Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 22
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- LEGACY EDGE ADVISORS, LLCCRD 328064 · SYOSSET, NY$1,228,771,954.00Regulatory AUM · August 2026
- LEGACY FINANCIAL ADVISORS, INC.CRD 158675 · COVINGTON, KY$1,515,563,474.00Regulatory AUM · August 2026
- LEGACY FINANCIAL GROUP, LLCCRD 154927 · DES MOINES, IA$1,007,573,360.00Regulatory AUM · August 2026
- LEGACY KNIGHT MFO, LLCCRD 305927 · DALLAS, TX$2,846,356,708.00Regulatory AUM · August 2026
- LEGACY WEALTH MANAGEMENT INCCRD 108619 · MEMPHIS, TN$2,657,303,544.00Regulatory AUM · August 2026
- LEGALIST, INC.CRD 297876 · SAN FRANCISCO, CA$1,915,106,194.00Regulatory AUM · August 2026
- LEGATO CAPITAL MANAGEMENT, LLCCRD 131704 · SAN FRANCISCO, CA$1,259,674,224.00Regulatory AUM · August 2026
- LEO WEALTH, LLCCRD 283891 · EDISON, NJ$3,205,181,999.00Regulatory AUM · August 2026
- $2,309,385,751.00Regulatory AUM · August 2026
- LESTE CAPITAL PARTNERS (FLORIDA), LLCCRD 285179 · MIAMI, FL$1,610,065,330.00Regulatory AUM · August 2026
- LEUCADIA ASSET MANAGEMENT LLCCRD 121767 · NEW YORK, NY$3,056,268,327.00Regulatory AUM · August 2026
- LEVEL EQUITY MANAGEMENT, LLCCRD 160016 · NEW YORK, NY$6,457,223,242.00Regulatory AUM · August 2026
- LEVEL FOUR ADVISORY SERVICES, LLCCRD 134086 · DALLAS, TX$6,543,203,513.00Regulatory AUM · August 2026
- LEVEL FOUR CAPITAL MANAGEMENTCRD 304792 · DALLAS, TX$1,381,485,153.00Regulatory AUM · August 2026
- LEVIN CAPITAL STRATEGIES, L.P.CRD 137147 · NEW YORK, NY$1,659,473,378.00Regulatory AUM · August 2026
- LEVINE LEICHTMAN STRATEGIC CAPITAL, LLCCRD 289401 · BEVERLY HILLS, CA$1,503,161,000.00Regulatory AUM · August 2026
- LEXAURUM ADVISORS, LLCCRD 283653 · OVERLAND PARK, KS$1,267,158,128.00Regulatory AUM · August 2026
- LEXINGTON ADVISORS LLCCRD 107364 · NEW YORK, NY$2,656,573,224.00Regulatory AUM · August 2026
- LFM CAPITAL, LLCCRD 173834 · NASHVILLE, TN$1,422,591,460.00Regulatory AUM · August 2026
- LGK ADVISORS, LLCCRD 154922 · NEW YORK, NY$4,391,725,447.00Regulatory AUM · August 2026
- LGT WEALTH MANAGEMENT US LIMITEDCRD 164190$1,799,545,425.00Regulatory AUM · August 2026
- LIBERTY 77 CAPITAL L.P.CRD 314378 · WASHINGTON, DC$3,545,378,087.00Regulatory AUM · August 2026
- LIBERTY HALL CAPITAL PARTNERS, L.P.CRD 173159 · CHARLESTON, SC$1,141,608,677.00Regulatory AUM · August 2026
- LIBERTY ONE INVESTMENT MANAGEMENT, LLCCRD 304290 · LIBERTYVILLE, IL$1,052,112,840.00Regulatory AUM · August 2026
