Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 21
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- KEYSTONE CAPITAL MANAGEMENT, LPCRD 314798 · CHICAGO, IL$1,550,106,769.00Regulatory AUM · August 2026
- KEYSTONE FINANCIAL GROUP, LLCCRD 170201 · LEXINGTON, KY$2,338,235,877.00Regulatory AUM · August 2026
- KEYSTONE NATIONAL GROUP, LLCCRD 142885 · SALT LAKE CITY, UT$2,502,802,240.00Regulatory AUM · August 2026
- KEYWISE CAPITAL MANAGEMENT (HK) LIMITEDCRD 160593$2,886,359,700.00Regulatory AUM · August 2026
- KFG WEALTH MANAGEMENT, LLCCRD 128606 · GRANGER, IN$1,152,350,226.00Regulatory AUM · August 2026
- KIAN CAPITAL PARTNERS, LLCCRD 329179 · CHARLOTTE, NC$1,104,633,769.00Regulatory AUM · August 2026
- KILDARE PARTNERS US, LLCCRD 167984 · WESTLAKE, TX$1,912,003,380.00Regulatory AUM · August 2026
- KILEY JUERGENS WEALTH MANAGEMENT, LLCCRD 151088 · OLYMPIA, WA$2,200,220,068.00Regulatory AUM · August 2026
- KILTEARN PARTNERS LLPCRD 158789$1,274,207,239.00Regulatory AUM · August 2026
- KIMELMAN & BAIRD, LLCCRD 2440 · NEW YORK, NY$1,478,705,000.00Regulatory AUM · August 2026
- KIMMERIDGE ENERGY MANAGEMENT COMPANY, LLCCRD 160432 · NEW YORK, NY$6,268,399,028.00Regulatory AUM · August 2026
- KINDRED SPIRITS INVESTMENT MANAGEMENT, LLCCRD 171615 · CINCINNATI, OH$9,678,019,924.00Regulatory AUM · August 2026
- KINETIC PARTNERS MANAGEMENT, LPCRD 318097 · MIAMI, FL$4,727,761,234.00Regulatory AUM · August 2026
- KING WEALTH MANAGEMENT GROUP, LLCCRD 159550 · SARATOGA SPRINGS, NY$1,084,132,315.00Regulatory AUM · August 2026
- KINGS COURT CAPITAL PTE. LTDCRD 311229$1,106,398,482.00Regulatory AUM · August 2026
- KINGS PATH PARTNERS LLCCRD 269876 · SUGAR LAND, TX$1,528,651,048.00Regulatory AUM · August 2026
- KINGSVIEW WEALTH MANAGEMENT, LLCCRD 148107 · GRANTS PASS, OR$8,957,122,931.00Regulatory AUM · August 2026
- KINGSWOOD CAPITAL MANAGEMENT, L.P.CRD 304649 · LOS ANGELES, CA$3,750,064,972.00Regulatory AUM · August 2026
- KINGSWOOD WEALTH ADVISORS, LLCCRD 288792 · SAN DIEGO, CA$3,800,734,890.00Regulatory AUM · August 2026
- KINTEGRAL ADVISORY, LLCCRD 164160 · NEW YORK, NY$2,138,796,164.00Regulatory AUM · August 2026
- KINTRA WEALTH, LLCCRD 299407 · WILLIAMSPORT, PA$1,501,009,982.00Regulatory AUM · August 2026
- KIRKOSWALD CAPITAL MANAGEMENT LIMITEDCRD 139217$5,014,283,127.00Regulatory AUM · August 2026
- $4,943,644,520.00Regulatory AUM · August 2026
- KKR REGISTERED ADVISOR LLCCRD 309284 · NEW YORK, NY$1,456,595,841.00Regulatory AUM · August 2026
- KLCM ADVISORS, INC.CRD 107847 · MILWAUKEE, WI$1,876,936,306.00Regulatory AUM · August 2026
- KLINGENSTEIN, FIELDS & CO., L.P.CRD 105907 · NEW YORK, NY$4,698,833,301.00Regulatory AUM · August 2026
- KLINGMAN AND ASSOCIATES, LLCCRD 125618 · NEW YORK, NY$5,664,692,453.00Regulatory AUM · August 2026
- KMG FIDUCIARY PARTNERS, LLCCRD 298331 · TOLEDO, OH$1,672,631,724.00Regulatory AUM · August 2026
- KNIGHTSBRIDGE ADVISERS LLCCRD 111043 · BARTLESVILLE, OK$3,288,456,835.00Regulatory AUM · August 2026
- KNIGHTSBRIDGE ASSET MANAGEMENT LLCCRD 110347 · NEWPORT BEACH, CA$1,118,503,781.00Regulatory AUM · August 2026
- KNOX LANE LPCRD 306657 · SAN FRANCISCO, CA$3,395,386,059.00Regulatory AUM · August 2026
- KOHMANN BOSSHARD FINANCIAL SERVICES, LLC.CRD 138851 · AKRON, OH$1,124,003,928.00Regulatory AUM · August 2026
- KORA MANAGEMENT LPCRD 172534 · BROOKLYN, NY$1,960,658,398.00Regulatory AUM · August 2026
