Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 30
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: July 2026 and August 2026
- PROVISE MANAGEMENT GROUP, LLCCRD 105375 · CLEARWATER, FL$2,033,366,884.00Regulatory AUM · August 2026
- PROWELL FINANCIAL MANAGEMENT, LLCCRD 281762 · EXTON, PA$6,863,569,821.00Regulatory AUM · August 2026
- PRP REAL ASSETS ADVISORS, LLCCRD 338178 · WASHINGTON, DC$3,043,695,778.00Regulatory AUM · August 2026
- PRUDENT INVESTOR ADVISORS, LLCCRD 121922 · FOLSOM, CA$1,302,177,184.00Regulatory AUM · August 2026
- PRUDENT MANAGEMENT ASSOCIATESCRD 16691 · PHILADELPHIA, PA$1,228,684,992.00Regulatory AUM · August 2026
- PRV MANAGEMENT, L.P.CRD 160667 · DENVER, CO$1,502,670,828.00Regulatory AUM · August 2026
- PRYSM CAPITAL, L.P.CRD 304961 · PRINCETON, NJ$6,858,372,011.00Regulatory AUM · August 2026
- PSC MANAGER LLCCRD 311756 · YARDLEY, PA$1,135,371,414.00Regulatory AUM · August 2026
- PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.CRD 117962 · EDINA, MN$2,026,865,282.00Regulatory AUM · August 2026
- PYA WALTMAN CAPITAL, LLCCRD 137283 · KNOXVILLE, TN$1,005,970,630.00Regulatory AUM · August 2026
- PYRFORD INTERNATIONAL LTDCRD 105646$7,066,942,210.00Regulatory AUM · August 2026
- QCAM CURRENCY ASSET MANAGEMENTCRD 170341$6,614,000,000.00Regulatory AUM · August 2026
- QHP CAPITAL, L.P.CRD 311710 · RALEIGH, NC$4,568,233,295.00Regulatory AUM · August 2026
- QIC INVESTMENTS NO. 1 PTY LTDCRD 160732$5,483,339,551.00Regulatory AUM · August 2026
- QIC US INVESTMENT SERVICES INCCRD 161705 · NEW YORK, NY$7,524,366,517.00Regulatory AUM · August 2026
- QP GLOBAL FAMILY OFFICES, LLCCRD 294879 · GREENWICH, CT$1,048,000,000.00Regulatory AUM · August 2026
- QSEMBLE CAPITAL MANAGEMENT, LPCRD 290920 · NEW YORK CITY, NY$1,954,705,510.00Regulatory AUM · August 2026
- QTRON INVESTMENTS LLCCRD 285608 · BOSTON, MA$1,226,565,854.00Regulatory AUM · August 2026
- QUAD INVESTMENT MANAGEMENT CORP.CRD 331606$2,623,829,206.00Regulatory AUM · August 2026
- QUAD-C MANAGEMENT, INC.CRD 161395 · CHARLOTTESVILLE, VA$3,546,720,000.00Regulatory AUM · August 2026
- QUADCAP WEALTH MANAGEMENT, LLCCRD 151490 · FRISCO, TX$1,340,491,684.00Regulatory AUM · August 2026
- QUADRANT CAPITAL GROUP LLCCRD 147253 · CINCINNATI, OH$5,400,048,804.00Regulatory AUM · August 2026
- QUADRANT PRIVATE WEALTH MANAGEMENT, LLCCRD 277044 · CENTER VALLEY, PA$2,095,947,916.00Regulatory AUM · August 2026
- QUANTBOT TECHNOLOGIES, LPCRD 170824 · NEW YORK, NY$6,650,741,370.00Regulatory AUM · August 2026
- QUANTITATIVE INVESTMENT MANAGEMENT, LLCCRD 156869 · CHARLOTTESVILLE, VA$1,670,609,931.00Regulatory AUM · August 2026
- QUANTITATIVE SYSTEMATIC STRATEGIES LLCCRD 165895 · ST. AUGUSTINE, FL$2,833,973,585.00Regulatory AUM · August 2026
- QUANTIX COMMODITIES LPCRD 317784 · GREENWICH, CT$1,952,992,819.00Regulatory AUM · August 2026
- QUANTUM ADVISORS PRIVATE LIMITEDCRD 141476$1,754,989,507.00Regulatory AUM · August 2026
- QUANTUM CAPITAL MANAGEMENT, LLCCRD 111083 · NORTHFIELD, NJ$1,003,231,212.00Regulatory AUM · August 2026
- QUANTUM FINANCIAL ADVISORS, LLCCRD 317386 · SANTA MONICA, CA$1,484,111,762.00Regulatory AUM · August 2026
- QUATTRO FINANCIAL ADVISORS LLCCRD 284852 · MONTGOMERY, TX$1,655,215,292.00Regulatory AUM · August 2026
- QUENT CAPITAL, LLCCRD 308203 · NEW YORK, NY$2,054,686,214.00Regulatory AUM · August 2026
