Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 38
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: July 2026 and August 2026
- TRUARC PARTNERS, LPCRD 312288 · NEW YORK, NY$3,977,768,969.00Regulatory AUM · August 2026
- TRUE FREEDOM INVESTING, LLCCRD 322728 · COEUR D'ALENE, ID$1,558,055,845.00Regulatory AUM · August 2026
- TRUE LINK FINANCIAL ADVISORS, LLCCRD 281870 · SAN FRANCISCO, CA$1,886,887,606.00Regulatory AUM · August 2026
- TRUE NORTH ADVISORS, LLCCRD 116048 · DALLAS, TX$5,422,653,468.00Regulatory AUM · August 2026
- TRUE PRIVATE WEALTH ADVISORS, LLCCRD 164947 · SALEM, OR$1,426,784,638.00Regulatory AUM · August 2026
- TRUE WIND CAPITAL MANAGEMENT, L.P.CRD 281109 · SAN FRANCISCO, CA$2,078,315,040.00Regulatory AUM · August 2026
- TRUELINK CAPITAL MANAGEMENT, LLCCRD 323910 · LOS ANGELES, CA$4,197,667,227.00Regulatory AUM · August 2026
- TRUEMARK INVESTMENTS, LLCCRD 306600 · CHICAGO, IL$1,419,410,000.00Regulatory AUM · August 2026
- TRUEPOINT, INC.CRD 105664 · CINCINNATI, OH$6,392,730,954.00Regulatory AUM · August 2026
- TRUMBOWER FINANCIAL ADVISORS LLCCRD 107495 · BETHESDA, MD$1,984,731,510.00Regulatory AUM · August 2026
- TRUST ADVISORS, INC.CRD 157508 · HOUSTON, TX$6,965,968,409.00Regulatory AUM · August 2026
- TRUST ASSET MANAGEMENT LLCCRD 147379 · HOUSTON, TX$3,205,831,994.00Regulatory AUM · August 2026
- TRUSTMONT ADVISORY GROUP, INC.CRD 106015 · GREENSBURG, PA$1,395,307,006.00Regulatory AUM · August 2026
- TRUTINO CAPITAL MANAGEMENT, LLCCRD 281980 · NEW YORK, NY$6,715,558,337.00Regulatory AUM · August 2026
- TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.CRD 106440 · GLEN HEAD, NY$1,479,139,204.00Regulatory AUM · August 2026
- TSPI, LPCRD 291090 · NEW YORK, NY$1,924,326,813.00Regulatory AUM · August 2026
- TT INTERNATIONAL ASSET MANAGEMENT LTDCRD 110858$5,072,643,530.00Regulatory AUM · August 2026
- TTCP MANAGEMENT SERVICES, LLCCRD 165448 · BLOOMINGTON, MN$1,284,914,683.00Regulatory AUM · August 2026
- TULSA WEALTH ADVISORS, INC.CRD 337956 · TULSA, OK$1,536,077,168.00Regulatory AUM · August 2026
- TURIM 21 INVESTIMENTOS LTDACRD 286618$7,239,335,743.00Regulatory AUM · August 2026
- TURN/RIVER MANAGEMENT, L.P.CRD 165897 · SAN FRANCISCO, CA$6,592,633,843.00Regulatory AUM · August 2026
- TURNING ROCK PARTNERS, L.P.CRD 287608 · NEW YORK, NY$1,375,514,484.00Regulatory AUM · August 2026
- TURTLE CREEK MANAGEMENT, LLCCRD 140212 · DALLAS, TX$4,280,497,349.00Regulatory AUM · August 2026
- TURTLE CREEK WEALTH ADVISORS, LLCCRD 322998 · DALLAS, TX$2,757,918,120.00Regulatory AUM · August 2026
