Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 39
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: July 2026 and August 2026
- VERCAP MANAGEMENT LLCCRD 333354 · LOS ANGELES, CA$1,578,358,525.00Regulatory AUM · August 2026
- VERDAD ADVISERS, L.P.CRD 171048 · BOSTON, MA$1,180,312,357.00Regulatory AUM · August 2026
- VERDE SERVICOS INTERNACIONAIS S.A.CRD 171608$1,240,539,374.00Regulatory AUM · August 2026
- VERDENCE CAPITAL ADVISORS, LLCCRD 288512 · HUNT VALLEY, MD$4,627,407,651.00Regulatory AUM · August 2026
- VERGENT ASSET MANAGEMENT LLPCRD 290165$1,245,509,702.00Regulatory AUM · August 2026
- VERGER CAPITAL MANAGEMENT LLCCRD 170125 · WINSTON-SALEM, NC$3,283,723,489.00Regulatory AUM · August 2026
- VERIS WEALTH PARTNERS, LLCCRD 143588 · OAKLAND, CA$2,856,890,935.00Regulatory AUM · August 2026
- VERITA STRATEGIC WEALTH PARTNERS, LLCCRD 335215 · SAN FRANCISCO, CA$1,012,849,398.00Regulatory AUM · August 2026
- VERITY AND VERITY, LLCCRD 119630 · BEAUFORT, SC$1,399,603,461.00Regulatory AUM · August 2026
- VERITY ASSET MANAGEMENT, INC.CRD 158667 · DURHAM, NC$1,154,371,169.00Regulatory AUM · August 2026
- VERNAL POINT ADVISORS, LLCCRD 166587 · SAN FRANCISCO, CA$3,938,000,000.00Regulatory AUM · August 2026
- VERSANT CAPITAL MANAGEMENT, INC.CRD 131692 · PHOENIX, AZ$1,810,752,988.00Regulatory AUM · August 2026
- VERSOR INVESTMENTS LPCRD 171663 · NEW YORK, NY$1,336,151,465.00Regulatory AUM · August 2026
- VERTEX PLANNING PARTNERS, LLCCRD 316839 · DOWNERS GROVE, IL$1,011,939,498.00Regulatory AUM · August 2026
- VERUM PARTNERS LLCCRD 301058 · CHARLOTTE, NC$1,014,129,210.00Regulatory AUM · August 2026
- VERUS CAPITAL PARTNERS, LLCCRD 151568 · SCOTTSDALE, AZ$2,290,832,340.00Regulatory AUM · August 2026
- VERUS FINANCIAL PARTNERS, INC.CRD 106744 · RICHMOND, VA$1,181,875,242.00Regulatory AUM · August 2026
- VESTAL POINT CAPITAL, LPCRD 325894 · NEW YORK, NY$5,469,117,378.00Regulatory AUM · August 2026
- VESTAR CAPITAL PARTNERS, LLCCRD 155953 · NEW YORK, NY$2,566,346,025.00Regulatory AUM · August 2026
- VESTGEN ADVISORS, LLCCRD 318657 · CHICAGO, IL$6,665,601,942.00Regulatory AUM · August 2026
- VESTIA ADVISORS, LLCCRD 290565 · FORT WAYNE, IN$1,061,324,126.00Regulatory AUM · August 2026
- VESTOR CAPITAL, LLCCRD 165855 · CHICAGO, IL$2,275,902,104.00Regulatory AUM · August 2026
- VESTWELL ADVISORS LLCCRD 284173 · NEW YORK, NY$1,026,092,890.00Regulatory AUM · August 2026
- VETA INVESTMENT PARTNERS, LLCCRD 309023 · LAWRENCE, KS$2,788,813,494.00Regulatory AUM · August 2026
