Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 8
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- CALYDON CAPITAL, LLCCRD 285485 · MEMPHIS, TN$3,576,202,004.00Regulatory AUM · August 2026
- CAMBIAR INVESTORS, LLCCRD 115093 · DENVER, CO$2,923,412,105.00Regulatory AUM · August 2026
- CAMBRIA INVESTMENT MANAGEMENT, L.P.CRD 141600 · MANHATTAN BEACH, CA$3,581,297,788.00Regulatory AUM · August 2026
- CAMBRIDGE ASSOCIATES LIMITED, LLCCRD 106003 · BOSTON, MA$8,202,964,130.00Regulatory AUM · August 2026
- CAMELOT CAPITAL PARTNERS LLCCRD 281843 · LAGUNA BEACH, CA$1,540,916,744.00Regulatory AUM · August 2026
- CAMPBELL & COMPANY INVESTMENT ADVISER LLCCRD 134332 · BALTIMORE, MD$4,343,962,506.00Regulatory AUM · August 2026
- CAMPBELL GLOBAL, LLCCRD 111944 · PORTLAND, OR$7,023,614,803.00Regulatory AUM · August 2026
- CAMPBELL NEWMAN ASSET MANAGEMENT INCCRD 107003 · MILWAUKEE, WI$1,442,362,896.00Regulatory AUM · August 2026
- CANAL CAPITAL MANAGEMENT, LLCCRD 164971 · RICHMOND, VA$1,284,491,370.00Regulatory AUM · August 2026
- CANAL ROAD CAPITAL, LLCCRD 327488 · MIAMI, FL$1,261,306,586.00Regulatory AUM · August 2026
- CANNELL & SPEARS LLCCRD 142633 · NEW YORK, NY$6,992,200,000.00Regulatory AUM · August 2026
- CANNON FINANCIAL STRATEGISTS, INC.CRD 133509 · ATHENS, GA$1,669,821,227.00Regulatory AUM · August 2026
- CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.CRD 159296 · NEW YORK, NY$3,240,009,707.00Regulatory AUM · August 2026
- CANYON PARTNERS REAL ESTATE LLCCRD 107880 · DALLAS, TX$2,910,274,000.00Regulatory AUM · August 2026
- CAPE ANN ASSET MANAGEMENT LIMITEDCRD 284056$3,779,677,035.00Regulatory AUM · August 2026
- CAPITA FINANCIAL NETWORK, LLCCRD 290558 · DRAPER, UT$2,323,963,878.00Regulatory AUM · August 2026
- CAPITAL ADVANTAGE, INC.CRD 108985 · WALNUT CREEK, CA$1,276,570,885.00Regulatory AUM · August 2026
- CAPITAL ADVISORS WEALTH MANAGEMENT, LLCCRD 309387 · YAKIMA, WA$1,112,135,839.00Regulatory AUM · August 2026
- CAPITAL ADVISORS, INC.CRD 104643 · TULSA, OK$7,428,393,494.00Regulatory AUM · August 2026
- CAPITAL ADVISORS, LTD., LLCCRD 153600 · SHAKER HEIGHTS, OH$1,366,837,208.00Regulatory AUM · August 2026
- CAPITAL ANALYSTS, LLCCRD 162200 · FORT WASHINGTON, PA$8,769,033,123.00Regulatory AUM · August 2026
- CAPITAL ASSET ADVISORY SERVICES, LLC.CRD 110929 · WILLIAMSTON, MI$4,640,991,840.00Regulatory AUM · August 2026
- CAPITAL COUNSEL LLCCRD 109001 · NEW YORK, NY$2,874,453,202.00Regulatory AUM · August 2026
- CAPITAL CREEK PARTNERS, LLCCRD 301211 · AUSTIN, TX$1,523,427,564.00Regulatory AUM · August 2026
- CAPITAL DYNAMICS, INC.CRD 130320 · NEW YORK, NY$2,686,955,570.00Regulatory AUM · August 2026
- CAPITAL FOUR US INC.CRD 315650 · NEW YORK, NY$2,637,761,145.00Regulatory AUM · August 2026
- CAPITAL GENERATION PARTNERS LLPCRD 281808$4,120,830,623.00Regulatory AUM · August 2026
- CAPITAL IMPACT ADVISORS, LLCCRD 168313 · BOSTON, MA$1,486,837,952.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT ADVISORS, LLCCRD 158055 · ATLANTA, GA$8,212,613,694.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD 149124 · RALEIGH, NC$2,393,599,531.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT COUNSEL INCCRD 104591 · RALEIGH, NC$1,023,436,471.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT COUNSEL, LLCCRD 328472 · DENVER, CO$1,351,761,173.00Regulatory AUM · August 2026
