EXPLORE THE DIRECTORY

Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 40

Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.

4,032 firms · Source months shown: August 2026

WEALTHPLAN PARTNERS, LLCCRD 305026 · OMAHA, NE
$1,120,185,963.00Regulatory AUM · August 2026
WEALTHQUEST CORPORATIONCRD 141473 · CINCINNATI, OH
$2,223,229,116.00Regulatory AUM · August 2026
WEALTHSHIELD PARTNERS, LLCCRD 169584 · CARY, NC
$1,265,665,461.00Regulatory AUM · August 2026
WEATHERBIE CAPITAL, LLCCRD 105991 · BOSTON, MA
$1,343,099,761.00Regulatory AUM · August 2026
WEATHERFORD CAPITAL MANAGEMENT LLCCRD 304514 · TAMPA, FL
$1,045,821,873.00Regulatory AUM · August 2026
WEATHERGAGE CAPITAL, LLCCRD 156612 · AUSTIN, TX
$1,362,954,590.00Regulatory AUM · August 2026
WEATHERLY ASSET MANAGEMENT LPCRD 106935 · DEL MAR, CA
$1,677,953,909.00Regulatory AUM · August 2026
WEAVER C. BARKSDALE & ASSOCIATES, INC.CRD 105098 · NASHVILLE, TN
$3,006,336,728.00Regulatory AUM · August 2026
WEAVER CONSULTING GROUP, LLCCRD 287895 · HUNTINGTON BEACH, CA
$1,046,310,818.00Regulatory AUM · August 2026
WEBS CREEK CAPITAL MANAGEMENT LPCRD 301259 · DALLAS, TX
$1,254,428,430.00Regulatory AUM · August 2026
WEDBUSH FUND ADVISERS, LLCCRD 334057 · PASADENA, CA
$1,021,187,354.00Regulatory AUM · August 2026
WEDBUSH SECURITIES INC.CRD 877 · PASADENA, CA
$5,684,848,455.00Regulatory AUM · August 2026
WEDGE CAPITAL MANAGEMENT LLPCRD 106234 · CHARLOTTE, NC
$7,755,000,000.00Regulatory AUM · August 2026
WEDMONT PRIVATE CAPITAL, LLCCRD 305815 · WEST CHESTER, PA
$3,440,714,185.00Regulatory AUM · August 2026
WEITZ INVESTMENT MANAGEMENT, INC.CRD 105088 · OMAHA, NE
$8,079,865,642.00Regulatory AUM · August 2026
WELCH & FORBES LLCCRD 115119 · BOSTON, MA
$9,903,464,752.00Regulatory AUM · August 2026
WELL DONE, LLCCRD 173736 · HOLLAND, MI
$2,002,870,528.00Regulatory AUM · August 2026
WELLESLEY ASSET MANAGEMENT, INC.CRD 116176 · PORTSMOUTH, NH
$1,991,266,449.00Regulatory AUM · August 2026
WELLINGTON CONSULTING SERVICES INCCRD 105837 · CHANTILLY, VA
$1,689,317,127.00Regulatory AUM · August 2026
WELLINGTON FUNDS (US) LLCCRD 288313 · BOSTON, MA
$5,408,062,700.00Regulatory AUM · August 2026
WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLCCRD 150529 · NEW YORK, NY
$1,173,354,300.00Regulatory AUM · August 2026
WELLSPRING CAPITAL ADVISORS, LLCCRD 132698
$5,034,342,250.00Regulatory AUM · August 2026
WELLSPRING FINANCIAL ADVISORS, LLCCRD 143112 · CLEVELAND, OH
$5,055,010,974.00Regulatory AUM · August 2026
WENDELL DAVID ASSOCIATES INCCRD 106664 · PORTSMOUTH, NH
$1,330,258,000.00Regulatory AUM · August 2026
