Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 37
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- THOMPSON STREET CAPITAL MANAGER LLCCRD 156679 · ST. LOUIS, MO$4,565,107,569.00Regulatory AUM · August 2026
- THOROFARE, LLCCRD 171293 · EL SEGUNDO, CA$1,403,774,527.00Regulatory AUM · August 2026
- THOROUGHBRED FINANCIAL SERVICES, LLCCRD 47893 · BRENTWOOD, TN$4,039,118,832.00Regulatory AUM · August 2026
- THREE BELL CAPITAL LLCCRD 159736 · DALLAS, TX$5,051,056,009.00Regulatory AUM · August 2026
- THREE BRIDGE WEALTH ADVISORS, LLCCRD 150460 · LOS ALTOS, CA$1,045,756,051.00Regulatory AUM · August 2026
- THREE SEASONS WEALTHCRD 326517 · SALT LAKE CITY, UT$1,233,841,276.00Regulatory AUM · August 2026
- THRIVE WEALTH MANAGEMENT, LLCCRD 168777 · AUDUBON, PA$1,578,511,836.00Regulatory AUM · August 2026
- THRIVENT ADVISOR NETWORK, LLCCRD 304569 · MINNEAPOLIS, MN$6,835,173,774.00Regulatory AUM · August 2026
- THURSTON SPRINGER ADVISORS, LLCCRD 299201 · INDIANAPOLIS, IN$3,675,305,852.00Regulatory AUM · August 2026
- TIAA KASPICK, LLCCRD 104554 · BOSTON, MA$8,737,924,754.00Regulatory AUM · August 2026
- TIDE CYCLE RESOURCES LLCCRD 330698 · PORTSMOUTH, NH$1,851,491,175.00Regulatory AUM · August 2026
- TIFF ADVISORY SERVICES, LLCCRD 327436 · RADNOR, PA$8,615,730,236.00Regulatory AUM · August 2026
- TIFF ENDOWMENT ASSET MANAGEMENT, LLCCRD 156308 · RADNOR, PA$2,461,642,267.00Regulatory AUM · August 2026
- TIG ADVISORS LLCCRD 138306 · NEW YORK, NY$1,993,924,819.00Regulatory AUM · August 2026
- TIGER INFRASTRUCTURE PARTNERS LPCRD 161551 · NEW YORK, NY$3,929,833,346.00Regulatory AUM · August 2026
- TIGER IRON CAPITAL, LLCCRD 283006 · ANDOVER, MA$4,166,591,838.00Regulatory AUM · August 2026
- TIGER PACIFIC CAPITAL LPCRD 167099 · NEW YORK, NY$1,855,940,621.00Regulatory AUM · August 2026
- TIKEHAU CAPITAL NORTH AMERICA LLCCRD 289075 · NEW YORK, NY$6,163,875,166.00Regulatory AUM · August 2026
- TILDEN PARK CAPITAL MANAGEMENT LPCRD 161836 · NEW YORK, NY$6,836,633,114.00Regulatory AUM · August 2026
- TIMBER BAY PARTNERS, LLCCRD 286653 · CINCINNATI, OH$1,052,014,714.00Regulatory AUM · August 2026
- TIMBERLAND INVESTMENT RESOURCES, LLCCRD 129663 · ATLANTA, GA$1,976,086,992.00Regulatory AUM · August 2026
- TIMESSQUARE CAPITAL MANAGEMENT, LLCCRD 132694 · NEW YORK, NY$7,898,895,912.00Regulatory AUM · August 2026
- TIMOTHY PARTNERS, LTD.CRD 41835 · MAITLAND, FL$2,862,241,624.00Regulatory AUM · August 2026
- TIMUCUAN ASSET MANAGEMENT INCCRD 105899 · JACKSONVILLE, FL$3,805,034,702.00Regulatory AUM · August 2026
