Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 7
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: July 2026 and August 2026
- $3,679,090,444.00Regulatory AUM · July 2026
- BOW RIVER ADVISERS, LLCCRD 325285 · DENVER, CO$1,161,615,423.00Regulatory AUM · August 2026
- BOW RIVER ASSET MANAGEMENT, LLCCRD 156765 · DENVER, CO$4,195,104,249.00Regulatory AUM · August 2026
- BOW WAVE CAPITAL MANAGEMENT, LPCRD 305782 · NEW YORK, NY$1,892,547,020.00Regulatory AUM · August 2026
- BOWEN, HANES & CO INCCRD 105153 · PONTE VEDRA BEACH, FL$4,620,087,082.00Regulatory AUM · August 2026
- BOWIE CAPITAL MANAGEMENT, LLCCRD 171023 · RICHARDSON, TX$2,808,237,343.00Regulatory AUM · August 2026
- BOYNE CAPITAL MANAGEMENT, LLCCRD 285919 · MIAMI, FL$1,159,269,944.00Regulatory AUM · August 2026
- BPS CAPITAL MANAGEMENT, INC.CRD 120006 · BLOOMINGTON, MN$3,104,631,016.00Regulatory AUM · August 2026
- BPS WEALTH ADVISORS, INC.CRD 106249 · CANFIELD, OH$1,082,580,906.00Regulatory AUM · August 2026
- BRACKET VENTURES MANAGEMENT, LLCCRD 291692 · WEST HOLLYWOOD, CA$2,569,359,728.00Regulatory AUM · August 2026
- BRADLEY FOSTER & SARGENT INCCRD 106928 · HARTFORD, CT$9,072,939,203.00Regulatory AUM · August 2026
- BRAGG FINANCIAL ADVISORS INCCRD 108780 · CHARLOTTE, NC$4,671,122,824.00Regulatory AUM · August 2026
- BRAIDWELL LPCRD 316988 · STAMFORD, CT$4,984,953,442.00Regulatory AUM · August 2026
- BRAMSHILL INVESTMENTS, LLCCRD 162492 · NAPLES, FL$8,144,494,882.00Regulatory AUM · August 2026
- BRAND ASSET MANAGEMENT GROUP, INC.CRD 106162 · CHESTERFIELD, MO$1,174,395,273.00Regulatory AUM · August 2026
- BRANDYWINE OAK PRIVATE WEALTH LLCCRD 297021 · KENNETT SQUARE, PA$1,571,774,383.00Regulatory AUM · August 2026
- BRASA CAPITAL MANAGEMENT, LPCRD 316265 · LOS ANGELES, CA$1,368,990,024.00Regulatory AUM · August 2026
- BRAVE WARRIOR ADVISORS, LLCCRD 108894 · NEW YORK, NY$5,638,637,189.00Regulatory AUM · August 2026
- BREAKOUT CAPITAL PARTNERS LPCRD 321224 · NEW YORK, NY$1,198,802,599.00Regulatory AUM · August 2026
- BREAKTHROUGH SERVICES, L.L.C.CRD 309668 · LOS ANGELES, CA$2,692,663,456.00Regulatory AUM · August 2026
- BREAKWALL INVESTMENT ADVISOR LLCCRD 328990 · PORT WASHINGTON, NY$3,520,731,351.00Regulatory AUM · August 2026
- BREAKWATER CAPITAL GROUPCRD 321097 · PARAMUS, NJ$1,019,176,972.00Regulatory AUM · August 2026
- BRENTWOOD PRIVATE EQUITY, LLCCRD 156558 · LOS ANGELES, CA$3,972,047,708.00Regulatory AUM · August 2026
- BREVET CAPITAL MANAGEMENT, LLCCRD 151672 · NEW YORK, NY$2,565,970,364.00Regulatory AUM · August 2026
