Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 15
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- FLEXIBLE PLAN INVESTMENTS LTDCRD 110762 · BLOOMFIELD HILLS, MI$1,484,076,880.00Regulatory AUM · August 2026
- FLEXPATH STRATEGIES LLCCRD 174306 · ALISO VIEJO, CA$2,913,734,672.00Regulatory AUM · August 2026
- FLEXSTONE PARTNERS, LLCCRD 147353 · NEW YORK, NY$5,303,806,003.00Regulatory AUM · August 2026
- FNY INVESTMENT ADVISERS, LLCCRD 295433 · NEW YORK, NY$2,914,340,867.00Regulatory AUM · August 2026
- FOCUS FINANCIAL NETWORK, INC.CRD 116140 · MINNEAPOLIS, MN$6,823,756,233.00Regulatory AUM · August 2026
- FOCUSED INVESTORS LLCCRD 140010 · LOS ANGELES, CA$3,287,808,974.00Regulatory AUM · August 2026
- FOCUSED WEALTH MANAGEMENT, INC.CRD 154828 · NEWBURGH, NY$2,268,833,800.00Regulatory AUM · August 2026
- FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.CRD 140444 · WASHINGTON, DC$1,212,124,375.00Regulatory AUM · August 2026
- FORA CAPITAL, LLCCRD 295393 · MIAMI, FL$1,665,448,859.00Regulatory AUM · August 2026
- FORESITE CAPITAL MANAGEMENT, LLCCRD 162823 · WEST HOLLYWOOD, CA$3,236,951,841.00Regulatory AUM · August 2026
- FOREST AVENUE CAPITAL MANAGEMENT LPCRD 321948 · MIAMI, FL$2,406,009,000.00Regulatory AUM · August 2026
- FOREST CAPITAL MANAGEMENT, LLCCRD 171659 · CHICAGO, IL$3,750,210,207.00Regulatory AUM · August 2026
- FOREST INVESTMENT ASSOCIATES L.P.CRD 110163 · ATLANTA, GA$5,235,218,008.00Regulatory AUM · August 2026
- FOREST ROAD ASSET MANAGEMENT LLCCRD 315600 · LOS ANGELES, CA$1,158,534,419.00Regulatory AUM · August 2026
- FORESTER CAPITAL, L.L.C.CRD 160806 · STAMFORD, CT$1,070,810,162.00Regulatory AUM · August 2026
- FORGE FINANCIAL SERVICES, LLCCRD 306480 · EDMOND, OK$1,457,365,476.00Regulatory AUM · August 2026
- FORGE GLOBAL ADVISORS LLCCRD 284722 · SAN FRANCISCO, CA$2,458,638,402.00Regulatory AUM · August 2026
- FORGELIGHT LLCCRD 307944 · MIAMI, FL$1,634,532,114.00Regulatory AUM · August 2026
- FORM WEALTH ADVISORS, LLCCRD 326519 · LAKE GENEVA, WI$1,055,571,284.00Regulatory AUM · August 2026
- FORMENTERA PARTNERS LPCRD 311055 · AUSTIN, TX$3,286,979,263.00Regulatory AUM · August 2026
- FORT BAKER CAPITAL MANAGEMENT LPCRD 282926 · LARKSPUR, CA$1,073,848,206.00Regulatory AUM · August 2026
- FORT POINT CAPITAL PARTNERS LLCCRD 146759 · SAN FRANCISCO, CA$2,894,516,636.00Regulatory AUM · August 2026
- FORT SHERIDAN ADVISORS LLCCRD 151139 · HIGHLAND PARK, IL$1,034,804,031.00Regulatory AUM · August 2026
- FORTIS CAPITAL ADVISORS, LLCCRD 309709 · PRAIRIE VILLAGE, KS$1,615,575,526.00Regulatory AUM · August 2026
