Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 9
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- CERES PARTNERS, LLCCRD 290937 · SOUTH BEND, IN$1,955,021,758.00Regulatory AUM · August 2026
- CERTARES MANAGEMENT LLCCRD 296928 · NEW YORK, NY$6,412,000,000.00Regulatory AUM · August 2026
- CERTIFIED ADVISORY CORPCRD 120990 · ALTAMONTE SPRINGS, FL$3,044,536,415.00Regulatory AUM · August 2026
- CERTUITY, LLCCRD 129505 · NORTH PALM BEACH, FL$3,301,613,248.00Regulatory AUM · August 2026
- CFO4LIFE GROUP, LLCCRD 287600 · COPPELL, TX$1,935,513,212.00Regulatory AUM · August 2026
- CFS INVESTMENT ADVISORY SERVICES LLCCRD 106577 · TOTOWA, NJ$2,730,118,221.00Regulatory AUM · August 2026
- CFT CAPITAL MANAGEMENT, LLCCRD 319348 · LOS ANGELES, CA$3,746,558,965.00Regulatory AUM · August 2026
- CGN ADVISORS, LLCCRD 159359 · MANHATTAN, KS$1,600,884,203.00Regulatory AUM · August 2026
- CHADDS FORD WEALTH PARTNERS, LLCCRD 304159 · CHADDS FORD, PA$1,327,385,934.00Regulatory AUM · August 2026
- CHAMBERS ENERGY MANAGEMENT, LPCRD 155906 · HOUSTON, TX$1,412,310,445.00Regulatory AUM · August 2026
- CHANNING CAPITAL MANAGEMENT, LLCCRD 128450 · CHICAGO, IL$4,248,267,824.00Regulatory AUM · August 2026
- CHANNING GLOBAL ADVISORS, LLCCRD 290893 · FORT LAUDERDALE, FL$1,110,391,098.00Regulatory AUM · August 2026
- CHARTER OAK CAPITAL MANAGEMENT, LLCCRD 120870 · PORTSMOUTH, NH$1,569,586,056.00Regulatory AUM · August 2026
- CHAS. P. SMITH & ASSOCIATES, PA, CPA'SCRD 104914 · LAKELAND, FL$2,888,320,155.00Regulatory AUM · August 2026
- CHATHAM ASSET MANAGEMENT, LLCCRD 157517 · CHATHAM, NJ$8,271,746,913.00Regulatory AUM · August 2026
- CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.CRD 132295 · ANAHEIM, CA$1,328,162,191.00Regulatory AUM · August 2026
- CHECCHI CAPITAL ADVISERS, LLCCRD 143478 · BEVERLY HILLS, CA$2,594,388,278.00Regulatory AUM · August 2026
- CHECK CAPITAL MANAGEMENT INCCRD 107058 · COSTA MESA, CA$2,370,626,516.00Regulatory AUM · August 2026
- CHEMISTRY WEALTH MANAGEMENT LLCCRD 316069 · NEW YORK, NY$1,264,270,138.00Regulatory AUM · August 2026
- CHENAVARI CREDIT PARTNERS LLPCRD 158713$5,787,749,778.00Regulatory AUM · August 2026
- CHEQUERS FINANCIAL MANAGEMENT LLCCRD 175209 · SAN FRANCISCO, CA$1,314,341,351.00Regulatory AUM · August 2026
- CHERRY CREEK FAMILY OFFICES, LLCCRD 156310 · DENVER, CO$2,022,261,509.00Regulatory AUM · August 2026
- CHESLEY, TAFT & ASSOCIATES, LLCCRD 111578 · CHICAGO, IL$3,013,514,015.00Regulatory AUM · August 2026
- CHEVIOT VALUE MANAGEMENT, LLCCRD 166291 · BEVERLY HILLS, CA$1,170,417,135.00Regulatory AUM · August 2026
- CHI-RHO FINANCIAL, LLCCRD 138947 · ATLANTA, GA$1,353,770,190.00Regulatory AUM · August 2026
- CHICAGO CAPITAL, LLCCRD 291624 · CHICAGO, IL$4,823,333,873.00Regulatory AUM · August 2026
- CHICAGO PACIFIC CAPITAL, L.P.CRD 172960 · CHICAGO, IL$7,067,462,833.00Regulatory AUM · August 2026
- CHICAGO PARTNERS INVESTMENT GROUP LLCCRD 147662 · CHICAGO, IL$7,469,533,024.00Regulatory AUM · August 2026
- CHICKASAW CAPITAL MANAGEMENT, LLCCRD 127398 · MEMPHIS, TN$2,545,885,165.00Regulatory AUM · August 2026
- CHILDRESS CAPITAL ADVISORS, LLCCRD 310277 · HOUSTON, TX$1,205,051,875.00Regulatory AUM · August 2026
- CHILTON CAPITAL MANAGEMENT LLCCRD 104592 · HOUSTON, TX$3,233,678,496.00Regulatory AUM · August 2026