- TUTTLE CAPITAL MANAGEMENT, LLCCRD 164937$3,909,230,378.00Regulatory AUM · August 2026
- TVL MANAGEMENT CORPORATIONCRD 159537$1,166,258,898.00Regulatory AUM · August 2026
- TW-IM, LLCCRD 167240 · DALLAS, TX$3,974,046,326.00Regulatory AUM · August 2026
- TWEEDY, BROWNE COMPANY LLCCRD 6857 · STAMFORD, CT$7,127,568,740.00Regulatory AUM · August 2026
- TWELVE POINTS WEALTH MANAGEMENT LLCCRD 171107 · CONCORD, MA$2,243,862,574.00Regulatory AUM · August 2026
- TWIN BRIDGE CAPITAL PARTNERS, LLCCRD 160403 · CHICAGO, IL$5,204,763,700.00Regulatory AUM · August 2026
- TWIN FOCUS CAPITAL PARTNERS, LLCCRD 140522 · BOSTON, MA$4,584,699,376.00Regulatory AUM · August 2026
- TWIN OAK ETF COMPANYCRD 330365 · WELLESLEY, MA$1,057,835,660.00Regulatory AUM · August 2026
- TWIN TREE MANAGEMENT, LPCRD 149548 · DALLAS, TX$1,459,446,923.00Regulatory AUM · August 2026
- TWINBEECH CAPITAL LPCRD 298583 · PURCHASE, NY$2,516,574,000.00Regulatory AUM · August 2026
- TWO CREEKS CAPITAL MANAGEMENT, LPCRD 171848 · NEW YORK, NY$1,876,705,410.00Regulatory AUM · August 2026
- TWO SEAS CAPITAL LPCRD 310191 · RYE, NY$2,821,372,428.00Regulatory AUM · August 2026
- TWO SIGMA VENTURES, LPCRD 295416 · NEW YORK, NY$2,226,118,447.00Regulatory AUM · July 2026
- TWO WEST CAPITAL ADVISORS LLCCRD 154543 · OVERLAND PARK, KS$3,888,279,242.00Regulatory AUM · August 2026
- TXRE ADVISERS, LLCCRD 160388 · DALLAS, TX$6,365,319,085.00Regulatory AUM · August 2026
- TYCHE WEALTH PARTNERS LLCCRD 326006 · PLANO, TX$1,567,811,529.00Regulatory AUM · August 2026
- TYREE & D'ANGELO PARTNERS MANAGEMENT LPCRD 298088 · CHICAGO, IL$2,581,389,603.00Regulatory AUM · August 2026
- TZP MANAGEMENT ASSOCIATES, LLCCRD 160907 · NEW YORK, NY$2,485,595,827.00Regulatory AUM · August 2026
- U.S. BANCORP ADVISORS, LLCCRD 14455 · SAINT PAUL, MN$1,796,069,079.00Regulatory AUM · August 2026
- U.S. CAPITAL WEALTH ADVISORS, LLCCRD 288199 · HOUSTON, TX$8,763,589,141.00Regulatory AUM · August 2026
- U.S. GLOBAL INVESTORS, INC.CRD 111097 · SAN ANTONIO, TX$1,323,872,389.00Regulatory AUM · August 2026
- UBS REALTY INVESTORS LLCCRD 107758 · HARTFORD, CT$2,337,709,055.00Regulatory AUM · August 2026
- UBS TRUST COMPANY OF PUERTO RICOCRD 313696 · SAN JUAN, PR$1,377,018,437.00Regulatory AUM · August 2026
- UG INVESTMENT ADVISERS LTD.CRD 167183$4,675,160,091.00Regulatory AUM · August 2026
- ULLMAN JOHN & ASSOCIATES INCCRD 105361 · HORSEHEADS, NY$1,511,017,383.00Regulatory AUM · August 2026
- ULLMANN WEALTH PARTNERS GROUP, LLCCRD 316697 · JACKSONVILLE BEACH, FL$1,254,153,252.00Regulatory AUM · August 2026
