Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 20
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: July 2026 and August 2026
- IRONVIEW CAPITAL MANAGEMENT, LLCCRD 150250 · CONSHOHOCKEN, PA$1,394,221,866.00Regulatory AUM · August 2026
- IRONVINE CAPITAL PARTNERS, LLCCRD 168892 · OMAHA, NE$1,143,727,875.00Regulatory AUM · August 2026
- IRONWOOD CAPITAL MANAGEMENT CORPCRD 109330 · SAN FRANCISCO, CA$8,225,793,478.00Regulatory AUM · August 2026
- IRONWOOD INVESTMENT COUNSEL, LLCCRD 110623 · SCOTTSDALE, AZ$1,757,391,038.00Regulatory AUM · August 2026
- ISAM FUNDS (UK) LIMITEDCRD 307680$2,333,665,789.00Regulatory AUM · August 2026
- ISAM FUNDS (USA) LLCCRD 307934 · BOCA RATON, FL$2,333,665,789.00Regulatory AUM · August 2026
- ISC ADVISORS, INC.CRD 166586 · DALLAS, TX$1,617,801,120.00Regulatory AUM · August 2026
- ISLAND INVESTMENT MANAGEMENT LLCCRD 308097 · NEW YORK, NY$1,665,465,235.00Regulatory AUM · August 2026
- ISLANDBRIDGE CAPITAL LIMITEDCRD 312174$1,617,409,650.00Regulatory AUM · August 2026
- ISO-MTS CAPITAL MANAGEMENT LPCRD 322648 · GREENWICH, CT$1,488,516,025.00Regulatory AUM · August 2026
- ISOMETRY CAPITAL, LLCCRD 307544 · NEW YORK, NY$1,012,740,407.00Regulatory AUM · August 2026
- ISTHMUS PARTNERS, LLCCRD 171279 · MADISON, WI$1,438,537,516.00Regulatory AUM · August 2026
- ISTO ADVISORS, LLCCRD 284560 · TROY, MI$1,064,509,671.00Regulatory AUM · August 2026
- ITAU USA ASSET MANAGEMENT INC.CRD 156313 · NEW YORK, NY$9,266,870,687.00Regulatory AUM · August 2026
- ITE MANAGEMENT L.P.CRD 277037 · NEW YORK, NY$7,505,806,652.00Regulatory AUM · August 2026
- IVYROCK ASSET MANAGEMENT (HK) LIMITEDCRD 286174$1,140,562,125.00Regulatory AUM · August 2026
- IWC INVESTMENT PARTNERS A/SCRD 287869$2,948,321,247.00Regulatory AUM · August 2026
- IWP WEALTH MANAGEMENT LLCCRD 136314 · DENVER, CO$4,317,878,813.00Regulatory AUM · July 2026
- J. GOLDMAN & CO., L.P.CRD 157465 · NEW YORK, NY$4,872,933,070.00Regulatory AUM · August 2026
- J. L. BAINBRIDGE & CO., INC.CRD 108058 · SARASOTA, FL$1,371,158,033.00Regulatory AUM · August 2026
- J. SAFRA ASSET MANAGEMENT CORPORATIONCRD 131243 · NEW YORK CITY, NY$6,257,449,885.00Regulatory AUM · August 2026
- J. STERN & CO. LLPCRD 323871$2,234,876,930.00Regulatory AUM · August 2026
- J.C. FLOWERS & CO. LLCCRD 142529 · NEW YORK, NY$6,010,069,000.00Regulatory AUM · August 2026
- J.DEREK LEWIS & ASSOCIATES, INC.CRD 122307 · NEWPORT BEACH, CA$2,276,577,707.00Regulatory AUM · August 2026
- J.F. LEHMAN AND COMPANY LLCCRD 292932 · NEW YORK, NY$9,006,926,647.00Regulatory AUM · August 2026
