Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 24
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- MCDONALD PARTNERS LLCCRD 135414 · CLEVELAND, OH$1,279,273,513.00Regulatory AUM · August 2026
- MCF ADVISORS, LLCCRD 130372 · LEXINGTON, KY$4,684,530,591.00Regulatory AUM · August 2026
- MCGLONE SUTTNER WEALTH MANAGEMENT, INC.CRD 149830 · APPLETON, WI$1,005,855,882.00Regulatory AUM · August 2026
- MCGOWAN GROUP ASSET MANAGEMENT, INC.CRD 154127 · DALLAS, TX$1,083,076,071.00Regulatory AUM · August 2026
- MCGUIRE INVESTMENT GROUP, LLCCRD 296271 · WAKEFIELD, RI$1,061,093,863.00Regulatory AUM · August 2026
- MCILRATH & ECK, LLCCRD 145252 · ARLINGTON, WA$1,364,902,010.00Regulatory AUM · August 2026
- MCINROY & WOOD LIMITEDCRD 316199$2,385,102,940.00Regulatory AUM · August 2026
- MCKINLEY CARTER WEALTH SERVICES, INC.CRD 135184 · WHEELING, WV$2,306,284,068.00Regulatory AUM · August 2026
- MCMORGAN & COMPANY LLCCRD 115060 · SAN FRANCISCO, CA$7,609,155,605.00Regulatory AUM · August 2026
- MCP MANAGEMENT, LPCRD 324518 · AUSTIN, TX$2,698,587,008.00Regulatory AUM · August 2026
- MCR FUND MANAGEMENT LLCCRD 315098 · DALLAS, TX$4,582,543,467.00Regulatory AUM · August 2026
- MEADOW CAPITAL MANAGEMENT LLCCRD 161322 · NEW YORK, NY$5,966,941,631.00Regulatory AUM · August 2026
- MEANS INVESTMENT CO., INC.CRD 2748 · BANGOR, ME$1,594,606,299.00Regulatory AUM · August 2026
- MEDALIST PARTNERS LPCRD 292747 · NEW YORK, NY$2,442,898,897.00Regulatory AUM · August 2026
- MEDIQUS ASSET ADVISORS INCCRD 107694 · CHICAGO, IL$1,456,099,307.00Regulatory AUM · August 2026
- MEDLEY PARTNERS MANAGEMENT LLCCRD 289836 · SAN FRANCISCO, CA$6,963,380,075.00Regulatory AUM · August 2026
- MEEDER ADVISORY SERVICES, INCCRD 106814 · DUBLIN, OH$2,862,783,759.00Regulatory AUM · August 2026
- MEEDER ASSET MANAGEMENT, INCCRD 105794 · DUBLIN, OH$3,325,832,263.00Regulatory AUM · August 2026
- MEG GREEN & ASSOCIATES, INC.CRD 284866 · PLANTATION, FL$1,017,902,995.00Regulatory AUM · August 2026
- MEKETA INVESTMENT GROUP INCCRD 110601 · WESTWOOD, MA$9,992,100,000.00Regulatory AUM · August 2026
- MELQART ASSET MANAGEMENT (UK) LTDCRD 287888$2,868,292,772.00Regulatory AUM · August 2026
- MENLO EQUITIES V LLCCRD 162139 · MENLO PARK, CA$4,694,941,710.00Regulatory AUM · August 2026
- MEOW ADVISORY, LLCCRD 321099$1,376,948,188.00Regulatory AUM · August 2026
- MERAMEC FINANCIAL PLANNERS, LLCCRD 335112 · CLAYTON, MO$1,126,899,736.00Regulatory AUM · August 2026
- MERCER INVESTMENT SOLUTIONS LLCCRD 155919 · NEW YORK, NY$2,172,441,215.00Regulatory AUM · August 2026
- MEREWETHER INVESTMENT MANAGEMENT, LPCRD 293711 · DALLAS, TX$6,908,781,626.00Regulatory AUM · August 2026
- MERIDIAN WEALTH ADVISORS, LLCCRD 282609 · AUSTIN, TX$1,737,910,247.00Regulatory AUM · August 2026
- MERIDIAN WEALTH MANAGEMENT, LLCCRD 151523 · LEXINGTON, KY$4,983,377,516.00Regulatory AUM · August 2026
- MERIDIAN WEALTH PARTNERS, LLCCRD 287768 · EAST NORRITON, PA$1,368,978,981.00Regulatory AUM · August 2026
- MERIDIEM CAPITAL PARTNERS LPCRD 318498 · DALLAS, TX$2,150,412,638.00Regulatory AUM · August 2026
- MERIT ENERGY COMPANY, LLCCRD 109310 · DALLAS, TX$3,695,228,000.00Regulatory AUM · August 2026
- MERK INVESTMENTS LLCCRD 112305 · PALO ALTO, CA$3,712,185,193.00Regulatory AUM · August 2026
- MERRICKS CAPITAL PTY LTDCRD 157533$2,144,227,968.00Regulatory AUM · August 2026
