Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 28
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- PARADIGM GLOBAL INVESTORS, LLCCRD 338287 · DALLAS, TX$3,031,178,794.00Regulatory AUM · August 2026
- PARAFI CAPITAL LPCRD 294670 · NEW YORK, NY$1,817,814,710.00Regulatory AUM · August 2026
- PARAGON ADVISORS, L.L.C.CRD 143721 · COLLEGE STATION, TX$1,045,227,498.00Regulatory AUM · August 2026
- PARAGON CAPITAL MANAGEMENTCRD 105147 · DENVER, CO$1,316,232,312.00Regulatory AUM · August 2026
- PARALEL ADVISORS LLCCRD 315804 · DENVER, CO$2,671,188,537.00Regulatory AUM · August 2026
- PARALLAX VOLATILITY ADVISERS, L.P.CRD 158143 · SAN FRANCISCO, CA$5,979,806,000.00Regulatory AUM · August 2026
- PARCION PRIVATE WEALTH LLCCRD 305115 · BELLEVUE, WA$2,951,714,286.00Regulatory AUM · August 2026
- PARK PRESIDIO CAPITAL LLCCRD 168954 · SAN FRANCISCO, CA$1,647,528,869.00Regulatory AUM · August 2026
- PARK WEST ASSET MANAGEMENT LLCCRD 157660 · SAN FRANCISCO, CA$2,860,803,000.00Regulatory AUM · August 2026
- PARKMAN HEALTHCARE PARTNERS LLCCRD 300701 · STAMFORD, CT$1,743,978,126.00Regulatory AUM · August 2026
- PARKSIDE INVESTMENTS, LLCCRD 286178 · DEERFIELD, IL$1,437,643,896.00Regulatory AUM · August 2026
- PARKWAY ADVISORS, L.P.CRD 112629 · ABILENE, TX$4,128,773,526.00Regulatory AUM · August 2026
- PARKWAY WEALTH MANAGEMENT GROUP, LLCCRD 333971 · PLANO, TX$1,221,589,261.00Regulatory AUM · August 2026
- PARKWOODS WEALTH PARTNERS, LLCCRD 331565 · CLAYTON, MO$1,785,063,018.00Regulatory AUM · August 2026
- PARLIAMENT CAPITAL MANAGEMENT, LLCCRD 194513 · SAN JUAN, PR$1,151,174,999.00Regulatory AUM · August 2026
- PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLCCRD 330050 · MINNEAPOLIS, MN$1,068,581,930.00Regulatory AUM · August 2026
- PARSIFAL CAPITAL MANAGEMENT, LPCRD 299858 · GREENWICH, CT$1,694,403,985.00Regulatory AUM · August 2026
- PARSONS CAPITAL MANAGEMENT INCCRD 106295 · PROVIDENCE, RI$2,384,197,855.00Regulatory AUM · August 2026
- PARTHENON LLCCRD 107794 · LOUISVILLE, KY$1,217,505,630.00Regulatory AUM · August 2026
- PARTNERS GROUP US MANAGEMENT CLO LLCCRD 293856 · NEW YORK, NY$8,985,891,484.00Regulatory AUM · August 2026
- PASADENA PRIVATE WEALTH, LLCCRD 295178 · PASADENA, CA$1,620,620,686.00Regulatory AUM · August 2026
- PASSAIC PARTNERS LLCCRD 313290 · NEWARK, NJ$2,237,507,816.00Regulatory AUM · August 2026
- PATHLIGHT CAPITAL LPCRD 291106 · BOSTON, MA$3,518,772,120.00Regulatory AUM · August 2026
- PATHWAY FINANCIAL ADVISORS, LLCCRD 124801 · SOUTH BURLINGTON, VT$1,649,189,273.00Regulatory AUM · August 2026
- PATIENT CAPITAL MANAGEMENT, LLCCRD 307336 · BALTIMORE, MD$2,502,504,048.00Regulatory AUM · August 2026
- PATRIA CAPITAL PARTNERS LLPCRD 144651$3,292,135,865.00Regulatory AUM · August 2026
- PATRIA PRIVATE EQUITY (EUROPE) LIMITEDCRD 318769$8,005,705,681.00Regulatory AUM · August 2026
- PATRIOT FINANCIAL MANAGER, L.P.CRD 159818 · RADNOR, PA$1,129,825,084.00Regulatory AUM · August 2026
- PATRIOT INVESTMENT MANAGEMENT GROUP INCCRD 112155 · KNOXVILLE, TN$1,906,856,227.00Regulatory AUM · August 2026
- PATTEN AND PATTEN, INC.CRD 105414 · CHATTANOOGA, TN$2,210,816,671.00Regulatory AUM · August 2026
- PATTON ALBERTSON MILLER GROUP, LLCCRD 281558 · CHATTANOOGA, TN$1,677,765,766.00Regulatory AUM · August 2026
- PAUL R. RIED FINANCIAL GROUP, LLCCRD 297284 · BELLEVUE, WA$1,268,180,179.00Regulatory AUM · August 2026