- BRIARWOOD CHASE MANAGEMENT LLCCRD 170245 · NEW YORK, NY$1,373,473,556.00Regulatory AUM · August 2026
- BRICK CAPITAL MANAGEMENT INCCRD 107600 · EAST LANSING, MI$2,836,000,000.00Regulatory AUM · August 2026
- BRICKWOOD ASSET MANAGEMENT LLPCRD 332687$1,913,810,556.00Regulatory AUM · August 2026
- BRIDGE33 INVESTMENT MANAGEMENT LLCCRD 305580 · SEATTLE, WA$1,075,660,850.00Regulatory AUM · August 2026
- BRIDGEPORT FINANCIAL SOLUTIONS LLCCRD 325485 · PHOENIX, AZ$1,046,399,893.00Regulatory AUM · August 2026
- BRIDGEWATER ADVISORS INC.CRD 109826 · NEW YORK, NY$2,566,369,842.00Regulatory AUM · August 2026
- BRIDGEWAY CAPITAL MANAGEMENT, LLCCRD 111441 · HOUSTON, TX$4,251,702,444.00Regulatory AUM · August 2026
- BRIGHAM MANAGEMENT, LLCCRD 300627 · AUSTIN, TX$1,011,059,798.00Regulatory AUM · August 2026
- BRIGHTON PARK CAPITAL MANAGEMENT, L.P.CRD 304261 · GREENWICH, CT$4,481,709,182.00Regulatory AUM · August 2026
- BRIGHTSPIRE CAPITAL ADVISORS, LLCCRD 312908 · NEW YORK, NY$1,203,215,437.00Regulatory AUM · August 2026
- BRIGHTSTAR CAPITAL PARTNERS, L.P.CRD 283313 · NEW YORK, NY$4,849,984,324.00Regulatory AUM · August 2026
- BRIGHTWOOD CAPITAL ADVISORS, LLCCRD 167330 · NEW YORK, NY$6,192,776,127.00Regulatory AUM · August 2026
- BRINLEY PARTNERS, LPCRD 316147 · NEW YORK, NY$6,289,153,000.00Regulatory AUM · August 2026
- BRIO CONSULTANTS, LLCCRD 289889 · SAN FRANCISCO, CA$1,057,978,008.00Regulatory AUM · August 2026
- BRISTOL GATE CAPITAL PARTNERS INC.CRD 175139$1,512,642,341.00Regulatory AUM · August 2026
- BRISTOL GROUP INCCRD 105087 · SAN FRANCISCO, CA$2,037,047,000.00Regulatory AUM · August 2026
- BROAD BAY CAPITAL MANAGEMENT LPCRD 284341 · NEW YORK, NY$1,887,847,738.00Regulatory AUM · August 2026
- BROAD REACH INVESTMENT MANAGEMENT LLPCRD 285755$2,560,384,288.00Regulatory AUM · August 2026
- BROADRIVER ASSET MANAGEMENT, L.P.CRD 155792 · NEW YORK, NY$2,342,302,630.00Regulatory AUM · August 2026
- BROADWOOD CAPITAL, INCCRD 159286 · NEW YORK, NY$1,711,394,203.00Regulatory AUM · August 2026
- BRONTE CAPITAL MANAGEMENT PTY LTDCRD 151222$1,147,515,948.00Regulatory AUM · August 2026
- BROOKE PRIVATE EQUITY ASSOCIATES MANAGEMENT LLCCRD 156772 · BOSTON, MA$1,942,819,455.00Regulatory AUM · August 2026
- BROOKLANDS FUND MANAGEMENT LIMITEDCRD 286221$1,458,320,321.00Regulatory AUM · August 2026
- BROOKNOLL ADVISORS LLCCRD 298297 · BOSTON, MA$1,189,731,041.00Regulatory AUM · August 2026
- BROOKSIDE EQUITY PARTNERS LLCCRD 164429 · STAMFORD, CT$1,490,162,708.00Regulatory AUM · August 2026