- QUEST INVESTMENT MANAGEMENT, LLCCRD 110640 · LAKE OSWEGO, OR$1,709,267,441.00Regulatory AUM · August 2026
- QUID CAPITAL GROUP HOLDINGS, LLCCRD 297179 · SANTA MONICA, CA$7,762,526,892.00Regulatory AUM · August 2026
- QUIET CAPITAL MANAGEMENT, LLCCRD 287484 · SAN FRANCISCO, CA$5,390,979,083.00Regulatory AUM · August 2026
- QUILVEST CAPITAL PARTNERS MANAGEMENT, LLCCRD 175159 · NEW YORK, NY$4,342,278,853.00Regulatory AUM · August 2026
- QUINBROOK INFRASTRUCTURE PARTNERS LLCCRD 287822 · NEW YORK, NY$8,952,975,521.00Regulatory AUM · August 2026
- QUINN OPPORTUNITY PARTNERS LLCCRD 167470 · CHARLOTTESVILLE, VA$2,613,980,988.00Regulatory AUM · August 2026
- QUONA CAPITAL MANAGEMENT LLCCRD 277131 · WASHINGTON, DC$1,046,676,637.00Regulatory AUM · August 2026
- QUOTIENT WEALTH PARTNERS, LLCCRD 326819 · DALLAS, TX$4,611,708,648.00Regulatory AUM · August 2026
- QVR LLCCRD 288357 · SAN FRANCISCO, CA$1,129,999,106.00Regulatory AUM · August 2026
- QVT FINANCIAL LPCRD 156508 · NEW YORK, NY$1,786,665,823.00Regulatory AUM · August 2026
- R M DAVIS INCCRD 105448 · PORTLAND, ME$8,154,674,961.00Regulatory AUM · August 2026
- R SQUARED BM LLCCRD 308920 · EL SEGUNDO, CA$3,348,760,176.00Regulatory AUM · August 2026
- RADCLIFF MANAGEMENT LLCCRD 287589 · NEW YORK, NY$2,913,655,755.00Regulatory AUM · August 2026
- RADCLIFFE CAPITAL MANAGEMENT, L.P.CRD 136028 · BALA CYNWYD, PA$5,144,022,980.00Regulatory AUM · August 2026
- RADIAN CAPITAL LLCCRD 288340 · NEW YORK, NY$1,941,319,817.00Regulatory AUM · August 2026
- RADIANX CAPITAL, LLCCRD 298178 · NEW YORK, NY$1,022,269,285.00Regulatory AUM · August 2026
- RAE & LIPSKIE INVESTMENT COUNSEL INC.CRD 327652$1,066,219,716.00Regulatory AUM · August 2026
- RAFFA WEALTH MANAGEMENT LLCCRD 136971$1,698,115,469.00Regulatory AUM · August 2026
- RAGA PARTNERS LPCRD 316791 · NEW YORK, NY$2,195,494,520.00Regulatory AUM · August 2026
- RAINE CAPITAL LLCCRD 157939 · NEW YORK, NY$2,754,900,000.00Regulatory AUM · August 2026
- RAITH CAPITAL PARTNERS, LLCCRD 166815 · NEW YORK, NY$2,834,849,438.00Regulatory AUM · August 2026
- RAM ACTIVE INVESTMENTS S.A.CRD 226589$2,393,210,687.00Regulatory AUM · August 2026
- RAM INVESTMENT PARTNERS, LLCCRD 161077 · BELLEVUE, WA$1,187,330,321.00Regulatory AUM · August 2026
- RAM REALTY ADVISORS LLCCRD 160238 · PALM BEACH GARDENS, FL$2,143,370,136.00Regulatory AUM · August 2026
- RANDOLPH CO INCCRD 104868 · CINCINNATI, OH$1,082,186,662.00Regulatory AUM · August 2026
- RANGER INVESTMENT MANAGEMENT,L.P.CRD 124414 · DALLAS, TX$1,483,846,197.00Regulatory AUM · August 2026
- RATHER & KITTRELL, INC.CRD 114885 · KNOXVILLE, TN$2,252,296,454.00Regulatory AUM · August 2026
- RATIONAL ADVISORS, INC.CRD 111452 · SAN JUAN, PR$2,562,080,825.00Regulatory AUM · August 2026
- RATSON ADVISORY LLCCRD 330091 · NEW YORK, NY$2,388,380,041.00Regulatory AUM · August 2026
- RAUB BROCK CAPITAL MANAGEMENT, LPCRD 153994 · LARKSPUR, CA$2,928,521,119.00Regulatory AUM · August 2026
- RAVEN CREDIT CAPITAL MANAGEMENT LLCCRD 331556 · NEW YORK, NY$1,460,175,241.00Regulatory AUM · August 2026
- RAYMOND JAMES (USA) LTDCRD 25853$1,991,381,912.00Regulatory AUM · August 2026
- RBB TREASURY LLCCRD 314581 · NEW YORK, NY$1,892,904,589.00Regulatory AUM · August 2026
- RBC PRIVATE COUNSEL (USA) INC.CRD 109648$7,887,634,770.00Regulatory AUM · August 2026