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLCCRD 139237 · SAN JOSE, CA
$1,400,921,673.00Regulatory AUM · August 2026
WESCAP MANAGEMENT GROUP, INC.CRD 104759 · GLENDALE, CA
$1,088,000,000.00Regulatory AUM · August 2026
WESCOTT FINANCIAL ADVISORY GROUP LLCCRD 105989 · PHILADELPHIA, PA
$4,155,788,050.00Regulatory AUM · August 2026
WESPAC ADVISORS, LLCCRD 148242 · ORINDA, CA
$1,205,882,013.00Regulatory AUM · August 2026
WEST FINANCIAL SERVICES, INC.CRD 137497 · MCLEAN, VA
$2,836,210,165.00Regulatory AUM · August 2026
WEST PACES ADVISORS, INC.CRD 175512 · ATLANTA, GA
$1,006,350,168.00Regulatory AUM · August 2026
WEST RIM CAPITAL ASSOCIATES II, L.P.CRD 145085 · LEHI, UT
$1,664,430,315.00Regulatory AUM · August 2026
WESTBRIDGE CAPITAL US ADVISORS, LPCRD 161527 · SAN MATEO, CA
$7,861,558,000.00Regulatory AUM · August 2026
WESTCAP MANAGEMENT, LLCCRD 301822 · SAN FRANCISCO, CA
$7,441,289,978.00Regulatory AUM · August 2026
WESTCHESTER CAPITAL MANAGEMENT, LLCCRD 155686 · VALHALLA, NY
$2,884,059,583.00Regulatory AUM · August 2026
WESTECH INVESTMENT ADVISORS LLCCRD 110429 · PORTOLA VALLEY, CA
$2,017,502,061.00Regulatory AUM · August 2026
WESTEND ADVISORS, LLCCRD 133279 · CHARLOTTE, NC
$1,868,015,699.00Regulatory AUM · August 2026
WESTERN ASSET MANAGEMENT COMPANY PTE LTDCRD 142188
$2,801,930,835.00Regulatory AUM · August 2026
WESTERN WEALTH MANAGEMENT LLCCRD 283545 · GOLDEN, CO
$5,357,377,284.00Regulatory AUM · August 2026
WESTFULLER ADVISORS, LLCCRD 155054 · NEW YORK, NY
$3,370,643,869.00Regulatory AUM · August 2026
WESTMINSTER FINANCIAL ADVISORY CORPCRD 110283 · BEAVERCREEK, OH
$1,361,688,522.00Regulatory AUM · August 2026
WESTMOUNT PARTNERS, LLCCRD 158857 · LOS ANGELES, CA
$5,938,136,974.00Regulatory AUM · August 2026
WESTPORT CAPITAL PARTNERS LLCCRD 157493 · DARIEN, CT
$8,920,028,596.00Regulatory AUM · August 2026
WESTVIEW CAPITAL MANAGEMENT LLCCRD 157839 · BOSTON, MA
$2,116,090,084.00Regulatory AUM · August 2026
WESTWOOD GLOBAL INVESTMENTS LLCCRD 125012 · PARK CITY, UT
$9,465,208,342.00Regulatory AUM · August 2026
WEXFORD CAPITAL LPCRD 108726 · WEST PALM BEACH, FL
$1,720,519,442.00Regulatory AUM · August 2026
WFM ASIA (BVI) LIMITEDCRD 139173
$2,585,927,349.00Regulatory AUM · August 2026
WFM ASIA (HK) LIMITEDCRD 139184
$2,585,927,349.00Regulatory AUM · August 2026
WGI DM, LLCCRD 334219 · BOSTON, MA
$7,778,991,590.00Regulatory AUM · August 2026
WHALEROCK POINT PARTNERS, LLCCRD 140781 · WEST PALM BEACH, FL
$1,038,257,743.00Regulatory AUM · August 2026
WHARTON BUSINESS GROUP, LLCCRD 133722 · MALVERN, PA
