Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 12
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: August 2026
- DELTA GLOBAL MANAGEMENT LPCRD 327142 · NEW YORK, NY$2,989,054,241.00Regulatory AUM · August 2026
- DELTA-V CAPITAL, LLCCRD 161800 · DENVER, CO$1,567,169,497.00Regulatory AUM · August 2026
- DELTROIT ASSET MANAGEMENT (UK) LLPCRD 334286$1,655,772,537.00Regulatory AUM · August 2026
- DENALI ADVISORS, LLCCRD 110242 · SAN DIEGO, CA$1,387,865,090.00Regulatory AUM · August 2026
- DENDUR CAPITAL LPCRD 300823 · NEW YORK, NY$1,464,549,725.00Regulatory AUM · August 2026
- DENHAM CAPITAL MANAGEMENT LPCRD 156605 · BOSTON, MA$5,264,574,125.00Regulatory AUM · August 2026
- DEPRINCE, RACE & ZOLLO, INC.CRD 112099 · WINTER PARK, FL$5,893,873,474.00Regulatory AUM · August 2026
- DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC.CRD 121560 · BLOOMFIELD HILLS, MI$2,580,243,168.00Regulatory AUM · August 2026
- DESCHUTES INVESTMENT CONSULTING, LLCCRD 155312 · PORTLAND, OR$2,888,130,797.00Regulatory AUM · August 2026
- DESCHUTES PORTFOLIO STRATEGY, LLCCRD 155424 · PORTLAND, OR$1,626,629,400.00Regulatory AUM · August 2026
- DESTINATION WEALTH MANAGEMENTCRD 110365 · WALNUT CREEK, CA$4,948,271,866.00Regulatory AUM · August 2026
- DETALUS ADVISORS, LLCCRD 117958 · ST. LOUIS, MO$2,220,354,641.00Regulatory AUM · August 2026
- DEXTRA ADVISORS LLCCRD 321820 · NEW YORK, NY$5,254,312,469.00Regulatory AUM · August 2026
- DFW CAPITAL MANAGEMENT, LLCCRD 157337 · NEW YORK, NY$2,886,164,098.00Regulatory AUM · August 2026
- DG PARTNERS LLPCRD 161177$1,872,193,575.00Regulatory AUM · August 2026
- DGS CAPITAL MANAGEMENT, LLCCRD 281938 · JERSEY CITY, NJ$1,054,081,877.00Regulatory AUM · August 2026
- DHM PARTNERS LLCCRD 339223 · BOSTON, MA$3,546,175,074.00Regulatory AUM · August 2026
- DIAMETER PRINCIPAL FINANCE LLCCRD 328057 · NEW YORK, NY$3,446,912,000.00Regulatory AUM · August 2026
- DIAMETRIC CAPITAL, LPCRD 288409 · BOSTON, MA$1,412,859,014.00Regulatory AUM · August 2026
- DIGITAL ALPHA ADVISORS, LLCCRD 286351 · HENDERSON, NV$2,390,301,859.00Regulatory AUM · August 2026
- DIMENSION CAPITAL MANAGEMENT LLCCRD 109380 · CORAL GABLES, FL$7,286,124,364.00Regulatory AUM · August 2026
- DINUZZO PRIVATE WEALTH, INC.CRD 112778 · BEAVER, PA$1,177,328,579.00Regulatory AUM · August 2026
- DISCERENE GROUP LPCRD 154396 · STAMFORD, CT$2,532,020,000.00Regulatory AUM · August 2026
- DISCIPLINA CAPITAL MANAGEMENT, LLCCRD 167295 · NASHVILLE, TN$3,057,804,454.00Regulatory AUM · August 2026
- DISCIPLINED GROWTH INVESTORS INCCRD 106746 · MINNEAPOLIS, MN$5,482,190,948.00Regulatory AUM · August 2026
- DISCOVERY CAPITAL MANAGEMENT, LLCCRD 161263 · SOUTH NORWALK, CT$6,748,629,715.00Regulatory AUM · August 2026
- DISRUPTIVE TECHNOLOGY ADVISERS LLCCRD 164828 · DALLAS, TX$3,120,379,750.00Regulatory AUM · August 2026
- DISTILLATE CAPITAL PARTNERS LLCCRD 297521 · CHICAGO, IL$2,111,539,753.00Regulatory AUM · August 2026
- DIVERSIFIED ENTERPRISES, LLCCRD 331709 · WILMINGTON, DE$2,791,127,378.00Regulatory AUM · August 2026
- DIVERSIFIED MANAGEMENT INCCRD 106680 · MILWAUKEE, WI$1,866,259,879.00Regulatory AUM · August 2026
- DIVERSIFIED PORTFOLIOS INCCRD 108942 · BLOOMFIELD HILLS, MI$1,935,596,870.00Regulatory AUM · August 2026
- DIVERSIFY ADVISORY SERVICES, LLCCRD 326060 · SANDY, UT$4,648,787,397.00Regulatory AUM · August 2026