- ULRICH CONSULTING AND INVESTMENT GROUP, LLCCRD 159499 · ALBUQUERQUE, NM$3,619,832,252.00Regulatory AUM · August 2026
- ULYSSES MANAGEMENT LLCCRD 157251 · NEW YORK, NY$1,421,644,806.00Regulatory AUM · August 2026
- UNIFI ASSET MANAGEMENT LPCRD 330942 · NEW YORK, NY$2,541,563,595.00Regulatory AUM · August 2026
- UNIGESTION (US) LTDCRD 305038 · NEW YORK, NY$2,453,870,000.00Regulatory AUM · August 2026
- UNISON ADVISORS LLCCRD 155470 · PROVIDENCE, RI$2,021,040,000.00Regulatory AUM · August 2026
- UNISON INVESTMENT MANAGEMENT, LLCCRD 150893 · SAN FRANCISCO, CA$1,614,162,010.00Regulatory AUM · August 2026
- UNITED ADVISOR GROUP, LLCCRD 324205 · CINCINNATI, OH$1,426,464,988.00Regulatory AUM · August 2026
- UNITED ASSET STRATEGIES INC.CRD 107434 · GARDEN CITY, NY$2,218,000,000.00Regulatory AUM · August 2026
- UPFRONT VENTURES MANAGEMENT, LLCCRD 175144 · LOS ANGELES, CA$3,383,647,755.00Regulatory AUM · August 2026
- UPPER90 CAPITAL MANAGEMENT, LPCRD 304179 · PROVIDENCE, RI$1,105,342,447.00Regulatory AUM · August 2026
- UPTICK PARTNERS, LLCCRD 324250 · NACOGDOCHES, TX$1,063,169,479.00Regulatory AUM · August 2026
- URBAN FINANCIAL ADVISORY CORPCRD 110057 · CHICAGO, IL$1,275,389,164.00Regulatory AUM · August 2026
- URBAN INVESTMENT ADVISORS, INC.,CRD 222524 · MILL VALLEY, CA$2,451,701,456.00Regulatory AUM · August 2026
- URSA FUND MANAGEMENT LLCCRD 283363 · DANVILLE, CA$1,198,312,942.00Regulatory AUM · August 2026
- US INNOVATIVE TECHNOLOGY CAPITAL MANAGEMENT, LLCCRD 323370 · MOON TOWNSHIP, PA$7,033,520,977.00Regulatory AUM · August 2026
- USA FINANCIAL EXCHANGE LLCCRD 283466 · ADA, MI$1,635,901,063.00Regulatory AUM · August 2026
- UX WEALTH PARTNERS LLCCRD 308983 · CENTENNIAL, CO$1,866,763,394.00Regulatory AUM · August 2026
- V-SQUARE QUANTITATIVE MANAGEMENT LLCCRD 310355 · CHICAGO, IL$1,416,565,556.00Regulatory AUM · August 2026
- VALEAS CAPITAL PARTNERS MANAGEMENT LPCRD 317369 · SAN FRANCISCO, CA$2,425,813,497.00Regulatory AUM · August 2026
- VALENCE8 US LPCRD 317389 · CAMBRIDGE, MA$1,881,657,504.00Regulatory AUM · August 2026
- VALIANT CAPITAL MANAGEMENT, L.P.CRD 158071 · SAN FRANCISCO, CA$3,827,816,303.00Regulatory AUM · August 2026
- VALIDUS CAPITAL LLCCRD 319212 · EL SEGUNDO, CA$2,536,848,425.00Regulatory AUM · August 2026
- VALLEY FORGE CAPITAL MANAGEMENT, LPCRD 162953 · MIAMI, FL$4,447,808,128.00Regulatory AUM · August 2026
- VALLEY FORGE INVESTMENT CONSULTANTS, INC.CRD 123898 · AUDUBON, PA$3,492,195,058.00Regulatory AUM · August 2026