$4,566,061,373.00Regulatory AUM · August 2026
WHISTLER CAPITAL PARTNERS LLCCRD 316528 · NASHVILLE, TN
$2,487,127,520.00Regulatory AUM · August 2026
WHITE OAK GLOBAL ADVISORS, LLCCRD 149659 · SAN FRANCISCO, CA
$5,105,860,724.00Regulatory AUM · August 2026
WHITE OAK PARTNERS INVESTMENT ADVISOR, LLCCRD 157766 · WESTERVILLE, OH
$1,827,400,000.00Regulatory AUM · August 2026
WHITEFORT CAPITAL MANAGEMENT, LPCRD 288534 · NEW YORK, NY
$1,051,097,751.00Regulatory AUM · August 2026
WHITEHAVEN ASSET MANAGEMENT, LPCRD 170531 · GREENWICH, CT
$4,182,864,205.00Regulatory AUM · August 2026
WHITEHAWK CAPITAL PARTNERS LPCRD 307669
$1,425,053,558.00Regulatory AUM · August 2026
WHITETAIL ROCK CAPITAL MANAGEMENT, LLCCRD 156675 · LINCOLN, NE
$3,278,847,169.00Regulatory AUM · August 2026
WHITMAN/PETERSON, LLCCRD 296087 · WESTLAKE VILLAGE, CA
$2,366,598,704.00Regulatory AUM · August 2026
WHITTIER ADVISORS, LLCCRD 318024 · NEWPORT BEACH, CA
$1,893,268,860.00Regulatory AUM · August 2026
WIL, LLCCRD 170737 · PALO ALTO, CA
$2,265,758,587.00Regulatory AUM · August 2026
WILDCAT CAPITAL MANAGEMENT, LLCCRD 162178 · NEW YORK, NY
$4,083,584,033.00Regulatory AUM · August 2026
WILKINS INVESTMENT COUNSEL INCCRD 104913 · BOSTON, MA
$1,117,783,829.00Regulatory AUM · August 2026
WILKINSON GLOBAL ASSET MANAGEMENT LLCCRD 292470 · NEW YORK, NY
$1,876,751,606.00Regulatory AUM · August 2026
WILLIAM MACK & ASSOCIATES INCCRD 107377 · TROY, MI
$1,034,607,199.00Regulatory AUM · August 2026
WILLIS INVESTMENT COUNSEL INCCRD 111042 · GAINESVILLE, GA
$4,225,943,233.00Regulatory AUM · August 2026
WILLIS JOHNSON & ASSOCIATES, INC.CRD 119759 · HOUSTON, TX
$1,851,891,503.00Regulatory AUM · August 2026
WILLOW ASSET MANAGEMENT LLCCRD 282487 · NEW YORK, NY
$1,636,467,286.00Regulatory AUM · August 2026
WILLOW CREEK WEALTH MANAGEMENT, INC.CRD 109240 · SEBASTOPOL, CA
$2,302,546,240.00Regulatory AUM · August 2026
WILLOW TREE CAPITAL CORP ADVISORS LLCCRD 328528 · NEW YORK, NY
$1,173,148,025.00Regulatory AUM · August 2026
WILLOW TREE CREDIT PARTNERS LPCRD 287810 · NEW YORK, NY
$2,800,117,139.00Regulatory AUM · August 2026
WILLOWRIDGE PARTNERS, INC.CRD 157116 · NEW YORK, NY
$2,508,247,330.00Regulatory AUM · August 2026
WINCORAM ASSET MANAGEMENT LLCCRD 312425 · HOUSTON, TX
$8,186,110,539.00Regulatory AUM · August 2026
WIND POINT ADVISORS LLCCRD 156485 · CHICAGO, IL
$8,584,254,859.00Regulatory AUM · August 2026
WINDJAMMER MANAGEMENT PARTNERS, L.P.CRD 160396 · NEWPORT BEACH, CA
$3,101,117,347.00Regulatory AUM · August 2026
WINDROSE ADVISORS LLCCRD 152145 · WALTHAM, MA
