Investment adviser firms: $1 billion to under $10 billion in regulatory AUM · Page 11
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
4,032 firms · Source months shown: July 2026 and August 2026
- COUNTERPOINT MUTUAL FUNDS, LLCCRD 172379 · SAN DIEGO, CA$3,238,897,410.00Regulatory AUM · August 2026
- COUNTERPOINTE INVESTMENT MANAGEMENT LLCCRD 333864 · STAMFORD, CT$1,067,740,128.00Regulatory AUM · August 2026
- COURAGE CAPITAL MANAGEMENT, LLCCRD 130449 · NASHVILLE, TN$1,448,240,192.00Regulatory AUM · August 2026
- COURIER CAPITAL, LLCCRD 282485 · BUFFALO, NY$3,585,153,323.00Regulatory AUM · August 2026
- COURY FIRM ASSET MANAGEMENT LLCCRD 289145 · PITTSBURGH, PA$1,324,806,135.00Regulatory AUM · August 2026
- COVE HILL PARTNERS, L.P.CRD 288684 · BOSTON, MA$5,355,743,830.00Regulatory AUM · August 2026
- COYLE FINANCIAL COUNSEL, LLCCRD 110593 · GLENVIEW, IL$1,049,463,558.00Regulatory AUM · August 2026
- COZAD ASSET MANAGEMENT INCCRD 104764 · CHAMPAIGN, IL$2,622,584,603.00Regulatory AUM · August 2026
- CPC ADVISORS, LLCCRD 111025 · ATLANTA, GA$1,675,441,642.00Regulatory AUM · August 2026
- CQS (US), LLCCRD 147329 · NEW YORK, NY$5,492,827,024.00Regulatory AUM · August 2026
- CR GROUP L.P.CRD 132967 · HOUSTON, TX$2,207,554,370.00Regulatory AUM · August 2026
- CRA FINANCIAL SERVICES, L.L.C.CRD 124004 · NORTHFIELD, NJ$1,693,368,017.00Regulatory AUM · August 2026
- CRAMER ROSENTHAL MCGLYNN LLCCRD 107911 · STAMFORD, CT$2,266,399,657.00Regulatory AUM · August 2026
- CRAWFORD INVESTMENT COUNSEL INCCRD 110271 · ATLANTA, GA$9,139,406,625.00Regulatory AUM · August 2026
- CRAYHILL CAPITAL MANAGEMENT LPCRD 281154 · NEW YORK, NY$2,496,798,000.00Regulatory AUM · August 2026
- CREATION INVESTMENTS CAPITAL MANAGEMENT, LLCCRD 171581 · CHICAGO, IL$1,604,086,767.00Regulatory AUM · August 2026
- CREATIVE FINANCIAL DESIGNS, INC.CRD 109032 · KOKOMO, IN$2,941,557,605.00Regulatory AUM · August 2026
- CREATIVEONE SECURITIES, LLCCRD 152974 · OVERLAND PARK, KS$2,541,181,202.00Regulatory AUM · August 2026
- CREATIVEONE WEALTH, LLCCRD 281213 · OVERLAND PARK, KS$6,251,683,061.00Regulatory AUM · August 2026
- CREDICORP CAPITAL ADVISORS LLCCRD 290081 · MIAMI, FL$1,579,910,107.00Regulatory AUM · August 2026
- CRESCENT CAP ADVISORS, LLCCRD 175430 · LOS ANGELES, CA$1,812,779,221.00Regulatory AUM · August 2026
- CRESCENT CAP NT ADVISORS, LLCCRD 324139 · LOS ANGELES, CA$1,108,150,200.00Regulatory AUM · August 2026
- CRESCENT COVE ADVISORS, LPCRD 288111 · SAN FRANCISCO, CA$1,114,357,690.00Regulatory AUM · August 2026
- CRESCENT GROVE ADVISORS, LLCCRD 170912 · LAKE FOREST, IL$5,504,086,413.00Regulatory AUM · August 2026
- CRESCENT REAL ESTATE LLCCRD 158397 · FORT WORTH, TX$5,113,386,114.00Regulatory AUM · August 2026
- CRESSEY & COMPANY LPCRD 155606 · CHICAGO, IL$3,553,782,457.00Regulatory AUM · August 2026
- CREST ROCK MANAGEMENT COMPANY LPCRD 305101 · DENVER, CO$1,101,416,446.00Regulatory AUM · August 2026
- CRESTA FUND MANAGEMENT LLCCRD 288079 · DALLAS, TX$2,044,723,282.00Regulatory AUM · August 2026
- CRESTVIEW ADVISORS, L.L.C.CRD 157488 · NEW YORK, NY$7,082,373,521.00Regulatory AUM · August 2026
- CRESTWOOD ADVISORS GROUP, LLCCRD 286243 · BOSTON, MA$8,021,455,218.00Regulatory AUM · August 2026
