Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 36
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- TACORA CAPITAL MANAGEMENT, LPCRD 316585$1,620,758,384.00Regulatory AUM · August 2026
- TAG ASSOCIATES LLCCRD 116959 · NEW YORK, NY$7,067,528,406.00Regulatory AUM · August 2026
- TAGES CAPITAL LLPCRD 337285$3,851,926,127.00Regulatory AUM · August 2026
- TAILWIND ADVISORS, LLCCRD 150081 · FORT WORTH, TX$1,674,033,000.00Regulatory AUM · August 2026
- TAILWIND MANAGEMENT LPCRD 156562 · NEW YORK, NY$5,410,743,372.00Regulatory AUM · August 2026
- TALBOT FINANCIAL, LLCCRD 155162 · BELLEVUE, WA$1,340,535,838.00Regulatory AUM · August 2026
- TALLVINE PARTNERS MANAGEMENT LPCRD 330629 · CORAL GABLES, FL$1,420,400,000.00Regulatory AUM · August 2026
- TALON LLCCRD 298714 · SAN JUAN, PR$1,060,316,193.00Regulatory AUM · August 2026
- TALOS EURISKO ASSET MANAGEMENT LPCRD 332873 · NEW YORK, NY$1,756,431,998.00Regulatory AUM · August 2026
- TALSON CAPITAL MANAGEMENT L.P.CRD 150787 · DARIEN, CT$1,061,213,963.00Regulatory AUM · August 2026
- TAMAR SECURITIES, LLCCRD 153991 · WOODLAND HILLS, CA$1,521,678,938.00Regulatory AUM · August 2026
- TANAGER WEALTH MANAGEMENT LLPCRD 166084$1,604,440,422.00Regulatory AUM · August 2026
- TANARA WEALTH MANAGEMENT LLCCRD 340174 · LEHI, UT$1,093,210,505.00Regulatory AUM · August 2026
- TANDEM INVESTMENT ADVISORS INCCRD 109392 · CHARLESTON, SC$3,450,893,853.00Regulatory AUM · August 2026
- $3,452,377,875.00Regulatory AUM · August 2026
- TANGLEWOOD WEALTH MANAGEMENT, INC.CRD 107639 · HOUSTON, TX$1,590,907,786.00Regulatory AUM · August 2026
- TBH GLOBAL ASSET MANAGEMENT, LLCCRD 145536 · BRENTWOOD, TN$1,481,058,389.00Regulatory AUM · August 2026
- TCG CAPITAL MANAGEMENT, LPCRD 298007 · PLAYA VISTA, CA$2,648,514,065.00Regulatory AUM · August 2026
- TCG CROSSOVER MANAGEMENT, LLCCRD 311718 · PALO ALTO, CA$5,055,348,555.00Regulatory AUM · August 2026
- TCI WEALTH ADVISORS, INC.CRD 107373 · TUCSON, AZ$5,368,062,519.00Regulatory AUM · August 2026
- TCP ASSET MANAGEMENT, LLCCRD 286037 · UPPER ARLINGTON, OH$1,182,711,742.00Regulatory AUM · August 2026
- TCW PT MANAGEMENT COMPANY LLCCRD 333068 · LOS ANGELES, CA$2,698,413,884.00Regulatory AUM · August 2026
- TD CAPITAL MANAGEMENT LLCCRD 106125 · MEMPHIS, TN$1,244,462,434.00Regulatory AUM · August 2026
- TD PRIVATE CLIENT WEALTH LLCCRD 164484 · NEW YORK, NY$8,574,585,303.00Regulatory AUM · August 2026
- TEAM HEWINS, LLCCRD 291194 · FOSTER CITY, CA$3,966,070,638.00Regulatory AUM · August 2026
- TEAMWORK FINANCIAL ADVISORS, LLCCRD 165237 · SAN ANTONIO, TX$1,013,528,875.00Regulatory AUM · August 2026
- TECTONIC ADVISORS LLCCRD 139713 · FRISCO, TX$5,141,575,409.00Regulatory AUM · August 2026
- TEEWINOT CAPITAL ADVISERS, L.L.C.CRD 138757 · NORWALK, CT$1,611,908,176.00Regulatory AUM · August 2026
- TEKNE CAPITAL MANAGEMENT, LLCCRD 164648 · NEW YORK, NY$1,422,389,882.00Regulatory AUM · August 2026
- TELEMARK ASSET MANAGEMENT, LLCCRD 156770 · BOSTON, MA$1,140,636,524.00Regulatory AUM · August 2026
- TELOS CAPITAL MANAGEMENT, INC.CRD 149108 · SAN DIEGO, CA$1,625,227,036.00Regulatory AUM · August 2026
- TEMA ETFS LLCCRD 332224 · NEW YORK, NY$1,456,000,000.00Regulatory AUM · August 2026
- TEMPLETON INVESTMENT COUNSEL, LLCCRD 111370 · FT. LAUDERDALE, FL$4,611,589,623.00Regulatory AUM · August 2026
