Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 34
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- SMASH VENTURES MANAGEMENT COMPANY LPCRD 299799 · WEST HOLLYWOOD, CA$3,297,230,641.00Regulatory AUM · August 2026
- SMEAD CAPITAL MANAGEMENT, INC.CRD 143567 · PHOENIX, AZ$5,515,720,920.00Regulatory AUM · August 2026
- SMITH AFFILIATED CAPITAL CORPCRD 107675 · NEW YORK, NY$1,682,144,950.00Regulatory AUM · August 2026
- SMITH BROTHERS FINANCIAL, LLCCRD 322951 · GLASTONBURY, CT$1,113,194,633.00Regulatory AUM · August 2026
- SMITH GROUP ASSET MANAGEMENT, LLCCRD 313265 · DALLAS, TX$1,410,264,267.00Regulatory AUM · August 2026
- SMITH MOORE & CO.CRD 3441 · CLAYTON, MO$2,371,739,897.00Regulatory AUM · August 2026
- SMITH SHELLNUT WILSON LLCCRD 106235 · RIDGELAND, MS$6,924,984,046.00Regulatory AUM · August 2026
- SMITH, SALLEY & ASSOCIATES, LLCCRD 129614 · GREENSBORO, NC$2,893,493,810.00Regulatory AUM · August 2026
- SNAPDRAGON CAPITAL PARTNERS LLCCRD 297989$1,216,330,810.00Regulatory AUM · August 2026
- SNOWDEN CAPITAL ADVISORS LLCCRD 157299 · NEW YORK, NY$8,869,615,945.00Regulatory AUM · August 2026
- SNOWHAWK LPCRD 325176 · NEW YORK, NY$1,839,881,055.00Regulatory AUM · August 2026
- SNOWWATER INVESTMENT PARTNERS, LLCCRD 311790$1,300,000,000.00Regulatory AUM · August 2026
- SNYDER CAPITAL MANAGEMENT LPCRD 108518 · SAN FRANCISCO, CA$6,093,953,500.00Regulatory AUM · August 2026
- SOA WEALTH ADVISORS, LLCCRD 310448 · NEW YORK, NY$1,216,853,300.00Regulatory AUM · August 2026
- SOFI WEALTH LLCCRD 167958 · SAN FRANCISCO, CA$2,047,338,985.00Regulatory AUM · August 2026
- SOFINNOVA INVESTMENTS, INC.CRD 160297 · MENLO PARK, CA$5,368,491,884.00Regulatory AUM · August 2026
- SOLAMERE CAPITAL, LLCCRD 156902 · BOSTON, MA$5,744,014,313.00Regulatory AUM · August 2026
- SOLE SOURCE CAPITAL LLCCRD 290032 · DALLAS, TX$1,982,340,341.00Regulatory AUM · August 2026
- SOLEL PARTNERS LPCRD 305424 · BOSTON, MA$1,238,398,928.00Regulatory AUM · August 2026
- SOLEUS CAPITAL MANAGEMENT, L.P.CRD 294459 · GREENWICH, CT$3,663,346,813.00Regulatory AUM · August 2026
- SOLLINDA CAPITAL MANAGEMENT LLCCRD 321742 · MIAMI, FL$1,016,267,428.00Regulatory AUM · August 2026
- SOLOMON HESS SBA MANAGEMENT LLCCRD 158481 · ARLINGTON, VA$1,077,739,681.00Regulatory AUM · August 2026
- SOLUM PARTNERS LPCRD 310213 · BOSTON, MA$1,746,500,000.00Regulatory AUM · August 2026
- SOLUS ALTERNATIVE ASSET MANAGEMENT LPCRD 144155 · SUMMIT, NJ$3,186,080,625.00Regulatory AUM · August 2026
- SOMA CAPITAL MANAGEMENT LLCCRD 285419$1,365,369,638.00Regulatory AUM · August 2026