- DIVERSIFY WEALTH MANAGEMENT, LLCCRD 329878 · SANDY, UT$4,108,276,355.00Regulatory AUM · August 2026
- DIVERSIS CAPITAL MANAGEMENT, L.P.CRD 300773 · LOS ANGELES, CA$3,373,337,714.00Regulatory AUM · August 2026
- DIVISADERO STREET CAPITAL MANAGEMENT, LPCRD 317392 · MIAMI, FL$2,611,255,091.00Regulatory AUM · August 2026
- DIXON FINANCIAL SERVICES INCCRD 107166$1,086,887,166.00Regulatory AUM · August 2026
- DLD ASSET MANAGEMENT, LPCRD 170377 · NEW YORK, NY$2,992,564,695.00Regulatory AUM · August 2026
- DME CAPITAL MANAGEMENT, LPCRD 157081 · NEW YORK, NY$4,798,925,830.00Regulatory AUM · August 2026
- DOCK STREET ASSET MANAGEMENT INCCRD 111163 · PALM BEACH, FL$1,110,121,633.00Regulatory AUM · August 2026
- DOCK STREET CAPITAL MANAGEMENT LLCCRD 157155 · WESTPORT, CT$1,652,212,784.00Regulatory AUM · August 2026
- DOCKSIDE LLCCRD 330606 · NEW YORK, NY$9,626,347,488.00Regulatory AUM · August 2026
- DOMAIN CAPITAL ADVISORS, LLCCRD 110663 · ATLANTA, GA$7,270,207,917.00Regulatory AUM · August 2026
- DOMINI IMPACT INVESTMENTS LLCCRD 109505 · NEW YORK, NY$2,442,870,282.00Regulatory AUM · August 2026
- DOMINUS CAPITAL MANAGEMENT, L.P.CRD 156885 · NEW YORK, NY$1,673,513,037.00Regulatory AUM · August 2026
- DONALD SMITH & CO., INC.CRD 104947 · NEW YORK, NY$5,604,651,687.00Regulatory AUM · August 2026
- DONALDSON CAPITAL MANAGEMENT LLCCRD 106131 · EVANSVILLE, IN$3,463,957,899.00Regulatory AUM · August 2026
- DORCHESTER CAPITAL ADVISORS, LLCCRD 157965 · LOS ANGELES, CA$1,652,959,000.00Regulatory AUM · August 2026
- DORSAL CAPITAL MANAGEMENT, LPCRD 160224 · REDWOOD CITY, CA$6,190,855,805.00Regulatory AUM · August 2026
- DORSEY ASSET MANAGEMENT LLCCRD 169056 · CHICAGO, IL$1,445,270,658.00Regulatory AUM · August 2026
- DORSEY, WRIGHT & ASSOCIATES, LLCCRD 104925 · RICHMOND, VA$1,011,889,492.00Regulatory AUM · August 2026
- DOUBLE EAGLE FAMILY OFFICES, LLCCRD 315523 · FORT WORTH, TX$1,398,671,728.00Regulatory AUM · August 2026
- DOUBLELINE ALTERNATIVES LPCRD 175212 · TAMPA, FL$3,473,833,512.00Regulatory AUM · August 2026
- DOUBLELINE ETF ADVISER LPCRD 317415 · TAMPA, FL$2,125,603,486.00Regulatory AUM · August 2026
- DOUGLAS LANE & ASSOCIATES, LLCCRD 282563 · NEW YORK, NY$8,440,543,357.00Regulatory AUM · August 2026
- DOUGLASS WINTHROP ADVISORS LLCCRD 108680 · NEW YORK, NY$6,456,845,951.00Regulatory AUM · August 2026
- DOYENNE WEALTH ADVISORS LLCCRD 315995 · CHICAGO, IL$2,044,364,737.00Regulatory AUM · August 2026
- DRAGONFLY DIGITAL MANAGEMENT, LLCCRD 300750 · SAN FRANCISCO, CA$3,437,541,969.00Regulatory AUM · August 2026
- DREAM U.S. MANAGER LLCCRD 314547 · DENVER, CO$1,040,201,358.00Regulatory AUM · August 2026
- DRIVE CAPITAL LLCCRD 169002 · COLUMBUS, OH$4,383,104,078.00Regulatory AUM · August 2026
- DRIVE WEALTH MANAGEMENT, LLCCRD 174728 · LEHI, UT$1,500,752,553.00Regulatory AUM · August 2026
- DSC MERIDIAN CAPITAL LPCRD 296590 · NEW YORK, NY$2,183,993,790.00Regulatory AUM · August 2026
- DSF ADVISORS, LLCCRD 283411 · BOSTON, MA$1,072,848,362.00Regulatory AUM · August 2026
- DSM CAPITAL PARTNERS LLCCRD 113609 · PALM BEACH GARDENS, FL$7,564,870,000.00Regulatory AUM · August 2026
- DT INVESTMENT PARTNERS, LLCCRD 157646 · CHADDS FORD, PA$1,912,849,524.00Regulatory AUM · August 2026
- DTCP USA LLCCRD 297884 · LAS VEGAS, NV$1,048,926,485.00Regulatory AUM · August 2026
- DUNCAN WILLIAMS ASSET MANAGEMENT, LLCCRD 174809 · MEMPHIS, TN$2,694,432,925.00Regulatory AUM · August 2026