- J.M. FORBES & CO. LLPCRD 107422 · BOSTON, MA$1,674,306,720.00Regulatory AUM · August 2026
- JACKSON THORNTON WEALTH MANAGEMENT, LLCCRD 116091 · MONTGOMERY, AL$2,009,618,834.00Regulatory AUM · August 2026
- JACKSON WEALTH MANAGEMENT, LLCCRD 147642 · LAKE MARY, FL$1,069,600,000.00Regulatory AUM · August 2026
- JACOBI CAPITAL MANAGEMENT, LLCCRD 147663 · PITTSTON, PA$2,642,543,015.00Regulatory AUM · August 2026
- JACOBS & COMPANY, LLCCRD 107674 · SAN FRANCISCO, CA$1,155,091,616.00Regulatory AUM · August 2026
- JADIAN CAPITAL, LPCRD 291946 · STAMFORD, CT$3,035,768,237.00Regulatory AUM · August 2026
- JAFFE TILCHIN INVESTMENT PARTNERS, LLCCRD 143608 · TAMPA, FL$2,445,435,755.00Regulatory AUM · August 2026
- JAG CAPITAL MANAGEMENT LLCCRD 159227 · ST. LOUIS, MO$1,901,987,149.00Regulatory AUM · August 2026
- JAHD MANAGEMENT COMPANY, LLCCRD 282189 · BOSTON, MA$3,557,862,324.00Regulatory AUM · August 2026
- JAMES INVESTMENT RESEARCH INCCRD 110433 · XENIA, OH$1,211,598,322.00Regulatory AUM · August 2026
- JAMES J. BURNS & COMPANY, LLCCRD 140452 · MELVILLE, NY$1,253,310,566.00Regulatory AUM · August 2026
- JAMESTOWN, L.P.CRD 158207 · ATLANTA, GA$7,055,603,661.00Regulatory AUM · August 2026
- JAMISON PRIVATE WEALTH MANAGEMENT, INC.CRD 109040 · MILTON, GA$1,052,573,881.00Regulatory AUM · August 2026
- JANA PARTNERS MANAGEMENT, LPCRD 292832 · NEW YORK, NY$2,286,390,039.00Regulatory AUM · August 2026
- JB CAPITAL LLCCRD 171168 · WETHERSFIELD, CT$2,784,487,616.00Regulatory AUM · August 2026
- JD EUROWAY CAPITAL PARTNERS LLCCRD 305102$2,201,300,000.00Regulatory AUM · August 2026
- JEFFERIES CREDIT MANAGEMENT LLCCRD 324525 · NEW YORK, NY$3,816,686,665.00Regulatory AUM · August 2026
- JEFFERIES INVESTMENT ADVISERS LLCCRD 325421 · NEW YORK, NY$5,154,561,141.00Regulatory AUM · August 2026
- JENSEN INVESTMENT MANAGEMENT INCCRD 105281 · LAKE OSWEGO, OR$6,477,451,866.00Regulatory AUM · August 2026
- JFS WEALTH ADVISORS, LLCCRD 145051 · HERMITAGE, PA$4,729,065,800.00Regulatory AUM · August 2026
- JGP WEALTH MANAGEMENT, LLCCRD 290694 · BEND, OR$1,431,772,908.00Regulatory AUM · August 2026
- JLL PARTNERS, LLCCRD 285186 · NEW YORK, NY$7,404,084,958.00Regulatory AUM · August 2026
- JMG FINANCIAL GROUP LTDCRD 110302 · DOWNERS GROVE, IL$7,500,135,482.00Regulatory AUM · August 2026
- JNBA FINANCIAL ADVISORS, LLCCRD 106550 · BLOOMINGTON, MN$2,005,136,361.00Regulatory AUM · August 2026
- JOCELYN INVESTMENT MANAGEMENT, LLCCRD 323831 · SAN RAFAEL, CA$1,013,115,876.00Regulatory AUM · August 2026