- PAUL WINKLER, INC.CRD 119342 · GOODLETTSVILLE, TN$1,275,401,856.00Regulatory AUM · August 2026
- PAYNE CAPITAL MANAGEMENT, LLCCRD 147119 · NEW YORK, NY$1,340,509,456.00Regulatory AUM · August 2026
- PBMARES WEALTH MANAGEMENT LLCCRD 116218 · WILLIAMSBURG, VA$1,302,024,713.00Regulatory AUM · August 2026
- PCA INVESTMENT ADVISORY SERVICES, INC.CRD 123475 · CINCINNATI, OH$4,314,276,177.00Regulatory AUM · August 2026
- PCIM REALTY ADVISORS, LLCCRD 313281 · ADDISON, TX$1,224,267,519.00Regulatory AUM · August 2026
- PCM ENCORE, LLCCRD 333127 · ASPEN, CO$1,943,437,643.00Regulatory AUM · August 2026
- PCM MANAGEMENT ADVISOR, LLCCRD 323946 · CHAGRIN FALLS, OH$7,892,536,221.00Regulatory AUM · August 2026
- PDS PLANNING INCCRD 106895 · DUBLIN, OH$2,167,293,722.00Regulatory AUM · August 2026
- PEAK ASSET MANAGEMENT, LLCCRD 106944 · LOUISVILLE, CO$1,011,130,724.00Regulatory AUM · August 2026
- PEAK ROCK CAPITAL LLCCRD 165138 · AUSTIN, TX$7,275,042,023.00Regulatory AUM · August 2026
- PEAKLINE PARTNERS, LLCCRD 306449 · CHICAGO, IL$2,805,468,495.00Regulatory AUM · August 2026
- PEAR TREE ADVISORS, INC.CRD 104576 · LINCOLN, MA$3,089,429,330.00Regulatory AUM · August 2026
- PEARL DIVER CAPITAL LLPCRD 283834$2,820,301,079.00Regulatory AUM · August 2026
- PECONIC PARTNERS LLCCRD 108857 · NEW YORK, NY$2,747,337,797.00Regulatory AUM · August 2026
- PEGASUS TECH VENTURES, INC.CRD 164588 · SAN JOSE, CA$2,581,136,068.00Regulatory AUM · August 2026
- PEKIN HARDY STRAUSS, INC.CRD 107310 · CHICAGO, IL$1,551,736,308.00Regulatory AUM · August 2026
- PEMBROKE MANAGEMENT LTD.CRD 155405$1,905,084,000.00Regulatory AUM · August 2026
- PENCE CAPITAL MANAGEMENT, LLCCRD 281739 · NEWPORT BEACH, CA$1,536,678,991.00Regulatory AUM · August 2026
- PENINSULA CAPITAL PARTNERS, L.L.C.CRD 157354 · SOUTHFIELD, MI$1,036,583,000.00Regulatory AUM · August 2026
- PENN CAPITAL MANAGEMENT COMPANY, LLCCRD 105081 · PHILADELPHIA, PA$1,939,685,119.00Regulatory AUM · August 2026
- PENN DAVIS MCFARLAND INCCRD 110417 · DALLAS, TX$1,364,461,821.00Regulatory AUM · August 2026
- PENNANTPARK INVESTMENT ADVISERS, LLCCRD 143149 · MIAMI BEACH, FL$6,155,934,731.00Regulatory AUM · August 2026
- PENNINGTON PARTNERS & CO., LLCCRD 282688 · BETHESDA, MD$5,087,641,631.00Regulatory AUM · August 2026
- PENNYBACKER CAPITAL MANAGEMENT, LLCCRD 160056 · AUSTIN, TX$4,861,965,170.00Regulatory AUM · August 2026
- PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.CRD 105060 · BOSTON, MA$1,635,025,695.00Regulatory AUM · August 2026
- PENSION CONSULTANTS INCCRD 113914 · SPRINGFIELD, MO$5,423,950,320.00Regulatory AUM · August 2026
- PENSO ADVISORS, LLCCRD 158297 · NEW YORK, NY$1,061,821,178.00Regulatory AUM · August 2026
- PENTEGRA INVESTORS, INC.CRD 111503 · SHELTON, CT$5,602,899,971.00Regulatory AUM · August 2026
- PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLCCRD 130289 · WEST HARTFORD, CT$1,473,454,853.00Regulatory AUM · August 2026
- PER STIRLING CAPITAL MANAGEMENT, LLCCRD 151671 · AUSTIN, TX$1,566,020,358.00Regulatory AUM · August 2026
- PERCHERON INVESTMENT MANAGEMENT LPCRD 312004 · SAN FRANCISCO, CA$5,057,630,293.00Regulatory AUM · August 2026
- PEREGRINE CAPITAL MANAGEMENT, LLCCRD 110052 · MINNEAPOLIS, MN$4,068,241,690.00Regulatory AUM · August 2026
- PERENNIAL INVESTMENT ADVISORS, LLCCRD 286477 · LOS ANGELES, CA$2,498,681,329.00Regulatory AUM · August 2026