- KORE ADVISORS LPCRD 159663 · BOYNTON BEACH, FL$1,239,000,000.00Regulatory AUM · August 2026
- KORNITZER CAPITAL MANAGEMENT, INC.CRD 111087 · MISSION, KS$6,491,513,805.00Regulatory AUM · August 2026
- KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC.CRD 111872 · DECATUR, IL$2,655,482,859.00Regulatory AUM · August 2026
- KOSMOS MANAGEMENT LLCCRD 164712 · SEATTLE, WA$2,205,900,876.00Regulatory AUM · August 2026
- KOSS-OLINGER CONSULTING, LLC.CRD 111855 · GAINESVILLE, FL$2,228,866,700.00Regulatory AUM · August 2026
- $4,698,787,813.00Regulatory AUM · August 2026
- KOVACK ADVISORS, INC.CRD 140808 · FT. LAUDERDALE, FL$6,279,660,562.00Regulatory AUM · August 2026
- KPP ADVISORY SERVICES LLCCRD 289507 · LOUISVILLE, KY$1,241,011,682.00Regulatory AUM · August 2026
- KRILOGY FINANCIAL LLCCRD 149046 · ST. LOUIS, MO$5,195,636,468.00Regulatory AUM · August 2026
- KRISTAL ADVISORS (SG) PTE. LTD.CRD 341175$1,269,350,088.00Regulatory AUM · August 2026
- KRYGER CAPITAL LLCCRD 318571$1,425,976,421.00Regulatory AUM · August 2026
- KUDU INVESTMENT HOLDINGS, LLCCRD 174350 · NEW YORK, NY$1,394,799,306.00Regulatory AUM · August 2026
- KWB WEALTHCRD 300921 · REDLANDS, CA$1,234,634,396.00Regulatory AUM · August 2026
- KWMG, LLCCRD 170293 · OVERLAND PARK, KS$1,233,414,323.00Regulatory AUM · August 2026
- KYNAM CAPITAL MANAGEMENT, LPCRD 314368$2,405,442,793.00Regulatory AUM · August 2026
- KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD.CRD 174341 · NEW YORK, NY$1,491,367,626.00Regulatory AUM · August 2026
- L & S ADVISORS, INCCRD 140923 · LOS ANGELES, CA$1,163,055,017.00Regulatory AUM · August 2026
- L 1 GLOBAL WEALTH LLCCRD 337213 · COCONUT GROVE, FL$2,810,167,033.00Regulatory AUM · August 2026
- L SQUARED CAPITAL MANAGEMENT LPCRD 288509 · NEWPORT BEACH, CA$2,041,017,515.00Regulatory AUM · August 2026
- L. ROY PAPP & ASSOCIATES, LLPCRD 105130 · PHOENIX, AZ$1,621,804,561.00Regulatory AUM · August 2026
- L.J. ALTFEST & CO., INC.CRD 110130 · NEW YORK, NY$1,798,317,121.00Regulatory AUM · August 2026
- L2 ASSET MANAGEMENT, LLCCRD 172688$1,270,837,759.00Regulatory AUM · August 2026
- LAB QUANTITATIVE STRATEGIES, LLCCRD 312409 · DENVER, CO$1,566,601,726.00Regulatory AUM · August 2026
- LADENBURG THALMANN ASSET MANAGEMENT INCCRD 108604 · NEW YORK, NY$6,675,795,755.00Regulatory AUM · August 2026
- LAFLEUR & GODFREY LLCCRD 168831 · GRAND RAPIDS, MI$1,016,437,853.00Regulatory AUM · August 2026
- LAKE HILL CAPITAL MANAGEMENT, LLCCRD 166526 · NEW YORK, NY$1,584,844,393.00Regulatory AUM · August 2026
- LAKE STREET PRIVATE WEALTH, LLCCRD 296761 · CHICAGO, IL$1,158,676,142.00Regulatory AUM · August 2026
- LAKEWOOD CAPITAL MANAGEMENT, LPCRD 156429 · NEW YORK, NY$3,398,686,000.00Regulatory AUM · August 2026
- LANARK FINANCIAL, INC.CRD 17870 · BIRMINGHAM, AL$1,784,817,450.00Regulatory AUM · August 2026
- LANCASTER INVESTMENT MANAGEMENT LLPCRD 158068$2,062,601,290.00Regulatory AUM · August 2026
- LANDAAS & COMPANY, LLCCRD 47487 · MILWAUKEE, WI$1,926,588,387.00Regulatory AUM · August 2026
- LANDMARK MANAGEMENT, LLCCRD 157511 · NEW YORK, NY$6,294,698,147.00Regulatory AUM · August 2026
- LANDSCAPE CAPITAL MANAGEMENT LLCCRD 165336 · ENGLEWOOD, NJ$3,029,377,479.00Regulatory AUM · August 2026
- LANE42 INVESTMENT PARTNERS, LLCCRD 335548 · SANTA MONICA, CA$2,005,932,000.00Regulatory AUM · August 2026
