Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 25
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- MONTIS FINANCIAL, LLCCRD 163986 · WALTHAM, MA$1,258,932,129.00Regulatory AUM · August 2026
- MOODY, LYNN, LIEBERSON & WALKER, LLCCRD 283549 · BOSTON, MA$2,410,564,401.00Regulatory AUM · August 2026
- MOONRISE CAPITAL LPCRD 286269 · VERO BEACH, FL$1,128,222,493.00Regulatory AUM · August 2026
- MOORS & CABOT, INC.CRD 594 · BOSTON, MA$3,437,764,388.00Regulatory AUM · August 2026
- MOORSTONE, L.P.CRD 339519 · NEW YORK, NY$2,182,413,916.00Regulatory AUM · August 2026
- MORA CAPITAL MANAGEMENT, LLCCRD 112221 · MIAMI, FL$1,904,670,726.00Regulatory AUM · August 2026
- MORAN WEALTH MANAGEMENT, LLCCRD 319208 · NAPLES, FL$5,095,822,670.00Regulatory AUM · August 2026
- MORANT WRIGHT MANAGEMENT LIMITEDCRD 138189$7,430,773,349.00Regulatory AUM · August 2026
- MORGAN CREEK CAPITAL MANAGEMENT, LLCCRD 138401 · CHAPEL HILL, NC$1,790,209,792.00Regulatory AUM · August 2026
- MORGAN PROPERTIES SPECIAL SITUATIONS II LLCCRD 300795 · CONSHOHOCKEN, PA$1,372,802,373.00Regulatory AUM · August 2026
- MORGAN STANLEY EATON VANCE CLO MANAGER LLCCRD 309263 · NEW YORK, NY$4,326,185,555.00Regulatory AUM · August 2026
- MORGAN STANLEY PRIVATE EQUITY ASIA, INC.CRD 134366 · NEW YORK, NY$1,864,258,877.00Regulatory AUM · August 2026
- MORLING FINANCIAL ADVISORS, LLCCRD 111819 · FREMONT, CA$1,047,057,507.00Regulatory AUM · August 2026
- MORTON CAPITAL MANAGEMENT, LLCCRD 141250 · CALABASAS, CA$3,465,652,532.00Regulatory AUM · August 2026
- MOSAIC FAMILY WEALTH PARTNERS, LLCCRD 317377 · ST. LOUIS, MO$2,041,642,008.00Regulatory AUM · August 2026
- MOSS ADAMS WEALTH ADVISORS LLCCRD 108917 · BELLEVUE, WA$5,773,272,462.00Regulatory AUM · August 2026
- MOTIVE CAPITAL MANAGEMENT, LLCCRD 285341 · NEW YORK, NY$5,424,834,199.00Regulatory AUM · August 2026
- MOTLEY FOOL ASSET MANAGEMENT, LLCCRD 149688 · ALEXANDRIA, VA$2,603,671,290.00Regulatory AUM · August 2026
- MOTLEY FOOL WEALTH MANAGEMENT, LLCCRD 165689 · ALEXANDRIA, VA$1,595,324,821.00Regulatory AUM · August 2026
- MOUNT LOGAN MANAGEMENT LLCCRD 311161 · NEW YORK, NY$1,983,010,064.00Regulatory AUM · August 2026
- MOUNT LUCAS MANAGEMENT LPCRD 108255 · NEWTOWN, PA$1,303,500,000.00Regulatory AUM · August 2026
- MOUNTAIN CAPITAL MANAGEMENT, LLCCRD 281465 · HOUSTON, TX$1,368,541,949.00Regulatory AUM · August 2026
- MOUNTAIN POINT CREDIT MANAGEMENT LLCCRD 330615 · GREENWICH, CT$1,221,222,397.00Regulatory AUM · August 2026