- VIBRANT CAPITAL PARTNERS, INC.CRD 148352 · NEW YORK, NY$4,280,518,473.00Regulatory AUM · August 2026
- VICTORY FINANCIAL GROUP LLCCRD 324943 · AUSTIN, TX$1,337,530,512.00Regulatory AUM · August 2026
- VICTORY PARK CAPITAL ADVISORS, LLCCRD 161079 · CHICAGO, IL$3,647,763,476.00Regulatory AUM · August 2026
- VICUS CAPITAL, INC.CRD 116021 · STATE COLLEGE, PA$2,994,398,372.00Regulatory AUM · August 2026
- VIEW CAPITAL RIA, LPCRD 130678 · DALLAS, TX$1,815,837,887.00Regulatory AUM · August 2026
- VIKING FUND MANAGEMENT LLCCRD 107927 · MINOT, ND$1,149,541,566.00Regulatory AUM · August 2026
- VINTAGE VENTURES ADVISORS LTD.CRD 172435$5,533,694,242.00Regulatory AUM · August 2026
- $1,997,003,526.00Regulatory AUM · August 2026
- VIOLICH CAPITAL MANAGEMENTCRD 111410 · MILL VALLEY, CA$1,039,042,028.00Regulatory AUM · August 2026
- VIRTUE CAPITAL MANAGEMENT, LLCCRD 167816 · BRENTWOOD, TN$1,310,521,132.00Regulatory AUM · August 2026
- VIRTUS ADVISERS, LLCCRD 168955 · HARTFORD, CT$1,418,626,723.00Regulatory AUM · August 2026
- VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLCCRD 143732 · HARTFORD, CT$1,052,973,632.00Regulatory AUM · August 2026
- VIRTUS CAPITAL ADVISERS, LLCCRD 107346 · HARTFORD, CT$1,492,592,624.00Regulatory AUM · August 2026
- VIRTUS REAL ESTATE LLCCRD 164146 · AUSTIN, TX$1,144,113,020.00Regulatory AUM · August 2026
- VISE AI ADVISORS, LLCCRD 301761 · NEW YORK CITY, NY$8,526,312,187.00Regulatory AUM · August 2026
- VISION CAPITAL MANAGEMENT, INC.CRD 107793 · PORTLAND, OR$1,228,670,085.00Regulatory AUM · August 2026
- VISION RIDGE PARTNERS, LLCCRD 174836 · BOULDER, CO$6,109,806,620.00Regulatory AUM · August 2026
- VISIONARY WEALTH ADVISORS, LLCCRD 169610 · ST. LOUIS, MO$3,536,310,209.00Regulatory AUM · August 2026
- VISTA CAPITAL PARTNERS, INC.CRD 114913 · PORTLAND, OR$3,220,683,655.00Regulatory AUM · August 2026
- VISTA CREDIT BDC MANAGEMENT, L.P.CRD 326611 · NEW YORK, NY$1,773,966,992.00Regulatory AUM · August 2026
- VISTA CREDIT PARTNERS, L.P.CRD 329152 · NEW YORK, NY$8,422,753,708.00Regulatory AUM · August 2026
- VITTORIA AND PARTNERS LLPCRD 325562$4,946,389,162.00Regulatory AUM · August 2026
- VIVALDI CAPITAL MANAGEMENT LPCRD 160150 · CHICAGO, IL$5,641,138,588.00Regulatory AUM · July 2026
- VIVO CAPITAL LLCCRD 159868 · PALO ALTO, CA$6,095,582,206.00Regulatory AUM · August 2026
- VMG PARTNERS II, LLCCRD 157720 · SAN FRANCISCO, CA$3,171,264,048.00Regulatory AUM · August 2026
- VOLATILITY SHARES LLCCRD 321955 · PALM BEACH GARDENS, FL$2,044,322,328.00Regulatory AUM · August 2026
