Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 35
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- STEELPEAK WEALTH, LLCCRD 165168 · LOS ANGELES, CA$4,148,078,008.00Regulatory AUM · August 2026
- STEEPROCK CAPITAL II LLCCRD 172775 · GREENWICH, CT$2,625,124,488.00Regulatory AUM · August 2026
- STEGNER INVESTMENT ASSOCIATES INCCRD 107480 · LOUISVILLE, KY$2,768,774,437.00Regulatory AUM · August 2026
- STEIGERWALD, GORDON & KOCH INC.CRD 111685 · LEESBURG, VA$1,322,699,543.00Regulatory AUM · August 2026
- STELAC ADVISORY SERVICES LLCCRD 145103 · NEW YORK, NY$6,286,367,512.00Regulatory AUM · August 2026
- STELAC CAPITAL PARTNERS LLCCRD 163081 · NEW YORK, NY$1,042,663,283.00Regulatory AUM · August 2026
- STELLEX CAPITAL MANAGEMENT LLCCRD 174278 · NEW YORK, NY$6,914,315,194.00Regulatory AUM · August 2026
- STELLUS CAPITAL MANAGEMENT, LLCCRD 160115 · HOUSTON, TX$3,508,120,289.00Regulatory AUM · August 2026
- STENHAM ASSET MANAGEMENT LIMITEDCRD 164382$3,956,403,604.00Regulatory AUM · August 2026
- STEPHENS GROUP ASSET MANAGEMENT, LLCCRD 288981 · LITTLE ROCK, AR$1,703,054,534.00Regulatory AUM · August 2026
- STEPHENS INVESTMENT MANAGEMENT GROUP, LLCCRD 136369 · LITTLE ROCK, AR$9,546,934,754.00Regulatory AUM · August 2026
- STEPP & ROTHWELL INCCRD 107999 · OVERLAND PARK, KS$1,055,116,691.00Regulatory AUM · August 2026
- STEPSTONE GROUP PRIVATE DEBT LLCCRD 323711 · LA JOLLA, CA$5,791,992,870.00Regulatory AUM · August 2026
- STERLING INVESTMENT ADVISORS LTD.CRD 140710 · BERWYN, PA$1,075,820,676.00Regulatory AUM · August 2026
- STERLING INVESTMENT COUNSEL, LLCCRD 282624 · BUFFALO, NY$1,034,282,441.00Regulatory AUM · August 2026
- STERLING INVESTMENT MANAGEMENT, LLCCRD 174707 · WEST PALM BEACH, FL$2,412,980,143.00Regulatory AUM · August 2026
- STERLING INVESTMENT PARTNERS ADVISERS, LLCCRD 156946 · GREENWICH, CT$3,943,513,537.00Regulatory AUM · August 2026
- STERLING INVESTORS LPCRD 311318 · NEW YORK, NY$1,136,893,000.00Regulatory AUM · August 2026
- STEVENS CAPITAL MANAGEMENT LPCRD 161202 · RADNOR, PA$3,678,695,877.00Regulatory AUM · August 2026
- STIFEL CAPITAL MANAGEMENT, LLCCRD 328365 · NEW YORK, NY$4,199,937,688.00Regulatory AUM · August 2026
- STIFEL INDEPENDENT ADVISORS, LLCCRD 28218 · ST LOUIS, MO$5,006,962,899.00Regulatory AUM · August 2026
- STILLWATER CAPITAL ADVISORS, LLCCRD 149946 · DEVON, PA$1,344,273,458.00Regulatory AUM · August 2026
- STOCKBRIDGE PARTNERS LLCCRD 160674 · BOSTON, MA$5,411,170,790.00Regulatory AUM · August 2026
- STOCKMAN WEALTH MANAGEMENT, INC.CRD 122166 · BILLINGS, MT$5,235,996,694.00Regulatory AUM · August 2026