- CHILTON INVESTMENT COMPANY, INC.CRD 120107 · STAMFORD, CT$1,323,235,000.00Regulatory AUM · August 2026
- CHILTON INVESTMENT SERVICES, LLCCRD 159306 · STAMFORD, CT$8,150,127,000.00Regulatory AUM · August 2026
- CHURCHILL DLC ADVISOR LLCCRD 304945 · NEW YORK, NY$2,054,468,628.00Regulatory AUM · August 2026
- CHURCHILL PCIF ADVISOR LLCCRD 329140 · NEW YORK, NY$2,229,214,555.00Regulatory AUM · August 2026
- CICCARELLI ADVISORY SERVICES INCCRD 110904 · NAPLES, FL$1,586,316,444.00Regulatory AUM · August 2026
- CIDEL ASSET MANAGEMENT INCCRD 172640$4,802,310,706.00Regulatory AUM · August 2026
- CIFC INVESTMENT MANAGEMENT LLCCRD 107050 · MIAMI, FL$1,043,121,736.00Regulatory AUM · August 2026
- CIM CAPITAL IC MANAGEMENT, LLCCRD 301416 · LOS ANGELES, CA$1,080,486,889.00Regulatory AUM · August 2026
- CIM CAPITAL, LLCCRD 277038 · LOS ANGELES, CA$2,681,721,445.00Regulatory AUM · August 2026
- CIM INVESTMENT MANAGEMENT INCCRD 106292 · PITTSBURGH, PA$1,275,342,290.00Regulatory AUM · August 2026
- CINCINNATI ASSET MANAGEMENT INCCRD 104946 · CINCINNATI, OH$2,531,546,094.00Regulatory AUM · August 2026
- CINCTIVE CAPITAL MANAGEMENT LPCRD 304726 · NEW YORK, NY$3,069,451,000.00Regulatory AUM · August 2026
- CINVEN, INC.CRD 323534 · NEW YORK, NY$3,277,065,546.00Regulatory AUM · August 2026
- CION ARES MANAGEMENT, LLCCRD 284930 · NEW YORK, NY$8,000,300,197.00Regulatory AUM · August 2026
- CION INVESTMENT MANAGEMENT, LLCCRD 160386 · NEW YORK, NY$1,812,989,694.00Regulatory AUM · August 2026
- CIP PE ADVISORS, LLCCRD 338119 · WEST PALM BEACH, FL$1,920,476,487.00Regulatory AUM · August 2026
- CITATION CAPITAL MANAGEMENT, LLCCRD 326828 · DALLAS, TX$1,359,925,253.00Regulatory AUM · August 2026
- CITRIN COOPERMAN WEALTH MANAGEMENT, LLCCRD 317528 · NEW YORK, NY$1,699,432,395.00Regulatory AUM · August 2026
- $6,842,617,648.00Regulatory AUM · August 2026
- CITYVIEW MANAGEMENT SERVICES, LLCCRD 158370 · LOS ANGELES, CA$1,147,984,568.00Regulatory AUM · August 2026
- CIVC PARTNERS, L.P.CRD 157330 · CHICAGO, IL$2,334,419,100.00Regulatory AUM · August 2026
- CJM WEALTH ADVISERS, LTD.CRD 107750 · FALLS CHURCH, VA$1,466,177,587.00Regulatory AUM · August 2026
- CKW FINANCIAL GROUP, LLCCRD 152116 · HONOLULU, HI$2,526,532,799.00Regulatory AUM · August 2026
- CLARET ASSET MANAGEMENT CORPCRD 110453$2,356,471,235.00Regulatory AUM · August 2026
- CLARION CAPITAL PARTNERS, LLCCRD 157038 · NEW YORK, NY$1,890,798,236.00Regulatory AUM · August 2026
- CLARITY FINANCIAL, LLCCRD 150661 · HOUSTON, TX$1,840,574,021.00Regulatory AUM · August 2026
- CLARIVEST ASSET MANAGEMENT LLCCRD 139785 · SAN DIEGO, CA$3,048,432,229.00Regulatory AUM · August 2026
- CLARK ASSET MANAGEMENT, LLCCRD 284480$1,324,519,058.00Regulatory AUM · August 2026
- CLARKSTON CAPITAL PARTNERS, LLCCRD 143456 · ROCHESTER, MI$1,711,067,610.00Regulatory AUM · August 2026
- CLARO ADVISORS INC.CRD 160294 · BOSTON, MA$1,407,659,698.00Regulatory AUM · August 2026
- CLAROS REIT MANAGEMENT LPCRD 292430 · NEW YORK, NY$4,762,301,000.00Regulatory AUM · August 2026
- CLASS VI FAMILY OFFICE, LLCCRD 285035 · DENVER, CO$1,498,011,942.00Regulatory AUM · August 2026
- $3,218,041,785.00Regulatory AUM · August 2026
- CLEAN ENERGY TRANSITION LLPCRD 315409$4,630,730,096.00Regulatory AUM · August 2026
- CLEAR CREEK FINANCIAL MANAGEMENT, LLCCRD 170602 · SILVERDALE, WA$1,859,317,368.00Regulatory AUM · August 2026
