADVISORS LLCCRD 313945 · BOCA RATON, FL$707,608,219.00Regulatory AUM · August 2026
- BENCHMARK CAPITAL GROUP LTD.CRD 123698 · GALENA, IL$173,620,326.00Regulatory AUM · August 2026
- BENCHMARK FINANCIAL WEALTH ADVISORS LLCCRD 287966 · BOCA RATON, FL$766,078,294.00Regulatory AUM · August 2026
- BENCHMARK FINANCIAL, LLCCRD 297443 · WILMINGTON, DE$131,579,095.00Regulatory AUM · August 2026
- BENCHMARK INVESTMENT ADVISORS LLCCRD 159705 · CHICAGO, IL$329,181,545.00Regulatory AUM · August 2026
- BENCHMARK PLUS MANAGEMENT, LLCCRD 127471 · GIG HARBOR, WA$767,365,428.00Regulatory AUM · August 2026
- BENEDICT FINANCIAL ADVISORS, INC.CRD 116690 · ATLANTA, GA$529,382,185.00Regulatory AUM · August 2026
- BENEFIT FIDUCIARY GROUP LLCCRD 291252 · RICHMOND, VA$529,431,293.00Regulatory AUM · August 2026
- BENFORD CAPITAL PARTNERS MANAGEMENT, L.P.CRD 309272 · CHICAGO, IL$455,953,248.00Regulatory AUM · August 2026
- BENGAL ASSET MANAGEMENT, LLCCRD 168688 · SANTA MONICA, CA$197,646,257.00Regulatory AUM · August 2026
- BENIN MANAGEMENT CORPCRD 110988$659,181,861.00Regulatory AUM · August 2026
- BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLCCRD 297750 · ST. LOUIS, MO$705,354,800.00Regulatory AUM · August 2026
- $335,870,177.00Regulatory AUM · August 2026
- BENNINGFIELD FINANCIAL ADVISORS, LLCCRD 134950 · SAN FRANCISCO, CA$284,296,156.00Regulatory AUM · August 2026
- BENNINGTON FINANCIAL PLANNING GROUPCRD 116302 · BENNINGTON, VT$281,490,701.00Regulatory AUM · August 2026
- BENOLD FINANCIAL PLANNING INC.CRD 134258$139,050,428.00Regulatory AUM · August 2026
- BENSON WEALTH MANAGEMENT, INC.CRD 318898$116,000,000.00Regulatory AUM · August 2026
- BENTHAM WEALTH ADVISORS INCCRD 332035 · WILLIAMSVILLE, NY$110,100,000.00Regulatory AUM · August 2026
- BENTLEY FINANCIAL GROUP, INC.CRD 172474 · DOWNERS GROVE, IL$392,767,299.00Regulatory AUM · August 2026
- BERESH, PATRICK MICHAELCRD 137495 · LARKSPUR, CA$117,158,000.00Regulatory AUM · August 2026
- BERGAMOT ASSET MANAGEMENT LPCRD 309424 · PRINCETON, NJ$106,482,912.00Regulatory AUM · August 2026
- BERINGEA, LLCCRD 161803 · FARMINGTON HILLS, MI$269,911,203.00Regulatory AUM · August 2026
- BERKELEY ADVISORS, INC.CRD 134455 · ATLANTA, GA$125,345,440.00Regulatory AUM · August 2026
- BERKELEY CAPITAL MANAGEMENT, LLCCRD 149229 · ELLSWORTH, KS$128,487,497.00Regulatory AUM · August 2026
- BERKELEY, INCCRD 117667 · BOISE, ID$573,945,827.00Regulatory AUM · August 2026
- BERKSHIRE CAPITAL HOLDINGS INCCRD 107175$283,025,954.00Regulatory AUM · August 2026
- $257,421,009.00Regulatory AUM · August 2026
- BERNARD & JOHNSON, LLCCRD 283871 · PASADENA, CA$113,077,036.00Regulatory AUM · August 2026
- BERNARD CAROLI WEALTH MANAGEMENT INC.CRD 174761 · RUMSON, NJ$469,674,455.00Regulatory AUM · August 2026
- BERNARD WEALTH MANAGEMENT CORP.CRD 159533 · ROYAL OAK, MI$314,245,504.00Regulatory AUM · August 2026
- BERNARDI ASSET MANAGEMENT, LLCCRD 120110 · NORTHFIELD, IL$330,996,086.00Regulatory AUM · August 2026
- BERNARDO WEALTH PLANNING, LLCCRD 288705 · HARLEYSVILLE, PA$866,351,060.00Regulatory AUM · August 2026
- BERNICKE WEALTH MANAGEMENT, LTD.CRD 335431 · ALTOONA, WI$887,394,335.00Regulatory AUM · August 2026
- BERNZOTT CAPITAL ADVISORSCRD 104583 · CAMARILLO, CA$265,385,563.00Regulatory AUM · August 2026
- BERRY WEALTH GROUP, LPCRD 327346 · GRANBURY, TX$274,507,209.00Regulatory AUM · August 2026
- BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.CRD 13609 · CEDAR RAPIDS, IA$906,439,489.00Regulatory AUM · August 2026
- BESPOKE ADVISORY LLCCRD 323909 · EVERGREEN, CO$284,040,176.00Regulatory AUM · August 2026
- BESPOKE INVESTMENT GROUP, LLCCRD 144080 · HARRISON, NY$101,322,521.00Regulatory AUM · August 2026
- BESTGATE WEALTH ADVISORS, LLCCRD 301639 · FREDERICK, MD$162,404,904.00Regulatory AUM · August 2026
- BESTIGE HOLDINGS, LLCCRD 305343$372,390,803.00Regulatory AUM · August 2026
- BETA CAPITAL MANAGEMENT LLCCRD 154894 · MIAMI, FL$506,620,317.00Regulatory AUM · August 2026
- BETA WEALTH GROUP, INCCRD 165224 · SAN DIEGO, CA$460,254,498.00Regulatory AUM · August 2026
- BETO FINANCIAL GROUP, LLCCRD 307546 · BOISE, ID$328,814,714.00Regulatory AUM · August 2026
- BETRO MILESZKO & COMPANY, LLCCRD 145184 · FOXBORO, MA$144,815,821.00Regulatory AUM · August 2026
- BETTER WAY LLCCRD 300305 · BAL HARBOUR, FL$107,250,000.00Regulatory AUM · August 2026