Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 27
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- OCEAN AVENUE CAPITAL PARTNERS, L.P.CRD 160122 · SANTA MONICA, CA$1,964,227,217.00Regulatory AUM · August 2026
- OCEAN PARK ASSET MANAGEMENT, LLCCRD 145634 · SANTA MONICA, CA$3,935,467,285.00Regulatory AUM · August 2026
- OCEANSOUND PARTNERS, LPCRD 300935 · NEW YORK, NY$6,948,089,027.00Regulatory AUM · August 2026
- OCTAGON CAPITAL ADVISORS LPCRD 306424 · NEW YORK, NY$1,175,272,000.00Regulatory AUM · August 2026
- OCTAVIA WEALTH ADVISORS LLCCRD 306909 · CINCINNATI, OH$2,153,480,679.00Regulatory AUM · August 2026
- OCTOPUS RENEWABLES LTD.CRD 326704$6,395,167,815.00Regulatory AUM · August 2026
- ODYSSEY INVESTMENT PARTNERS, LLCCRD 160990 · NEW YORK, NY$7,854,936,659.00Regulatory AUM · August 2026
- OFS CAPITAL MANAGEMENT, LLCCRD 153533 · CHICAGO, IL$1,759,962,977.00Regulatory AUM · August 2026
- OFS CLO MANAGEMENT II, LLCCRD 323411 · CHICAGO, IL$1,306,586,954.00Regulatory AUM · August 2026
- OGAM, LPCRD 287919 · HOUSTON, TX$8,687,114,705.00Regulatory AUM · August 2026
- OHA PRIVATE CREDIT ADVISORS LLCCRD 319664 · NEW YORK, NY$3,581,553,000.00Regulatory AUM · August 2026
- OHANA ADVISORS MANAGEMENT, LLCCRD 158515 · SAN RAFAEL, CA$2,778,546,190.00Regulatory AUM · August 2026
- OIC, L.P.CRD 282499 · NEW YORK, NY$4,507,710,009.00Regulatory AUM · August 2026
- OKABENA INVESTMENT SERVICES INCCRD 111162 · MINNEAPOLIS, MN$2,120,659,435.00Regulatory AUM · August 2026
- OLD IRONSIDES ENERGY, LLCCRD 168670 · WALTHAM, MA$1,214,918,402.00Regulatory AUM · August 2026
- OLD ORCHARD CAPITAL MANAGEMENT LPCRD 170641 · NEW YORK, NY$1,834,509,390.00Regulatory AUM · August 2026
- OLD PEAK LIMITEDCRD 284472$1,327,530,830.00Regulatory AUM · August 2026
- OLDFIELD PARTNERS LLPCRD 140556$1,702,048,687.00Regulatory AUM · August 2026
- OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLCCRD 289384 · PALO ALTO, CA$1,103,958,958.00Regulatory AUM · August 2026
- OLYMPUS ADVISORS, LLCCRD 160851 · STAMFORD, CT$9,245,149,670.00Regulatory AUM · August 2026
- OMEGA FUND MANAGEMENT, LLCCRD 157753 · BOSTON, MA$1,713,751,848.00Regulatory AUM · August 2026
- OMNI BRIDGEWAY MANAGEMENT (USA) LLCCRD 298001 · NEW YORK, NY$2,149,567,557.00Regulatory AUM · August 2026
- OMNICAP GROUP LLCCRD 133387 · EL SEGUNDO, CA$6,508,395,000.00Regulatory AUM · August 2026
- ON INVESTMENT MANAGEMENT COCRD 105662 · CINCINNATI, OH$3,152,519,169.00Regulatory AUM · August 2026
- ONCAP MANAGEMENT PARTNERS L.P.CRD 161167$3,709,000,000.00Regulatory AUM · August 2026
