Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 23
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- M FINANCIAL ASSET MANAGEMENT, INC.CRD 136694 · PORTLAND, OR$1,234,631,893.00Regulatory AUM · August 2026
- M FINANCIAL INVESTMENT ADVISERS INCCRD 106648 · PORTLAND, OR$1,006,229,464.00Regulatory AUM · August 2026
- M HOLDINGS SECURITIES, INC.CRD 43285 · PORTLAND, OR$3,206,330,654.00Regulatory AUM · August 2026
- M SQUARE INVESTIMENTOS LTDA.CRD 336712$2,251,538,613.00Regulatory AUM · August 2026
- M-ONE CAPITAL MANAGEMENT, LLCCRD 158782 · OMAHA, NE$3,773,994,241.00Regulatory AUM · August 2026
- M.D. SASS, LLCCRD 110590 · NEW YORK, NY$2,063,871,233.00Regulatory AUM · August 2026
- MACD ADVISORS LLCCRD 171905 · SUMMIT, NJ$1,034,391,907.00Regulatory AUM · August 2026
- MACERATIO LLCCRD 304078 · MIAMI, FL$1,191,853,071.00Regulatory AUM · August 2026
- MACK REAL ESTATE CREDIT STRATEGIES, L.P.CRD 167609 · NEW YORK, NY$1,048,754,256.00Regulatory AUM · August 2026
- MACKENZIE INVESTMENTS ASIA LIMITEDCRD 285521$2,532,913,464.00Regulatory AUM · August 2026
- MACKENZIE INVESTMENTS EUROPE LIMITEDCRD 284912$5,331,909,725.00Regulatory AUM · August 2026
- MACQUARIE WEALTH ADVISERS, LLCCRD 141805 · NEW YORK, NY$4,821,270,033.00Regulatory AUM · August 2026
- MADISON ASSET MANAGEMENT, LLCCRD 130874 · MADISON, WI$4,862,471,814.00Regulatory AUM · August 2026
- MADISON AVENUE FINANCIAL SOLUTIONS, LLCCRD 307461 · CHICAGO, IL$2,059,275,264.00Regulatory AUM · August 2026
- MADISON AVENUE PARTNERS, LPCRD 298610 · NEW YORK, NY$3,930,792,967.00Regulatory AUM · August 2026
- MADISON AVENUE SECURITIES, LLCCRD 23224 · SAN DIEGO, CA$2,019,427,633.00Regulatory AUM · August 2026
- MADISON CAPITAL PARTNERS CORPORATIONCRD 160334 · CHICAGO, IL$4,770,870,000.00Regulatory AUM · August 2026
- MADISON INTERNATIONAL REALTY HOLDINGS, LLCCRD 158165 · NEW YORK, NY$6,305,953,937.00Regulatory AUM · August 2026
- MADISON RIVER CAPITAL LLCCRD 286411 · NEW YORK, NY$1,264,789,763.00Regulatory AUM · August 2026
- MADISON WEALTH PARTNERS, INC.CRD 305824 · MADISON, WI$1,303,110,029.00Regulatory AUM · August 2026
- MAGNETAR ASSET MANAGEMENT LLCCRD 285287 · EVANSTON, IL$1,921,501,420.00Regulatory AUM · August 2026
- MAGNOLIA CAPITAL ADVISORS LLCCRD 298398 · RIDGELAND, MS$1,691,479,335.00Regulatory AUM · August 2026
- MAGNUS FINANCIAL GROUP LLCCRD 289423 · NEW YORK, NY$2,326,112,236.00Regulatory AUM · August 2026
- MAIN MANAGEMENT ETF ADVISORS, LLCCRD 288558 · SAN FRANCISCO, CA$2,815,857,527.00Regulatory AUM · August 2026
- MAIN MANAGEMENT FUND ADVISORS, LLCCRD 281689 · SAN FRANCISCO, CA$1,011,255,965.00Regulatory AUM · August 2026
- MAIN MANAGEMENT, LLCCRD 120361 · SAN FRANCISCO, CA$1,904,324,653.00Regulatory AUM · August 2026
- MAIN POST PARTNERS, L.P.CRD 172703 · SAN FRANCISCO, CA$3,472,075,282.00Regulatory AUM · August 2026
- MAIN STREET FINANCIAL SOLUTIONS, LLCCRD 305834 · NEWTOWN, PA$2,508,000,000.00Regulatory AUM · August 2026
- MAIN STREET RESEARCH LLCCRD 114629 · LAKEVILLE, CT$2,681,886,634.00Regulatory AUM · August 2026
- MAINLINE WEST FUND MANAGER LLCCRD 147532 · DENVER, CO$1,771,928,899.00Regulatory AUM · August 2026
- MAINSAIL MANAGEMENT COMPANY, LLCCRD 157775 · AUSTIN, TX$3,996,173,619.00Regulatory AUM · August 2026
- MAINSTAY CAPITAL MANAGEMENT, LLCCRD 109528 · GRAND BLANC, MI$5,307,611,903.00Regulatory AUM · August 2026