- BROOKWOOD INVESTMENT GROUP LLCCRD 316544 · PHOENIX, AZ$1,252,366,250.00Regulatory AUM · August 2026
- BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLCCRD 124612 · BALTIMORE, MD$9,838,930,305.00Regulatory AUM · August 2026
- BROWN BROTHERS HARRIMAN & CO.CRD 111231 · NEW YORK, NY$7,152,290,266.00Regulatory AUM · August 2026
- BROWN CAPITAL MANAGEMENT, LLCCRD 105633 · BALTIMORE, MD$4,536,497,889.00Regulatory AUM · August 2026
- BROWNING WEST LPCRD 304702 · LOS ANGELES, CA$2,243,666,976.00Regulatory AUM · August 2026
- BROWNSON, REHMUS & FOXWORTH, INC.CRD 110608 · CHICAGO, IL$4,788,226,880.00Regulatory AUM · August 2026
- BRUNI J V & COCRD 106644 · COLORADO SPRINGS, CO$1,097,907,374.00Regulatory AUM · August 2026
- BRYN MAWR TRUST ADVISORS, LLCCRD 285359 · PHILADELPHIA, PA$3,513,817,710.00Regulatory AUM · August 2026
- BRYNWOOD PARTNERS MANAGEMENT LLCCRD 158087 · GREENWICH, CT$1,964,458,547.00Regulatory AUM · August 2026
- BSIP SLP GP, LLCCRD 298964 · FRISCO, TX$1,056,486,148.00Regulatory AUM · August 2026
- BSW WEALTH PARTNERS, INC., A PUBLIC BENEFIT CORPORATIONCRD 107485 · BOULDER, CO$2,240,104,568.00Regulatory AUM · August 2026
- BT FAMILY OFFICE, LLCCRD 305713 · ATLANTA, GA$3,996,508,425.00Regulatory AUM · August 2026
- BTC CAPITAL MANAGEMENT, INC.CRD 127158 · DES MOINES, IA$4,598,715,309.00Regulatory AUM · August 2026
- BUCHANAN STREET PARTNERS, L.P.CRD 169052 · NEWPORT BEACH, CA$1,607,611,425.00Regulatory AUM · August 2026
- BUCK WEALTH STRATEGIES, LLCCRD 322138 · DENVER, CO$1,642,992,371.00Regulatory AUM · August 2026
- BUCKHEAD CAPITAL MANAGEMENT, LLCCRD 110707 · ATLANTA, GA$5,758,236,630.00Regulatory AUM · August 2026
- BULLTICK WEALTH MANAGEMENT, LLCCRD 141588 · MIAMI, FL$1,947,077,863.00Regulatory AUM · August 2026
- BURFORD CAPITAL INVESTMENT MANAGEMENT LLCCRD 167365 · CHICAGO, IL$3,172,206,405.00Regulatory AUM · August 2026
- BURKEHILL GLOBAL MANAGEMENT, LPCRD 316398 · NEW YORK, NY$3,536,880,964.00Regulatory AUM · August 2026
- BURLING WEALTH PARTNERS, LLCCRD 332198 · CHICAGO, IL$1,004,645,681.00Regulatory AUM · August 2026
- BURNS J W & CO INCCRD 107835 · DEWITT, NY$1,026,809,872.00Regulatory AUM · August 2026
- BURTON ENRIGHT WELCHCRD 118376 · WALNUT CREEK, CA$1,553,063,539.00Regulatory AUM · August 2026
- BUTTERFLY EQUITY LPCRD 284667 · BEVERLY HILLS, CA$7,084,560,665.00Regulatory AUM · August 2026
- BV INVESTMENT PARTNERS, L.P.CRD 159349 · BOSTON, MA$7,944,214,524.00Regulatory AUM · August 2026
- BVF PARTNERS L.P.CRD 156149 · SAN FRANCISCO, CA$6,107,900,310.00Regulatory AUM · August 2026