- JOEL ISAACSON & CO., LLCCRD 152450 · NEW YORK, NY$9,323,576,105.00Regulatory AUM · August 2026
- JOEL R. MOGY INVESTMENT COUNSEL INC.CRD 111622 · BEVERLY HILLS, CA$2,180,334,456.00Regulatory AUM · August 2026
- JOHCM (USA) INCCRD 167596 · BOSTON, MA$9,010,576,370.00Regulatory AUM · August 2026
- JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLCCRD 174433 · BOSTON, MA$2,198,064,234.00Regulatory AUM · August 2026
- JOHN MOORE & ASSOCIATES INCCRD 109791 · ALBUQUERQUE, NM$1,028,769,091.00Regulatory AUM · August 2026
- JOHN W. BRISTOL & CO., INC.CRD 105597 · NEW YORK, NY$7,065,907,809.00Regulatory AUM · August 2026
- JOHNSON FINANCIAL GROUP LLCCRD 125101 · DENVER, CO$4,529,119,285.00Regulatory AUM · August 2026
- JOHNSON STERLING, INC.CRD 106379 · BIRMINGHAM, AL$3,901,463,778.00Regulatory AUM · August 2026
- JONATHAN ROBERTS ADVISORY GROUP, INC.CRD 112294 · TAMPA, FL$8,247,916,891.00Regulatory AUM · August 2026
- JOURNEY ADVISORY GROUP, LLCCRD 171919 · COVINGTON, KY$1,654,120,334.00Regulatory AUM · August 2026
- JSF FINANCIAL, LLCCRD 114025 · LOS ANGELES, CA$1,972,324,463.00Regulatory AUM · August 2026
- JT STRATFORD, LLCCRD 155629 · GAINESVILLE, GA$1,014,245,565.00Regulatory AUM · August 2026
- JUGGERNAUT MANAGEMENT, LLCCRD 160623 · WASHINGTON, DC$1,199,134,194.00Regulatory AUM · August 2026
- JV MANAGEMENT LLCCRD 313398 · NEW YORK, NY$4,980,553,138.00Regulatory AUM · August 2026
- K2/D&S MANAGEMENT CO., L.L.C.CRD 123826 · STAMFORD, CT$6,534,834,785.00Regulatory AUM · August 2026
- K5 GLOBAL ADVISOR LLCCRD 314373$5,847,743,195.00Regulatory AUM · August 2026
- KA CREDIT ADVISORS, LLCCRD 306753 · HOUSTON, TX$2,286,702,000.00Regulatory AUM · August 2026
- KA FUND ADVISORS, LLCCRD 141037 · HOUSTON, TX$3,188,024,827.00Regulatory AUM · August 2026
- KAINOS CAPITAL LPCRD 165607 · DALLAS, TX$1,805,308,541.00Regulatory AUM · August 2026
- KAISER PARTNER FINANCIAL ADVISORS LTD.CRD 149431$1,764,772,779.00Regulatory AUM · August 2026
- KANAWHA CAPITAL MANAGEMENT, LLCCRD 118458 · RICHMOND, VA$1,839,620,293.00Regulatory AUM · August 2026
- KARPREILLY, LLCCRD 161169 · GREENWICH, CT$1,628,791,206.00Regulatory AUM · August 2026
- KARPUS MANAGEMENT INCCRD 110275 · PITTSFORD, NY$4,010,769,565.00Regulatory AUM · August 2026
- KATHMERE CAPITAL MANAGEMENT, LLCCRD 305118 · WAYNE, PA$3,478,172,971.00Regulatory AUM · August 2026
- KAUFMAN HALL INVESTMENT MANAGEMENT, LLCCRD 328876 · BRENTWOOD, TN$2,818,196,485.00Regulatory AUM · August 2026