- MOUNTAINGATE MANAGEMENT CO., LLCCRD 294899 · DENVER, CO$1,492,864,770.00Regulatory AUM · August 2026
- MOZAIC, LLCCRD 145777 · BEVERLY HILLS, CA$3,644,339,186.00Regulatory AUM · August 2026
- MPE MGT. CO., LLCCRD 281787 · CLEVELAND, OH$1,437,606,522.00Regulatory AUM · August 2026
- MPM ASSET MANAGEMENT LLCCRD 148467 · BOSTON, MA$3,558,119,290.00Regulatory AUM · August 2026
- MSA ADVISORS, LLCCRD 305170 · SANTA MONICA, CA$9,647,018,829.00Regulatory AUM · August 2026
- MSC ADVISER I, LLCCRD 169939 · HOUSTON, TX$1,733,528,292.00Regulatory AUM · August 2026
- MSH CAPITAL ADVISORS LLCCRD 157835 · SCOTTSDALE, AZ$1,346,296,531.00Regulatory AUM · August 2026
- MSOUTH EQUITY PARTNERS, LLCCRD 157601 · ATLANTA, GA$1,004,092,328.00Regulatory AUM · August 2026
- MSR CAPITAL PARTNERS, LLCCRD 318983 · NEW YORK, NY$5,035,691,416.00Regulatory AUM · August 2026
- MT ASSET MANAGEMENT, LLCCRD 147381 · MATAWAN, NJ$1,243,793,228.00Regulatory AUM · August 2026
- MUDITA ADVISORS LLPCRD 315593$2,383,326,953.00Regulatory AUM · August 2026
- MUDRICK CAPITAL MANAGEMENT, LPCRD 161012 · NEW YORK, NY$3,282,929,297.00Regulatory AUM · August 2026
- MULLER & MONROE ASSET MANAGEMENT,LLCCRD 132073 · CHICAGO, IL$1,670,117,549.00Regulatory AUM · August 2026
- MULTICOIN CAPITAL MANAGEMENT, LLCCRD 297302 · AUSTIN, TX$2,687,517,064.00Regulatory AUM · August 2026
- MULTNOMAH GROUP, INC.CRD 132131 · PORTLAND, OR$2,666,622,258.00Regulatory AUM · August 2026
- MURRAY FINANCIAL GROUP, LLCCRD 157626 · ALBERT LEA, MN$1,551,222,706.00Regulatory AUM · August 2026
- MUTUAL ADVISORS, LLCCRD 167658 · OMAHA, NE$8,545,398,177.00Regulatory AUM · August 2026
- MV CAPITAL MANAGEMENT, INC.CRD 139034 · BETHESDA, MD$1,439,595,799.00Regulatory AUM · August 2026
- MVP MANAGER LLCCRD 282143 · NEW YORK, NY$2,809,615,786.00Regulatory AUM · August 2026
- MWP ADVISORY, LLCCRD 309573 · NEW YORK, NY$1,647,827,860.00Regulatory AUM · August 2026
- MYCOR CAPITAL MANAGEMENT, LLCCRD 324312 · STAMFORD, CT$1,753,177,602.00Regulatory AUM · August 2026
- N.E.W. ADVISORY SERVICES, LLCCRD 290405 · DE PERE, WI$1,601,996,307.00Regulatory AUM · August 2026
- NADLER FINANCIAL GROUP, INC.CRD 122617 · DEERFIELD, IL$2,184,933,190.00Regulatory AUM · August 2026
- NANTAHALA CAPITAL MANAGEMENT, LLCCRD 158081 · NEW CANAAN, CT$3,114,082,769.00Regulatory AUM · August 2026
- NAPIER PARK GLOBAL CAPITAL LTDCRD 157629$9,216,049,708.00Regulatory AUM · August 2026
- NAPLES GLOBAL ADVISORS LLCCRD 158544 · NAPLES, FL$1,996,829,577.00Regulatory AUM · August 2026
- NARWHAL CAPITAL MANAGMENT, LLCCRD 135958 · MARIETTA, GA$2,084,372,356.00Regulatory AUM · August 2026