- VALLEY NATIONAL ADVISERS INCCRD 110788 · BETHLEHEM, PA$1,310,550,210.00Regulatory AUM · August 2026
- VALLEY WEALTH MANAGERS, INC.CRD 108879 · PARAMUS, NJ$2,685,875,358.00Regulatory AUM · August 2026
- VALLEY WEALTH STRATEGIES, LLCCRD 289737 · LODI, CA$1,447,751,335.00Regulatory AUM · August 2026
- VALOR ADVISORS LLCCRD 171358 · MIAMI, FL$4,005,662,140.00Regulatory AUM · August 2026
- VALUE ALIGNED RESEARCH ADVISORS, LLCCRD 319135$9,139,631,624.00Regulatory AUM · August 2026
- VALUE PARTNERS HONG KONG LIMITEDCRD 157477$5,247,161,903.00Regulatory AUM · August 2026
- $2,201,221,019.00Regulatory AUM · August 2026
- VAN BERKOM AND ASSOCIATES INC.CRD 128221$3,798,603,399.00Regulatory AUM · August 2026
- VAN CLEEF ASSET MANAGEMENT INCCRD 105768 · BEACHWOOD, OH$1,208,317,143.00Regulatory AUM · August 2026
- VAN ECK ABSOLUTE RETURN ADVISERS CORPORATIONCRD 137177 · NEW YORK, NY$3,108,547,475.00Regulatory AUM · August 2026
- VAN HULZEN ASSET MANAGEMENT, LLCCRD 116632 · EL DORADO HILLS, CA$2,143,345,481.00Regulatory AUM · August 2026
- VANBARTON GROUP LLCCRD 119128 · NEW YORK, NY$2,280,800,000.00Regulatory AUM · August 2026
- VANCE STREET MANAGEMENT LLCCRD 155758 · LOS ANGELES, CA$3,219,831,800.00Regulatory AUM · August 2026
- VANTAGE INFRASTRUCTURE (USA) INC.CRD 157458 · NEW YORK, NY$1,467,098,388.00Regulatory AUM · August 2026
- VANTAGE WEALTH MANAGEMENT, LLCCRD 152374 · SAN MATEO, CA$1,123,017,456.00Regulatory AUM · August 2026
- VARADERO CAPITAL, L.P.CRD 159183 · NEW YORK, NY$2,292,180,712.00Regulatory AUM · August 2026
- VARIANT INVESTMENTS, LLCCRD 289261 · PORTLAND, OR$2,638,459,650.00Regulatory AUM · August 2026
- VARSITY MANAGEMENT COMPANY, LPCRD 285151 · LOS ANGELES, CA$1,859,867,206.00Regulatory AUM · August 2026
- VECTOR CAPITAL MANAGEMENT, L.P.CRD 171172 · SAN FRANCISCO, CA$3,751,000,000.00Regulatory AUM · August 2026
- VECTORS RESEARCH MANAGEMENT LLCCRD 137772 · NEW YORK, NY$1,009,001,603.00Regulatory AUM · August 2026
- VELOCITY CAPITAL ADVISORS LLCCRD 322722 · NEW YORK, NY$2,115,440,110.00Regulatory AUM · August 2026
- VENROCK ADVISER, LLCCRD 169288 · NEW YORK, NY$4,495,392,514.00Regulatory AUM · August 2026
- VENTURE VISIONARY PARTNERS LLCCRD 304237 · SYLVANIA, OH$5,242,198,595.00Regulatory AUM · August 2026
- VENTURI WEALTH MANAGEMENT, LLCCRD 169576 · AUSTIN, TX$3,581,250,224.00Regulatory AUM · August 2026
- VERATIS ADVISORS, INC.CRD 117892 · CARY, NC$5,994,203,169.00Regulatory AUM · August 2026
- VERBENA VALUE LPCRD 337379 · WESTPORT, CT$1,000,000,000.00Regulatory AUM · August 2026