- KAVAR CAPITAL PARTNERS GROUP, LLCCRD 311744 · LEAWOOD, KS$1,581,513,440.00Regulatory AUM · August 2026
- KAWA CAPITAL MANAGEMENT, INC.CRD 157780 · HALLANDALE BEACH, FL$2,815,999,415.00Regulatory AUM · August 2026
- KBI GLOBAL INVESTORS (NORTH AMERICA) LTDCRD 113606$1,663,947,641.00Regulatory AUM · August 2026
- KBS CAPITAL ADVISORS, LLCCRD 166213 · NEWPORT BEACH, CA$1,701,536,181.00Regulatory AUM · August 2026
- KBS REALTY ADVISORS, LLCCRD 119662 · NEWPORT BEACH, CA$2,724,994,407.00Regulatory AUM · August 2026
- KCM INVESTMENT ADVISORS, LLCCRD 109629 · GREENBRAE, CA$6,018,305,492.00Regulatory AUM · August 2026
- KEARNS & ASSOCIATES LLCCRD 157449$1,175,703,135.00Regulatory AUM · August 2026
- KEATING FINANCIAL ADVISORY SERVICES, INC.CRD 142772 · MANHATTAN, KS$1,450,270,834.00Regulatory AUM · August 2026
- KEB ASSET MANAGEMENT, LLCCRD 117935 · SPRINGFIELD, IL$1,274,488,757.00Regulatory AUM · August 2026
- KEEBECK PARTNERS, LLCCRD 297496 · CHICAGO, IL$2,027,909,271.00Regulatory AUM · August 2026
- KEEL POINT, LLCCRD 127902 · HUNTSVILLE, AL$4,073,879,507.00Regulatory AUM · August 2026
- KELLEHER FINANCIAL ADVISORS, LLCCRD 126021 · NEW YORK, NY$1,153,378,435.00Regulatory AUM · August 2026
- KELLOGG ASSET MANAGEMENT, LLCCRD 150031 · GREEN BAY, WI$2,858,584,767.00Regulatory AUM · August 2026
- KELLY FINANCIAL GROUP, LLCCRD 310140 · BEL AIR, MD$1,131,076,741.00Regulatory AUM · August 2026
- KENNEDY CAPITAL MANAGEMENT LLCCRD 105834 · ST LOUIS, MO$5,019,213,881.00Regulatory AUM · August 2026
- KENNEDY LEWIS CAPITAL HOLDINGS LLCCRD 324025 · NEW YORK, NY$1,157,337,008.00Regulatory AUM · August 2026
- KENNEDY LEWIS LOAN MANAGEMENT LLCCRD 316091 · NEW YORK, NY$9,417,744,188.00Regulatory AUM · August 2026
- KENSICO CAPITAL MANAGEMENT CORP.CRD 157934 · GREENWICH, CT$7,876,558,200.00Regulatory AUM · August 2026
- KENSINGTON ASSET MANAGEMENT, LLCCRD 309780 · AUSTIN, TX$2,557,083,742.00Regulatory AUM · August 2026
- KEPOS CAPITAL LPCRD 156361 · NEW YORK, NY$2,466,212,184.00Regulatory AUM · August 2026
- KERA CAPITAL PARTNERS, INC.CRD 312875 · SAN JOSE, CA$1,364,403,650.00Regulatory AUM · August 2026
- KERBERROSE WEALTH MANAGEMENT, LLCCRD 168787 · SHAWANO, WI$1,155,164,256.00Regulatory AUM · August 2026
- KESTRA INVESTMENT MANAGEMENT, LLC.CRD 317711 · AUSTIN, TX$4,312,723,263.00Regulatory AUM · August 2026
- KEY FINANCIAL, INC.CRD 116240 · WEST CHESTER, PA$2,839,149,609.00Regulatory AUM · August 2026
- KEY INVESTMENT SERVICES LLCCRD 136300 · BROOKLYN, OH$8,876,856,848.00Regulatory AUM · August 2026