- STOKER OSTLER WEALTH ADVISORS, INC.CRD 111320 · SCOTTSDALE, AZ$3,669,760,193.00Regulatory AUM · August 2026
- STOKES FAMILY OFFICE LLCCRD 300899 · NEW ORLEANS, LA$3,351,688,868.00Regulatory AUM · August 2026
- STONE HILL FIDUCIARY MANAGEMENT, LLCCRD 164981 · GREAT NECK, NY$2,785,133,518.00Regulatory AUM · August 2026
- STONE POINT CREDIT INCOME ADVISER LLCCRD 332241 · GREENWICH, CT$1,188,525,511.00Regulatory AUM · August 2026
- STONEBRIDGE CAPITAL ADVISORS LLCCRD 111447 · ST. PAUL, MN$2,519,640,223.00Regulatory AUM · August 2026
- STONEBRIDGE FINANCIAL GROUP, LLCCRD 327529 · WORMLEYSBURG, PA$2,276,868,952.00Regulatory AUM · August 2026
- STONEBRIDGE FINANCIAL GROUP, LLCCRD 337972 · ST. LOUIS, MO$2,398,168,315.00Regulatory AUM · August 2026
- STONEHILL CAPITAL MANAGEMENT LLCCRD 155513 · NEW YORK, NY$4,339,267,898.00Regulatory AUM · August 2026
- STONEX ADVISORS INC.CRD 174182 · BIRMINGHAM, AL$5,092,884,780.00Regulatory AUM · August 2026
- STONY POINT CAPITAL LLCCRD 283066 · NEW YORK, NY$1,494,730,819.00Regulatory AUM · August 2026
- STRAIGHTLINE GROUP, LLCCRD 127401 · TROY, MI$1,170,377,158.00Regulatory AUM · August 2026
- STRATEGIC BLUEPRINT, LLCCRD 284840 · ATLANTA, GA$2,535,734,578.00Regulatory AUM · August 2026
- STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C.CRD 114922 · BOSTON, MA$2,838,890,251.00Regulatory AUM · August 2026
- STRATEGIC FAMILY WEALTH COUNSELORS, L.L.C.CRD 128199 · FAIRFIELD, NJ$1,659,659,756.00Regulatory AUM · August 2026
- STRATEGIC FINANCIAL SERVICES, INC.CRD 109677 · UTICA, NY$2,807,579,222.00Regulatory AUM · August 2026
- STRATEGIC GLOBAL ADVISORS, LLCCRD 286019 · NEWPORT BEACH, CA$3,025,106,708.00Regulatory AUM · August 2026
- STRATEGIC INCOME MANAGEMENT, LLCCRD 151956 · SEATTLE, WA$3,139,274,177.00Regulatory AUM · August 2026
- STRATEGIC INVESTMENT ADVISORS, LLCCRD 151501 · NOVI, MI$1,816,297,187.00Regulatory AUM · August 2026
- STRATEGIC WEALTH GROUP REGISTERED INVESTMENT ADVISOR, LLCCRD 284430 · EDEN PRAIRIE, MN$1,537,238,398.00Regulatory AUM · August 2026
- STRATEGIC WEALTH INVESTMENT GROUP, LLCCRD 165474 · LOUISVILLE, KY$1,384,291,490.00Regulatory AUM · August 2026
- STRATEGIC WEALTH PARTNERS, LTD.CRD 148586 · INDEPENDENCE, OH$1,644,729,979.00Regulatory AUM · August 2026
- STRATEGIES WEALTH ADVISORS, LLCCRD 289913 · GRAND RAPIDS, MI$3,288,459,087.00Regulatory AUM · August 2026
- STRATEGY CAPITAL LLCCRD 169007 · LOS ALTOS, CA$1,344,508,676.00Regulatory AUM · August 2026
- STRATOS INVESTMENT MANAGEMENT, LLCCRD 283850 · BEACHWOOD, OH$3,311,686,422.00Regulatory AUM · August 2026