- CAPITAL INVESTMENT SERVICES OF AMERICA INCCRD 110639 · MILWAUKEE, WI$1,314,238,097.00Regulatory AUM · August 2026
- CAPITAL MANAGEMENT ASSOCIATES INCCRD 105010 · MINNEAPOLIS, MN$1,879,452,339.00Regulatory AUM · August 2026
- CAPITAL RESEARCH & CONSULTING LLCCRD 109868 · PASADENA, CA$5,985,401,577.00Regulatory AUM · August 2026
- CAPITAL WEALTH MANAGEMENT, LLCCRD 157959 · WEST WARWICK, RI$1,137,135,987.00Regulatory AUM · August 2026
- CAPITAL Z PARTNERS MANAGEMENT, LLCCRD 157048 · NAPLES, FL$1,944,681,244.00Regulatory AUM · August 2026
- CAPITOL MERIDIAN PARTNERS LPCRD 319080 · WASHINGTON, DC$1,669,262,233.00Regulatory AUM · August 2026
- CAPITOL SECURITIES MANAGEMENT, INC.CRD 14169 · GLEN ALLEN, VA$2,162,366,778.00Regulatory AUM · August 2026
- CAPITOLIS ADVISORS LLCCRD 290462 · NEW YORK, NY$4,500,183,636.00Regulatory AUM · August 2026
- CAPROCK PARTNERS MANAGEMENT, INC.CRD 296925 · NEWPORT BEACH, CA$1,517,162,010.00Regulatory AUM · August 2026
- CAPSOUTH PARTNERS, INC.CRD 132517 · DOTHAN, AL$1,001,269,513.00Regulatory AUM · August 2026
- CAPSTONE FINANCIAL ADVISORS INCCRD 109341 · DOWNERS GROVE, IL$2,868,074,312.00Regulatory AUM · August 2026
- CAPTION MANAGEMENT, LLCCRD 173841 · OKLAHOMA CITY, OK$3,407,703,418.00Regulatory AUM · August 2026
- CAPWEALTH ADVISORS, LLCCRD 148781 · FRANKLIN, TN$2,030,847,981.00Regulatory AUM · August 2026
- CARDIFF PARK ADVISORS,LLCCRD 126752$2,958,061,526.00Regulatory AUM · August 2026
- CARDINAL CAPITAL MANAGEMENT INCCRD 108076 · RALEIGH, NC$1,025,998,835.00Regulatory AUM · August 2026
- CARDINAL CAPITAL MANAGEMENT, INC.CRD 124729$4,019,229,264.00Regulatory AUM · August 2026
- CARDINAL POINT CAPITAL MANAGEMENT, ULCCRD 140619$4,808,296,667.00Regulatory AUM · August 2026
- CARLYLE AVIATION SECURITIES PARTNERS LLCCRD 168456 · MIAMI, FL$1,135,964,166.00Regulatory AUM · August 2026
- CARMEL MANAGEMENT III, LLCCRD 160892 · SAN FRANCISCO, CA$7,984,384,000.00Regulatory AUM · August 2026
- CARNEGIE CAPITAL ASSET MANAGEMENT, LLCCRD 150488 · PEPPER PIKE, OH$7,513,187,008.00Regulatory AUM · August 2026
- $1,498,860,000.00Regulatory AUM · August 2026
- CAROUSEL CAPITAL MANAGEMENT COMPANY, L.P.CRD 157822 · CHARLOTTE, NC$1,912,790,537.00Regulatory AUM · August 2026
- CARRET ASSET MANAGEMENT, LLCCRD 131445 · NEW YORK, NY$3,459,799,840.00Regulatory AUM · August 2026
- CARRHAE CAPITAL (DIFC) LIMITEDCRD 337385$6,079,358,063.00Regulatory AUM · August 2026
- CARRHAE CAPITAL, LLPCRD 161900$6,086,321,550.00Regulatory AUM · August 2026
- CARRICK CAPITAL MANAGEMENT COMPANY, LLCCRD 165915 · SAN FRANCISCO, CA$2,081,348,308.00Regulatory AUM · August 2026
- CARRICK LANE LLCCRD 309148 · NEW YORK, NY$3,029,750,000.00Regulatory AUM · August 2026
- CARRINGTON CAPITAL MANAGEMENT, LLCCRD 130813 · OLD GREENWICH, CT$5,081,782,135.00Regulatory AUM · August 2026
- CARRONADE CAPITAL MANAGEMENT, LPCRD 309174 · DARIEN, CT$3,431,802,906.00Regulatory AUM · August 2026
- CARSON GROUP INVESTING, LLCCRD 291744 · OMAHA, NE$2,048,522,707.00Regulatory AUM · August 2026
- CARTENNA CAPITAL LPCRD 307688 · STAMFORD, CT$2,359,150,413.00Regulatory AUM · August 2026
- CARVAL CLO MANAGEMENT LLCCRD 298135 · MINNEAPOLIS, MN$7,304,940,802.00Regulatory AUM · August 2026
- CARY STREET PARTNERS ASSET MANAGEMENT LLCCRD 289178 · RICHMOND, VA$1,447,830,806.00Regulatory AUM · August 2026
- CAS INVESTMENT PARTNERS, LLCCRD 170071 · WESTPORT, CT$2,447,181,816.00Regulatory AUM · August 2026
