Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 26
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- NEWVIEW CAPITAL MANAGEMENT, LLCCRD 298161 · BURLINGAME, CA$3,859,337,297.00Regulatory AUM · August 2026
- NEXA EQUITY LLCCRD 317201 · SAN FRANCISCO, CA$1,098,982,597.00Regulatory AUM · August 2026
- NEXPHASE CAPITAL, LPCRD 281893 · NEW YORK, NY$2,139,935,494.00Regulatory AUM · August 2026
- NEXPOINT ASSET MANAGEMENT, L.P.CRD 149653 · DALLAS, TX$2,764,342,755.00Regulatory AUM · August 2026
- NEXPOINT REAL ESTATE ADVISORS VII, L.P.CRD 305956 · DALLAS, TX$1,930,816,000.00Regulatory AUM · August 2026
- NEXPOINT REAL ESTATE ADVISORS X, L.P.CRD 317203 · DALLAS, TX$1,098,187,000.00Regulatory AUM · August 2026
- NEXT CAPITAL MANAGEMENT LLCCRD 110793 · NEW YORK, NY$2,135,481,487.00Regulatory AUM · August 2026
- NEXT CENTURY GROWTH INVESTORS LLCCRD 108978 · PLYMOUTH, MN$1,519,766,041.00Regulatory AUM · August 2026
- NEXT LEGACY MANAGEMENT, LLCCRD 156640 · PORTOLA VALLEY, CA$4,410,438,207.00Regulatory AUM · August 2026
- NEXT LEVEL PRIVATE LLCCRD 313247 · HARRISON, NY$1,369,973,000.00Regulatory AUM · August 2026
- NEXTECH VENTURES (US) LLCCRD 316683 · BOSTON, MA$1,740,921,488.00Regulatory AUM · August 2026
- NEXUS CAPITAL MANAGEMENT LPCRD 168618 · LOS ANGELES, CA$5,133,744,572.00Regulatory AUM · August 2026
- NFC INVESTMENTS, LLCCRD 132844 · MEMPHIS, TN$2,137,518,402.00Regulatory AUM · August 2026
- NFJ INVESTMENT GROUP, LLCCRD 310902 · DALLAS, TX$2,976,388,448.00Regulatory AUM · August 2026
- NFSG CORPORATIONCRD 130814 · BOCA RATON, FL$1,082,643,515.00Regulatory AUM · August 2026
- NICHOLAS CO INCCRD 108347 · MILWAUKEE, WI$6,076,875,451.00Regulatory AUM · August 2026
- NICHOLAS HOFFMAN & COMPANY, LLCCRD 144516 · ATLANTA, GA$8,262,465,273.00Regulatory AUM · August 2026
- NICHOLAS INVESTMENT PARTNERS, L.P.CRD 140159 · SAN DIEGO, CA$1,450,892,122.00Regulatory AUM · August 2026
- NICHOLS & PRATT ADVISERS LLPCRD 107113 · BOSTON, MA$2,430,399,569.00Regulatory AUM · August 2026
- NICOLET ADVISORY SERVICES, LLCCRD 283940 · GREEN BAY, WI$4,293,915,904.00Regulatory AUM · August 2026
- NIGHT OWL CAPITAL MANAGEMENT, LLCCRD 106030 · GREENWICH, CT$1,095,200,000.00Regulatory AUM · August 2026
- NILSINE PARTNERS, LLCCRD 315694 · GREENWOOD VILLAGE, CO$1,881,704,852.00Regulatory AUM · August 2026
- NINEPOINT PARTNERS LPCRD 289068$4,423,959,415.00Regulatory AUM · August 2026
- NIPUN CAPITAL, L.P.CRD 159752 · FOSTER CITY, CA$2,026,716,101.00Regulatory AUM · August 2026
- NISHKAMA CAPITAL LLCCRD 170322$1,284,566,848.00Regulatory AUM · August 2026
- NMS CAPITAL SERVICES, LLCCRD 158140 · NEW YORK, NY$1,865,227,289.00Regulatory AUM · August 2026
- NO STREET GP LPCRD 299240 · SAN FRANCISCO, CA$2,510,248,676.00Regulatory AUM · August 2026
- NOMURA ASSET MANAGEMENT U.S.A. INCCRD 108222 · NEW YORK, NY$1,008,711,314.00Regulatory AUM · August 2026
- NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.CRD 116837 · NEW YORK, NY$1,054,468,000.00Regulatory AUM · August 2026
- $2,392,240,217.00Regulatory AUM · August 2026
- NORDWAND ADVISORS, LLCCRD 322936 · RADNOR, PA$3,967,694,453.00Regulatory AUM · August 2026
- NORRIS PERNE & FRENCH LLPCRD 104683 · GRAND RAPIDS, MI$2,691,127,889.00Regulatory AUM · August 2026
- NORTH CASTLE PARTNERS, LLCCRD 158213 · NEW YORK, NY$1,321,079,357.00Regulatory AUM · August 2026