- PERFORMA LIMITED (US), LLCCRD 154232 · CHARLESTON, SC$4,491,173,031.00Regulatory AUM · August 2026
- PERFORMANCE EQUITY MANAGEMENT, LLCCRD 110207 · GREENWICH, CT$9,413,606,304.00Regulatory AUM · August 2026
- PERFORMANCE WEALTH PARTNERS, LLCCRD 311735 · HINSDALE, IL$4,092,644,450.00Regulatory AUM · August 2026
- PERMANENS CAPITAL L.P.CRD 157476 · CHARLESTON, SC$4,017,549,299.00Regulatory AUM · August 2026
- PERMIAN INVESTMENT PARTNERS, LPCRD 156893 · DALLAS, TX$2,433,551,619.00Regulatory AUM · August 2026
- PERMIRA CREDIT LLCCRD 330996 · SAN FRANCISCO, CA$1,340,853,000.00Regulatory AUM · August 2026
- $1,672,539,289.00Regulatory AUM · August 2026
- PERRY CREEK CAPITAL LPCRD 172376 · NEW YORK, NY$1,725,072,666.00Regulatory AUM · August 2026
- PERRYMAN FINANCIAL ADVISORY, INC.CRD 107653 · DALLAS, TX$1,024,110,000.00Regulatory AUM · August 2026
- PERSONAL CFO SOLUTIONS LLCCRD 158248 · CHESTER, NJ$1,649,290,976.00Regulatory AUM · August 2026
- PERTENTO ADVISORS LLCCRD 335545$4,767,461,043.00Regulatory AUM · August 2026
- PETERSEN HASTINGS WEALTH ADVISORS, INC.CRD 110952 · KENNEWICK, WA$1,576,834,456.00Regulatory AUM · August 2026
- PETERSON PARTNERS, LLCCRD 159450 · SALT LAKE CITY, UT$2,963,833,306.00Regulatory AUM · August 2026
- PETIOLE USA LIMITEDCRD 159788 · NEW YORK, NY$1,050,648,830.00Regulatory AUM · August 2026
- PETRA CAPITAL MANAGEMENT, INC.CRD 277042$1,755,045,360.00Regulatory AUM · August 2026
- PETREDIS INVESTMENT ADVISORS LLCCRD 322371 · WARRENDALE, PA$1,686,982,677.00Regulatory AUM · August 2026
- PETTINGA FINANCIAL ADVISORS, LLCCRD 156369 · EVANSVILLE, IN$1,275,804,828.00Regulatory AUM · August 2026
- PETTYJOHN, WOOD & WHITE, INC.CRD 106403 · LYNCHBURG, VA$1,022,956,504.00Regulatory AUM · August 2026
- PFG ADVISORS, LLCCRD 173344 · PHOENIX, AZ$3,261,207,528.00Regulatory AUM · August 2026
- PFG INVESTMENTS, LLCCRD 116537 · WOODBURY, NY$2,111,673,883.00Regulatory AUM · August 2026
- PFM HEALTH SCIENCES, LPCRD 146747 · SAN FRANCISCO, CA$1,266,793,646.00Regulatory AUM · August 2026
- PGIM CUSTOM HARVEST LLCCRD 290235 · NEWARK, NJ$6,902,356,918.00Regulatory AUM · August 2026
- PGIM DC SOLUTIONS LLCCRD 318800 · NEWARK, NJ$6,897,607,645.00Regulatory AUM · August 2026
- PGIM FUND MANAGEMENT LIMITEDCRD 171548$1,249,520,145.00Regulatory AUM · August 2026
- PHARMAKON ADVISORS, LPCRD 161150 · NEW YORK, NY$3,038,360,099.00Regulatory AUM · August 2026
- PHASE 3 CAPITAL MANAGEMENT LLCCRD 294408 · BOCA RATON, FL$2,537,991,000.00Regulatory AUM · August 2026
- PHILLIPS AND COMPANY ADVISORS LLCCRD 167214 · PORTLAND, OR$2,664,967,346.00Regulatory AUM · August 2026
- PHILLIPS FINANCIAL MANAGEMENT, LLCCRD 131344 · FORT WAYNE, IN$2,636,493,500.00Regulatory AUM · August 2026
- PHILOSOPHY CAPITAL MANAGEMENT LLCCRD 308425 · ALAMO, CA$1,663,132,679.00Regulatory AUM · August 2026
- $2,401,901,363.00Regulatory AUM · August 2026
- PHOENIX MERCHANT PARTNERS, LPCRD 324381 · RYE, NY$2,064,771,124.00Regulatory AUM · August 2026
- PHYSICIAN WEALTH ADVISORS, INC.CRD 106043 · SALT LAKE CITY, UT$2,006,590,538.00Regulatory AUM · August 2026
- PICKERING ENERGY PARTNERS LPCRD 302116 · HOUSTON, TX$1,659,466,002.00Regulatory AUM · August 2026
- $3,928,222,515.00Regulatory AUM · August 2026
- PICTET NORTH AMERICA ADVISORS SACRD 142512$5,302,727,305.00Regulatory AUM · August 2026