- LIBERTY STREET ADVISORS, INC.CRD 142949 · NEW YORK, NY$1,884,608,463.00Regulatory AUM · August 2026
- LIBERTY WEALTH MANAGEMENT, LLCCRD 286001 · OAKLAND, CA$1,725,386,015.00Regulatory AUM · August 2026
- LIBRARY RESEARCH LIMITEDCRD 301421$1,158,155,202.00Regulatory AUM · August 2026
- LIGHT STREET CAPITAL MANAGEMENT, LLCCRD 155215 · PALO ALTO, CA$1,571,270,789.00Regulatory AUM · August 2026
- LIGHTBAY MANAGEMENT LLCCRD 288432 · LOS ANGELES, CA$1,838,339,267.00Regulatory AUM · August 2026
- LIGHTHOUSE FINANCIAL ADVISORS, INC.CRD 121496 · RED BANK, NJ$1,113,936,231.00Regulatory AUM · August 2026
- LIGHTYEAR CAPITAL LLCCRD 156781 · NEW YORK, NY$8,083,514,414.00Regulatory AUM · August 2026
- LIME ROCK MANAGEMENT LPCRD 157127 · WESTPORT, CT$5,478,458,404.00Regulatory AUM · August 2026
- LINCOLN ADVISORY GROUP, LLCCRD 114003 · CHICAGO, IL$3,222,793,844.00Regulatory AUM · August 2026
- LINDEN GLOBAL STRATEGIES LLCCRD 159667 · NEW YORK, NY$1,602,921,356.00Regulatory AUM · August 2026
- LINDEN THOMAS ADVISORY SERVICES, LLCCRD 288557 · CHARLOTTE, NC$1,771,455,363.00Regulatory AUM · August 2026
- LINDSELL TRAIN LIMITEDCRD 158323$9,254,180,434.00Regulatory AUM · August 2026
- LINEAR B PARTNERS LPCRD 315185 · NEW YORK, NY$1,493,980,824.00Regulatory AUM · August 2026
- LINEWEAVER WEALTH ADVISORS, LLCCRD 173310 · VALLEY VIEW, OH$1,084,177,360.00Regulatory AUM · August 2026
- LINGOTTO US LLCCRD 328113 · NEW YORK, NY$1,971,624,934.00Regulatory AUM · August 2026
- LINSCOMB WEALTH, INC.CRD 106779 · HOUSTON, TX$5,214,032,831.00Regulatory AUM · August 2026
- LINSE CAPITAL LLCCRD 289222 · SAN JUAN, PR$1,708,821,632.00Regulatory AUM · August 2026
- LIONTREE INVESTMENT MANAGEMENT, LLCCRD 315628 · NEW YORK, NY$1,700,499,469.00Regulatory AUM · August 2026
- LIQUID STRATEGIES, LLCCRD 170107 · ATLANTA, GA$1,446,157,958.00Regulatory AUM · August 2026
- LITTLEJOHN & CO., LLCCRD 156720 · GREENWICH, CT$8,965,727,230.00Regulatory AUM · August 2026
- LIVE OAK PRIVATE WEALTH, LLCCRD 297904 · WILMINGTON, NC$1,320,408,330.00Regulatory AUM · August 2026
- LJI WEALTH MANAGEMENT, LLCCRD 145399 · INDIANAPOLIS, IN$1,373,719,423.00Regulatory AUM · August 2026
- LL FUNDS, LLCCRD 161552 · PHILADELPHIA, PA$2,605,214,178.00Regulatory AUM · August 2026
- LLR MANAGEMENT HOLDCO, L.P.CRD 323438 · PHILADELPHIA, PA$7,565,185,588.00Regulatory AUM · August 2026
- LM ADVISORS LLCCRD 153940 · SAN DIEGO, CA$2,877,248,160.00Regulatory AUM · August 2026
- LM CAPITAL GROUP, LLCCRD 120277 · SAN DIEGO, CA$6,098,250,000.00Regulatory AUM · August 2026