- MAINSTREET INVESTMENT ADVISORS LLCCRD 146615 · CHICAGO, IL$5,855,906,939.00Regulatory AUM · August 2026
- MAK CAPITAL ONE, LLCCRD 158132 · NEW YORK, NY$1,988,789,923.00Regulatory AUM · August 2026
- MAKARORA MANAGEMENT LPCRD 329275 · NEW YORK, NY$1,092,744,155.00Regulatory AUM · August 2026
- MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLCCRD 110152 · SAN RAMON, CA$2,263,378,626.00Regulatory AUM · August 2026
- MAM AMERICAS, INC.CRD 282639 · NEW YORK, NY$4,273,429,400.00Regulatory AUM · August 2026
- MAN GLOBAL PRIVATE MARKETS (UK) LIMITEDCRD 198515$1,426,487,292.00Regulatory AUM · August 2026
- MAN INVESTMENT PARTNERS (US) LPCRD 282371 · NEW YORK, NY$2,879,324,847.00Regulatory AUM · August 2026
- MAN INVESTMENTS AUSTRALIA LIMITEDCRD 313907$4,131,091,710.00Regulatory AUM · August 2026
- MANAGED ASSET PORTFOLIOS, LLCCRD 109574 · ROCHESTER, MI$1,266,424,380.00Regulatory AUM · August 2026
- MANCHESTER CAPITAL MANAGEMENT LLCCRD 110003 · MANCHESTER, VT$2,832,800,084.00Regulatory AUM · August 2026
- MANCHESTER FINANCIAL INCCRD 106071 · WESTLAKE VILLAGE, CA$1,046,223,900.00Regulatory AUM · August 2026
- MANE GLOBAL CAPITAL MANAGEMENT LPCRD 311912 · NEW YORK, NY$2,938,031,583.00Regulatory AUM · August 2026
- MANGROVE PARTNERS IM, LLCCRD 162296 · GREENWICH, CT$2,705,898,893.00Regulatory AUM · August 2026
- MANHATTAN WEST ASSET MANAGEMENT, LLCCRD 283630 · LOS ANGELES, CA$1,163,735,315.00Regulatory AUM · August 2026
- MANITOU INVESTMENT MANAGEMENT LTD.CRD 319213$2,422,321,362.00Regulatory AUM · August 2026
- MANTLE RIDGE LPCRD 284653 · NEW YORK, NY$5,348,830,341.00Regulatory AUM · August 2026
- MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INCCRD 109641 · BOSTON, MA$6,741,281,747.00Regulatory AUM · August 2026
- MAPLE CAPITAL MANAGEMENT, INC.CRD 130209 · MONTPELIER, VT$2,579,565,974.00Regulatory AUM · August 2026
- MAPLE ROCK CAPITAL PARTNERS INC.CRD 173887$6,340,993,380.00Regulatory AUM · August 2026
- MAPLELANE CAPITAL, LLCCRD 159894 · NEW YORK, NY$5,047,112,426.00Regulatory AUM · August 2026
- MAR VISTA INVESTMENT PARTNERS, LLCCRD 144906 · LOS ANGELES, CA$1,121,405,368.00Regulatory AUM · August 2026
- MARBLE BAR ASSET MANAGEMENT LLPCRD 160882$3,568,305,992.00Regulatory AUM · August 2026
- MARBLE CAPITAL LPCRD 285940 · HOUSTON, TX$3,346,099,228.00Regulatory AUM · August 2026
- MARBLE HARBOR INVESTMENT COUNSEL, LLCCRD 138538 · BOSTON, MA$1,320,179,700.00Regulatory AUM · August 2026
- MARBLE WEALTH, LLCCRD 335291 · MONTGOMERY, AL$1,045,227,948.00Regulatory AUM · August 2026
- MARBLEGATE ASSET MANAGEMENT, LLCCRD 157850 · GREENWICH, CT$2,923,800,736.00Regulatory AUM · August 2026
- MARCO INVESTMENT MANAGEMENT LLCCRD 108170 · ATLANTA, GA$1,766,627,795.00Regulatory AUM · August 2026
- MARCUARD FAMILY OFFICE LTDCRD 155003$8,661,817,914.00Regulatory AUM · August 2026
- MARCUS PARTNERS, LLCCRD 161326 · BOSTON, MA$2,678,508,772.00Regulatory AUM · August 2026
- MARCYPEN CAPITAL PARTNERS LLCCRD 306546$1,121,838,469.00Regulatory AUM · August 2026
- MAREN CAPITAL LLCCRD 319626 · CHICAGO, IL$2,080,183,779.00Regulatory AUM · August 2026
- MARIETTA WEALTH MANAGEMENT, LLCCRD 281782 · MARIETTA, GA$1,394,544,576.00Regulatory AUM · August 2026
- MARINER INDEPENDENT ADVISOR NETWORK, LLCCRD 283824 · OVERLAND PARK, KS$9,568,838,387.00Regulatory AUM · August 2026
- MARINER INSTITUTIONAL, LLCCRD 111964 · WINTER PARK, FL$2,822,300,000.00Regulatory AUM · August 2026