- MESA WEST CAPITAL, LLCCRD 158959 · LOS ANGELES, CA$8,696,225,676.00Regulatory AUM · August 2026
- MESARETE CAPITAL LLPCRD 314600$4,746,123,950.00Regulatory AUM · August 2026
- MESIROW FINANCIAL PRIVATE EQUITY ADVISORS, INC.CRD 112084 · CHICAGO, IL$6,944,406,839.00Regulatory AUM · August 2026
- MESIROW RE-IA, INC.CRD 328098 · CHICAGO, IL$2,643,239,967.00Regulatory AUM · August 2026
- MESON QUANTITATIVE MANAGEMENT LLCCRD 332226 · SAN FRANCISCO, CA$1,088,540,347.00Regulatory AUM · August 2026
- METACAPITAL MANAGEMENT, L.P.CRD 138405 · NEW YORK, NY$1,305,596,834.00Regulatory AUM · August 2026
- METALMARK MANAGEMENT II LLCCRD 132008 · NEW YORK, NY$2,500,229,000.00Regulatory AUM · August 2026
- METAURUS ADVISORS LLCCRD 314425 · HOBOKEN, NJ$1,579,325,985.00Regulatory AUM · August 2026
- METEORA CAPITAL, LLCCRD 313378 · BOCA RATON, FL$1,535,977,791.00Regulatory AUM · August 2026
- METIS GLOBAL PARTNERS, LLCCRD 167276 · SAN DIEGO, CA$5,668,863,355.00Regulatory AUM · August 2026
- METROPOLIS CAPITAL LIMITEDCRD 291699$5,065,266,000.00Regulatory AUM · August 2026
- METROPOLITAN PARTNERS GROUP MANAGEMENT, LLCCRD 289048 · NEW YORK, NY$1,788,408,969.00Regulatory AUM · August 2026
- METZLER-PAYDEN, LLCCRD 108870 · LOS ANGELES, CA$1,264,589,316.00Regulatory AUM · August 2026
- MEYER HANDELMAN COMPANY LLCCRD 107309 · RYE BROOK, NY$3,237,166,026.00Regulatory AUM · August 2026
- MEYERS WEALTH MANAGEMENT, LLCCRD 289801 · COLUMBUS, OH$1,926,800,000.00Regulatory AUM · August 2026
- MG FINANCIAL LLCCRD 107649 · BRAINTREE, MA$1,128,972,031.00Regulatory AUM · August 2026
- MGG INVESTMENT GROUP LPCRD 174126 · NEW YORK, NY$7,587,381,314.00Regulatory AUM · August 2026
- MGO ONE SEVEN LLCCRD 283087 · BEACHWOOD, OH$7,717,771,462.00Regulatory AUM · August 2026
- MHR FUND MANAGEMENT LLCCRD 157212 · NEW YORK, NY$5,257,089,094.00Regulatory AUM · August 2026
- MICHAUD CAPITAL MANAGEMENT LLCCRD 159828 · DENVER, CO$2,444,281,186.00Regulatory AUM · August 2026
- MIDCAP FINANCIAL SERVICES CAPITAL MANAGEMENT, LLCCRD 285820 · BETHESDA, MD$7,270,655,672.00Regulatory AUM · August 2026
- MIDDLEGROUND MANAGEMENT, LPCRD 297235 · LEXINGTON, KY$3,887,849,106.00Regulatory AUM · August 2026
- MIDDLETON & COMPANY INC.CRD 104549 · BOSTON, MA$1,234,225,339.00Regulatory AUM · August 2026
- MIDLAND WEALTH ADVISORS, LLCCRD 324997 · EFFINGHAM, IL$3,160,007,607.00Regulatory AUM · August 2026
- MIDOCEAN CREDIT FUND MANAGEMENT, L.P.CRD 151578 · NEW YORK, NY$8,455,362,686.00Regulatory AUM · August 2026
- MIDOCEAN US ADVISOR, L.P.CRD 151488 · NEW YORK, NY$3,700,843,000.00Regulatory AUM · August 2026
- MIDWEST CAPITAL ADVISORS, LLCCRD 125389 · GRAND RAPIDS, MI$1,356,576,318.00Regulatory AUM · August 2026
- MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC.CRD 173790 · ST. CLOUD, MN$1,516,471,013.00Regulatory AUM · August 2026
- MIDWESTERN SECURITIES TRADING COMPANY, LLCCRD 101080 · EAST PEORIA, IL$1,984,884,160.00Regulatory AUM · August 2026
- MILL CAPITAL MANAGEMENT, LLCCRD 312798 · CONCORD, NC$1,493,124,380.00Regulatory AUM · August 2026
- MILL POINT CAPITAL LLCCRD 290266 · NEW YORK, NY$3,527,064,852.00Regulatory AUM · August 2026
- MILLBURN RIDGEFIELD LLCCRD 148870 · NEW YORK, NY$8,668,285,225.00Regulatory AUM · August 2026
- $1,384,837,041.00Regulatory AUM · August 2026
- MILLER HOWARD INVESTMENTS INCCRD 105800 · KINGSTON, NY$3,810,781,500.00Regulatory AUM · August 2026