- NASSAU ALTERNATIVE INVESTMENTS LLCCRD 300006 · NEW YORK, NY$1,434,075,357.00Regulatory AUM · August 2026
- NASSAU CORAMERICA LLCCRD 334332 · EL SEGUNDO, CA$3,220,499,546.00Regulatory AUM · August 2026
- NASSAU GLOBAL CREDIT LLCCRD 287937 · NEW YORK, NY$6,433,194,053.00Regulatory AUM · August 2026
- NASSAU PRIVATE CREDIT LLCCRD 300220 · DARIEN, CT$1,047,118,939.00Regulatory AUM · August 2026
- NATIONS FINANCIAL GROUP, INC.CRD 44181 · CEDAR RAPIDS, IA$4,771,466,316.00Regulatory AUM · August 2026
- NATURAL INVESTMENTS PBLLCCRD 113348$2,049,934,012.00Regulatory AUM · August 2026
- NAVELLIER & ASSOCIATES INCCRD 107568 · RENO, NV$1,101,937,000.00Regulatory AUM · August 2026
- NAVIGATION GROUP LLCCRD 130982 · REDWOOD SHORES, CA$1,012,040,689.00Regulatory AUM · August 2026
- NAVITER WEALTH, LLCCRD 311508 · LITTLE ROCK, AR$1,601,900,000.00Regulatory AUM · August 2026
- NAVY FEDERAL INVESTMENT SERVICES, LLCCRD 138459 · VIENNA, VA$2,100,125,394.00Regulatory AUM · August 2026
- NAYA CAPITAL MANAGEMENT UK LIMITEDCRD 166159$6,883,131,733.00Regulatory AUM · August 2026
- NBT CAPITAL MANAGEMENT, INC.CRD 104932 · NORWICH, NY$1,608,495,723.00Regulatory AUM · August 2026
- NCH CAPITAL INC.CRD 157288 · NEW YORK, NY$2,021,566,649.00Regulatory AUM · August 2026
- NCP GROUP, LPCRD 293803 · BOSTON, MA$1,780,743,239.00Regulatory AUM · August 2026
- NEBRODI PARTNERS, LLCCRD 174280 · HARTFORD, CT$1,479,000,000.00Regulatory AUM · August 2026
- NEEDHAM INVESTMENT MANAGEMENT, LLCCRD 106783 · NEW YORK, NY$1,800,954,018.00Regulatory AUM · August 2026
- NELLORE CAPITAL MANAGEMENT LLCCRD 300467$1,033,998,245.00Regulatory AUM · August 2026
- NELSON ENTERPRISES LLCCRD 307706$1,358,292,666.00Regulatory AUM · August 2026
- NEO IVY CAPITAL MANAGEMENT, LLCCRD 284999 · NEW YORK, NY$1,244,512,799.00Regulatory AUM · August 2026
- NEOS PARTNERS, LPCRD 323847 · SAN DIEGO, CA$3,773,024,352.00Regulatory AUM · August 2026
- NEUBERGER BERMAN LOAN ADVISERS II LLCCRD 306601 · CHICAGO, IL$9,046,060,765.00Regulatory AUM · August 2026
- NEUBERGER BERMAN LOAN ADVISERS IV LLCCRD 324282 · CHICAGO, IL$6,070,500,782.00Regulatory AUM · August 2026
- NEUBERGER BERMAN LOAN ADVISERS LLCCRD 285579 · CHICAGO, IL$4,927,981,712.00Regulatory AUM · August 2026
- NEUMEIER POMA INVESTMENT COUNSEL LLCCRD 110672 · CARMEL, CA$1,374,910,482.00Regulatory AUM · August 2026
- NEVASTAR FINANCE LTDCRD 172523$1,684,585,723.00Regulatory AUM · August 2026