- NORTH HUDSON RESOURCE PARTNERS LPCRD 297155 · HOUSTON, TX$2,577,342,371.00Regulatory AUM · August 2026
- NORTH OF SOUTH CAPITAL LLPCRD 300917$6,696,710,928.00Regulatory AUM · August 2026
- NORTH PEAK CAPITAL MANAGEMENT, LLCCRD 294042 · NEW YORK, NY$1,703,000,000.00Regulatory AUM · August 2026
- NORTH PIER FIDUCIARY MANAGEMENT, LLCCRD 148128 · MARINA DEL REY, CA$1,276,472,248.00Regulatory AUM · August 2026
- NORTH REEF CAPITAL MANAGEMENT LPCRD 311056 · LAGUNA BEACH, CA$4,141,234,742.00Regulatory AUM · August 2026
- NORTH SQUARE INVESTMENTS, LLCCRD 294355 · CHICAGO, IL$3,154,462,709.00Regulatory AUM · August 2026
- NORTH STAR ASSET MANAGEMENT INCCRD 106489 · NEENAH, WI$3,351,878,334.00Regulatory AUM · August 2026
- NORTH STAR INVESTMENT MANAGEMENT CORPORATIONCRD 117681 · CHICAGO, IL$2,502,412,026.00Regulatory AUM · August 2026
- NORTH WALL CAPITAL LLPCRD 298653$2,993,407,382.00Regulatory AUM · August 2026
- NORTHAMPTON CAPITAL PARTNERS LLCCRD 329072 · MIAMI, FL$1,309,531,546.00Regulatory AUM · August 2026
- NORTHCAPE CAPITAL PTY LTDCRD 332305$9,958,434,732.00Regulatory AUM · August 2026
- NORTHCOAST ASSET MANAGEMENT LLCCRD 282241 · STAMFORD, CT$4,967,977,227.00Regulatory AUM · August 2026
- NORTHCREST ASSET MANAGEMENT LLCCRD 300366 · PLYMOUTH, MN$4,327,112,057.00Regulatory AUM · August 2026
- NORTHEAST FINANCIAL GROUP, INC.CRD 122609 · ALLENTOWN, PA$1,442,742,559.00Regulatory AUM · August 2026
- NORTHEAST INVESTMENT MANAGEMENT INCCRD 105051 · BOSTON, MA$3,273,998,868.00Regulatory AUM · August 2026
- NORTHERN TRUST SECURITIES, INC.CRD 7927 · CHICAGO, IL$1,662,427,504.00Regulatory AUM · August 2026
- NORTHGATE CAPITAL, L.P.CRD 140214 · DANVILLE, CA$2,929,899,129.00Regulatory AUM · August 2026
- NORTHLANE CAPITAL PARTNERS, LLCCRD 285990 · BETHESDA, MD$1,156,221,279.00Regulatory AUM · August 2026
- NORTHSIDE CAPITAL MANAGEMENT LLCCRD 107784 · HOOD RIVER, OR$6,942,205,093.00Regulatory AUM · August 2026
- NORTHSTAR COMPANY, LLCCRD 158003 · MINNEAPOLIS, MN$1,020,847,285.00Regulatory AUM · August 2026
- NORTHSTAR FIDUCIARY PARTNERS, LLCCRD 284994$1,274,620,948.00Regulatory AUM · August 2026
- NORTHWEST CAPITAL MANAGEMENT INCCRD 108091 · LAKE OSWEGO, OR$8,518,580,384.00Regulatory AUM · August 2026
- NORTHWEST FINANCIAL ADVISORS LLCCRD 166769 · HERNDON, VA$1,243,981,468.00Regulatory AUM · August 2026
- $1,528,586,000.00Regulatory AUM · August 2026
- NORTHWEST WEALTH MANAGEMENT, LLCCRD 152816 · SPENCER, IA$1,031,354,549.00Regulatory AUM · August 2026
- NORTHWOOD INVESTORS LLCCRD 161406 · DENVER, CO$8,968,650,157.00Regulatory AUM · August 2026
- NORWEST CAPITAL ADVISORS, LLCCRD 323642 · MINNEAPOLIS, MN$3,835,548,010.00Regulatory AUM · August 2026
- NOTTINGHAM ADVISORS INC.CRD 104928 · AMHERST, NY$1,426,068,477.00Regulatory AUM · August 2026
- NOVA INFRASTRUCTURE MANAGEMENT, LLCCRD 304510 · NEW YORK, NY$1,811,845,115.00Regulatory AUM · August 2026
- NOVAQUEST CAPITAL MANAGEMENT, L.L.C.CRD 160359$1,483,025,000.00Regulatory AUM · August 2026
- NOVARE CAPITAL MANAGEMENTCRD 117949 · CHARLOTTE, NC$1,917,148,677.00Regulatory AUM · August 2026
- NOVEM GROUPCRD 158964 · ROCHESTER, NY$1,717,643,936.00Regulatory AUM · August 2026
- NPA ASSET MANAGEMENT, LLCCRD 131534 · FAIR LAWN, NJ$1,064,773,417.00Regulatory AUM · August 2026