- TEN COVES CAPITAL, LPCRD 311121 · DARIEN, CT$1,028,406,867.00Regulatory AUM · August 2026
- TENEX CAPITAL MANAGEMENT, L.P.CRD 157077 · NEW YORK, NY$4,571,131,309.00Regulatory AUM · August 2026
- TENG YUE PARTNERS, L.P.CRD 162895 · NEW YORK, NY$2,247,493,203.00Regulatory AUM · August 2026
- TENNENBAUM CAPITAL PARTNERS, LLCCRD 113203 · SANTA MONICA, CA$3,156,595,256.00Regulatory AUM · August 2026
- TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLCCRD 160321 · KNOXVILLE, TN$1,185,099,837.00Regulatory AUM · August 2026
- TENSILE CAPITAL MANAGEMENT LPCRD 164161 · LARKSPUR, CA$1,796,045,985.00Regulatory AUM · August 2026
- TERRA REIT ADVISORS, LLCCRD 290571 · NEW YORK, NY$1,435,033,061.00Regulatory AUM · August 2026
- TERRACAP MANAGEMENT LLCCRD 169695 · NAPLES, FL$1,439,091,537.00Regulatory AUM · August 2026
- TERRY MCDANIEL & COMPANYCRD 104732 · AUSTIN, TX$1,921,027,445.00Regulatory AUM · August 2026
- TETRAGON FINANCIAL MANAGEMENT LPCRD 156041 · NEW YORK, NY$4,256,460,791.00Regulatory AUM · August 2026
- TETRAGON PARTNERS L.P.CRD 156040 · NEW YORK, NY$6,401,701,098.00Regulatory AUM · August 2026
- TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.CRD 298422 · DALLAS, TX$4,190,419,999.00Regulatory AUM · August 2026
- TEXAS YALE CAPITAL CORP.CRD 126992 · ST. PETERSBURG, FL$4,924,925,863.00Regulatory AUM · August 2026
- TFC FINANCIAL MANAGEMENT, INC.CRD 105062 · BOSTON, MA$1,780,827,449.00Regulatory AUM · August 2026
- TFO FAMILY OFFICE PARTNERS, LLCCRD 159440 · PHOENIX, AZ$5,037,052,171.00Regulatory AUM · August 2026
- TFO WEALTH PARTNERS, LLCCRD 124407 · MAUMEE, OH$5,660,890,692.00Regulatory AUM · August 2026
- TGM ASSOCIATES L.P.CRD 108905 · NEW YORK, NY$3,659,552,393.00Regulatory AUM · August 2026
- THAYER STREET PARTNERS MANAGEMENT, LLCCRD 170763 · NEW YORK, NY$1,024,471,976.00Regulatory AUM · August 2026
- THE AMERIFLEX GROUP, INC.CRD 305585 · LAS VEGAS, NV$9,658,302,770.00Regulatory AUM · August 2026
- THE ASCENT GROUP, LLCCRD 314424 · VIRGINIA BEACH, VA$4,760,597,948.00Regulatory AUM · August 2026
- THE BOLLARD GROUP LLCCRD 155317 · BOSTON, MA$6,724,565,893.00Regulatory AUM · August 2026
- THE BURNEY COMPANYCRD 106945 · RESTON, VA$3,588,662,390.00Regulatory AUM · August 2026
- THE CAPSTREET GROUP, LLCCRD 159690 · HOUSTON, TX$1,161,647,661.00Regulatory AUM · August 2026
- THE CATALYST CAPITAL GROUP INC.CRD 155299$2,580,897,352.00Regulatory AUM · August 2026
- THE CLARUS GROUP, INC.CRD 310163 · HOUSTON, TX$1,103,793,878.00Regulatory AUM · August 2026
- THE CYNOSURE GROUPCRD 281399 · SALT LAKE CITY, UT$9,847,984,409.00Regulatory AUM · August 2026
- THE DE BURLO GROUP, INC.CRD 153435 · BOSTON, MA$1,133,360,000.00Regulatory AUM · August 2026
- THE EDGAR LOMAX COMPANYCRD 105444 · ALEXANDRIA, VA$1,423,981,733.00Regulatory AUM · August 2026
- THE ELECTRUM GROUP LLCCRD 161407 · NEW YORK, NY$2,504,751,790.00Regulatory AUM · August 2026
- THE FIDUCIARY GROUP, LLCCRD 221530 · SAVANNAH, GA$1,969,280,556.00Regulatory AUM · August 2026
- THE FINANCIAL CONSULATE, INCCRD 106898 · HUNT VALLEY, MD$1,095,865,304.00Regulatory AUM · August 2026
- THE FORUM FINANCE GROUP SACRD 284407$2,208,000,000.00Regulatory AUM · August 2026
- THE GLEASON GROUP, INC.CRD 175104 · PROSPECT, KY$1,608,980,758.00Regulatory AUM · August 2026
- THE HARBOR GROUP, INC.CRD 105637 · BEDFORD, NH$1,996,338,188.00Regulatory AUM · August 2026