- SOMA EQUITY PARTNERS, LPCRD 283613 · SAN FRANCISCO, CA$1,946,491,854.00Regulatory AUM · August 2026
- SONE CAPITAL MANAGEMENT, LLCCRD 331656 · NEW YORK, NY$1,611,779,750.00Regulatory AUM · August 2026
- SONEN CAPITAL LLCCRD 159461 · SAN FRANCISCO, CA$1,136,785,878.00Regulatory AUM · August 2026
- SORA INVESTORS LLCCRD 317257 · BRYN MAWR, PA$2,602,802,000.00Regulatory AUM · August 2026
- SOUDERS FINANCIAL ADVISORS, LLCCRD 296780 · CINCINNATI, OH$1,409,251,956.00Regulatory AUM · August 2026
- SOUND INCOME STRATEGIES, LLCCRD 173272 · FORT LAUDERDALE, FL$4,181,062,401.00Regulatory AUM · August 2026
- SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLCCRD 311808 · NEW YORK, NY$2,723,360,506.00Regulatory AUM · August 2026
- SOUND SHORE MANAGEMENT INCCRD 112379 · GREENWICH, CT$3,398,340,001.00Regulatory AUM · August 2026
- SOUND VIEW WEALTH ADVISORS GROUP, LLCCRD 300927 · SAVANNAH, GA$2,279,615,918.00Regulatory AUM · August 2026
- SOUNDWATCH CAPITAL, LLCCRD 173151 · DALLAS, TX$1,020,965,076.00Regulatory AUM · August 2026
- SOURCEROCK GROUP LLCCRD 307575 · DENVER, CO$3,107,409,080.00Regulatory AUM · August 2026
- SOUTHEAST ASSET ADVISORS, LLCCRD 107588 · THOMASVILLE, GA$4,199,822,999.00Regulatory AUM · August 2026
- SOUTHEASTERN ASSET MANAGEMENT INC.CRD 105276 · MEMPHIS, TN$3,703,724,946.00Regulatory AUM · August 2026
- SOUTHERN FINANCIAL GROUP, LLCCRD 142644 · BIRMINGHAM, AL$1,050,139,365.00Regulatory AUM · August 2026
- SOUTHFIELD CAPITAL LPCRD 163023 · GREENWICH, CT$2,057,155,514.00Regulatory AUM · August 2026
- SOUTHPOINT CAPITAL ADVISORS LPCRD 161754 · NEW YORK, NY$6,626,199,868.00Regulatory AUM · August 2026
- SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLCCRD 165306 · COLUMBIA, SC$4,956,973,083.00Regulatory AUM · August 2026
- SOVEREIGN FINANCIAL GROUP, INC.CRD 294314 · STAMFORD, CT$1,082,552,821.00Regulatory AUM · August 2026
- SOVEREIGN INVESTMENT ADVISORS LLCCRD 149040 · PHOENIX, AZ$3,312,334,304.00Regulatory AUM · August 2026
- SOVEREIGN'S CAPITAL MANAGEMENT, LLCCRD 301879 · ATLANTA, GA$1,277,497,360.00Regulatory AUM · August 2026
- SOVRAN ADVISORS, LLCCRD 329415 · SAN DIEGO, CA$1,874,347,252.00Regulatory AUM · August 2026
- SOWELL FINANCIAL SERVICES, LLCCRD 127145 · NORTH LITTLE ROCK, AR$4,808,161,332.00Regulatory AUM · August 2026
- SP ASSET MANAGEMENT LLCCRD 323369 · CUPERTINO, CA$1,895,375,366.00Regulatory AUM · August 2026
- SPACE CAPITAL MANAGEMENT LLCCRD 287867 · NEW YORK, NY$1,168,225,834.00Regulatory AUM · August 2026