- FORTIS CAPITAL MANAGEMENT LLCCRD 172198 · BELLEVUE, WA$1,161,542,535.00Regulatory AUM · August 2026
- FORTITUDE FAMILY OFFICE, LLCCRD 317615 · SCOTTSDALE, AZ$1,000,141,727.00Regulatory AUM · August 2026
- FORUM FINANCIAL MANAGEMENT, LPCRD 145706 · LOMBARD, IL$8,690,717,334.00Regulatory AUM · August 2026
- FORUSALL ADVISORS, LLCCRD 167241$1,497,250,257.00Regulatory AUM · August 2026
- FORVIS MAZARS WEALTH ADVISORS, LLCCRD 110905 · SPRINGFIELD, MO$9,751,986,659.00Regulatory AUM · August 2026
- FORZA INVESTMENT GROUP, LPCRD 329156 · SUMMIT, NJ$3,937,073,284.00Regulatory AUM · August 2026
- FOSTER & MOTLEY, INC.CRD 106905 · CINCINNATI, OH$2,936,499,871.00Regulatory AUM · August 2026
- FOSTER DYKEMA CABOT & PARTNERS, LLCCRD 300282 · WALTHAM, MA$2,223,188,313.00Regulatory AUM · August 2026
- FOSTER GROUP, INC.CRD 107148 · WEST DES MOINES, IA$4,775,514,804.00Regulatory AUM · August 2026
- FOSTER VICTOR WEALTH ADVISORS, LLCCRD 283656 · GREENVILLE, SC$2,644,715,238.00Regulatory AUM · August 2026
- FOSUN ASSET MANAGEMENT LIMITEDCRD 288360$1,494,379,141.00Regulatory AUM · August 2026
- FOUNDATION RESOURCE MANAGEMENT, INC.CRD 116359 · LITTLE ROCK, AR$1,137,777,991.00Regulatory AUM · August 2026
- FOUNDERS CIRCLE CAPITAL, LLCCRD 166012 · CAMPBELL, CA$1,670,590,619.00Regulatory AUM · August 2026
- FOUNDERS FINANCIAL ALLIANCE, LLCCRD 173011 · RALEIGH, NC$1,185,963,782.00Regulatory AUM · August 2026
- FOUNDERS FINANCIAL SECURITIES, LLCCRD 137945 · TOWSON, MD$4,135,118,658.00Regulatory AUM · August 2026
- FOUNDRY GROUP, LLCCRD 159541 · BOULDER, CO$3,499,682,094.00Regulatory AUM · August 2026
- $1,601,814,040.00Regulatory AUM · August 2026
- FOURPATH CAPITAL MANAGEMENT, LLCCRD 313573 · OKLAHOMA CITY, OK$1,058,662,371.00Regulatory AUM · August 2026
- FOURSIXTHREE CAPITAL LPCRD 311299 · NEW YORK, NY$3,184,324,389.00Regulatory AUM · August 2026
- FOURSTAR WEALTH ADVISORS, LLCCRD 169613 · CHICAGO, IL$1,420,690,494.00Regulatory AUM · August 2026
- FOURTH SAIL CAPITAL US LPCRD 332445 · BOCA RATON, FL$3,673,342,511.00Regulatory AUM · August 2026
- FOURTHOUGHT FINANCIAL PARTNERS, LLC.CRD 323060 · VENICE, FL$1,927,136,763.00Regulatory AUM · August 2026
- FOURTHSTONE LLCCRD 169067 · ST. LOUIS, MO$1,221,076,088.00Regulatory AUM · August 2026
- FOURWORLD CAPITAL MANAGEMENT LLCCRD 284138 · NEW YORK, NY$1,398,507,309.00Regulatory AUM · August 2026
- FOXHAVEN ASSET MANAGEMENT, LPCRD 168872 · CHARLOTTESVILLE, VA$6,504,266,283.00Regulatory AUM · August 2026
- FOYSTON, GORDON & PAYNE INC.CRD 121591$5,957,784,411.00Regulatory AUM · August 2026
