Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 10
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- COLCHIS CAPITAL MANAGEMENT, L.P.CRD 163503$1,338,858,977.00Regulatory AUM · August 2026
- COLISEUM CAPITAL MANAGEMENT, LLCCRD 158120 · ROWAYTON, CT$2,269,400,402.00Regulatory AUM · August 2026
- COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLCCRD 328015 · NEW YORK, NY$1,848,242,827.00Regulatory AUM · August 2026
- COLONIAL TRUST ADVISORS, INC.CRD 110257 · SPARTANBURG, SC$1,852,935,341.00Regulatory AUM · August 2026
- COLONY FAMILY OFFICES, LLCCRD 167017 · CHARLOTTE, NC$3,362,394,020.00Regulatory AUM · August 2026
- COLTER LEWIS INVESTMENT PARTNERS LLCCRD 297213 · GREENWICH, CT$3,411,557,465.00Regulatory AUM · August 2026
- COLUMBIA ASSET MANAGEMENT, L.L.C.CRD 124174 · ANN ARBOR, MI$1,200,007,629.00Regulatory AUM · August 2026
- COLUMBIA CAPITAL MANAGEMENT, LLCCRD 112773 · MERRIAM, KS$2,086,444,874.00Regulatory AUM · August 2026
- COLUMBIA CAPITAL, L.P.CRD 159616 · ALEXANDRIA, VA$9,102,453,764.00Regulatory AUM · August 2026
- COLUMBIA CENT CLO ADVISERS, LLCCRD 310864 · BOSTON, MA$2,995,750,368.00Regulatory AUM · August 2026
- COLUMBIA PACIFIC ADVISORS, LLCCRD 142725 · SEATTLE, WA$1,457,262,691.00Regulatory AUM · August 2026
- COLUMBUS HILL CAPITAL MANAGEMENT, L.P.CRD 158336 · SHORT HILLS, NJ$1,614,366,005.00Regulatory AUM · August 2026
- COMMERCE INVESTMENT ADVISORS, INC.CRD 104705 · KANSAS CITY, MO$2,535,873,300.00Regulatory AUM · August 2026
- COMMODORE CAPITAL LPCRD 304370 · NEW YORK, NY$2,369,313,969.00Regulatory AUM · August 2026
- COMMONWEALTH CREDIT ADVISORS, LLCCRD 312541 · WEST PALM BEACH, FL$1,730,569,835.00Regulatory AUM · August 2026
- COMMUNITY CAPITAL MANAGEMENT, LLCCRD 109368 · FORT LAUDERDALE, FL$6,995,782,784.00Regulatory AUM · August 2026
- COMMUNITY INVESTMENT MANAGEMENT LLCCRD 174204 · SAN FRANCISCO, CA$1,469,825,560.00Regulatory AUM · August 2026
- COMPAK ASSET MANAGEMENTCRD 109930 · NEWPORT BEACH, CA$1,516,923,776.00Regulatory AUM · August 2026
- COMPASS CAPITAL MANAGEMENT INCCRD 107823 · MINNEAPOLIS, MN$2,556,854,435.00Regulatory AUM · August 2026
- COMPASS FINANCIAL GROUP, INCCRD 157109 · SIOUX FALLS, SD$1,482,000,000.00Regulatory AUM · August 2026
- COMPASS GROUP LLCCRD 108772 · NEW YORK, NY$1,654,592,245.00Regulatory AUM · August 2026
- COMPASS GROUP MANAGEMENT LLCCRD 168422 · WESTPORT, CT$3,039,184,000.00Regulatory AUM · August 2026
- COMPASS ION ADVISORS, LLCCRD 166418 · CONSHOHOCKEN, PA$1,586,830,325.00Regulatory AUM · August 2026
- COMPERIO RETIREMENT CONSULTING, INC.CRD 140786 · CARY, NC$1,985,229,783.00Regulatory AUM · August 2026
- $5,866,561,697.00Regulatory AUM · August 2026
- COMPLUS ASSET MANAGEMENT (UK) LIMITEDCRD 329571$5,866,561,697.00Regulatory AUM · August 2026
- COMPLUS ASSET MANAGEMENT LIMITEDCRD 173003$5,866,561,697.00Regulatory AUM · August 2026
- COMPOSITION CAPITAL LPCRD 332182 · LOS ANGELES, CA$1,226,456,350.00Regulatory AUM · August 2026
- COMPOSITION WEALTH, LLCCRD 143483 · LOS ANGELES, CA$9,470,778,412.00Regulatory AUM · August 2026
- COMPOUND GLOBAL ADVISORS, LLCCRD 318889$1,190,000,000.00Regulatory AUM · August 2026
- COMPOUND PLANNING, INC.CRD 171787 · NEW YORK, NY$4,848,634,144.00Regulatory AUM · August 2026
- COMVEST ADVISORS LLCCRD 160753 · WEST PALM BEACH, FL$2,429,529,950.00Regulatory AUM · August 2026