- RBC SECURITIES, INC.CRD 103705 · LOS ANGELES, CA$1,515,102,638.00Regulatory AUM · August 2026
- RCF MANAGEMENT, LLCCRD 161007 · DENVER, CO$1,757,000,045.00Regulatory AUM · August 2026
- RCM GA MANAGER LLCCRD 331637 · NEW YORK, NY$1,305,986,917.00Regulatory AUM · August 2026
- RDST CAPITAL LLCCRD 284645 · SEATTLE, WA$1,276,991,597.00Regulatory AUM · August 2026
- REAGAN COMPANIES ASSET MANAGEMENT, INCCRD 161648 · SYRACUSE, NY$1,160,784,261.00Regulatory AUM · August 2026
- REBALANCE LLCCRD 158242 · PALO ALTO, CA$1,928,102,130.00Regulatory AUM · August 2026
- RECOGNIZE PARTNERS LPCRD 311156 · NEW YORK, NY$3,330,097,227.00Regulatory AUM · August 2026
- RECURRENT INVESTMENT ADVISORS LLCCRD 288694 · HOUSTON, TX$1,381,535,163.00Regulatory AUM · August 2026
- RED CEDAR INVESTMENT MANAGEMENT, LLCCRD 170939 · GRAND RAPIDS, MI$3,328,007,890.00Regulatory AUM · August 2026
- RED CLIFF ASSET MANAGEMENT LIMITEDCRD 169318$1,545,172,243.00Regulatory AUM · August 2026
- RED DOOR WEALTH MANAGEMENT, LLCCRD 153235 · MEMPHIS, TN$3,085,696,189.00Regulatory AUM · August 2026
- RED OAK FINANCIAL GROUP, LLCCRD 166912 · TOWSON, MD$1,040,249,413.00Regulatory AUM · August 2026
- REDEFINE VENTURES LLCCRD 323691 · BOULDER, CO$1,283,191,036.00Regulatory AUM · August 2026
- REDHAWK WEALTH ADVISORS, INC.CRD 146616 · MINNEAPOLIS, MN$1,456,218,697.00Regulatory AUM · August 2026
- REDMILE GROUP, LLCCRD 143606 · LARKSPUR, CA$4,701,099,967.00Regulatory AUM · August 2026
- REDWOOD INVESTMENT MANAGEMENT, LLC.CRD 153139 · SCOTTSDALE, AZ$2,472,561,560.00Regulatory AUM · August 2026
- REGAL HEALTHCARE CAPITAL MANAGEMENT, LLCCRD 294006 · NEW YORK, NY$1,511,698,537.00Regulatory AUM · August 2026
- REGAL INVESTMENT ADVISORS LLCCRD 125004 · KENTWOOD, MI$2,877,296,720.00Regulatory AUM · August 2026
- REGAN CAPITAL, LLCCRD 158294 · DALLAS, TX$3,589,059,858.00Regulatory AUM · August 2026
- REGATTA CAPITAL GROUP, LLCCRD 145363 · EL SEGUNDO, CA$1,551,654,295.00Regulatory AUM · August 2026
- REGATTA LOAN MANAGEMENT LLCCRD 226518 · NEW YORK, NY$3,331,511,982.00Regulatory AUM · July 2026
- REGENT PROPERTIES, LLCCRD 309360 · LOS ANGELES, CA$1,773,700,776.00Regulatory AUM · August 2026
- REGENTS GATE CAPITAL LLPCRD 331810$1,213,843,922.00Regulatory AUM · August 2026
- REHMANN CAPITAL ADVISORY GROUP, LLCCRD 123047 · LANSING, MI$5,271,218,000.00Regulatory AUM · August 2026
- REINHART PARTNERS, LLCCRD 106432 · MEQUON, WI$2,470,608,736.00Regulatory AUM · August 2026
- RELIANT INVESTMENT MANAGEMENT, LLCCRD 111220 · MEMPHIS, TN$1,471,512,409.00Regulatory AUM · August 2026
- RELYEA ZUCKERBERG HANSON, LLCCRD 125696 · STAMFORD, CT$2,448,559,106.00Regulatory AUM · August 2026
- RENOVO CAPITAL, LLCCRD 164144 · DALLAS, TX$1,008,113,589.00Regulatory AUM · August 2026
- RENOVUS ASSOCIATES, LLCCRD 314528 · WAYNE, PA$2,571,382,216.00Regulatory AUM · August 2026
- RENWAVE KORE, LLCCRD 331016 · GREENWICH, CT$1,677,622,672.00Regulatory AUM · August 2026
- REQUISITE CAPITAL MANAGEMENT LLCCRD 283107 · DALLAS, TX$2,426,032,420.00Regulatory AUM · August 2026
- RESMARK EQUITY PARTNERS, LLCCRD 116882 · LOS ANGELES, CA$2,033,727,000.00Regulatory AUM · August 2026
- RESOLUTE ADVISORS LLCCRD 300326 · SAN FRANCISCO, CA$1,910,453,831.00Regulatory AUM · August 2026
- RESOLUTION CAPITAL (US) LIMITEDCRD 298109 · RYE BROOK, NY$2,282,927,649.00Regulatory AUM · August 2026