Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 14
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- FACET WEALTH, INCCRD 285961 · WEST PALM BEACH, FL$7,603,700,943.00Regulatory AUM · August 2026
- FAIRCOURT PARTNERS, LLCCRD 295508 · LAKE BLUFF, IL$3,120,614,420.00Regulatory AUM · August 2026
- FAIRFIELD REALTY ADVISORS LLCCRD 300633 · SAN DIEGO, CA$6,195,770,884.00Regulatory AUM · August 2026
- FAIRHOLME CAPITAL MANAGEMENT, L.L.C.CRD 107987 · SOUTH MIAMI, FL$2,141,157,171.00Regulatory AUM · August 2026
- FAIRMOUNT FUNDS MANAGEMENT LLCCRD 284844 · WEST CONSHOHOCKEN, PA$5,799,058,000.00Regulatory AUM · August 2026
- FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLCCRD 108102 · GREENBRAE, CA$2,026,735,656.00Regulatory AUM · August 2026
- FAIRVIEW CAPITAL PARTNERS, LLCCRD 161258 · WEST HARTFORD, CT$2,491,750,116.00Regulatory AUM · August 2026
- FAIRWAY WEALTH LLCCRD 311031 · INDEPENDENCE, OH$2,977,221,827.00Regulatory AUM · August 2026
- FAITHWARD ADVISORS, LLCCRD 116978 · LANCASTER, PA$1,052,532,710.00Regulatory AUM · August 2026
- FALCON INVESTMENT ADVISORS, LLCCRD 161548 · BOSTON, MA$3,270,478,250.00Regulatory AUM · August 2026
- FALCON WEALTH PLANNING, INC.CRD 174092 · ONTARIO, CA$1,919,773,886.00Regulatory AUM · August 2026
- FALCONS I, LLCCRD 294460 · ATLANTA, GA$2,749,778,000.00Regulatory AUM · August 2026
- FALFURRIAS MANAGEMENT PARTNERS LPCRD 163076 · CHARLOTTE, NC$3,712,074,667.00Regulatory AUM · August 2026
- FAMILY MANAGE LLCCRD 104951 · NEW YORK, NY$5,313,511,244.00Regulatory AUM · August 2026
- FARTHER ASSET MANAGEMENT, LLCCRD 325807 · SAN FRANCISCO, CA$2,905,319,288.00Regulatory AUM · August 2026
- FAS WEALTH PARTNERS, INC.CRD 109796 · LEAWOOD, KS$3,776,012,822.00Regulatory AUM · August 2026
- FC CAPITAL MANAGEMENT LLCCRD 161220 · CHARLOTTE, NC$1,608,234,854.00Regulatory AUM · August 2026
- FCO ADVISORS LPCRD 290182 · NEW YORK, NY$1,339,260,584.00Regulatory AUM · August 2026
- FEDERATED HERMES FCP MANAGER, LLCCRD 161468 · CHEVY CHASE, MD$3,477,753,977.00Regulatory AUM · August 2026
- FEG INVESTMENT SERVICES, LLCCRD 281516 · CINCINNATI, OH$2,230,684,322.00Regulatory AUM · August 2026
- FEG PRIVATE INVESTORS, LLCCRD 156458 · CINCINNATI, OH$1,469,185,038.00Regulatory AUM · August 2026
- FELDMAN, INGARDONA & CO.CRD 29449 · DOWNERS GROVE, IL$1,733,566,000.00Regulatory AUM · August 2026
- FENIMORE ASSET MANAGEMENT, INC.CRD 110946 · COBLESKILL, NY$5,409,761,045.00Regulatory AUM · August 2026
- FEP WEALTH, LLCCRD 310052$1,368,308,364.00Regulatory AUM · August 2026
- FERMATA ADVISORS, LLCCRD 305614 · SONOMA, CA$1,009,549,046.00Regulatory AUM · August 2026
- FERNBRIDGE CAPITAL MANAGEMENT LPCRD 309334 · LOS ANGELES, CA$2,132,734,149.00Regulatory AUM · August 2026
- FFL PARTNERS, LLCCRD 156980 · SAN FRANCISCO, CA$4,106,270,493.00Regulatory AUM · August 2026
- FI3 FINANCIAL ADVISORS, LLCCRD 168005 · INDIANAPOLIS, IN$1,138,900,750.00Regulatory AUM · August 2026
- FIC PARTNERS MANAGEMENT, LPCRD 282788 · HOUSTON, TX$1,966,997,502.00Regulatory AUM · August 2026
- FIDELIS CAPITAL PARTNERS, LLCCRD 322287 · TAMPA, FL$2,284,448,461.00Regulatory AUM · August 2026
- FIDELIS INVESTORS, LLCCRD 306920 · CRANFORD, NJ$1,376,308,448.00Regulatory AUM · August 2026
- FIDELITY INSTITUTIONAL WEALTH ADVISER LLCCRD 301896 · BOSTON, MA$9,384,114,700.00Regulatory AUM · August 2026