- VOLOFIN CAPITAL MANAGEMENT (US) LLCCRD 309922 · DANIEL ISLAND, SC$1,006,060,520.00Regulatory AUM · August 2026
- VOSS CAPITAL, LPCRD 158929 · HOUSTON, TX$1,941,491,455.00Regulatory AUM · August 2026
- VOYA FINANCIAL ADVISORS, INC.CRD 2882 · WINDSOR, CT$3,870,673,693.00Regulatory AUM · August 2026
- VOYAGER GLOBAL MANAGEMENT LPCRD 311921 · NEW YORK, NY$4,333,179,083.00Regulatory AUM · August 2026
- VR ADVISORY SERVICES LTD.CRD 137158 · NEW YORK, NY$9,765,461,604.00Regulatory AUM · August 2026
- VSS FUND MANAGEMENT LLCCRD 156600 · NEW YORK, NY$1,172,081,398.00Regulatory AUM · August 2026
- VULCAN VALUE PARTNERS LLCCRD 151190 · BIRMINGHAM, AL$6,083,234,967.00Regulatory AUM · August 2026
- VWH CAPITAL MANAGEMENT, LPCRD 289128 · DALLAS, TX$3,324,646,353.00Regulatory AUM · August 2026
- W CAPITAL MANAGEMENT, LLCCRD 159408 · NEW YORK, NY$2,684,292,954.00Regulatory AUM · August 2026
- W. H. REAVES & CO., INC.CRD 3140 · JERSEY CITY, NJ$5,939,604,331.00Regulatory AUM · August 2026
- W.G.SHAHEEN & ASSOCIATES,LTD.CRD 117307 · ROCHESTER, NY$1,490,490,730.00Regulatory AUM · August 2026
- WADDELL & ASSOCIATES, LLCCRD 283723 · MEMPHIS, TN$2,376,441,118.00Regulatory AUM · August 2026
- WAHED INVEST LLCCRD 242793 · NEW YORK, NY$1,286,549,477.00Regulatory AUM · August 2026
- WAINWRIGHT INVESTMENT COUNSEL LLCCRD 108711 · BOSTON, MA$5,516,243,000.00Regulatory AUM · August 2026
- WALDRON PRIVATE WEALTH, LLCCRD 131063 · BRIDGEVILLE, PA$5,497,678,268.00Regulatory AUM · August 2026
- WALKER & DUNLOP INVESTMENT PARTNERS, INC.CRD 165022 · DENVER, CO$2,703,389,943.00Regulatory AUM · August 2026
- WALKNER CONDON FINANCIAL ADVISORS LLCCRD 160109 · VERONA, WI$1,031,180,911.00Regulatory AUM · August 2026
- WALLACE CAPITAL MANAGEMENT, INC.CRD 119174 · DALLAS, TX$1,488,904,952.00Regulatory AUM · August 2026
- WALLINGTON ASSET MANAGEMENT, LLCCRD 143360 · INDIANAPOLIS, IN$1,317,647,542.00Regulatory AUM · August 2026
- WALTON STREET CAPITAL, L.L.C.CRD 147210 · CHICAGO, IL$9,762,575,916.00Regulatory AUM · August 2026
- WARATAH CAPITAL ADVISORS LTD.CRD 173867$2,270,964,911.00Regulatory AUM · August 2026
- WARREN EQUITY PARTNERS MANAGER, L.P.CRD 295903 · JACKSONVILLE BEACH, FL$6,088,081,268.00Regulatory AUM · August 2026
- WARWICK CAPITAL PARTNERS (US) LPCRD 320777 · STAMFORD, CT$3,344,699,248.00Regulatory AUM · August 2026
- WARWICK INVESTMENT GROUP, LLCCRD 226670 · OKLAHOMA CITY, OK$2,050,487,383.00Regulatory AUM · August 2026
- WARWICK INVESTMENT MANAGEMENT, INC.CRD 105951 · BRYAN, TX$2,482,202,242.00Regulatory AUM · August 2026