- COMVEST CREDIT ADVISORS, LLCCRD 311663 · WEST PALM BEACH, FL$9,250,841,213.00Regulatory AUM · August 2026
- CONCENTRIC CAPITAL STRATEGIES L.P.CRD 313057 · STAMFORD, CT$3,105,229,105.00Regulatory AUM · August 2026
- CONCORD WEALTH PARTNERSCRD 118643 · ABINGDON, VA$1,069,864,356.00Regulatory AUM · August 2026
- CONCURRENT ASSET MANAGEMENT, LLCCRD 330657 · TAMPA, FL$2,486,251,673.00Regulatory AUM · August 2026
- CONDIRE MANAGEMENT, LPCRD 311762 · DALLAS, TX$1,860,020,618.00Regulatory AUM · August 2026
- CONDOR CAPITAL MANAGEMENTCRD 104920 · MARTINSVILLE, NJ$2,179,700,881.00Regulatory AUM · August 2026
- CONESTOGA CAPITAL ADVISORS, LLCCRD 111750 · WAYNE, PA$6,935,030,540.00Regulatory AUM · August 2026
- CONFLUENCE INVESTMENT MANAGEMENT LLCCRD 146019 · SAINT LOUIS, MO$6,719,179,902.00Regulatory AUM · August 2026
- CONFLUENCE WEALTH SERVICES, INC.CRD 311980 · MCMURRAY, PA$6,836,016,201.00Regulatory AUM · August 2026
- CONIFER MANAGEMENT, LLCCRD 283492 · NEW YORK, NY$4,531,545,388.00Regulatory AUM · August 2026
- CONNECTICUT WEALTH MANAGEMENT, LLCCRD 154310 · FARMINGTON, CT$4,477,614,678.00Regulatory AUM · August 2026
- CONNELLY CAPITAL MANAGEMENT LLCCRD 324104 · GUAYNABO, PR$1,054,080,727.00Regulatory AUM · August 2026
- CONNORS INVESTOR SERVICES INCCRD 106993 · WYOMISSING, PA$1,281,082,279.00Regulatory AUM · August 2026
- CONSERVEST CAPITAL ADVISORS INCCRD 111353 · WYNNEWOOD, PA$1,924,651,036.00Regulatory AUM · August 2026
- CONSOLIDATED PORTFOLIO REVIEW CORPCRD 112694 · WOODBURY, NY$1,591,860,061.00Regulatory AUM · August 2026
- CONSONANCE CAPITAL PARTNERS, LPCRD 167165 · NEW YORK, NY$2,761,880,203.00Regulatory AUM · August 2026
- CONSTELLATION WEALTH CAPITAL, LLCCRD 326917 · CHICAGO, IL$2,524,453,615.00Regulatory AUM · August 2026
- CONSTITUTION CAPITAL EQUITY PARTNERS LPCRD 147248 · ANDOVER, MA$5,271,080,129.00Regulatory AUM · August 2026
- CONSULTING GROUP ADVISORY SERVICES LLCCRD 137463 · PURCHASE, NY$9,819,883,135.00Regulatory AUM · August 2026
- CONTEXT CAPITAL MANAGEMENT LLCCRD 115167 · LA JOLLA, CA$8,008,157,694.00Regulatory AUM · August 2026
- CONTINUUM ADVISORY, LLCCRD 283155 · EAGLE, ID$1,907,940,341.00Regulatory AUM · August 2026
- CONTOUR ASSET MANAGEMENT LLCCRD 154645 · NEW YORK, NY$5,915,396,845.00Regulatory AUM · August 2026
- CONTRARIAN CAPITAL MANAGEMENT LLCCRD 109979 · GREENWICH, CT$4,788,303,700.00Regulatory AUM · August 2026
- CONVERSANT CAPITAL LLCCRD 308201 · SUMMIT, NJ$3,115,964,049.00Regulatory AUM · August 2026
- CONWAY INVESTMENT RESEARCH, LLCCRD 154659 · SAINT LOUIS, MO$1,670,210,037.00Regulatory AUM · August 2026
- COOKSON PEIRCE & CO INCCRD 110729 · PITTSBURGH, PA$2,555,384,473.00Regulatory AUM · August 2026
- $9,800,952,164.00Regulatory AUM · August 2026
- COOPER CREEK PARTNERS MANAGEMENT LLCCRD 157746 · NEW YORK, NY$3,089,075,217.00Regulatory AUM · August 2026
- COOPER FINANCIAL GROUPCRD 111458 · IRVINE, CA$2,852,543,930.00Regulatory AUM · August 2026
- COOPER/HAIMS ADVISORS, LLCCRD 124122 · VICTOR, NY$1,152,418,068.00Regulatory AUM · August 2026
- COPELAND CAPITAL MANAGEMENT, LLCCRD 135822 · CONSHOHOCKEN, PA$4,063,157,512.00Regulatory AUM · August 2026
- CORBEL MANAGEMENT, LLCCRD 171849 · LOS ANGELES, CA$1,237,588,918.00Regulatory AUM · August 2026
- CORBYN INVESTMENT MANAGEMENT INCCRD 104716 · LUTHERVILLE, MD$1,005,472,384.00Regulatory AUM · August 2026
- CORDA INVESTMENT MANAGEMENT, LLCCRD 108046 · HOUSTON, TX$2,000,124,067.00Regulatory AUM · August 2026