- ONE CAPITAL MANAGEMENT, LLCCRD 114861 · WESTLAKE VILLAGE, CA$8,525,961,547.00Regulatory AUM · August 2026
- ONE CHARLES PRIVATE WEALTH SERVICES, LLCCRD 286635 · HINGHAM, MA$1,094,633,947.00Regulatory AUM · August 2026
- ONE DAY IN JULY LLCCRD 284335 · BURLINGTON, VT$1,363,708,936.00Regulatory AUM · August 2026
- ONE MADISON GROUP LLCCRD 320876 · NEW YORK, NY$7,023,974,030.00Regulatory AUM · August 2026
- ONE RIVER ASSET MANAGEMENT, LLCCRD 167835 · STAMFORD, CT$2,386,106,000.00Regulatory AUM · August 2026
- ONE ROCK CAPITAL PARTNERS, LLCCRD 160972 · NEW YORK, NY$9,698,493,603.00Regulatory AUM · August 2026
- ONE WAY HOLDINGS LLCCRD 315934 · FLOWER MOUND, TX$1,808,894,448.00Regulatory AUM · August 2026
- ONE WEALTH ADVISORS, LLCCRD 170910 · SAN FRANCISCO, CA$1,252,463,357.00Regulatory AUM · August 2026
- ONEASCENT FINANCIAL SERVICES LLCCRD 284549 · BIRMINGHAM, AL$3,537,993,573.00Regulatory AUM · August 2026
- ONYX BRIDGE WEALTH GROUP LLCCRD 306097 · TARRYTOWN, NY$1,370,368,948.00Regulatory AUM · August 2026
- OPAL WEALTH ADVISORS, LLCCRD 289759 · JERICHO, NY$1,238,191,462.00Regulatory AUM · August 2026
- OPEROSE ADVISORS LLCCRD 287465 · MILWAUKEE, WI$2,038,167,082.00Regulatory AUM · August 2026
- OPHIR ASSET MANAGEMENT US LLCCRD 312619 · DENVER, CO$1,268,507,779.00Regulatory AUM · August 2026
- OPTI CAPITAL MANAGEMENT LPCRD 292742 · NEW YORK, NY$1,761,311,310.00Regulatory AUM · August 2026
- OPUS CAPITAL GROUP, LLCCRD 106528 · CINCINNATI, OH$1,513,496,825.00Regulatory AUM · August 2026
- ORANGE INVESTMENT ADVISORS, INC.CRD 107387 · GOSHEN, NY$1,668,397,741.00Regulatory AUM · August 2026
- ORANGEWOOD PARTNERS MANAGEMENT LLCCRD 282292 · NEW YORK, NY$1,342,488,503.00Regulatory AUM · August 2026
- OREI ADVISORS LPCRD 284241 · AUSTIN, TX$2,181,051,006.00Regulatory AUM · August 2026
- ORG PORTFOLIO MANAGEMENT LLCCRD 130198 · BEACHWOOD, OH$6,380,281,928.00Regulatory AUM · August 2026
- ORGEL WEALTH MANAGEMENT, LLCCRD 168219 · ALTOONA, WI$9,548,675,912.00Regulatory AUM · August 2026
- ORIBEL CAPITAL MANAGEMENT, LPCRD 283118 · NEW YORK, NY$1,366,557,089.00Regulatory AUM · August 2026
- ORIDIAN CAPITAL MANAGEMENT, L.P.CRD 155834 · WASHINGTON, DC$1,201,575,709.00Regulatory AUM · August 2026
- ORIGAMI CAPITAL PARTNERS, LLCCRD 160054 · CHICAGO, IL$1,483,231,476.00Regulatory AUM · August 2026
- ORION RESOURCE PARTNERS (USA), LPCRD 161327 · NEW YORK, NY$7,911,772,394.00Regulatory AUM · August 2026
- ORIX ADVISERS, LLCCRD 307580 · NEW YORK, NY$9,625,175,717.00Regulatory AUM · August 2026