- LMCG INVESTMENTS, LLCCRD 149936 · BOSTON, MA$6,834,293,270.00Regulatory AUM · August 2026
- LOANCORE CAPITAL CREDIT ADVISOR LLCCRD 293737 · GREENWICH, CT$7,922,430,862.00Regulatory AUM · August 2026
- LOCORR FUND MANAGEMENT, LLCCRD 156247 · EXCELSIOR, MN$2,528,449,276.00Regulatory AUM · August 2026
- LOCUST POINT CAPITAL, INC.CRD 286689 · MIAMI, FL$1,583,064,096.00Regulatory AUM · August 2026
- LOCUST WOOD CAPITAL ADVISERS, LLCCRD 135140 · NEW YORK, NY$4,395,858,889.00Regulatory AUM · August 2026
- LODESTAR PRIVATE ASSET MANAGEMENT LLCCRD 107638 · ALAMO, CA$1,341,318,935.00Regulatory AUM · August 2026
- LOGAN CAPITAL MANAGEMENT, INC.CRD 108893 · NEWTOWN SQUARE, PA$3,095,761,086.00Regulatory AUM · August 2026
- LOGOS GLOBAL MANAGEMENT, L.P.CRD 305162 · SAN FRANCISCO, CA$2,252,473,038.00Regulatory AUM · August 2026
- LOMBARD ODIER ASSET MANAGEMENT (USA) CORPCRD 153582 · NEW YORK, NY$7,484,663,000.00Regulatory AUM · August 2026
- LONE VIEW CAPITAL MANAGEMENT, L.P.CRD 321209 · LOS ANGELES, CA$1,593,550,916.00Regulatory AUM · August 2026
- LONG FOCUS CAPITAL MANAGEMENT LLCCRD 322024 · SAN JUAN, PR$2,436,534,455.00Regulatory AUM · August 2026
- LONG PATH PARTNERS, LPCRD 299053 · STAMFORD, CT$1,732,754,282.00Regulatory AUM · August 2026
- LONG POND CAPITAL, LPCRD 161168 · NEW YORK, NY$1,974,757,539.00Regulatory AUM · August 2026
- LONG RIDGE CAPITAL MANAGEMENT LPCRD 163730 · NEW YORK, NY$2,098,188,265.00Regulatory AUM · August 2026
- LONGFORD CAPITAL MANAGEMENT, LPCRD 284049 · CHICAGO, IL$1,004,896,448.00Regulatory AUM · August 2026
- LONGITUDE CAPITAL MANAGEMENT CO., LLCCRD 161916 · MENLO PARK, CA$2,440,493,000.00Regulatory AUM · August 2026
- LONGPOINT PARTNERS LPCRD 283800 · BOSTON, MA$5,707,846,611.00Regulatory AUM · August 2026
- LONGRANGE CAPITAL, L.P.CRD 309379 · STAMFORD, CT$2,219,553,000.00Regulatory AUM · August 2026
- LONGUEVUE MANAGEMENT COMPANY LLCCRD 330117 · METAIRIE, LA$1,005,413,474.00Regulatory AUM · August 2026
- LONGVIEW WEALTH MANAGEMENT, INC.CRD 136214 · ATLANTA, GA$1,153,580,840.00Regulatory AUM · August 2026
- LORD ABBETT PRIVATE CREDIT ADVISOR LLCCRD 332701 · JERSEY CITY, NJ$1,284,068,306.00Regulatory AUM · August 2026
- LORIENT CAPITAL MANAGEMENT, LLCCRD 289572 · MIAMI, FL$1,944,457,297.00Regulatory AUM · August 2026
- LOTUS INFRASTRUCTURE PARTNERS, LPCRD 324015 · GREENWICH, CT$6,155,568,591.00Regulatory AUM · August 2026
- LOVELL MINNICK PARTNERS LLCCRD 156494 · RADNOR, PA$5,212,882,144.00Regulatory AUM · August 2026
- LOWE, BROCKENBROUGH & COMPANY, INC.CRD 105142 · RICHMOND, VA$5,487,791,666.00Regulatory AUM · August 2026