- MARINER MANAGED ACCOUNT SOLUTIONS, LLCCRD 151664 · OVERLAND PARK,, KS$2,770,128,298.00Regulatory AUM · August 2026
- MARINER PLATFORM SOLUTIONS, LLCCRD 305418 · OVERLAND PARK, KS$7,341,763,312.00Regulatory AUM · August 2026
- MARINO, STRAM AND ASSOCIATES LLCCRD 107768 · BRAINTREE, MA$1,405,327,219.00Regulatory AUM · August 2026
- MARITIME CAPITAL LLCCRD 161112 · NEW YORK, NY$1,080,390,369.00Regulatory AUM · August 2026
- MARITIME PARTNERS, LLCCRD 300186 · METAIRIE, LA$4,716,515,556.00Regulatory AUM · August 2026
- MARK ASSET MANAGEMENT LPCRD 105691 · NEW YORK, NY$1,141,991,985.00Regulatory AUM · August 2026
- MARKETS INFRASTRUCTURE PARTNERS LPCRD 335487 · NEW YORK, NY$1,110,669,276.00Regulatory AUM · August 2026
- MARKS GROUP WEALTH MANAGEMENT, INC.CRD 148679 · MINNETONKA, MN$2,017,276,019.00Regulatory AUM · August 2026
- MARLIN MANAGEMENT COMPANY, LLCCRD 160672 · HERMOSA BEACH, CA$9,021,207,277.00Regulatory AUM · August 2026
- MARSHALL + STERLING WEALTH ADVISORS, INC.CRD 164345 · POUGHKEEPSIE, NY$1,586,218,016.00Regulatory AUM · August 2026
- MARSHFIELD ASSOCIATES, INC.CRD 150614 · WASHINGTON, DC$8,121,896,714.00Regulatory AUM · August 2026
- MARSICO CAPITAL MANAGEMENT, LLCCRD 109250 · DENVER, CO$4,262,075,529.00Regulatory AUM · August 2026
- MARTEL WEALTH ADVISORS, LLCCRD 296896 · VANCOUVER, WA$1,459,415,057.00Regulatory AUM · August 2026
- MARTIN & COMPANY, INCCRD 108718 · KNOXVILLE, TN$1,650,533,110.00Regulatory AUM · August 2026
- MARTINGALE ASSET MANAGEMENT LPCRD 108526 · BOSTON, MA$4,177,115,595.00Regulatory AUM · August 2026
- MARTIS CAPITAL MANAGEMENT, LLCCRD 296437 · WASHINGTON, DC$2,459,367,996.00Regulatory AUM · August 2026
- MAS ADVISORS LLCCRD 165906 · CORAL GABLES, FL$2,556,217,487.00Regulatory AUM · August 2026
- MASECO LLPCRD 147686$4,957,724,955.00Regulatory AUM · August 2026
- MASON CAPITAL MANAGEMENT LLCCRD 158797 · NEW YORK, NY$2,237,452,245.00Regulatory AUM · August 2026
- MASON WELLS, INC.CRD 173069 · MILWAUKEE, WI$1,420,286,011.00Regulatory AUM · August 2026
- MATAURO, LLCCRD 333038 · NEW YORK, NY$1,047,284,784.00Regulatory AUM · August 2026
- MATRIX ASSET ADVISORS INCCRD 107408 · WHITE PLAINS, NY$1,397,521,025.00Regulatory AUM · August 2026
- MATRIX CAPITAL MANAGEMENT COMPANY, LPCRD 160066 · PORTSMOUTH, NH$2,323,707,296.00Regulatory AUM · August 2026
- MATTER, LLCCRD 106806 · ST LOUIS, MO$3,811,053,690.00Regulatory AUM · August 2026
- MATTERN CAPITAL MANAGEMENT, LLCCRD 299342 · LAKEWOOD, CO$1,073,680,572.00Regulatory AUM · August 2026
- MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLCCRD 106054 · SAN FRANCISCO, CA$6,634,291,608.00Regulatory AUM · August 2026
- MAXIM CAPITAL GROUP, LLCCRD 288321 · NEW YORK, NY$2,189,298,777.00Regulatory AUM · August 2026
- MAY RIVER CAPITAL, LLCCRD 166007 · CHICAGO, IL$1,086,608,293.00Regulatory AUM · August 2026
- MAYFLOWER FINANCIAL ADVISORS, LLCCRD 307857 · BOSTON, MA$5,815,579,654.00Regulatory AUM · August 2026
- MBL WEALTH, LLCCRD 305176 · CHARLOTTE, NC$1,422,868,828.00Regulatory AUM · August 2026
- MC CREDIT PARTNERS LPCRD 167929 · STAMFORD, CT$4,941,732,918.00Regulatory AUM · August 2026
- MCADAM LLCCRD 170914 · RADNOR, PA$2,678,322,349.00Regulatory AUM · August 2026
- MCD-KISSNER GP, LLCCRD 336165 · OVERLAND PARK, KS$1,017,618,502.00Regulatory AUM · August 2026
- MCDONALD CAPITAL INVESTORS INCCRD 105562 · ORINDA, CA$1,857,431,822.00Regulatory AUM · August 2026