- CLEAR HARBOR ASSET MANAGEMENT, LLCCRD 152242 · STAMFORD, CT$2,054,393,403.00Regulatory AUM · August 2026
- CLEAR HAVEN CAPITAL MANAGEMENT, LLCCRD 149165 · NEW YORK, NY$2,183,581,791.00Regulatory AUM · August 2026
- CLEAR INVESTMENT RESEARCH, LLCCRD 172685 · ALPHARETTA, GA$4,191,639,011.00Regulatory AUM · August 2026
- $9,892,865,574.00Regulatory AUM · August 2026
- $2,228,148,061.00Regulatory AUM · August 2026
- CLEARHAVEN PARTNERS LPCRD 309219 · BOSTON, MA$1,039,618,614.00Regulatory AUM · August 2026
- CLEARLINE CAPITAL LPCRD 166699 · NEW YORK, NY$1,438,000,000.00Regulatory AUM · August 2026
- CLEARVIEW CAPITAL, L.P.CRD 161146 · STAMFORD, CT$2,041,579,460.00Regulatory AUM · August 2026
- CLEARVIEW FINANCIAL PARTNERS, LLCCRD 286168 · RADNOR, PA$1,058,194,989.00Regulatory AUM · August 2026
- CLEARWATER ADVISORS, LLCCRD 116865 · BOISE, ID$4,650,566,101.00Regulatory AUM · August 2026
- CLEARWATER CAPITAL ADVISORS, LLCCRD 139886 · HOFFMAN ESTATES, IL$1,681,301,200.00Regulatory AUM · August 2026
- CLEARWATER MANAGEMENT CO., INC.CRD 105307 · ST PAUL, MN$4,681,919,861.00Regulatory AUM · August 2026
- CLG LLCCRD 282605 · LONG BEACH, CA$1,123,681,197.00Regulatory AUM · August 2026
- CLIFFORD SWAN INVESTMENT COUNSEL LLCCRD 108033 · PASADENA, CA$4,482,345,088.00Regulatory AUM · August 2026
- CLINTON INVESTMENT MANAGEMENT, LLCCRD 143599 · STAMFORD, CT$3,906,740,384.00Regulatory AUM · August 2026
- CLOCKTOWER GROUP, L.P.CRD 158142 · SANTA MONICA, CA$2,282,991,910.00Regulatory AUM · August 2026
- CLOUD CAPITAL ADVISORS LLCCRD 314113 · WASHINGTON, DC$2,818,090,089.00Regulatory AUM · August 2026
- CLOUGH CAPITAL PARTNERS, LPCRD 131257 · BOSTON, MA$1,508,743,415.00Regulatory AUM · August 2026
- CLOVER CREDIT MANAGEMENT, LLCCRD 307632 · NEW YORK, NY$3,471,419,706.00Regulatory AUM · August 2026
- CLOVERLAY INVESTMENT MANAGEMENT, LLCCRD 277170 · CONSHOHOCKEN, PA$1,830,952,939.00Regulatory AUM · August 2026
- CM WEALTH ADVISORS LLCCRD 119467 · BEACHWOOD, OH$3,597,372,487.00Regulatory AUM · August 2026
- CNL STRATEGIC CAPITAL MANAGEMENT, LLCCRD 286342 · ORLANDO, FL$1,538,398,057.00Regulatory AUM · August 2026
- COALESCE CAPITAL MANAGEMENT LLCCRD 324179 · NEW YORK, NY$1,834,664,404.00Regulatory AUM · August 2026
- COASTAL BRIDGE ADVISORS, LLCCRD 152569 · WESTPORT, CT$5,020,879,705.00Regulatory AUM · August 2026
- COASTEDGE PARTNERS, LLCCRD 149685 · SAN DIEGO, CA$2,142,300,000.00Regulatory AUM · August 2026
- COFG ADVISORS, LLCCRD 333344 · OAK BROOK, IL$1,209,198,018.00Regulatory AUM · August 2026
- COHALO ADVISORY LLCCRD 297315$1,345,900,000.00Regulatory AUM · August 2026
- COHEN & STEERS ASIA LIMITEDCRD 135661$2,948,980,361.00Regulatory AUM · August 2026
- COHEN & STEERS UK LIMITEDCRD 142150$5,374,797,533.00Regulatory AUM · August 2026
- COHEN CAPITAL ADVISORS, LLCCRD 339112 · CHICAGO, IL$1,100,714,851.00Regulatory AUM · August 2026
- COHEN CAPITAL MANAGEMENT INCCRD 107903 · CORTE MADERA, CA$1,000,113,667.00Regulatory AUM · August 2026
- COHEN KLINGENSTEIN, LLCCRD 148428 · NEW YORK, NY$3,391,536,316.00Regulatory AUM · August 2026
- COHESIVE CAPITAL MANAGEMENT, L.P.CRD 160274 · NEW YORK, NY$1,375,791,232.00Regulatory AUM · August 2026
- COLBECK CAPITAL MANAGEMENT, LLCCRD 282406 · NEW YORK, NY$1,711,482,585.00Regulatory AUM · August 2026