- LPC REALTY ADVISORS I, LLCCRD 112175 · CHICAGO, IL$1,649,942,076.00Regulatory AUM · August 2026
- LRI INVESTMENTS, LLCCRD 323556 · PALM BEACH GARDENS, FL$2,781,193,458.00Regulatory AUM · August 2026
- LS BDC ADVISER, LLCCRD 313799 · MIAMI, FL$1,040,209,513.00Regulatory AUM · August 2026
- LUBERT-ADLER MANAGEMENT COMPANY, L.P.CRD 155201 · PHILADELPHIA, PA$2,814,795,537.00Regulatory AUM · August 2026
- LUCID ADVISORS, INC.CRD 116639 · SEATTLE, WA$1,147,355,188.00Regulatory AUM · August 2026
- LUCID MANAGEMENT AND CAPITAL PARTNERS LPCRD 287883 · NEW YORK, NY$4,867,700,000.00Regulatory AUM · August 2026
- LUGANO FINANCIAL ADVISORS S.A.CRD 152864$1,090,049,962.00Regulatory AUM · August 2026
- LUMENT INVESTMENT MANAGEMENT, LLCCRD 306487 · NEW YORK, NY$1,935,907,933.00Regulatory AUM · August 2026
- LUMINARX CAPITAL MANAGEMENT LPCRD 327065 · NEW YORK, NY$4,460,654,773.00Regulatory AUM · August 2026
- LUMINATE CAPITAL MANAGEMENT, INC.CRD 269873 · SAN FRANCISCO, CA$3,818,680,175.00Regulatory AUM · August 2026
- LUMINT CORPORATIONCRD 324443 · BOSTON, MA$3,668,756,297.00Regulatory AUM · August 2026
- LUPA RIA INVESTMENT MANAGEMENT LLCCRD 314819 · NEW YORK, NY$2,189,329,023.00Regulatory AUM · August 2026
- LUTZ FINANCIAL SERVICES, LLCCRD 117273 · OMAHA, NE$3,187,194,167.00Regulatory AUM · August 2026
- LUXOR CAPITAL GROUP, LPCRD 138253 · NEW YORK, NY$5,037,229,000.00Regulatory AUM · August 2026
- LVM CAPITAL MANAGEMENT LTDCRD 111039 · PORTAGE, MI$1,314,451,711.00Regulatory AUM · August 2026
- LVW ADVISORS, LLCCRD 159403 · PITTSFORD, NY$2,471,874,272.00Regulatory AUM · August 2026
- LVZ, INC.CRD 124228 · HOLLAND, MI$1,125,231,000.00Regulatory AUM · August 2026
- LWM ADVISORY SERVICES, LLCCRD 172009 · PLANTATION, FL$1,090,915,835.00Regulatory AUM · August 2026
- LYELL WEALTH MANAGEMENT LPCRD 283521 · MENLO PARK, CA$1,647,084,758.00Regulatory AUM · August 2026
- LYKOS GLOBAL MANAGEMENT, LPCRD 329441 · STAMFORD, CT$1,378,000,000.00Regulatory AUM · August 2026
- LYNROCK LAKE LPCRD 292931 · RYE BROOK, NY$2,893,749,395.00Regulatory AUM · August 2026
- LYNX ASSET MANAGEMENT ABCRD 285234$1,376,000,000.00Regulatory AUM · August 2026
- LYNX INVESTMENT ADVISORY, LLCCRD 111814 · WASHINGTON, DC$1,114,497,872.00Regulatory AUM · August 2026
- LYRIC CAPITAL MANAGEMENT GROUP, L.P.CRD 299917 · NEW YORK, NY$1,100,070,128.00Regulatory AUM · August 2026
- LYRICAL ASSET MANAGEMENT LPCRD 148267 · NEW YORK, NY$7,374,485,949.00Regulatory AUM · August 2026