$2,669,012,816.00Regulatory AUM · August 2026
WINDROSE HEALTH INVESTORS, LLCCRD 160311 · NEW YORK, NY
$7,013,494,016.00Regulatory AUM · August 2026
WINDSOR ADVISORY GROUP, LLCCRD 122266 · COLUMBUS, OH
$2,924,632,360.00Regulatory AUM · August 2026
WINDWARD CAPITAL MANAGEMENT COCRD 106908 · LOS ANGELES, CA
$1,860,949,041.00Regulatory AUM · August 2026
WINGATE WEALTH ADVISORS, INC.CRD 105012 · LEXINGTON, MA
$1,415,302,916.00Regulatory AUM · August 2026
WINSHORE CAPITAL PARTNERS LPCRD 300347 · NEW YORK, NY
$6,304,818,099.00Regulatory AUM · August 2026
WINSTON CAPITAL MANAGEMENT LLCCRD 111450 · ARLINGTON, VA
$1,147,168,187.00Regulatory AUM · August 2026
WINTHROP ADVISORY GROUP, LLCCRD 288178 · BOSTON, MA
$3,101,361,784.00Regulatory AUM · August 2026
WINTHROP CAPITAL MANAGEMENT, LLCCRD 145216 · CARMEL, IN
$3,973,913,830.00Regulatory AUM · August 2026
WISHBONE MANAGEMENT, LPCRD 283479 · CHICAGO, IL
$1,118,424,049.00Regulatory AUM · August 2026
WISS PRIVATE CLIENT ADVISORS, LLCCRD 286319 · FLORHAM PARK, NJ
$1,215,546,286.00Regulatory AUM · August 2026
WITT LAKE ASSET MANAGEMENT LLCCRD 335523 · STAMFORD, CT
$1,120,391,927.00Regulatory AUM · August 2026
WM PARTNERS, LPCRD 235788 · AVENTURA, FL
$1,019,581,744.00Regulatory AUM · August 2026
WNY ASSET MANAGEMENT, LLCCRD 153872 · WILLIAMSVILLE, NY
$1,729,468,767.00Regulatory AUM · August 2026
WOLF HILL CAPITAL MANAGEMENT, LPCRD 306712 · GREENWICH, CT
$1,872,050,953.00Regulatory AUM · August 2026
WOODARD & CO ASSET MANAGEMENT GROUP INCCRD 108199 · BERMUDA RUN, NC
$1,167,000,000.00Regulatory AUM · August 2026
WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LPCRD 143980 · BOULDER, CO
$1,977,881,000.00Regulatory AUM · August 2026
WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INCCRD 107660 · INDIANAPOLIS, IN
$2,319,489,230.00Regulatory AUM · August 2026
WOODMONT INVESTMENT COUNSEL, LLCCRD 109779 · NASHVILLE, TN
$2,012,232,004.00Regulatory AUM · August 2026
WOODSON CAPITAL MANAGEMENT, LPCRD 161644 · GREENWICH, CT
$1,546,274,365.00Regulatory AUM · August 2026
WOODSTOCK CORPORATIONCRD 110662 · BOSTON, MA
$1,291,874,460.00Regulatory AUM · August 2026
WORLD EQUITY GROUP, INC.CRD 29087 · SCHAUMBURG, IL
$1,001,368,180.00Regulatory AUM · August 2026
WORTHPOINTE, LLCCRD 143996
$1,057,380,274.00Regulatory AUM · August 2026
WP GLOBAL PARTNERS LLCCRD 135689 · CHICAGO, IL
$3,010,853,530.00Regulatory AUM · August 2026
WPWEALTH LLPCRD 145467 · FORT WORTH, TX
$1,167,914,964.00Regulatory AUM · August 2026
WRIGHT INVESTORS SERVICE INCCRD 106302 · SHELTON, CT
$1,207,927,898.00Regulatory AUM · August 2026