- BWCP, LPCRD 305638 · DALLAS, TX$1,232,068,455.00Regulatory AUM · August 2026
- C-BRIDGE CAPITAL LLCCRD 308376 · NEW YORK, NY$4,628,807,677.00Regulatory AUM · August 2026
- C-III INVESTMENT MANAGEMENT LLCCRD 156553 · NEW YORK, NY$2,465,128,927.00Regulatory AUM · August 2026
- C.M. CAPITAL ADVISORS, LLCCRD 157529 · PALO ALTO, CA$1,964,023,545.00Regulatory AUM · August 2026
- C2P CAPITAL ADVISORY GROUP, LLCCRD 156480 · WESTLAKE, OH$4,385,706,161.00Regulatory AUM · August 2026
- CABOT PROPERTIES L.P.CRD 118729 · BOSTON, MA$9,112,648,547.00Regulatory AUM · August 2026
- CABOT WEALTH MANAGEMENTCRD 107327 · BEVERLY, MA$1,217,598,885.00Regulatory AUM · August 2026
- CACTI ASSET MANAGEMENT, LLCCRD 156131$1,821,495,896.00Regulatory AUM · August 2026
- CADIAN CAPITAL MANAGEMENT, LPCRD 157813 · NEW YORK, NY$2,679,961,653.00Regulatory AUM · August 2026
- CADINHA & CO LLCCRD 108135 · HONOLULU, HI$1,122,698,766.00Regulatory AUM · August 2026
- CAHABA WEALTH MANAGEMENT, INC.CRD 151675 · ATLANTA, GA$2,060,891,106.00Regulatory AUM · August 2026
- CAHILL FINANCIAL ADVISORS, INC.CRD 109890 · EDINA, MN$1,770,183,778.00Regulatory AUM · August 2026
- CAI MANAGER LPCRD 310205 · MILL VALLEY, CA$2,177,689,001.00Regulatory AUM · August 2026
- CAIN INTERNATIONAL ADVISERS LIMITEDCRD 290217$2,774,884,712.00Regulatory AUM · August 2026
- CAIN, WATTERS & ASSOCIATES, LLCCRD 111521 · FRISCO, TX$5,036,805,273.00Regulatory AUM · August 2026
- CAIUS CAPITAL LLPCRD 285187$1,750,979,497.00Regulatory AUM · August 2026
- CAIUS CAPITAL US LPCRD 322911 · NEW YORK, NY$1,749,453,073.00Regulatory AUM · August 2026
- CALAMOS WEALTH MANAGEMENT LLCCRD 143490 · NAPERVILLE, IL$5,475,141,780.00Regulatory AUM · August 2026
- CALEDONIA US, LPCRD 291463 · NEW YORK, NY$3,659,525,025.00Regulatory AUM · August 2026
- CALERA CAPITAL ADVISORS, LPCRD 158050 · SAN FRANCISCO, CA$3,089,848,616.00Regulatory AUM · August 2026
- CALIBER WEALTH MANAGEMENT, LLCCRD 331165 · OVERLAND PARK, KS$1,763,558,000.00Regulatory AUM · August 2026
- CALIGAN PARTNERS, LPCRD 289887 · NEW YORK, NY$1,299,735,339.00Regulatory AUM · August 2026
- CALLAHAN ADVISORS, LLCCRD 114058 · HOUSTON, TX$1,327,579,088.00Regulatory AUM · August 2026
- CALLODINE CAPITAL MANAGEMENT, LPCRD 297115 · BOSTON, MA$2,034,231,012.00Regulatory AUM · August 2026
- CALTIUS CAPITAL MANAGEMENT, LPCRD 157007 · LOS ANGELES, CA$1,064,884,177.00Regulatory AUM · August 2026
- CALTON & ASSOCIATES, INC.CRD 20999 · TAMPA, FL$1,576,517,756.00Regulatory AUM · August 2026