Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 13
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- EDGEWATER SERVICES, LLCCRD 159926 · CHICAGO, IL$2,836,777,181.00Regulatory AUM · August 2026
- EDISON PARTNERS MANAGEMENT, LLCCRD 310951 · NASHVILLE, TN$2,581,482,867.00Regulatory AUM · August 2026
- EDWARDS CAPITAL, LLCCRD 157864 · MIAMI, FL$7,894,622,348.00Regulatory AUM · August 2026
- EFFICIENT CAPITAL MANAGEMENT LLCCRD 287958 · WARRENVILLE, IL$1,156,523,519.00Regulatory AUM · August 2026
- EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.CRD 158905 · MIAMI, FL$2,301,686,106.00Regulatory AUM · August 2026
- EFS ADVISORS LLCCRD 115211 · CAMBRIDGE, MN$2,402,605,047.00Regulatory AUM · August 2026
- EHLERS INVESTMENT PARTNERS, LLCCRD 146385 · MINNEAPOLIS, MN$3,173,440,473.00Regulatory AUM · August 2026
- EIGHTFOLD REAL ESTATE CAPITAL, L.P.CRD 163086 · MIAMI, FL$1,425,693,629.00Regulatory AUM · August 2026
- EIR PARTNERS CAPITAL, LPCRD 319010 · MIAMI, FL$2,717,299,333.00Regulatory AUM · August 2026
- EIV CAPITAL, LLCCRD 169111 · HOUSTON, TX$2,232,201,782.00Regulatory AUM · August 2026
- EJF CAPITAL LPCRD 138854 · ARLINGTON, VA$6,101,275,318.00Regulatory AUM · August 2026
- ELDA RIVER CAPITAL MANAGEMENT, LLCCRD 326859 · HOUSTON, TX$1,941,241,320.00Regulatory AUM · August 2026
- ELDRIDGE CREDIT ADVISERS, LLCCRD 155736 · NEW YORK, NY$8,459,507,451.00Regulatory AUM · August 2026
- ELECTRA CAPITAL ADVISORS, LLCCRD 318664 · CONSHOHOCKEN, PA$1,453,767,459.00Regulatory AUM · August 2026
- ELECTRIC CAPITAL PARTNERS, LLCCRD 296943 · PALO ALTO, CA$2,877,301,822.00Regulatory AUM · August 2026
- ELECTRON CAPITAL PARTNERS, LLCCRD 166102 · NEW YORK, NY$4,201,565,868.00Regulatory AUM · August 2026
- ELEMENT POINTE ADVISORS, LLCCRD 282750 · MIAMI, FL$1,218,377,295.00Regulatory AUM · August 2026
- ELEMENTUM ADVISORS, LLCCRD 151635 · CHICAGO, IL$4,475,926,320.00Regulatory AUM · August 2026
- ELEQUIN CAPITAL, LPCRD 308371 · NEW YORK, NY$2,065,076,464.00Regulatory AUM · August 2026
- ELEVATION POINT WEALTH PARTNERS, LLCCRD 137068 · DENVER, CO$8,290,502,368.00Regulatory AUM · August 2026
- ELGETHUN CAPITAL MANAGEMENTCRD 127616 · SIOUX FALLS, SD$1,139,926,422.00Regulatory AUM · August 2026
- ELION PARTNERS, LLCCRD 170483 · MIAMI, FL$1,412,383,000.00Regulatory AUM · August 2026
- ELLENBECKER INVESTMENT GROUP, INC.CRD 173851 · WAUKESHA, WI$2,062,688,555.00Regulatory AUM · August 2026
- ELLEVEST, INC.CRD 175476 · NEW YORK, NY$1,131,232,881.00Regulatory AUM · August 2026