- ORKILA MANAGEMENT, LLCCRD 171242 · NEW YORK, NY$1,132,037,268.00Regulatory AUM · August 2026
- ORLEANS CAPITAL MANAGEMENT CORPCRD 111359 · MANDEVILLE, LA$2,126,643,309.00Regulatory AUM · August 2026
- OSAIC INSTITUTIONS, INC.CRD 35371 · MERIDEN, CT$6,494,001,878.00Regulatory AUM · August 2026
- OSBORNE PARTNERS CAPITAL MANAGEMENT LLCCRD 108100 · SAN FRANCISCO, CA$2,651,267,552.00Regulatory AUM · August 2026
- OSP, LLCCRD 169245 · EDINA, MN$1,427,581,972.00Regulatory AUM · August 2026
- OSPRAIE MANAGEMENT, LLCCRD 305479 · RYE, NY$1,259,666,459.00Regulatory AUM · August 2026
- OSTERWEIS CAPITAL MANAGEMENT LLCCRD 109580 · SAN FRANCISCO, CA$7,498,003,709.00Regulatory AUM · August 2026
- OTRO CAPITAL MANAGEMENT, LLCCRD 327232 · NEW YORK, NY$1,315,919,776.00Regulatory AUM · August 2026
- OVERBROOK MANAGEMENT CORPORATIONCRD 117884 · NEW YORK, NY$1,121,106,153.00Regulatory AUM · August 2026
- OVERLAND ADVISORS, LLCCRD 325525 · NEW YORK, NY$3,034,415,688.00Regulatory AUM · August 2026
- OVERLOOK INVESTMENTS L.P.CRD 137931$8,092,764,000.00Regulatory AUM · August 2026
- OVERLOOK INVESTMENTS LIMITEDCRD 137926$8,092,764,000.00Regulatory AUM · August 2026
- OWL CREEK ASSET MANAGEMENT, L.P.CRD 139371 · NEW YORK, NY$2,468,309,000.00Regulatory AUM · August 2026
- OWL VENTURES, LLCCRD 172513 · SAN FRANCISCO, CA$2,503,637,298.00Regulatory AUM · August 2026
- OXBOW ADVISORS, LLCCRD 156393 · AUSTIN, TX$2,464,526,181.00Regulatory AUM · August 2026
- OXFORD FINANCE ADVISORS, LLCCRD 304433 · ALEXANDRIA, VA$2,406,939,233.00Regulatory AUM · August 2026
- OXFORD LANE MANAGEMENT, LLCCRD 154380 · GREENWICH, CT$2,312,519,870.00Regulatory AUM · August 2026
- P/E GLOBAL LLCCRD 155642 · BOSTON, MA$1,708,749,927.00Regulatory AUM · August 2026
- PACELINE EQUITY PARTNERS, LLCCRD 307683 · DALLAS, TX$2,427,278,204.00Regulatory AUM · August 2026
- PACIFIC AVENUE CAPITAL PARTNERS MANAGEMENT COMPANY LLCCRD 311351 · MANHATTAN BEACH, CA$2,978,174,006.00Regulatory AUM · August 2026
- PACIFIC FINANCIAL GROUP INCCRD 105203 · NASHVILLE, TN$5,073,287,070.00Regulatory AUM · August 2026
- PACIFIC FINANCIAL GROUP,LLCCRD 143041 · NASHVILLE, TN$4,686,109,588.00Regulatory AUM · August 2026
- PACIFIC HEIGHTS ASSET MANAGEMENT, LLCCRD 124365 · SAN FRANCISCO, CA$7,273,866,305.00Regulatory AUM · August 2026
- PACIFIC INCOME ADVISERS INCCRD 104719 · EL SEGUNDO, CA$2,249,434,000.00Regulatory AUM · August 2026
- PACIFIC LAKE PARTNERS, L.L.C.CRD 160377 · BOSTON, MA$2,179,904,230.00Regulatory AUM · August 2026