- CASCADE FINANCIAL PARTNERS, LLCCRD 326620 · SAN DIEGO, CA$1,381,234,310.00Regulatory AUM · August 2026
- CASDIN CAPITAL, LLCCRD 169579 · NEW YORK, NY$2,872,598,242.00Regulatory AUM · August 2026
- CASPIAN CAPITAL, LPCRD 155751 · NEW YORK, NY$7,026,185,000.00Regulatory AUM · August 2026
- CASSADAY & CO WEALTH MANAGEMENT LLCCRD 317672 · MCLEAN, VA$7,138,784,240.00Regulatory AUM · August 2026
- CASTLE CREEK ADVISORS IV LLCCRD 158079 · SAN DIEGO, CA$1,135,436,615.00Regulatory AUM · August 2026
- CASTLE ROCK ADVISORS LLCCRD 331429 · BOSTON, MA$2,383,765,925.00Regulatory AUM · August 2026
- CASTLEARK MANAGEMENT LLCCRD 109587 · CHICAGO, IL$4,585,548,400.00Regulatory AUM · August 2026
- CASTLEKNIGHT MANAGEMENT LPCRD 309435 · NEW YORK, NY$4,103,837,648.00Regulatory AUM · August 2026
- CATALIO CAPITAL MANAGEMENT, LPCRD 310374 · NEW YORK, NY$2,176,631,478.00Regulatory AUM · August 2026
- CATALYST FINANCIAL PARTNERS LLCCRD 299335 · BOSTON, MA$1,722,297,612.00Regulatory AUM · August 2026
- CATHOLIC INVESTMENT SERVICES, INC.CRD 172467 · BOSTON, MA$1,516,759,419.00Regulatory AUM · August 2026
- CAVU CONSUMER PARTNERS, LLCCRD 281535 · NEW YORK, NY$1,525,102,515.00Regulatory AUM · August 2026
- CAXTON ASSOCIATES (USA) LLCCRD 132823 · NEW YORK, NY$4,627,271,602.00Regulatory AUM · August 2026
- CC MANAGEMENT GP, LLCCRD 168693 · CHARLOTTE, NC$1,391,528,366.00Regulatory AUM · August 2026
- CCG WEALTH MANAGEMENT, LLCCRD 296985 · SAN DIEGO, CA$1,195,740,335.00Regulatory AUM · August 2026
- CCM INVESTMENT ADVISERS, LLCCRD 105743 · COLUMBIA, SC$1,549,608,058.00Regulatory AUM · August 2026
- CCM PARTNERS, LPCRD 104720 · DENVER, CO$6,522,231,948.00Regulatory AUM · August 2026
- CCMP CAPITAL ADVISORS, LPCRD 140121 · NEW YORK, NY$2,229,046,156.00Regulatory AUM · August 2026
- CCS PARTNERS LLCCRD 329876 · NEW YORK, NY$1,489,092,000.00Regulatory AUM · August 2026
- CDH INVESTMENT ADVISORY PRIVATE LIMITEDCRD 163756$2,753,093,324.00Regulatory AUM · August 2026
- CE INVESTMENT MANAGEMENT, LLCCRD 299786 · OKLAHOMA CITY, OK$5,907,573,125.00Regulatory AUM · August 2026
- CEDAR MOUNTAIN ADVISORS, LLCCRD 140339 · LAKE OSWEGO, OR$1,197,759,928.00Regulatory AUM · August 2026
- CENDANA CAPITAL MANAGEMENT, LLCCRD 165555 · SAN FRANCISCO, CA$2,368,715,300.00Regulatory AUM · August 2026
- CENTAURUS FINANCIAL, INC.CRD 30833 · ANAHEIM, CA$9,740,127,253.00Regulatory AUM · August 2026
- CENTENNIAL SECURITIES COMPANY INCCRD 7763 · GRAND RAPIDS, MI$1,335,217,612.00Regulatory AUM · August 2026
- CENTER FOR FINANCIAL PLANNING INCCRD 109599 · SOUTHFIELD, MI$1,969,959,576.00Regulatory AUM · August 2026
- CENTER ROCK CAPITAL PARTNERS, LPCRD 291521 · CHICAGO, IL$1,734,531,218.00Regulatory AUM · August 2026
- CENTERBOOK PARTNERS LPCRD 312387 · GREENWICH, CT$2,908,735,905.00Regulatory AUM · August 2026
- CENTERFIELD MANAGEMENT III, INCCRD 161504 · INDIANAPOLIS, IN$1,084,623,481.00Regulatory AUM · August 2026
- CENTEROAK ADVISER, L.P.CRD 175156 · DALLAS, TX$1,975,228,000.00Regulatory AUM · August 2026
- CENTRE PARTNERS MANAGEMENT LLCCRD 109534 · NEW YORK, NY$1,227,800,500.00Regulatory AUM · August 2026
- CENTRICUS INVESTMENT ADVISORS (US) LLCCRD 341654 · BEVERLY HILLS, CA$1,021,000,000.00Regulatory AUM · August 2026
- CERCANO MANAGEMENT LLCCRD 315897 · BELLEVUE, WA$7,281,283,635.00Regulatory AUM · August 2026
- CEREDEX VALUE ADVISORS LLCCRD 146023 · WINTER PARK, FL$3,431,437,288.00Regulatory AUM · August 2026