- SPARTAN WEALTH ADVISORY SERVICES LLCCRD 331719 · BINGHAM FARMS, MI$1,484,197,565.00Regulatory AUM · August 2026
- SPARX ASSET MANAGEMENT KOREA CO., LTD.CRD 338393$2,126,181,370.00Regulatory AUM · August 2026
- SPEARHEAD ADMINISTRATIVE SERVICES, LLCCRD 319289 · GREENVILLE, DE$3,827,929,709.00Regulatory AUM · August 2026
- SPECTRUM EQUITY MANAGEMENT, INC.CRD 160619 · BOSTON, MA$7,319,267,753.00Regulatory AUM · August 2026
- SPECTRUM INVESTMENT ADVISORS, INC.CRD 108669 · MEQUON, WI$1,064,561,205.00Regulatory AUM · August 2026
- SPF INVESTMENT MANAGEMENT, L.P.CRD 299036 · NEW YORK, NY$3,572,000,147.00Regulatory AUM · August 2026
- SPIDER MANAGEMENT COMPANY, LLCCRD 149343 · RICHMOND, VA$6,413,329,387.00Regulatory AUM · August 2026
- SPIDERROCK ADVISORS, LLCCRD 171992 · CHICAGO, IL$9,834,015,630.00Regulatory AUM · August 2026
- SPINNAKER INVESTMENT GROUP, LLCCRD 283414 · NEWPORT BEACH, CA$1,072,851,920.00Regulatory AUM · August 2026
- SPIRE WEALTH MANAGEMENT, LLCCRD 113908 · MCLEAN, VA$4,513,834,512.00Regulatory AUM · August 2026
- SPIREPOINT PRIVATE CLIENT, LLCCRD 327350 · VERO BEACH, FL$1,440,036,577.00Regulatory AUM · August 2026
- SPRING LAKE ASSET MANAGEMENT, INC.CRD 283750$1,472,333,834.00Regulatory AUM · August 2026
- SPRINGCOAST CAPITAL PARTNERS, L.P.CRD 327164 · NEW YORK, NY$1,489,507,423.00Regulatory AUM · August 2026
- SPRINGS CAPITAL (HONG KONG) LIMITEDCRD 168321$7,174,538,731.00Regulatory AUM · August 2026
- SPRUCE HOUSE INVESTMENT MANAGEMENT LLCCRD 163427 · NEW YORK, NY$5,235,479,309.00Regulatory AUM · August 2026
- SPRUCEVIEW CAPITAL PARTNERS LLCCRD 171963 · DENVER, CO$2,342,488,072.00Regulatory AUM · August 2026
- SPYGLASS CAPITAL MANAGEMENT, LLCCRD 281266 · GREENBRAE, CA$2,017,152,259.00Regulatory AUM · August 2026
- $2,081,656,000.00Regulatory AUM · August 2026
- SR ONE CAPITAL MANAGEMENT, LPCRD 306361 · REDWOOD CITY, CA$2,435,935,604.00Regulatory AUM · August 2026
- SRB CORPORATIONCRD 161163 · BOSTON, MA$4,821,115,000.00Regulatory AUM · August 2026
- SRH ADVISORS, LLCCRD 148479 · SALINA, KS$3,149,064,331.00Regulatory AUM · August 2026
- SSB WEALTH MANAGEMENT, INC.CRD 306510 · VIENNA, VA$2,725,709,202.00Regulatory AUM · August 2026
- SSI INVESTMENT MANAGEMENT LLCCRD 104889 · LOS ANGELES, CA$2,554,924,000.00Regulatory AUM · August 2026
- ST. CLAIR ADVISORS, LLCCRD 155064 · MAYFIELD HEIGHTS, OH$1,068,014,053.00Regulatory AUM · August 2026
- ST. DENIS J. VILLERE & CO., LLCCRD 105159 · NEW ORLEANS, LA$1,397,820,904.00Regulatory AUM · August 2026
- ST. GERMAIN INVESTMENT MANAGEMENT, INC.CRD 155186 · SPRINGFIELD, MA$3,791,815,997.00Regulatory AUM · August 2026