- ELLINGTON GLOBAL ASSET MANAGEMENT, LLCCRD 141772 · OLD GREENWICH, CT$9,180,217,764.00Regulatory AUM · August 2026
- ELLSWORTH ADVISORS, LLCCRD 297464 · HUDSON, OH$1,406,464,580.00Regulatory AUM · August 2026
- ELM PARTNERS MANAGEMENT LLCCRD 167225 · PHILADELPHIA, PA$3,018,199,851.00Regulatory AUM · August 2026
- ELMTREE FUNDS, LLCCRD 338940 · ST. LOUIS, MO$7,773,898,501.00Regulatory AUM · August 2026
- ELSER FINANCIAL PLANNING, INC.CRD 143311 · INDIANAPOLIS, IN$2,107,948,395.00Regulatory AUM · August 2026
- ELWOOD & GOETZ WEALTH ADVISORY GROUP, LLCCRD 154839 · ATHENS, GA$1,073,755,031.00Regulatory AUM · August 2026
- EMBER INFRASTRUCTURE MANAGEMENT, LPCRD 309483 · NEW YORK, NY$1,680,078,904.00Regulatory AUM · August 2026
- EMBREE FINANCIAL GROUPCRD 108233 · CHICAGO, IL$2,644,868,887.00Regulatory AUM · August 2026
- EMERALD ADVISERS, LLCCRD 107496 · LEOLA, PA$3,295,095,778.00Regulatory AUM · August 2026
- EMERALD INVESTMENT ADVISERS, LLCCRD 338769 · LEOLA, PA$2,262,694,558.00Regulatory AUM · August 2026
- EMERALD LAKE CAPITAL MANAGEMENT, L.P.CRD 300395 · SANTA MONICA, CA$3,064,882,538.00Regulatory AUM · August 2026
- EMERALD MUTUAL FUND ADVISERS TRUSTCRD 135130 · LEOLA, PA$2,087,155,055.00Regulatory AUM · August 2026
- EMINENCE CAPITAL, LPCRD 160611$9,803,287,917.00Regulatory AUM · August 2026
- EMPIRICAL FINANCIAL SERVICES, LLCCRD 152622 · SEATTLE, WA$8,428,968,273.00Regulatory AUM · August 2026
- EMPROS CAPITAL LLCCRD 293159 · SAN FRANCISCO, CA$2,338,357,251.00Regulatory AUM · August 2026
- EMPYREAN CAPITAL PARTNERS, LPCRD 138978 · LOS ANGELES, CA$4,969,081,000.00Regulatory AUM · August 2026
- ENCLAVE ADVISORS, LLCCRD 165205 · AUSTIN, TX$1,100,667,000.00Regulatory AUM · August 2026
- ENCOMPASS CAPITAL ADVISORS LLCCRD 160113 · NEW YORK, NY$4,835,430,280.00Regulatory AUM · August 2026
- ENERGIZE CAPITAL LLCCRD 289047 · CHICAGO, IL$1,665,755,678.00Regulatory AUM · August 2026
- ENERGY IMPACT PARTNERS LPCRD 282373 · NEW YORK, NY$4,861,055,633.00Regulatory AUM · August 2026
- ENERGY INCOME PARTNERS LLCCRD 140799 · WESTPORT, CT$6,061,540,000.00Regulatory AUM · August 2026
- ENERVEST INVESTMENT SERVICES, L.L.C.CRD 297181 · HOUSTON, TX$1,013,858,537.00Regulatory AUM · August 2026
- ENGINE CAPITAL MANAGEMENT, LPCRD 168315 · NEW YORK, NY$1,725,498,840.00Regulatory AUM · August 2026
- ENHANCED HEALTHCARE MANAGEMENT COMPANY, LLCCRD 157622 · SANTA MONICA, CA$1,376,312,777.00Regulatory AUM · August 2026
- ENLIGHTENMENT CAPITAL, LLCCRD 166422 · CHEVY CHASE, MD$2,116,711,261.00Regulatory AUM · August 2026