- NEVILLE, RODIE & SHAW INCCRD 104969 · NEW YORK, NY$2,002,835,379.00Regulatory AUM · August 2026
- NEW 2ND CAPITAL ADVISORS, L.P.CRD 292254 · NEW YORK, NY$2,358,133,464.00Regulatory AUM · August 2026
- NEW AGE ALPHA ADVISORS, LLCCRD 299011 · RYE, NY$2,510,336,547.00Regulatory AUM · August 2026
- NEW CENTURY ADVISORS, LLCCRD 122478 · CHEVY CHASE, MD$4,308,137,084.00Regulatory AUM · August 2026
- NEW CENTURY PARTNERSCRD 110350$1,118,943,638.00Regulatory AUM · August 2026
- NEW ENGLAND PRIVATE WEALTH ADVISORS, LLCCRD 133790 · WELLESLEY, MA$5,088,194,405.00Regulatory AUM · August 2026
- NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.CRD 108868 · WESTERLY, RI$1,316,426,626.00Regulatory AUM · August 2026
- NEW ENGLAND RETIREMENT CONSULTANTS, LLCCRD 141573 · BOSTON, MA$2,113,790,906.00Regulatory AUM · August 2026
- NEW FRONTIER ADVISORS, LLCCRD 147181 · BOSTON, MA$3,990,139,274.00Regulatory AUM · August 2026
- NEW HARBOR CAPITAL MANAGEMENT, LPCRD 283319 · CHICAGO, IL$1,093,809,996.00Regulatory AUM · August 2026
- NEW LEGACY GROUP, LLCCRD 160969 · NEW YORK, NY$1,283,689,220.00Regulatory AUM · August 2026
- NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.CRD 307111 · NEW YORK, NY$3,395,580,950.00Regulatory AUM · August 2026
- NEW REPUBLIC CAPITAL, LLCCRD 310907 · CHARLOTTE, NC$3,029,540,560.00Regulatory AUM · August 2026
- NEW STATE CAPITAL PARTNERS LLCCRD 170409 · NEW ROCHELLE, NY$1,952,880,695.00Regulatory AUM · August 2026
- NEWBROOK CAPITAL ADVISORS LPCRD 138930 · NEW YORK, NY$1,019,425,130.00Regulatory AUM · August 2026
- NEWFOUND RESEARCH LLCCRD 159064 · ST. PETERSBURG, FL$1,109,782,153.00Regulatory AUM · August 2026
- NEWFRONT RETIREMENT SERVICES, INC.CRD 167641 · SAN MATEO, CA$1,038,896,040.00Regulatory AUM · August 2026
- NEWLIGHT PARTNERS LPCRD 296190 · NEW YORK, NY$1,324,684,000.00Regulatory AUM · August 2026
- NEWMARKET INVESTMENT MANAGEMENT, LPCRD 308098 · PHILADELPHIA, PA$2,820,324,742.00Regulatory AUM · August 2026
- NEWPORT CAPITAL GROUP, LLCCRD 144442 · RED BANK, NJ$1,280,731,315.00Regulatory AUM · August 2026
- NEWPORT GROUP CONSULTING, LLCCRD 140944 · LAKE MARY, FL$5,051,048,817.00Regulatory AUM · August 2026
- NEWSOUTH CAPITAL MANAGEMENT INCCRD 110676 · MEMPHIS, TN$2,233,319,046.00Regulatory AUM · August 2026
- NEWSPRING CAPITAL, LLCCRD 160608 · RADNOR, PA$3,339,086,821.00Regulatory AUM · August 2026
- NEWSQUARE CAPITAL, LLCCRD 152430 · NEWTOWN SQUARE, PA$2,392,742,156.00Regulatory AUM · August 2026
- NEWTYN MANAGEMENT, LLCCRD 161156 · NEW YORK, NY$2,070,530,000.00Regulatory AUM · August 2026