- CORDIANT CAPITAL INC.CRD 172313$2,767,854,137.00Regulatory AUM · August 2026
- CORDILLERA INVESTMENT PARTNERS, L.P.CRD 277036 · SAN FRANCISCO, CA$1,644,236,756.00Regulatory AUM · August 2026
- CORDOBA ADVISORY PARTNERS LLCCRD 310199 · NEW YORK, NY$2,814,184,308.00Regulatory AUM · August 2026
- CORE INDUSTRIAL PARTNERS, LLCCRD 293334 · CHICAGO, IL$1,804,472,112.00Regulatory AUM · August 2026
- CORE MANAGEMENT II CORPORATIONCRD 162579$1,325,235,272.00Regulatory AUM · August 2026
- CORECAP ADVISORS, LLCCRD 158819 · SOUTHFIELD, MI$3,986,624,254.00Regulatory AUM · August 2026
- CORECOMMODITY MANAGEMENT, LLCCRD 135810 · STAMFORD, CT$2,413,910,253.00Regulatory AUM · August 2026
- CORIENT IA LPCRD 326262 · MIAMI, FL$5,109,695,381.00Regulatory AUM · August 2026
- CORIENT SHC PARTNERS (US) LPCRD 289784 · PHILADELPHIA, PA$1,707,949,153.00Regulatory AUM · August 2026
- CORIENT SHC WEALTH MANAGEMENT (US) LPCRD 151225 · PHILADELPHIA, PA$2,343,505,235.00Regulatory AUM · August 2026
- CORMORANT ASSET MANAGEMENT, LPCRD 167820 · BOSTON, MA$3,838,575,938.00Regulatory AUM · August 2026
- CORNELL CAPITAL LLCCRD 226779 · NEW YORK, NY$5,380,768,988.00Regulatory AUM · August 2026
- CORNERSTONE ADVISORS ASSET MANAGEMENT, LLCCRD 138638 · BETHLEHEM, PA$9,571,773,832.00Regulatory AUM · August 2026
- CORNERSTONE ADVISORS, LLCCRD 300891 · ASHEVILLE, NC$3,040,951,014.00Regulatory AUM · August 2026
- CORNERSTONE ADVISORY, LLCCRD 142359 · HUNT VALLEY, MD$2,249,006,784.00Regulatory AUM · August 2026
- CORNERSTONE CAPITAL, INC.CRD 105396 · PALO ALTO, CA$1,357,670,355.00Regulatory AUM · August 2026
- CORNERSTONE INVESTMENT PARTNERS, LLCCRD 111753 · ATLANTA, GA$2,654,449,338.00Regulatory AUM · August 2026
- CORNERSTONE MANAGEMENT, INC.CRD 125828 · DULUTH, GA$2,286,345,234.00Regulatory AUM · August 2026
- CORNERSTONE TRUST MANAGEMENT SERVICES LLCCRD 170864 · ALTAMONTE SPRINGS, FL$1,076,565,811.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH GROUP, LLCCRD 289971 · HUNTERSVILLE, NC$2,487,042,824.00Regulatory AUM · August 2026
- CORNERSTONE WEALTH MANAGEMENT, LLCCRD 164666 · DES PERES, MO$4,934,013,239.00Regulatory AUM · August 2026
- $9,871,479,807.00Regulatory AUM · August 2026
- CORONATION INTERNATIONAL LIMITEDCRD 321999$4,310,083,487.00Regulatory AUM · August 2026
- $6,579,190,839.00Regulatory AUM · August 2026
- CORRE PARTNERS MANAGEMENT, LLCCRD 161571 · NEW YORK, NY$1,147,765,435.00Regulatory AUM · August 2026
- CORRY CAPITAL ADVISORS, LLCCRD 165403 · VERO BEACH, FL$2,008,850,285.00Regulatory AUM · August 2026
- CORSAIR CAPITAL LLCCRD 137887 · NEW YORK, NY$7,680,039,365.00Regulatory AUM · August 2026
- CORTEC GROUP MANAGEMENT SERVICES, LLCCRD 161429 · NEW YORK, NY$6,634,033,478.00Regulatory AUM · August 2026
- CORTLAND INVESTMENT MANAGEMENT, LLCCRD 299369 · ATLANTA, GA$5,669,602,103.00Regulatory AUM · August 2026
- CORUNDUM GROUP, INC.CRD 106490 · COLORADO SPRINGS, CO$1,694,340,444.00Regulatory AUM · August 2026
- CORVEX MANAGEMENT LPCRD 158197 · NEW YORK, NY$4,568,423,980.00Regulatory AUM · August 2026
- CORVUS WEALTH ADVISORS LLCCRD 311261 · TEMPLETON, CA$1,080,550,444.00Regulatory AUM · August 2026
- COTA CAPITAL MANAGEMENT, LLCCRD 226750 · SAN FRANCISCO, CA$1,167,876,554.00Regulatory AUM · August 2026
- COUGAR GLOBAL INVESTMENTS LIMITEDCRD 109439$1,511,051,757.00Regulatory AUM · August 2026