- ENTERPRISE INVESTORS CORPORATIONCRD 160833 · NEW YORK, NY$1,259,681,720.00Regulatory AUM · August 2026
- ENTREPRENEURIAL EQUITY PARTNERS, L.P.CRD 300436 · CHICAGO, IL$1,932,070,031.00Regulatory AUM · August 2026
- ENTROPY TECHNOLOGIES, LPCRD 325283 · NEW YORK, NY$2,238,108,051.00Regulatory AUM · August 2026
- EOC PARTNERS ADVISORS L.P.CRD 321653 · HOUSTON, TX$2,366,895,694.00Regulatory AUM · August 2026
- EOS REAL ESTATE INVESTORS LLCCRD 290205 · NEW YORK, NY$1,791,015,348.00Regulatory AUM · August 2026
- EPFC CAPITAL PARTNERS, LLCCRD 307803 · NEW YORK, NY$1,991,508,601.00Regulatory AUM · August 2026
- EQUALITY ASSET MANAGEMENT, LPCRD 300710 · BOSTON, MA$1,033,523,877.00Regulatory AUM · August 2026
- EQUINOX PARTNERS INVESTMENT MANAGEMENT LLCCRD 105885 · STAMFORD, CT$1,413,794,925.00Regulatory AUM · August 2026
- EQUITABLE INVESTMENT MANAGEMENT, LLCCRD 322513 · NEW YORK, NY$1,530,948,280.00Regulatory AUM · August 2026
- EQUITY INTERNATIONAL MANAGEMENT, LLCCRD 156961 · CHICAGO, IL$1,396,130,651.00Regulatory AUM · August 2026
- EQUITY INVESTMENT CORPORATIONCRD 283930 · ATLANTA, GA$3,509,589,101.00Regulatory AUM · August 2026
- EQUITY RESOURCE INVESTMENTS, LLCCRD 161186 · CAMBRIDGE, MA$1,343,370,392.00Regulatory AUM · August 2026
- EQUITY SERVICES, INC.CRD 265 · MONTPELIER, VT$2,777,353,969.00Regulatory AUM · August 2026
- EQUUS CAPITAL PARTNERS, LTD.CRD 158719 · NEWTOWN SQUARE, PA$1,739,721,000.00Regulatory AUM · August 2026
- ERA PARTNERS LLCCRD 307400 · SAN FRANCISCO, CA$1,645,991,867.00Regulatory AUM · August 2026
- ERN FINANCIAL, LLCCRD 297717 · MIDDLETON, WI$1,153,857,864.00Regulatory AUM · August 2026
- ESM MANAGEMENT LLCCRD 150142$1,394,160,971.00Regulatory AUM · August 2026
- ESP INVESTMENT ADVISORS LLCCRD 298553 · DALLAS, TX$1,040,678,006.00Regulatory AUM · August 2026
- ESSEX FINANCIAL SERVICES, INC.CRD 127549 · ESSEX, CT$4,169,984,114.00Regulatory AUM · August 2026
- ESSEX WOODLANDS MANAGEMENT, INC.CRD 158263 · THE WOODLANDS, TX$2,060,670,542.00Regulatory AUM · August 2026
- ESTATE COUNSELORS, LLCCRD 123452 · THIENSVILLE, WI$1,345,777,922.00Regulatory AUM · August 2026
- ETHIC INC.CRD 282827 · NEW YORK, NY$7,817,820,532.00Regulatory AUM · August 2026
- ETHOS CAPITAL LPCRD 306874 · BOSTON, MA$6,313,185,072.00Regulatory AUM · August 2026
- ETHOS FINANCIAL GROUP, LLCCRD 321748 · KING OF PRUSSIA, PA$2,144,085,745.00Regulatory AUM · August 2026
- ETON ADVISORS GROUP, LLCCRD 289395 · CHAPEL HILL, NC$1,886,697,575.00Regulatory AUM · August 2026
- ETZ ADVISORY, LLCCRD 334861$1,144,116,507.00Regulatory AUM · August 2026
- EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INCCRD 107316 · MIAMISBURG, OH$2,071,297,994.00Regulatory AUM · August 2026
- EULAV ASSET MANAGEMENTCRD 156397 · SARASOTA, FL$3,700,000,000.00Regulatory AUM · August 2026
- EURAZEO NORTH AMERICA, INC.CRD 300444 · NEW YORK, NY$1,614,608,829.00Regulatory AUM · August 2026
- EURO PACIFIC ASSET MANAGEMENT, LLCCRD 152922 · DORADO, PR$2,180,629,620.00Regulatory AUM · August 2026
- EVANSON FINANCIAL, LLCCRD 340506$5,847,124,669.00Regulatory AUM · August 2026
- EVANSTON CAPITAL MANAGEMENT, LLCCRD 120338 · EVANSTON, IL$4,490,550,491.00Regulatory AUM · August 2026
- EVELYN PARTNERS ASSET MANAGEMENT LIMITEDCRD 160376$1,059,392,636.00Regulatory AUM · August 2026
- EVENSKY & KATZ, LLCCRD 109698 · CORAL GABLES, FL$3,209,825,405.00Regulatory AUM · August 2026
- EVENTIDE ASSET MANAGEMENT, LLCCRD 147110 · BOSTON, MA$7,377,821,862.00Regulatory AUM · August 2026
- EVEREST FINANCIAL GROUP LLCCRD 137260 · MINNEAPOLIS, MN$1,002,472,036.00Regulatory AUM · August 2026
- EVERGREEN CAPITAL MANAGEMENT LLCCRD 104931 · BELLEVUE, WA$7,185,104,271.00Regulatory AUM · August 2026
- EVERHART FINANCIAL GROUP INCCRD 107091 · DUBLIN, OH$2,464,105,196.00Regulatory AUM · August 2026
- EVERMAY WEALTH MANAGEMENT, LLCCRD 149230 · ARLINGTON, VA$1,329,578,501.00Regulatory AUM · August 2026
- EVERSEPT PARTNERS, L.P.CRD 282358 · NEW YORK, NY$2,650,965,000.00Regulatory AUM · August 2026
- EVERSIDE CAPITAL PARTNERS, LLCCRD 289799 · NEW YORK, NY$2,336,781,000.00Regulatory AUM · August 2026
- EVERSOURCE WEALTH ADVISORS, LLCCRD 286340 · BIRMINGHAM, AL$5,095,829,877.00Regulatory AUM · August 2026
- EVERTERN WEALTH, LLCCRD 340830 · NAPLES, FL$1,564,247,778.00Regulatory AUM · August 2026
- EVERWEST ADVISORS LLCCRD 167125 · DENVER, CO$1,200,781,013.00Regulatory AUM · August 2026
- EVOLUTION CREDIT PARTNERS MANAGEMENT, LLCCRD 292216 · BOSTON, MA$4,123,168,316.00Regulatory AUM · August 2026
- EVOLUTION WEALTH ADVISORS, LLCCRD 285142 · AVENTURA, FL$1,957,928,881.00Regulatory AUM · August 2026
- EVOLVE PRIVATE WEALTH, LLCCRD 333932 · LOS ANGELES, CA$2,147,950,288.00Regulatory AUM · August 2026
- EXCELLERE CAPITAL MANAGEMENT LLCCRD 142904 · DENVER, CO$2,255,352,333.00Regulatory AUM · August 2026
- EXCELSIOR RENEWABLE ENERGY MANAGEMENT COMPANY LPCRD 289890 · EXCELSIOR, MN$1,505,418,687.00Regulatory AUM · August 2026
- EXPAND FINANCIAL, LLCCRD 152515$2,772,194,954.00Regulatory AUM · August 2026
- F L PUTNAM INVESTMENT MANAGEMENT CO.CRD 106223 · LYNNFIELD, MA$9,715,433,173.00Regulatory AUM · August 2026