- LARAMAR MULTI-FAMILY VALUE MANAGER, LLCCRD 161298 · CHICAGO, IL$1,914,838,725.00Regulatory AUM · August 2026
- LARCH CAPITAL PARTNERS LLCCRD 307653 · MIAMI, FL$2,997,286,724.00Regulatory AUM · August 2026
- LARSON CAPITAL MANAGEMENT, LLCCRD 301971 · CHESTERFIELD, MO$1,425,678,418.00Regulatory AUM · August 2026
- LARSON FINANCIAL GROUP, LLCCRD 140599 · SAINT LOUIS, MO$5,481,842,388.00Regulatory AUM · August 2026
- LASALLE INVESTMENT MANAGEMENT SECURITIES, LLCCRD 111179 · BALTIMORE, MD$3,326,830,393.00Regulatory AUM · August 2026
- LASALLE ST. INVESTMENT ADVISORS, L.L.C.CRD 109701 · ELMHURST, IL$5,742,301,554.00Regulatory AUM · August 2026
- LATASH INVESTMENTS, LLCCRD 128012 · ANCHORAGE, AK$1,738,283,673.00Regulatory AUM · August 2026
- LATERAL INVESTMENT MANAGEMENT, LLCCRD 159649 · BURLINGAME, CA$1,003,867,391.00Regulatory AUM · August 2026
- LATHROP INVESTMENT MANAGEMENT COMPANYCRD 334458 · LITTLE ROCK, AR$1,009,767,986.00Regulatory AUM · August 2026
- LATTICE STRATEGIES LLCCRD 130373 · WAYNE, PA$2,153,460,678.00Regulatory AUM · August 2026
- LAUREL OAK WEALTH MANAGEMENT, LLCCRD 336824 · MARLTON, NJ$1,399,270,429.00Regulatory AUM · August 2026
- LAUREL WEALTH ADVISORS, LLCCRD 118469 · CHARLOTTE, NC$1,106,882,815.00Regulatory AUM · August 2026
- LAURION CAPITAL MANAGEMENT LPCRD 161278 · NEW YORK, NY$6,764,043,000.00Regulatory AUM · August 2026
- LAWLEY RETIREMENT ADVISORS, LLCCRD 282786 · BUFFALO, NY$2,130,067,484.00Regulatory AUM · August 2026
- LAZARD ASSET MANAGEMENT (CANADA)INCCRD 106340 · NEW YORK, NY$2,282,810,629.00Regulatory AUM · August 2026
- LBC CREDIT MANAGEMENT, L.P.CRD 157628 · RADNOR, PA$3,235,330,687.00Regulatory AUM · August 2026
- LBMC INVESTMENT ADVISORS LLCCRD 108943 · BRENTWOOD, TN$2,226,438,368.00Regulatory AUM · August 2026
- LCG ASSOCIATES, INC.CRD 105971 · ATLANTA, GA$2,608,655,710.00Regulatory AUM · August 2026
- LCN CAPITAL PARTNERS, L.P.CRD 166799 · NEW YORK, NY$5,904,402,915.00Regulatory AUM · August 2026
- LCP INSTITUTIONAL, LLCCRD 325133 · ATLANTA, GA$3,176,574,790.00Regulatory AUM · August 2026
- LEAD EDGE CAPITAL MANAGEMENT, LLCCRD 241795 · NEW YORK, NY$6,766,485,175.00Regulatory AUM · August 2026
- LEADENHALL CAPITAL PARTNERS LLPCRD 282820$5,715,933,963.00Regulatory AUM · August 2026
- LEADER CAPITAL CORP.CRD 46206 · VANCOUVER, WA$1,410,245,287.00Regulatory AUM · August 2026
- LEADING EDGE INVESTMENT ADVISORS,LLCCRD 136476 · SAN FRANCISCO, CA$5,170,513,634.00Regulatory AUM · August 2026
- LEAVELL INVESTMENT MANAGEMENT, INC.CRD 107890 · MOBILE, AL$3,404,753,027.00Regulatory AUM · August 2026
- LEE DANNER & BASS INCCRD 111002 · NASHVILLE, TN$1,975,488,723.00Regulatory AUM · August 2026
- LEE EQUITY PARTNERS, LLCCRD 157422 · NEW YORK, NY$5,841,786,292.00Regulatory AUM · August 2026
- LEE FINANCIAL COMPANY, LLCCRD 105910 · DALLAS, TX$1,682,470,670.00Regulatory AUM · August 2026
- LEEDS EQUITY ADVISORS LLCCRD 161956 · NEW YORK, NY$6,711,974,074.00Regulatory AUM · August 2026
- LEEWARD INVESTMENTS, LLCCRD 312557 · BOSTON, MA$2,869,858,644.00Regulatory AUM · August 2026
- LEFT LANE CAPITAL LLCCRD 309286 · BROOKLYN, NY$3,839,920,594.00Regulatory AUM · August 2026
- LEGACY ADVISORS, LLCCRD 139830 · PLYMOUTH MEETING, PA$5,168,722,434.00Regulatory AUM · August 2026
- LEGACY CAPITAL WEALTH PARTNERS, LLCCRD 291960 · LITTLE ROCK, AR$1,515,904,240.00Regulatory AUM · August 2026