- FPA REAL ESTATE ADVISERS GROUP, LLCCRD 288195 · IRVINE, CA$7,970,799,113.00Regulatory AUM · August 2026
- FPL CAPITAL MANAGEMENT, LLCCRD 117499 · METAIRIE, LA$1,082,665,992.00Regulatory AUM · August 2026
- FPLF MANAGEMENT LLCCRD 331881 · NEW YORK, NY$1,489,000,000.00Regulatory AUM · August 2026
- FRAGASSO FINANCIAL ADVISORS INC.CRD 123255 · SEWICKLEY, PA$2,831,366,332.00Regulatory AUM · August 2026
- FRAMEWORK VENTURES MANAGEMENT LLCCRD 314038 · SAN FRANCISCO, CA$1,280,884,603.00Regulatory AUM · August 2026
- FRANK, RIMERMAN ADVISORS LLCCRD 124147 · PALO ALTO, CA$3,399,039,031.00Regulatory AUM · August 2026
- FRANKLIN BSP CAPITAL ADVISER LLCCRD 307684 · NEW YORK, NY$4,247,887,000.00Regulatory AUM · August 2026
- FRANKLIN STREET ADVISORS, INC.CRD 106275 · CHAPEL HILL, NC$4,530,294,967.00Regulatory AUM · August 2026
- FRAZIER FINANCIAL ADVISORS, LLCCRD 106649 · COLUMBUS, OH$1,158,490,735.00Regulatory AUM · August 2026
- FRAZIER LIFE SCIENCES MANAGEMENT, LPCRD 317522 · PALO ALTO, CA$6,966,857,739.00Regulatory AUM · August 2026
- FRAZIER MANAGEMENT, L.L.C.CRD 157324 · SEATTLE, WA$7,718,663,169.00Regulatory AUM · August 2026
- FREEDOM 3 CAPITAL, LLCCRD 170786 · NEW YORK, NY$1,054,673,110.00Regulatory AUM · August 2026
- FREEDOM FUNDS MANAGEMENT COCRD 110785 · DENVER, CO$1,904,351,438.00Regulatory AUM · August 2026
- FREEMAN SPOGLI MANAGEMENT CO., L.P.CRD 156819 · LOS ANGELES, CA$6,160,279,532.00Regulatory AUM · August 2026
- FREEPORT FINANCIAL PARTNERS LLCCRD 166682 · CHICAGO, IL$4,074,557,646.00Regulatory AUM · August 2026
- FRONTENAC COMPANY LLCCRD 156096 · CHICAGO, IL$2,025,783,003.00Regulatory AUM · August 2026
- FRONTIER ASSET MANAGEMENT, LLCCRD 109910 · SHERIDAN, WY$5,487,939,919.00Regulatory AUM · August 2026
- FRONTIER CAPITAL MANAGEMENT CO LLCCRD 106274 · BOSTON, MA$9,597,310,562.00Regulatory AUM · August 2026
- $2,499,789,298.00Regulatory AUM · August 2026
- FRONTRANGE CAPITAL ADVISERS, LLCCRD 162388 · DENVER, CO$1,509,404,706.00Regulatory AUM · August 2026
- FROST INVESTMENT ADVISORS, LLCCRD 146148 · SAN ANTONIO, TX$5,361,498,188.00Regulatory AUM · August 2026
- FROST INVESTMENT SERVICES, LLCCRD 286129 · SAN ANTONIO, TX$3,671,190,351.00Regulatory AUM · August 2026
- FS DIGITAL INFRASTRUCTURE ADVISOR, LLCCRD 338274 · PHILADELPHIA, PA$3,213,168,255.00Regulatory AUM · August 2026
- FS FUND ADVISOR, LLCCRD 286673 · PHILADELPHIA, PA$1,627,418,000.00Regulatory AUM · August 2026
- FS GLOBAL ADVISOR, LLCCRD 167620 · PHILADELPHIA, PA$3,012,314,711.00Regulatory AUM · August 2026