- STRATOS WEALTH ADVISORS LLCCRD 283816 · BEACHWOOD, OH$5,573,579,738.00Regulatory AUM · August 2026
- STRID GROUP, LLCCRD 170052 · NEWTOWN SQUARE, PA$1,077,317,886.00Regulatory AUM · August 2026
- STRIPES MANAGEMENT, LLCCRD 157553 · NEW YORK, NY$8,140,404,018.00Regulatory AUM · August 2026
- STRIVE ASSET MANAGEMENT, LLCCRD 322039 · DALLAS, TX$2,375,076,576.00Regulatory AUM · August 2026
- STWD INVESTMENT MANAGEMENT, LLCCRD 288615 · MIAMI BEACH, FL$5,433,998,213.00Regulatory AUM · August 2026
- STYRAX CAPITAL LPCRD 318435 · NEW YORK, NY$1,765,843,840.00Regulatory AUM · August 2026
- SULLIVAN REALTY CAPITAL, LLCCRD 158988 · NEW YORK, NY$5,573,213,294.00Regulatory AUM · August 2026
- SUMERU EQUITY PARTNERS L.P.CRD 172955 · SAN MATEO, CA$3,373,972,104.00Regulatory AUM · August 2026
- SUMMIT ASSET MANAGEMENT LLCCRD 109606 · MEMPHIS, TN$1,079,755,571.00Regulatory AUM · August 2026
- SUMMIT FINANCIAL STRATEGIES INCCRD 110112 · COLUMBUS, OH$2,306,536,262.00Regulatory AUM · August 2026
- SUMMIT FINANCIAL WEALTH ADVISORS, LLCCRD 171278 · LAFAYETTE, LA$1,799,431,900.00Regulatory AUM · August 2026
- SUMMIT GLOBAL INVESTMENTS, LLCCRD 157091 · BOUNTIFUL, UT$2,291,949,405.00Regulatory AUM · August 2026
- SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLCCRD 175100 · BOSTON, MA$4,617,406,031.00Regulatory AUM · August 2026
- SUMMIT PEAK INVESTMENTS, LLCCRD 310099$1,089,219,940.00Regulatory AUM · August 2026
- SUMMIT WEALTH GROUP LLCCRD 335242 · COLORADO SPRINGS, CO$2,306,090,776.00Regulatory AUM · August 2026
- SUMMITRY, LLCCRD 128586 · FOSTER CITY, CA$3,350,458,062.00Regulatory AUM · August 2026
- SUN CAPITAL ADVISORS, L.P.CRD 155109 · BOCA RATON, FL$5,843,293,394.00Regulatory AUM · August 2026
- SUNBELT SECURITIES, INC.CRD 42180 · HOUSTON, TX$2,640,113,505.00Regulatory AUM · August 2026
- SUNCOAST EQUITY MANAGEMENT, LLCCRD 108289 · TAMPA, FL$2,114,694,094.00Regulatory AUM · August 2026
- SUNDANCE BAY INVESTMENT MANAGER, LLCCRD 301868 · SALT LAKE CITY, UT$2,090,635,751.00Regulatory AUM · August 2026
- SUNESIS ADVISORS, LLCCRD 159114 · OVERLAND PARK, KS$1,484,583,109.00Regulatory AUM · August 2026
- SUNRIVER MANAGEMENT LLCCRD 281277 · GREENWICH, CT$1,199,486,909.00Regulatory AUM · August 2026
- SUNSTONE PARTNERS MANAGEMENT, LLCCRD 305064 · SAN MATEO, CA$1,586,963,155.00Regulatory AUM · August 2026
- SUPERSTATE ADVISERS LLCCRD 336188 · NEW YORK, NY$1,246,016,000.00Regulatory AUM · August 2026
- SURGOCAP PARTNERS LPCRD 323078 · NEW YORK, NY$7,354,761,131.00Regulatory AUM · August 2026
- SV HEALTH INVESTORS, LLCCRD 160933 · BOSTON, MA$1,080,296,225.00Regulatory AUM · August 2026