- WASHINGTON CAPITAL MANAGEMENT INCCRD 105253 · SEATTLE, WA$7,396,896,415.00Regulatory AUM · August 2026
- WASHINGTON CROSSING ADVISORS LLCCRD 281511 · MORRISTOWN, NJ$2,028,694,766.00Regulatory AUM · August 2026
- WASHINGTON HARBOUR PARTNERS LPCRD 309915 · ARLINGTON, VA$4,725,096,051.00Regulatory AUM · August 2026
- WASHINGTON TRUST ADVISORS, INC.CRD 110407 · WELLESLEY, MA$2,392,791,362.00Regulatory AUM · August 2026
- WATER ISLAND CAPITAL,LLCCRD 113358 · NEW YORK, NY$1,218,302,787.00Regulatory AUM · August 2026
- WATER STREET CAPITAL, INC.CRD 158133 · JACKSONVILLE, FL$1,417,169,654.00Regulatory AUM · August 2026
- WATER STREET HEALTHCARE PARTNERS, LLCCRD 156694 · CHICAGO, IL$7,490,467,694.00Regulatory AUM · August 2026
- WATERFRONT WEALTH INC.CRD 173220 · OVERLAND PARK, KS$1,138,000,000.00Regulatory AUM · August 2026
- WATERLOO CAPITAL, L.P.CRD 133705 · AUSTIN, TX$2,261,124,371.00Regulatory AUM · August 2026
- WATERMARK GROUP, INC.CRD 108272 · PRINCETON, NJ$3,819,642,922.00Regulatory AUM · August 2026
- WATEROUS ENERGY FUND MANAGEMENT (US), LLCCRD 290952 · HOUSTON, TX$4,010,153,798.00Regulatory AUM · August 2026
- WATERS, PARKERSON & CO., LLCCRD 3711 · NEW ORLEANS, LA$2,859,829,975.00Regulatory AUM · August 2026
- WATERTON INVESTMENT ADVISER, L.L.C.CRD 285602 · CHICAGO, IL$4,331,533,757.00Regulatory AUM · August 2026
- WATTS GWILLIAM & COMPANY, LLCCRD 131458 · GILBERT, AZ$1,031,900,000.00Regulatory AUM · August 2026
- WAUD CAPITAL PARTNERS, LLCCRD 160632 · CHICAGO, IL$4,560,711,481.00Regulatory AUM · August 2026
- WAYCROSS PARTNERS, LLCCRD 153838 · LOUISVILLE, KY$1,182,922,452.00Regulatory AUM · August 2026
- WBH ADVISORY, INC.CRD 105289 · BALTIMORE, MD$1,737,525,543.00Regulatory AUM · August 2026
- WCG WEALTH ADVISORS, LLCCRD 173194 · LAS VEGAS, NV$6,276,683,993.00Regulatory AUM · August 2026
- WEALHOUSE CAPITAL LIMITED PARTNERSHIPCRD 282931$1,628,041,384.00Regulatory AUM · August 2026
- WEALTH ARCHITECTS, LLCCRD 135373 · MOUNTAIN VIEW, CA$2,415,227,160.00Regulatory AUM · August 2026
- WEALTH DIMENSIONS GROUP, LTD.CRD 107618 · CINCINNATI, OH$1,235,179,499.00Regulatory AUM · August 2026
- WEALTH MANAGEMENT NEBRASKA LLCCRD 137080 · NORFOLK, NE$3,708,706,532.00Regulatory AUM · August 2026
- WEALTHCARE ADVISORY PARTNERS LLCCRD 171976 · WEST CHESTER, PA$8,288,119,150.00Regulatory AUM · August 2026
- WEALTHCARE CAPITAL MANAGEMENT LLCCRD 111119 · RICHMOND, VA$3,928,651,410.00Regulatory AUM · August 2026
- WEALTHPLAN INVESTMENT MANAGEMENT LLCCRD 311364 · OMAHA, NE$2,185,239,312.00Regulatory AUM · August 2026