- THE HOERNER PLANNING GROUP, LLCCRD 139464 · MIDDLEBURG, VA$1,652,844,771.00Regulatory AUM · August 2026
- THE HUNTINGTON INVESTMENT COMPANYCRD 16986 · COLUMBUS, OH$7,891,185,327.00Regulatory AUM · August 2026
- THE INFORMED MOMENTUM COMPANY LLCCRD 144908 · SOLANA BEACH, CA$1,493,859,551.00Regulatory AUM · August 2026
- THE INVESTMENT COUNSEL COMPANY OF NEVADACRD 19608 · LAS VEGAS, NV$2,181,261,991.00Regulatory AUM · August 2026
- THE INVESTMENT HOUSE LLCCRD 163493 · REDONDO BEACH, CA$2,202,989,900.00Regulatory AUM · August 2026
- THE JOSEPH GROUP LLCCRD 165311 · COLUMBUS, OH$1,089,697,000.00Regulatory AUM · August 2026
- THE LEUTHOLD GROUP, LLCCRD 105826 · MINNEAPOLIS, MN$1,168,984,227.00Regulatory AUM · August 2026
- THE LINONIA PARTNERSHIP LPCRD 326550 · NEW YORK, NY$5,836,406,791.00Regulatory AUM · August 2026
- THE MILESTONE REAL ESTATE GROUP, LPCRD 161957 · DALLAS, TX$2,429,288,738.00Regulatory AUM · August 2026
- THE MOLPUS WOODLANDS GROUP, LLCCRD 114575 · RIDGELAND, MS$1,831,611,517.00Regulatory AUM · August 2026
- THE NEMES RUSH GROUP, LLCCRD 312554 · NOVI, MI$1,619,839,587.00Regulatory AUM · August 2026
- THE NORDEN GROUP LLCCRD 323988 · PROVO, UT$1,967,944,101.00Regulatory AUM · August 2026
- THE NORTHSTAR GROUP, INC.CRD 110409 · NEW YORK, NY$1,008,518,891.00Regulatory AUM · August 2026
- THE PARTNERS WEALTH MANAGEMENT, LLCCRD 314816 · CARMEL BY THE SEA, CA$1,183,999,769.00Regulatory AUM · August 2026
- THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLCCRD 172470 · WALPOLE, MA$2,639,463,916.00Regulatory AUM · August 2026
- THE PINNACLE FINANCIAL GROUPCRD 164395 · ROCKVILLE CENTRE, NY$1,383,850,000.00Regulatory AUM · August 2026
- THE PLANNING CENTER, INC.CRD 118994 · MOLINE, IL$1,371,859,808.00Regulatory AUM · August 2026
- THE PORTFOLIO STRATEGY GROUP, LLCCRD 166593 · WHITE PLAINS, NY$2,620,983,417.00Regulatory AUM · August 2026
- THE PRAEDIUM GROUP LLCCRD 161789 · BOCA RATON, FL$1,705,148,788.00Regulatory AUM · August 2026
- THE PROSPERITY CONSULTING GROUP, LLCCRD 133777 · OWINGS MILLS, MD$3,195,898,263.00Regulatory AUM · August 2026
- THE QUARRY LPCRD 323449 · NEW YORK, NY$1,005,331,707.00Regulatory AUM · August 2026
- THE RENAISSANCE GROUP LLCCRD 105916 · COVINGTON, KY$2,906,943,144.00Regulatory AUM · August 2026
- THE RETIREMENT PLANNING GROUP, LLCCRD 129625 · LEAWOOD, KS$4,164,758,846.00Regulatory AUM · August 2026
- THE STERLING GROUP, L.P.CRD 157406 · HOUSTON, TX$9,014,018,111.00Regulatory AUM · August 2026
- THE WEALTH ALLIANCE, LLCCRD 305052 · MELVILLE, NY$2,102,685,090.00Regulatory AUM · August 2026
- THE WELCH GROUP, LLCCRD 111273 · BIRMINGHAM, AL$3,682,452,369.00Regulatory AUM · August 2026
- THEMES MANAGEMENT COMPANY LLCCRD 323861 · GREENWICH, CT$1,232,945,555.00Regulatory AUM · August 2026
- THEOREM PARTNERS LLCCRD 281280 · NEW YORK, NY$1,032,394,333.00Regulatory AUM · August 2026
- THINK INVESTMENTS LPCRD 169347 · SAN FRANCISCO, CA$4,304,694,194.00Regulatory AUM · August 2026
- THIRD AVENUE MANAGEMENT LLCCRD 107545 · NEW YORK, NY$1,626,400,523.00Regulatory AUM · August 2026
- THIRD LAKE PARTNERS, LLCCRD 299961 · TAMPA, FL$5,970,075,889.00Regulatory AUM · August 2026
- THIRD VIEW PRIVATE WEALTH, LLCCRD 335591 · WESTPORT, CT$1,155,018,535.00Regulatory AUM · August 2026
- THOMPSON INVESTMENT MANAGEMENT, INC.CRD 129609 · MADISON, WI$3,084,417,000.00Regulatory AUM · August 2026