- FS REAL ESTATE ADVISOR, LLCCRD 306352 · PHILADELPHIA, PA$9,104,574,000.00Regulatory AUM · August 2026
- FS SPECIALTY LENDING ADVISOR, LLCCRD 293054 · PHILADELPHIA, PA$1,934,205,000.00Regulatory AUM · August 2026
- FS STRUCTURED PRODUCTS ADVISOR, LLCCRD 301285 · PHILADELPHIA, PA$2,203,855,268.00Regulatory AUM · August 2026
- FSM WEALTH ADVISORS, LLCCRD 298904 · CLEVELAND, OH$1,387,419,659.00Regulatory AUM · August 2026
- FTA ASSET MANAGEMENT, LLCCRD 332377 · CHARLOTTE, NC$1,010,934,630.00Regulatory AUM · August 2026
- FULCRUM CAPITAL, LLCCRD 145322 · SEATTLE, WA$1,075,250,046.00Regulatory AUM · August 2026
- FULCRUM EQUITY PARTNERS, INC.CRD 163489 · ATLANTA, GA$1,159,310,330.00Regulatory AUM · August 2026
- FULTON BREAKEFIELD BROENNIMAN,LLCCRD 108967 · BETHESDA, MD$2,394,809,702.00Regulatory AUM · August 2026
- FUNDAMENTAL ADVISORS LPCRD 157899 · NEW YORK, NY$4,086,444,773.00Regulatory AUM · August 2026
- FUNDRISE ADVISORS, LLCCRD 172036 · WASHINGTON, DC$3,462,801,000.00Regulatory AUM · August 2026
- FUNDSTRAT CAPITAL LLCCRD 332163 · NEW YORK, NY$4,603,000,000.00Regulatory AUM · August 2026
- FURTHER GLOBAL CAPITAL MANAGEMENT, L.P.CRD 289257 · NEW YORK, NY$2,215,639,888.00Regulatory AUM · August 2026
- FUSION FAMILY WEALTH, LLCCRD 168254 · WOODBURY, NY$1,441,403,309.00Regulatory AUM · August 2026
- FUSION INVESTMENT ADVISORS LLCCRD 156549 · DALLAS, TX$1,102,901,302.00Regulatory AUM · August 2026
- FWL INVESTMENT MANAGEMENT, LLCCRD 174119 · DALLAS, TX$1,240,034,033.00Regulatory AUM · August 2026
- G SQUARED EQUITY MANAGEMENT LPCRD 289285 · CHICAGO, IL$6,597,676,417.00Regulatory AUM · August 2026
- G. W. HENSSLER & ASSOCIATES, LTDCRD 104545 · KENNESAW, GA$3,814,464,861.00Regulatory AUM · August 2026
- G10 LLCCRD 322876 · HUNT VALLEY, MD$4,906,344,778.00Regulatory AUM · August 2026
- GABELLI & COMPANY INVESTMENT ADVISERS, INC.CRD 137024 · GREENWICH, CT$1,482,548,909.00Regulatory AUM · August 2026
- GAINLINE CAPITAL PARTNERS LPCRD 285325 · STAMFORD, CT$1,186,943,431.00Regulatory AUM · August 2026
- GALAXY DIGITAL CAPITAL MANAGEMENT LPCRD 293908 · NEW YORK, NY$1,722,962,538.00Regulatory AUM · August 2026
- GALLANT CAPITAL PARTNERS LLCCRD 297344 · LOS ANGELES, CA$1,351,823,932.00Regulatory AUM · August 2026
- GALLATIN POINT CAPITAL LLCCRD 287716 · GREENWICH, CT$5,651,158,944.00Regulatory AUM · August 2026
- GALVANIZE CLIMATE SOLUTIONS LLCCRD 316994 · SAN FRANCISCO, CA$6,977,934,255.00Regulatory AUM · August 2026
- GALVIN, GAUSTAD & STEIN, LLCCRD 153410 · SCOTTSDALE, AZ$1,354,519,461.00Regulatory AUM · August 2026