- SVB WEALTH LLCCRD 172832 · BOSTON, MA$3,095,230,922.00Regulatory AUM · August 2026
- SVERICA CAPITAL MANAGEMENT LPCRD 156956 · BOSTON, MA$2,464,797,000.00Regulatory AUM · August 2026
- SWAN CAPITAL MANAGEMENT, LLCCRD 164280 · DURANGO, CO$1,300,855,577.00Regulatory AUM · August 2026
- SWAN GLOBAL INVESTMENTS, LLCCRD 114669 · DURANGO, CO$2,388,188,410.00Regulatory AUM · August 2026
- SWAN GLOBAL MANAGEMENT LLCCRD 173621 · HUMACAO, PR$2,388,188,410.00Regulatory AUM · August 2026
- SWEETWATER INVESTMENT MANAGEMENT LLCCRD 297613 · ENCINITAS, CA$1,580,323,645.00Regulatory AUM · August 2026
- SWIFT CREEK REAL ESTATE PARTNERS LLCCRD 329614 · DALLAS, TX$1,743,214,664.00Regulatory AUM · August 2026
- SWISS RE INSURANCE-LINKED STRATEGIES INC.CRD 318811 · NEW YORK, NY$4,907,696,083.00Regulatory AUM · August 2026
- SYCAMORE TREE CAPITAL PARTNERS, L.P.CRD 311555 · DALLAS, TX$3,539,598,356.00Regulatory AUM · August 2026
- SYLEBRA CAPITAL LLCCRD 316856 · PALO ALTO, CA$2,900,778,000.00Regulatory AUM · August 2026
- SYM FINANCIAL CORPORATIONCRD 107517 · WINONA LAKE, IN$5,813,231,190.00Regulatory AUM · August 2026
- SYMBIOTIC CAPITAL MANAGEMENT CO. LLCCRD 325844 · LOS ANGELES, CA$1,134,521,879.00Regulatory AUM · August 2026
- SYMMETRY PARTNERS, LLC.CRD 120982 · GLASTONBURY, CT$4,730,645,660.00Regulatory AUM · August 2026
- $1,282,011,243.00Regulatory AUM · August 2026
- SYMPHONY FINANCIAL, LTD. CO.CRD 171816 · HOUSTON, TX$1,354,847,217.00Regulatory AUM · August 2026
- SYNERGY ASSET MANAGEMENT, LLCCRD 117201 · VANCOUVER, WA$1,299,423,867.00Regulatory AUM · August 2026
- SYNOVUS SECURITIES, INC.CRD 14023 · COLUMBUS, GA$8,445,083,014.00Regulatory AUM · August 2026
- SYNTEGRA PRIVATE WEALTH GROUP LLCCRD 323180 · CHESTERFIELD, MO$1,393,107,412.00Regulatory AUM · August 2026
- SYON CAPITAL LLCCRD 322776 · SAN FRANCISCO, CA$4,379,631,229.00Regulatory AUM · August 2026
- SYSTEMATIC ALPHA INVESTMENTS, LLCCRD 297693 · PRINCETON, NJ$3,485,822,068.00Regulatory AUM · August 2026
- SYSTEMATIC FINANCIAL MANAGEMENT LPCRD 106146 · TEANECK, NJ$4,206,539,621.00Regulatory AUM · August 2026
- T. ROWE PRICE (CANADA) INC.CRD 107290 · BALTIMORE, MD$6,553,090,092.00Regulatory AUM · August 2026
- T. ROWE PRICE ADVISORY SERVICES, INC.CRD 108958 · OWINGS MILLS, MD$5,899,382,003.00Regulatory AUM · August 2026
- T. ROWE PRICE SINGAPORE PRIVATE LTDCRD 155831$2,297,060,727.00Regulatory AUM · August 2026
- TA REALTY LLCCRD 108586 · BOSTON, MA$1,476,718,962.00Regulatory AUM · August 2026
- TACONIC CAPITAL ADVISORS L.P.CRD 137295 · NEW YORK, NY$4,864,143,833.00Regulatory AUM · August 2026