- $2,361,303,759.00Regulatory AUM · August 2026
- FIDUCIARY ADVISORS, INC.CRD 108239 · ST. LOUIS, MO$2,104,938,989.00Regulatory AUM · August 2026
- FIDUCIARY ALLIANCE LLCCRD 284924 · GREENVILLE, SC$2,526,238,956.00Regulatory AUM · August 2026
- FIDUCIARY BENEFITS GROUPCRD 326204$1,065,821,531.00Regulatory AUM · August 2026
- FIDUCIARY FINANCIAL ADVISORSCRD 172103 · GRAND RAPIDS, MI$1,329,448,284.00Regulatory AUM · August 2026
- FIDUCIARY FINANCIAL GROUP, LLCCRD 285681 · SAN RAFAEL, CA$1,122,904,774.00Regulatory AUM · August 2026
- FIDUCIARY FIRST, LLCCRD 150330 · MAITLAND, FL$2,461,767,783.00Regulatory AUM · August 2026
- FIDUCIARY TRUST INTERNATIONAL, LLCCRD 124062 · LINCOLN, MA$7,670,582,308.00Regulatory AUM · August 2026
- FIDUCIARY WEALTH PARTNERS, LLCCRD 160696 · NEWTON LOWER FALLS, MA$1,544,425,644.00Regulatory AUM · August 2026
- FIDUCIARYVEST, LLCCRD 134351 · ATLANTA, GA$4,933,563,168.00Regulatory AUM · August 2026
- FIDUS INVESTMENT ADVISORS, LLCCRD 156981 · EVANSTON, IL$1,443,769,462.00Regulatory AUM · August 2026
- FIELDER CAPITAL GROUP LLCCRD 156737 · NASHVILLE, TN$1,214,737,547.00Regulatory AUM · August 2026
- FIERA CAPITAL (UK) LIMITEDCRD 137637$4,989,288,298.00Regulatory AUM · August 2026
- FIERA COMOX PARTNERS INCCRD 323679$3,396,445,903.00Regulatory AUM · August 2026
- FIERSTON FINANCIAL GROUP INCCRD 105003 · WEST HARTFORD, CT$1,035,576,610.00Regulatory AUM · August 2026
- FIFTH AVENUE FAMILY OFFICE LLCCRD 122448 · NAPLES, FL$1,350,847,041.00Regulatory AUM · August 2026
- FIFTH DOWN CAP LLCCRD 312861$1,870,359,993.00Regulatory AUM · August 2026
- FIFTH THIRD WEALTH ADVISORS LLCCRD 313015 · CINCINNATI, OH$7,799,185,568.00Regulatory AUM · August 2026
- FIL INVESTMENT ADVISORSCRD 111103$8,645,901,772.00Regulatory AUM · August 2026
- FIL INVESTMENT ADVISORS (UK) LTD.CRD 110970$3,546,614,704.00Regulatory AUM · August 2026
- FIN VENTURE CAPITAL MANAGEMENT LLCCRD 298492 · SAN FRANCISCO, CA$1,351,113,806.00Regulatory AUM · August 2026
- FINACCESS ADVISORS, LLCCRD 150697 · MIAMI, FL$4,113,584,758.00Regulatory AUM · August 2026
- FINANCIAL ADVISORS NETWORK, INC.CRD 152083 · TUSTIN, CA$1,106,044,439.00Regulatory AUM · August 2026
- FINANCIAL ADVISORY CORPORATIONCRD 105472 · GRAND RAPIDS, MI$1,104,617,475.00Regulatory AUM · August 2026
- FINANCIAL COUNCIL, LLCCRD 110748 · TOWSON, MD$1,270,749,770.00Regulatory AUM · August 2026
- FINANCIAL COUNSELORS INCCRD 106398 · OVERLAND PARK, KS$1,469,039,173.00Regulatory AUM · August 2026
- FINANCIAL INTEGRITY ADVISORS, LLCCRD 130458 · PHILADELPHIA, PA$3,963,360,838.00Regulatory AUM · August 2026
- FINANCIAL MANAGEMENT NETWORK INCCRD 110454 · MISSION VIEJO, CA$2,143,652,081.00Regulatory AUM · August 2026
- FINANCIAL MANAGEMENT PROFESSIONALS INCCRD 110270 · AUSTIN, TX$1,340,144,068.00Regulatory AUM · August 2026
- FINANCIAL PARTNERS GROUP, INC.CRD 288644 · OVERLAND PARK, KS$1,145,591,375.00Regulatory AUM · August 2026
- FINANCIAL PERSPECTIVES, INC.CRD 135549 · MINNEAPOLIS, MN$1,166,901,043.00Regulatory AUM · August 2026
- FINANCIAL PLAN, INC.CRD 116073 · BELLINGHAM, WA$1,604,659,908.00Regulatory AUM · August 2026
- FINANCIAL SECURITY ADVISORY INCCRD 110746 · VIRGINIA BEACH, VA$1,743,248,795.00Regulatory AUM · August 2026
- FINANCIAL SYMMETRY INCORPORATEDCRD 118443 · RALEIGH, NC$1,540,631,895.00Regulatory AUM · August 2026