- DUNDAS PARTNERS LLPCRD 197522$2,359,253,053.00Regulatory AUM · August 2026
- DUNDEE MAESTRO MANAGEMENT, LPCRD 329808$1,574,262,485.00Regulatory AUM · August 2026
- DUNE REAL ESTATE PARTNERS LPCRD 157455 · NEW YORK, NY$1,586,376,944.00Regulatory AUM · August 2026
- DUNES POINT CAPITAL, L.P.CRD 172538 · RYE, NY$2,563,334,390.00Regulatory AUM · August 2026
- DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.CRD 13162 · SAN DIEGO, CA$5,627,638,262.00Regulatory AUM · August 2026
- DURATION ASSET MANAGEMENT, LLCCRD 298651 · DALLAS, TX$1,584,640,190.00Regulatory AUM · August 2026
- DURATION CAPITAL PARTNERS LLCCRD 329842 · NEW YORK, NY$5,106,831,945.00Regulatory AUM · August 2026
- DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLCCRD 107722 · AUSTIN, TX$2,843,260,000.00Regulatory AUM · August 2026
- DVSM, LPCRD 160800 · PORTLAND, OR$1,888,425,414.00Regulatory AUM · August 2026
- DW MANAGEMENT SERVICES, L.L.C.CRD 160555 · PARK CITY, UT$2,737,032,573.00Regulatory AUM · August 2026
- DW PARTNERS, LPCRD 155459 · NEW YORK, NY$2,273,017,018.00Regulatory AUM · August 2026
- DWIGHT SECURITIES MANAGEMENT LLCCRD 174984 · SUNNY ISLES BEACH, FL$4,555,758,653.00Regulatory AUM · August 2026
- DWS INVESTMENTS AUSTRALIA LIMITEDCRD 109112$1,899,627,832.00Regulatory AUM · August 2026
- DWS INVESTMENTS HONG KONG LIMITEDCRD 139666$5,103,535,600.00Regulatory AUM · August 2026
- DYNAMIC ADVISOR SOLUTIONS LLCCRD 151367 · PHOENIX, AZ$5,637,328,188.00Regulatory AUM · August 2026
- DYNAMIC BETA INVESTMENTS LLCCRD 164972 · GREENWICH, CT$5,674,259,082.00Regulatory AUM · August 2026
- E.P.G., INCORPORATEDCRD 106821 · FRAMINGHAM, MA$3,203,784,558.00Regulatory AUM · August 2026
- E.S. BARR & COMPANYCRD 107447 · LEXINGTON, KY$2,220,368,166.00Regulatory AUM · August 2026
- EAAA PTE. LIMITEDCRD 300161$4,191,443,500.00Regulatory AUM · August 2026
- EAGLE GLOBAL ADVISORS LLCCRD 107306 · HOUSTON, TX$3,099,764,577.00Regulatory AUM · August 2026
- EAGLETREE CAPITAL, LPCRD 281137 · NEW YORK, NY$4,391,356,042.00Regulatory AUM · August 2026
- EARNED WEALTH ADVISORS, LLCCRD 108052 · WALNUT CREEK, CA$3,105,927,342.00Regulatory AUM · August 2026
- EAST CAPITAL FINANCIAL SERVICES ABCRD 335426$4,277,000,000.00Regulatory AUM · August 2026
- EAST COAST ASSET MANAGEMENT, LLCCRD 147910 · ESSEX, MA$1,006,114,321.00Regulatory AUM · August 2026
- EAST END ADVISORS, LLCCRD 147144 · NEW YORK, NY$6,056,991,882.00Regulatory AUM · August 2026
- EAST ROCK CAPITAL, LLCCRD 157433 · NEW YORK, NY$4,756,628,926.00Regulatory AUM · August 2026
- EASTERLY INVESTMENT PARTNERS LLCCRD 299607 · BEVERLY, MA$2,831,038,078.00Regulatory AUM · August 2026
- ECLECTIC ASSOCIATES, INC.CRD 111041 · FULLERTON, CA$1,473,498,385.00Regulatory AUM · August 2026
- ECOR1 CAPITAL, LLCCRD 167121 · SAN FRANCISCO, CA$3,424,668,843.00Regulatory AUM · August 2026
- ECOSYSTEM INVESTMENT PARTNERS, LLCCRD 165149 · BALTIMORE, MD$1,278,830,036.00Regulatory AUM · August 2026
- EDGE NATURAL RESOURCES LLCCRD 230787 · DALLAS, TX$1,016,746,031.00Regulatory AUM · August 2026
- EDGE PRINCIPAL ADVISORS, LLCCRD 158273 · NEW YORK, NY$1,127,189,831.00Regulatory AUM · August 2026
- EDGEMOOR INVESTMENT ADVISORS, INC.CRD 109104 · BETHESDA, MD$1,515,154,666.00Regulatory AUM · August 2026
- EDGESTREAM PARTNERS, L.P.CRD 166338 · PRINCETON, NJ$4,890,175,074.00Regulatory AUM · August 2026