- NPPG PLAN PROFESSIONALS, LLCCRD 324646 · SHREWSBURY, NJ$6,274,553,085.00Regulatory AUM · August 2026
- NS PARTNERS LTDCRD 110625$5,864,239,622.00Regulatory AUM · August 2026
- NTV ASSET MANAGEMENT, LLCCRD 111062 · CHARLESTON, WV$1,159,200,099.00Regulatory AUM · August 2026
- NUMERAI GP LLCCRD 282851 · SAN FRANCISCO, CA$1,903,690,264.00Regulatory AUM · August 2026
- NUT TREE CAPITAL MANAGEMENT, LPCRD 282219 · NEW YORK, NY$5,117,744,000.00Regulatory AUM · August 2026
- NUTTER INVESTMENT ADVISORS LIMITED PARTNERSHIPCRD 105461 · BOSTON, MA$2,963,283,082.00Regulatory AUM · August 2026
- NUVERSE ADVISORS LLCCRD 119840 · HALLANDALE BEACH, FL$1,183,938,008.00Regulatory AUM · August 2026
- NWAM, LLCCRD 147923 · MERCER ISLAND, WA$4,131,681,404.00Regulatory AUM · August 2026
- NWF ADVISORY SERVICES INCCRD 110410 · LOS ANGELES, CA$6,426,161,220.00Regulatory AUM · August 2026
- NWI MANAGEMENT LPCRD 158366 · NEW YORK, NY$3,953,698,177.00Regulatory AUM · August 2026
- NX1 CAPITAL LPCRD 339026 · NEW YORK, NY$2,864,971,203.00Regulatory AUM · August 2026
- NXT CAPITAL INVESTMENT ADVISERS, LLCCRD 160569 · CHICAGO, IL$6,647,874,837.00Regulatory AUM · August 2026
- NZS CAPITAL LLCCRD 305093 · DENVER, CO$4,058,262,900.00Regulatory AUM · August 2026
- O'HAGAN GROUP, INC.CRD 315389 · BETHLEHEM, PA$1,249,663,330.00Regulatory AUM · August 2026
- O2 INVESTMENT PARTNERS, L.P.CRD 291435 · BLOOMFIELD HILLS, MI$1,807,300,000.00Regulatory AUM · August 2026
- OAK ASSOCIATES LTDCRD 108874 · AKRON, OH$1,776,200,000.00Regulatory AUM · August 2026
- OAK CITY CONSULTING, LLCCRD 162220 · WAKE FOREST, NC$1,431,568,150.00Regulatory AUM · August 2026
- OAK HARVEST INVESTMENT SERVICES, LLCCRD 173293 · HOUSTON, TX$1,136,761,287.00Regulatory AUM · August 2026
- OAK RIDGE INVESTMENTS, LLCCRD 107066 · CHICAGO, IL$1,704,405,756.00Regulatory AUM · August 2026
- OAK THISTLE LLCCRD 299086$1,554,000,000.00Regulatory AUM · August 2026
- OAKHURST ADVISORS, LLCCRD 282057 · LOS ANGELES, CA$1,249,445,239.00Regulatory AUM · August 2026
- OAKMONT CAPITAL MANAGEMENT, LLCCRD 128939 · OAKMONT, PA$3,086,575,180.00Regulatory AUM · August 2026
- OAKMONT CORPORATIONCRD 112337 · LOS ANGELES, CA$2,217,465,327.00Regulatory AUM · August 2026
- OAKRIDGE MANAGEMENT GROUP LLCCRD 306284 · STAMFORD, CT$1,367,118,950.00Regulatory AUM · August 2026
- OAKTOP CAPITAL MANAGEMENT II, L.P.CRD 161896 · CHATHAM, NJ$1,234,916,043.00Regulatory AUM · August 2026
- OARSMAN CAPITAL, INCCRD 109993 · MILWAUKEE, WI$1,166,995,377.00Regulatory AUM · August 2026
- OASIS INVESTMENT STRATEGIES LLCCRD 152957 · CHICAGO, IL$5,727,642,244.00Regulatory AUM · August 2026
- OBERLAND CAPITAL MANAGEMENT LLCCRD 169109 · NEW YORK, NY$3,219,515,208.00Regulatory AUM · August 2026
- OBERMEYER WOOD INVESTMENT COUNSEL, LLLPCRD 110069 · ASPEN, CO$3,034,106,485.00Regulatory AUM · August 2026
- OBERWEIS ASSET MANAGEMENT INCCRD 105471 · LISLE, IL$5,061,020,947.00Regulatory AUM · August 2026
- OBRA CAPITAL MANAGEMENT, LLC.CRD 155231 · NEW YORK, NY$5,746,830,885.00Regulatory AUM · August 2026
- OBSIDIAN CIO LLCCRD 289000 · NEW YORK, NY$1,284,027,815.00Regulatory AUM · August 2026
- OCCIDENTAL ASSET MANAGEMENT, LLCCRD 168650 · BURLINGAME, CA$1,071,771,428.00Regulatory AUM · August 2026
- OCCUDO QUANTITATIVE STRATEGIES LPCRD 310070 · FORT LAUDERDALE, FL$2,216,992,038.00Regulatory AUM · August 2026