- FINANCIAL SYNERGIES WEALTH ADVISORS, INC.CRD 105643 · HOUSTON, TX$1,811,303,915.00Regulatory AUM · August 2026
- FINBACK INVESTMENT PARTNERS, LLCCRD 310944 · CORAL GABLES, FL$1,195,866,917.00Regulatory AUM · August 2026
- FINCADIA ADVISORS LLCCRD 338396 · MELVILLE, NY$1,003,630,329.00Regulatory AUM · August 2026
- FINEPOINT CAPITAL LPCRD 170668 · BOSTON, MA$5,010,279,404.00Regulatory AUM · August 2026
- FINSER INVESTMENT ADVISORCRD 142570 · SAN ANTONIO, TX$1,416,901,328.00Regulatory AUM · August 2026
- FIRST CITIZENS INVESTOR SERVICES, INC.CRD 44430 · RALEIGH, NC$2,626,080,185.00Regulatory AUM · August 2026
- FIRST ENDOWMENT DEVELOPMENT CORPCRD 105335 · HOUSTON, TX$2,800,211,607.00Regulatory AUM · August 2026
- FIRST FOUNDATION ADVISORSCRD 106075 · IRVINE, CA$5,063,713,129.00Regulatory AUM · August 2026
- FIRST HEARTLAND CONSULTANTS, INC.CRD 110377 · LAKE ST. LOUIS, MO$2,085,947,725.00Regulatory AUM · August 2026
- FIRST LIGHT ASSET MANAGEMENT, LLCCRD 168899 · EDINA, MN$1,407,517,876.00Regulatory AUM · August 2026
- FIRST LONG ISLAND INVESTORS, LLCCRD 167212 · JERICHO, NY$1,861,290,657.00Regulatory AUM · August 2026
- FIRST NATIONAL ADVISERS, LLCCRD 277146 · OMAHA, NE$7,369,671,462.00Regulatory AUM · August 2026
- FIRST PACIFIC FINANCIAL, INC.CRD 284736 · VANCOUVER, WA$1,925,820,843.00Regulatory AUM · August 2026
- FIRST PRINCIPLES GROUP MANAGEMENT, LLCCRD 322950$1,636,018,564.00Regulatory AUM · August 2026
- FIRST RESERVE MANAGEMENT, L.P.CRD 157056 · STAMFORD, CT$6,305,728,850.00Regulatory AUM · August 2026
- $5,394,743,193.00Regulatory AUM · August 2026
- $3,638,138,695.00Regulatory AUM · August 2026
- $6,826,532,723.00Regulatory AUM · August 2026
- FISHER LYNCH CAPITAL, LLCCRD 160694 · BURLINGAME, CA$9,516,683,687.00Regulatory AUM · August 2026
- FISHER RETIREMENT SOLUTIONS LLCCRD 331205 · CARROLLTON, TX$6,847,928,139.00Regulatory AUM · August 2026
- FISHMAN JAY A LTDCRD 105609 · TROY, MI$1,251,193,908.00Regulatory AUM · August 2026
- FITZROY INVESTMENT ADVISORS LLCCRD 174342 · AVENTURA, FL$1,042,976,788.00Regulatory AUM · August 2026
- FITZWALTER CAPITAL (US) LLCCRD 311629 · NEW YORK, NY$3,187,181,569.00Regulatory AUM · August 2026
- FIVE ARROWS MANAGERS NORTH AMERICA LLCCRD 136191 · MANHATTAN BEACH, CA$3,365,732,319.00Regulatory AUM · August 2026
- FIVE ELMS CAPITAL MANAGEMENT, LLCCRD 163548 · KANSAS CITY, MO$3,116,178,028.00Regulatory AUM · August 2026
- FIVE POINT INFRASTRUCTURE LLCCRD 171158 · HOUSTON, TX$7,053,171,766.00Regulatory AUM · August 2026
- FIVE POINTS CAPITAL LLCCRD 160792 · WINSTON-SALEM, NC$1,445,310,400.00Regulatory AUM · August 2026
- FIVESPAN PARTNERS, LPCRD 332551 · SAN FRANCISCO, CA$1,000,342,772.00Regulatory AUM · August 2026
- FJ CAPITAL MANAGEMENT LLCCRD 158049 · MCLEAN, VA$1,079,796,000.00Regulatory AUM · August 2026
- FLAGSHIP HARBOR ADVISORS, LLCCRD 155733 · BOSTON, MA$3,419,401,101.00Regulatory AUM · August 2026
- FLAHERTY & CRUMRINE INCORPORATEDCRD 105499 · PASADENA, CA$4,149,835,668.00Regulatory AUM · August 2026
- FLAT FOOTED LLCCRD 291593 · WILSON, WY$2,059,486,084.00Regulatory AUM · August 2026
- FLAT ROCK GLOBAL, LLCCRD 288551 · JACKSON, WY$1,568,097,027.00Regulatory AUM · August 2026
- FLATIRON RR LLC, MANAGER SERIESCRD 314505 · NEW YORK, NY$1,197,660,337.00Regulatory AUM · August 2026