- TINICUM INCORPORATEDCRD 157298 · NEW YORK, NY$4,228,038,258.00Regulatory AUM · August 2026
- TIPTREE ADVISORS, LLCCRD 137758 · NEW YORK, NY$2,310,843,145.00Regulatory AUM · August 2026
- TITAN ADVISORS, LLCCRD 135805 · STAMFORD, CT$1,532,339,480.00Regulatory AUM · August 2026
- TITAN GLOBAL CAPITAL MANAGEMENT USA LLCCRD 290111 · NEW YORK, NY$1,081,917,208.00Regulatory AUM · August 2026
- TITLEIST ASSET MANAGEMENT, LLCCRD 323567 · SAN ANTONIO, TX$2,655,190,231.00Regulatory AUM · August 2026
- TIVERTON ADVISORS, LLCCRD 305331 · RALEIGH, NC$2,143,537,247.00Regulatory AUM · August 2026
- TLG ADVISORS, INC.CRD 111052 · SUMMIT, NJ$2,295,865,632.00Regulatory AUM · August 2026
- TOBAM S.A.S.CRD 157107$1,086,229,287.00Regulatory AUM · August 2026
- TOBIAS FINANCIAL ADVISORS, INC.CRD 104711 · PLANTATION, FL$1,191,064,980.00Regulatory AUM · August 2026
- TODD ASSET MANAGEMENT LLCCRD 109473 · LOUISVILLE, KY$6,175,293,606.00Regulatory AUM · August 2026
- TOEWS CORPORATIONCRD 106304 · NORTHFIELD, NJ$1,037,481,484.00Regulatory AUM · August 2026
- TOKIO MARINE ASSET MANAGEMENT (USA), LTD.CRD 158632 · NEW YORK, NY$1,210,110,140.00Regulatory AUM · August 2026
- TOLLESON PRIVATE WEALTH MANAGEMENT, LLCCRD 111838 · DALLAS, TX$9,258,770,823.00Regulatory AUM · August 2026
- TOM JOHNSON INVESTMENT MANAGEMENT, LLCCRD 104511 · OKLAHOMA CITY, OK$1,632,586,982.00Regulatory AUM · August 2026
- TOMALES BAY CAPITAL, L.P.CRD 298932$5,112,625,424.00Regulatory AUM · August 2026
- TOMS CAPITAL INVESTMENT MANAGEMENT LPCRD 291362 · NEW YORK, NY$2,664,119,085.00Regulatory AUM · August 2026
- TOP TIER CAPITAL PARTNERS, LLCCRD 144546 · SAN FRANCISCO, CA$7,269,691,312.00Regulatory AUM · August 2026
- TOPLINE CAPITAL MANAGEMENT, LLCCRD 298981$1,134,131,443.00Regulatory AUM · August 2026
- TOPSAIL WEALTH MANAGEMENT LLCCRD 331098 · CHARLOTTE, NC$1,309,690,152.00Regulatory AUM · August 2026
- TORCHLIGHT INVESTORS, LLCCRD 111289 · NEW YORK, NY$5,843,878,436.00Regulatory AUM · August 2026
- TORTOISE CAPITAL ADVISORS, L.L.C.CRD 123711 · OVERLAND PARK, KS$8,928,633,630.00Regulatory AUM · August 2026
- TORTOISE INVESTMENT MANAGEMENT, LLCCRD 128723 · WHITE PLAINS, NY$2,067,860,526.00Regulatory AUM · August 2026
- TOTAL INVESTMENT MANAGEMENT, INC.CRD 108818 · SCOTTSDALE, AZ$1,352,142,086.00Regulatory AUM · August 2026
- TOTH FINANCIAL ADVISORY CORPCRD 104952 · LEESBURG, VA$1,154,553,270.00Regulatory AUM · August 2026
- TOWER ARCH CAPITAL, L.P.CRD 169057 · DRAPER, UT$2,118,110,089.00Regulatory AUM · August 2026