- MILLER INVESTMENT MANAGEMENT, LPCRD 108380 · WEST CONSHOHOCKEN, PA$7,104,869,806.00Regulatory AUM · August 2026
- MILLIMAN ADVISORS, LLCCRD 112245 · SEATTLE, WA$2,318,146,171.00Regulatory AUM · August 2026
- MILLSTREET CAPITAL MANAGEMENT LLCCRD 161566 · BOSTON, MA$5,821,270,178.00Regulatory AUM · August 2026
- MINNEAPOLIS PORTFOLIO MANAGEMENT GROUP, LLCCRD 129963 · WAYZATA, MN$1,101,364,418.00Regulatory AUM · August 2026
- MINOT DEBLOIS ADVISORS LLCCRD 140170 · BOSTON, MA$2,044,115,331.00Regulatory AUM · August 2026
- MIRADOR CAPITAL PARTNERS, LPCRD 173764 · PLEASANTON, CA$1,008,325,229.00Regulatory AUM · August 2026
- $7,870,338,902.00Regulatory AUM · August 2026
- MIRAE ASSET GLOBAL INVESTMENTS (USA) LLCCRD 147548 · NEW YORK, NY$5,826,259,120.00Regulatory AUM · August 2026
- MIRAVAST ASSET MANAGEMENT, LLCCRD 168582 · NEWTOWN, PA$1,364,394,378.00Regulatory AUM · August 2026
- MISSION PRIME LLCCRD 318328 · GUAYNABO, PR$2,347,603,297.00Regulatory AUM · August 2026
- MITCHELL SINKLER & STARR INCCRD 106460 · PHILADELPHIA, PA$1,789,213,488.00Regulatory AUM · August 2026
- MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.CRD 138240 · MOBILE, AL$2,657,582,515.00Regulatory AUM · August 2026
- MJE - LOOP CAPITAL PARTNERS LLCCRD 287638 · NEW YORK, NY$2,040,480,084.00Regulatory AUM · August 2026
- MJP ASSOCIATES, INC.CRD 127654 · FARMINGTON, CT$1,561,803,600.00Regulatory AUM · August 2026
- MJX ASSET MANAGEMENT LLCCRD 148976 · NEW YORK, NY$9,684,379,798.00Regulatory AUM · August 2026
- MLC ASSET MANAGEMENT US LLCCRD 314738 · NEW YORK, NY$2,767,620,000.00Regulatory AUM · August 2026
- MLG WEALTH MANAGEMENT, INC.CRD 308193 · WOODBURY, MN$1,491,320,609.00Regulatory AUM · August 2026
- MMBG INVESTMENT ADVISORS CO.CRD 285263 · MIAMI, FL$2,983,709,180.00Regulatory AUM · August 2026
- MODELL CAPITAL MANAGEMENT LLCCRD 339228 · BLOOMFIELD HILLS, MI$1,884,181,810.00Regulatory AUM · August 2026
- MODERN PORTFOLIO CONSULTANTS, LLCCRD 120846 · NAPLES, FL$1,196,629,908.00Regulatory AUM · August 2026
- MODERN PORTFOLIO MANAGEMENT INCCRD 104926 · HOLLAND, OH$1,038,583,016.00Regulatory AUM · August 2026
- MOISAND FITZGERALD TAMAYO, LLCCRD 109419 · ORLANDO, FL$1,350,217,545.00Regulatory AUM · August 2026
- MOMENT PARTNERS, LLCCRD 332691 · SAN FRANCISCO, CA$1,188,512,591.00Regulatory AUM · August 2026
- MOMENTUM INDEPENDENT NETWORK INC.CRD 17587 · DALLAS, TX$1,609,472,813.00Regulatory AUM · August 2026
- MONASHEE INVESTMENT MANAGEMENT, LLCCRD 163148 · BOSTON, MA$1,856,181,965.00Regulatory AUM · August 2026
- MONECO ADVISORS, LLCCRD 171922 · FAIRFIELD, CT$2,279,903,376.00Regulatory AUM · August 2026
- MONEY CONCEPTS CAPITAL CORPCRD 12963 · PALM BEACH GARDENS, FL$4,067,994,442.00Regulatory AUM · August 2026
- MONOGRAM CAPITAL MANAGEMENT, L.P.CRD 290197 · BEVERLY HILLS, CA$1,788,346,273.00Regulatory AUM · August 2026
- MONOGRAPH WEALTH ADVISORS, LLCCRD 173949 · MANHATTAN BEACH, CA$3,247,943,717.00Regulatory AUM · August 2026
- MONOMOY CAPITAL MANAGEMENT, L.P.CRD 160759 · GREENWICH, CT$5,456,730,253.00Regulatory AUM · August 2026
- MONROE CAPITAL BDC ADVISORS, LLCCRD 165657 · CHICAGO, IL$6,705,330,000.00Regulatory AUM · August 2026
- MONTAG A & ASSOCIATES INCCRD 105756 · ATLANTA, GA$2,973,107,685.00Regulatory AUM · August 2026
- MONTANOVA CAPITAL, LLCCRD 165153 · NEW YORK, NY$7,866,697,832.00Regulatory AUM · August 2026