- STABLE ASSET MANAGEMENT LPCRD 309966 · NEW YORK, NY$4,600,040,239.00Regulatory AUM · August 2026
- STACEY BRAUN ASSOCIATES INCCRD 105056 · NEW YORK, NY$5,500,200,000.00Regulatory AUM · August 2026
- STACK FINANCIAL MANAGEMENT INCCRD 106785 · WHITEFISH, MT$1,992,243,735.00Regulatory AUM · August 2026
- STADION MONEY MANAGEMENT, LLCCRD 112608 · WATKINSVILLE, GA$2,688,655,028.00Regulatory AUM · August 2026
- STAFFORD CAPITAL PARTNERS INC.CRD 171419 · AUSTIN, TX$1,720,208,004.00Regulatory AUM · August 2026
- STAFFORD CAPITAL PARTNERS LIMITEDCRD 168133$6,749,571,078.00Regulatory AUM · August 2026
- STAGE HARBOR FINANCIAL, LLCCRD 289725 · WESTWOOD, MA$1,097,169,525.00Regulatory AUM · August 2026
- STAIRWAY PARTNERS, LLCCRD 133157 · MINNEAPOLIS, MN$2,358,074,847.00Regulatory AUM · August 2026
- STALEY CAPITAL ADVISERS INCCRD 107118 · PITTSBURGH, PA$3,108,464,090.00Regulatory AUM · August 2026
- STAMOS CAPITAL PARTNERS, L.P.CRD 134660 · MENLO PARK, CA$7,636,498,100.00Regulatory AUM · August 2026
- STANDARD CRYPTO MANAGEMENT LPCRD 305439$1,347,235,873.00Regulatory AUM · August 2026
- STANDARD FAMILY OFFICE, LLCCRD 301865 · SIOUX FALLS, SD$1,011,403,048.00Regulatory AUM · August 2026
- STANDARD INVESTMENTS LLCCRD 160843 · NEW YORK, NY$5,221,086,770.00Regulatory AUM · August 2026
- STANLEY-LAMAN GROUP LTD.CRD 112112 · BERWYN, PA$1,023,479,352.00Regulatory AUM · August 2026
- STANSBERRY ASSET MANAGEMENT, LLCCRD 282103 · WESTLAKE, TX$1,291,272,483.00Regulatory AUM · August 2026
- STAR ASIA MANAGEMENT LLCCRD 162365 · MOUNT LAUREL, NJ$4,811,251,427.00Regulatory AUM · August 2026
- STAR MOUNTAIN FUND MANAGEMENT, LLCCRD 164728 · NEW YORK, NY$4,175,999,971.00Regulatory AUM · August 2026
- STARBOARD VALUE LPCRD 156943 · NEW YORK, NY$8,151,859,267.00Regulatory AUM · August 2026
- STARR PRIVATE EQUITY PARTNERS, LLCCRD 297886 · NEW YORK, NY$5,116,780,118.00Regulatory AUM · August 2026
- STASH INVESTMENTS LLCCRD 226550 · NEW YORK, NY$4,920,730,416.00Regulatory AUM · August 2026
- STEADVIEW CAPITAL MANAGEMENT LLCCRD 164661 · SAN FRANCISCO, CA$2,637,278,694.00Regulatory AUM · August 2026
- STEEL GROVE CAPITAL ADVISORS, LLCCRD 115231 · MEMPHIS, TN$1,639,538,829.00Regulatory AUM · August 2026
- STEELE CAPITAL MANAGEMENT, INC.CRD 107097 · DUBUQUE, IA$3,547,339,793.00Regulatory AUM · August 2026
- STEELE CREEK INVESTMENT MANAGEMENT LLCCRD 170209 · CHARLOTTE, NC$1,737,996,053.00Regulatory AUM · August 2026
- STEELHEAD PARTNERS,LLCCRD 116569 · SEATTLE, WA$2,510,413,432.00Regulatory AUM · August 2026