- PACKERLAND BROKERAGE SERVICES, INC.CRD 37031 · GREEN BAY, WI$1,358,224,265.00Regulatory AUM · August 2026
- PAINE SCHWARTZ PARTNERS, LLCCRD 157551 · NEW YORK, NY$5,191,915,398.00Regulatory AUM · August 2026
- PAINSWICK CAPITAL MANAGEMENT LPCRD 333644 · NEW YORK, NY$1,585,653,781.00Regulatory AUM · August 2026
- PALADIN CAPITAL MANAGEMENT, LLCCRD 122679 · WASHINGTON, DC$1,300,162,837.00Regulatory AUM · August 2026
- PALESTRA CAPITAL MANAGEMENT LLCCRD 160535 · NEW YORK, NY$5,441,912,932.00Regulatory AUM · August 2026
- PALISADE ASSET MANAGEMENT, LLCCRD 136089 · MINNEAPOLIS, MN$1,268,851,206.00Regulatory AUM · August 2026
- PALISADE CAPITAL MANAGEMENT, LPCRD 104581 · FORT LEE, NJ$3,862,495,834.00Regulatory AUM · August 2026
- PALISADES HUDSON ASSET MANAGEMENT, L.P.CRD 109134 · FORT LAUDERDALE, FL$1,839,337,921.00Regulatory AUM · August 2026
- PALISTAR CAPITAL LPCRD 300897 · NEW YORK, NY$3,470,379,287.00Regulatory AUM · August 2026
- PALLADIUM EQUITY PARTNERS ADVISOR, LLCCRD 159061 · NEW YORK, NY$3,599,345,796.00Regulatory AUM · August 2026
- PALLAS CAPITAL ADVISORS, LLCCRD 310327 · BRAINTREE, MA$4,311,253,998.00Regulatory AUM · August 2026
- PALMER SQUARE BDC ADVISOR LLCCRD 306742 · MISSION WOODS, KS$1,217,683,795.00Regulatory AUM · August 2026
- PALMER SQUARE EUROPE CAPITAL MANAGEMENT LLCCRD 310321 · MISSION WOODS, KS$9,226,988,593.00Regulatory AUM · August 2026
- PAMLICO CAPITAL MANAGEMENT, LPCRD 157532 · CHARLOTTE, NC$5,299,384,975.00Regulatory AUM · August 2026
- PAMPLONA CAPITAL MANAGEMENT LLCCRD 160860 · NEW YORK, NY$2,828,838,923.00Regulatory AUM · August 2026
- PAN CAPITAL MANAGEMENT LPCRD 336371 · HOUSTON, TX$3,078,886,949.00Regulatory AUM · August 2026
- PANDI, LLCCRD 330112 · KANSAS CITY, MO$1,377,568,744.00Regulatory AUM · August 2026
- PANORAMIKA ADVISORS INC.CRD 172737 · MIAMI, FL$1,050,304,871.00Regulatory AUM · August 2026
- PANTERA CAPITAL PARTNERS LPCRD 284342 · SAN FRANCISCO, CA$3,961,135,217.00Regulatory AUM · August 2026
- PANTHEON VENTURES (UK) LLPCRD 161631$4,616,248,987.00Regulatory AUM · August 2026
- PAR CAPITAL MANAGEMENT, INC.CRD 156596 · BOSTON, MA$1,471,249,761.00Regulatory AUM · August 2026
- PARABELLUM CAPITAL LLCCRD 269874 · NEW YORK, NY$1,940,619,972.00Regulatory AUM · August 2026
- PARADICE INVESTMENT MANAGEMENT LLCCRD 164411$1,393,038,564.00Regulatory AUM · August 2026
- PARADIGM BIOCAPITAL ADVISORS LPCRD 312544 · NEW YORK, NY$4,469,161,523.00Regulatory AUM · August 2026
- PARADIGM CAPITAL MANAGEMENT, INC.CRD 107982 · ALBANY, NY$2,381,968,089.00Regulatory AUM · August 2026