- TOWER BRIDGE ADVISORS, INC.CRD 115700 · WEST CONSHOHOCKEN, PA$1,494,267,021.00Regulatory AUM · August 2026
- TOWN LANE MANAGEMENT LPCRD 328404 · NEW YORK, NY$1,384,947,088.00Regulatory AUM · August 2026
- TOWNELEY CAPITAL MANAGEMENT, INC.CRD 169863 · LAGUNA HILLS, CA$1,093,527,901.00Regulatory AUM · August 2026
- TOWNSEND & ASSOCIATES, INC.CRD 113681 · WESTMINSTER, CO$1,520,130,422.00Regulatory AUM · August 2026
- TPG FINANCIAL ADVISORS, LLCCRD 141153 · PORTLAND, OR$2,217,933,597.00Regulatory AUM · August 2026
- TPG RE FINANCE TRUST MANAGEMENT, L.P.CRD 288851 · FORT WORTH, TX$4,406,200,000.00Regulatory AUM · August 2026
- TRACE CAPITAL MANAGEMENT LPCRD 322094 · HOUSTON, TX$1,680,044,964.00Regulatory AUM · August 2026
- TRADITION WEALTH MANAGEMENT LLCCRD 128314 · EDINA, MN$2,603,155,796.00Regulatory AUM · August 2026
- TRAJAN WEALTH, L.L.C.CRD 158847 · SCOTTSDALE, AZ$2,601,785,971.00Regulatory AUM · August 2026
- TRANSAMERICA FINANCIAL ADVISORS, LLCCRD 16164 · PHILADELPHIA, PA$2,106,655,325.00Regulatory AUM · August 2026
- TRANSCEND CAPITAL ADVISORS, LLCCRD 299723 · MADISON, NJ$2,914,418,569.00Regulatory AUM · August 2026
- TRANSOM CAPITAL GROUP, LLCCRD 170459 · EL SEGUNDO, CA$1,678,057,168.00Regulatory AUM · August 2026
- TRANSPOSE PLATFORM MANAGEMENT, LLCCRD 287674 · HOUSTON, TX$2,649,824,366.00Regulatory AUM · August 2026
- TRANSWESTERN INVESTMENT MANAGEMENT, LLCCRD 159520 · DALLAS, TX$3,747,307,677.00Regulatory AUM · August 2026
- TRAPHAGEN INVESTMENT ADVISORS LLCCRD 107764 · ORADELL, NJ$2,278,123,079.00Regulatory AUM · August 2026
- TRAYNOR CAPITAL MANAGEMENT, INC.CRD 138881 · MALVERN, PA$2,420,585,194.00Regulatory AUM · August 2026
- TRB WEALTH MANAGEMENT, LLCCRD 309370 · HOUSTON, TX$3,738,768,435.00Regulatory AUM · August 2026
- TREBUCHET CONSULTING, LLCCRD 166645 · PITTSBURGH, PA$1,080,372,470.00Regulatory AUM · August 2026
- TREE LINE ADVISORS (HONG KONG) LTDCRD 140648$1,638,022,739.00Regulatory AUM · August 2026
- TREE LINE CAPITAL PARTNERS, LLCCRD 173784 · SAN FRANCISCO, CA$3,847,683,975.00Regulatory AUM · August 2026
- TREK FINANCIAL, LLCCRD 109376 · SCOTTSDALE, AZ$2,824,296,229.00Regulatory AUM · August 2026
- TREMBLANT ADVISORS LPCRD 330605 · WEST PALM BEACH, FL$3,272,192,153.00Regulatory AUM · August 2026
- TREVILLE CAPITAL MANAGEMENT LLCCRD 290314 · NEW YORK, NY$1,890,197,770.00Regulatory AUM · August 2026
- $1,996,552,283.00Regulatory AUM · August 2026
- TRG MANAGEMENT LPCRD 138083 · NEW YORK, NY$6,717,919,567.00Regulatory AUM · August 2026
- TRI LOCUM PARTNERS LPCRD 309678 · NEW YORK, NY$1,088,935,224.00Regulatory AUM · August 2026
- TRIAD WEALTH PARTNERS, LLCCRD 326523 · LAWRENCE, KS$1,526,606,248.00Regulatory AUM · August 2026
- TRIANGLE SECURITIES WEALTH MANAGEMENT, INCCRD 148156 · RALEIGH, NC$1,290,721,266.00Regulatory AUM · August 2026
- TRIARTISAN CAPITAL ADVISORS LLCCRD 324138 · WEST PALM BEACH, FL$1,557,069,732.00Regulatory AUM · August 2026
- TRIASIMA PORTFOLIO MANAGEMENT INC.CRD 304577$1,105,259,278.00Regulatory AUM · August 2026
- TRIBE CAPITAL MANAGEMENT, LLCCRD 304697 · SAN MATEO, CA$3,439,823,691.00Regulatory AUM · August 2026
- TRIBRIDGE PARTNERS FINANCIAL LLCCRD 326489 · COLUMBIA, MD$1,598,146,294.00Regulatory AUM · August 2026
- TRIBUTARY CAPITAL MANAGEMENT, LLCCRD 112528 · OMAHA, NE$1,900,964,335.00Regulatory AUM · August 2026
- TRIGATE MANAGEMENT LLCCRD 158083 · DALLAS, TX$1,283,424,167.00Regulatory AUM · August 2026
- TRIGUARD MANAGEMENT LLCCRD 159472 · NEWPORT BEACH, CA$1,881,198,031.00Regulatory AUM · August 2026
- TRILANTIC CAPITAL MANAGEMENT L.P.CRD 152331 · NEW YORK, NY$5,886,366,426.00Regulatory AUM · August 2026
- TRILLIUM ASSET MANAGEMENT, LLCCRD 110901 · BOSTON, MA$4,305,067,957.00Regulatory AUM · August 2026
- TRILOGY CAPITAL, INC.CRD 281597 · IRVINE, CA$3,210,026,097.00Regulatory AUM · August 2026
- TRINITY ALPS CAPITAL PARTNERS, LPCRD 287741 · SAN FRANCISCO, CA$1,070,369,396.00Regulatory AUM · August 2026
- TRINITY HUNT MANAGEMENT, L.P.CRD 157410 · DALLAS, TX$2,994,489,504.00Regulatory AUM · August 2026
- TRIPLEPOINT ADVISERS LLCCRD 168948 · MENLO PARK, CA$1,306,177,846.00Regulatory AUM · August 2026
- TRIPOST CAPITAL PARTNERS LLCCRD 293282 · NEW YORK, NY$1,448,480,259.00Regulatory AUM · August 2026
- TRISPAN (USA) LLCCRD 305501 · NEW YORK, NY$1,125,046,450.00Regulatory AUM · August 2026
- TRITIUM PARTNERS LLCCRD 173132 · AUSTIN, TX$1,862,086,780.00Regulatory AUM · August 2026
- TRITONPOINT WEALTH, LLCCRD 328398 · CHEVY CHASE, MD$1,549,522,180.00Regulatory AUM · August 2026
- TRIUM CAPITAL LLPCRD 306112$5,790,815,400.00Regulatory AUM · August 2026
- TRIUNE FINANCIAL PARTNERS, LLCCRD 152277 · OVERLAND PARK, KS$1,521,867,237.00Regulatory AUM · August 2026
- TRIVE CAPITAL MANAGEMENT LLCCRD 166910 · DALLAS, TX$8,002,092,462.00Regulatory AUM · August 2026
- TRIVEST INVESTMENT ADVISORS, LLCCRD 161432 · CORAL GABLES, FL$6,011,200,759.00Regulatory AUM · August 2026
- TRIVIUM POINT ADVISORY, LLCCRD 292182 · WILTON, CT$1,627,183,809.00Regulatory AUM · August 2026
- TROLUCE CAPITAL ADVISORS LLCCRD 313120 · DORADO, PR$2,242,396,280.00Regulatory AUM · August 2026