- CREWE ADVISORS LLCCRD 173920 · SALT LAKE CITY, UT$3,050,592,310.00Regulatory AUM · August 2026
- CROSS CREEK ADVISORS, LLCCRD 165803 · SALT LAKE CITY, UT$1,347,758,636.00Regulatory AUM · August 2026
- CROSS LAKE PARTNERS LPCRD 297215 · NEW YORK, NY$1,177,088,615.00Regulatory AUM · August 2026
- CROSS OCEAN PARTNERS MANAGEMENT LPCRD 285340 · GREENWICH, CT$6,285,117,946.00Regulatory AUM · August 2026
- CROSSINGBRIDGE ADVISORS, LLCCRD 286594 · PLEASANTVILLE, NY$4,182,059,071.00Regulatory AUM · August 2026
- CROSSLINK CAPITAL, INC.CRD 109948 · MENLO PARK, CA$3,913,547,829.00Regulatory AUM · August 2026
- CROSSMARK GLOBAL INVESTMENTS, INC.CRD 113360 · HOUSTON, TX$8,983,812,044.00Regulatory AUM · August 2026
- CROSSMARK WEALTH MANAGEMENT, LLCCRD 289004 · HOUSTON, TX$1,185,087,606.00Regulatory AUM · August 2026
- CROSSPOINT CAPITAL PARTNERS, LPCRD 306981 · MENLO PARK, CA$8,695,073,204.00Regulatory AUM · August 2026
- CRUMLY AND ASSOCIATES, INCORPORATEDCRD 168998 · SPRINGFIELD, IL$1,179,588,527.00Regulatory AUM · August 2026
- CRUSONIA WEALTH ADVISORS LLCCRD 330057 · DENVER, CO$1,178,351,846.00Regulatory AUM · August 2026
- CRYSTAL CAPITAL PARTNERS, LLCCRD 146010 · BAY HARBOR ISLANDS, FL$1,296,000,000.00Regulatory AUM · August 2026
- CS CAPITAL MANAGEMENT INCCRD 106492 · EL SEGUNDO, CA$1,090,257,844.00Regulatory AUM · August 2026
- CS PLANNING CORPCRD 149937 · PORTLAND, OR$1,960,873,373.00Regulatory AUM · August 2026
- CSENGE ADVISORY GROUP, LLCCRD 131167 · CLEARWATER, FL$3,169,721,491.00Regulatory AUM · August 2026
- CSFC MANAGEMENT COMPANY, LLCCRD 161372 · NASHVILLE, TN$2,797,955,480.00Regulatory AUM · August 2026
- CSM CAPITAL CORPORATIONCRD 129789 · NEW YORK, NY$1,848,163,156.00Regulatory AUM · August 2026
- CULLINAN ASSOCIATES, INC.CRD 108340 · LOUISVILLE, KY$1,481,599,773.00Regulatory AUM · August 2026
- CUMBERLAND ADVISORS, LLCCRD 107964 · SARASOTA, FL$3,217,125,317.00Regulatory AUM · August 2026
- CUMBERLAND INVESTMENT COUNSEL INC.CRD 110887$1,405,771,456.00Regulatory AUM · August 2026
- CURATED WEALTH PARTNERS, LLCCRD 297852 · EL SEGUNDO, CA$1,762,000,000.00Regulatory AUM · August 2026
- CUSHING ASSET MANAGEMENT, LPCRD 131517 · DALLAS, TX$1,750,294,646.00Regulatory AUM · August 2026
- CUTLER INVESTMENT COUNSEL, LLCCRD 128483 · JACKSONVILLE, OR$1,541,676,261.00Regulatory AUM · August 2026
- CVC CREDIT PARTNERS U.S. CLO MANAGEMENT LLCCRD 284980 · NEW YORK, NY$2,333,583,223.00Regulatory AUM · August 2026
- CVFG LLCCRD 325310 · SHELBYVILLE, IN$1,154,353,259.00Regulatory AUM · August 2026
- CW INVESTMENT ADVISERS, LLCCRD 305926 · LOS ANGELES, CA$1,084,343,648.00Regulatory AUM · August 2026
- CWA ASSET MANAGEMENT GROUP, LLCCRD 158940 · NAPLES, FL$4,514,473,566.00Regulatory AUM · August 2026
- CWS FINANCIAL ADVISORS LLCCRD 297000 · KALAMAZOO, MI$1,328,605,949.00Regulatory AUM · August 2026
- CX INSTITUTIONAL, LLCCRD 292627 · AUBURN, IN$4,464,692,612.00Regulatory AUM · August 2026
- CYNDEO WEALTH PARTNERS, LLCCRD 307781 · ST. PETERSBURG, FL$3,151,489,364.00Regulatory AUM · August 2026
- CYPRESS POINT WEALTH MANAGEMENT, LLCCRD 143771 · DALLAS, TX$1,465,685,639.00Regulatory AUM · August 2026
- CYPRESS WEALTH SERVICES, LLCCRD 288992 · PALM DESERT, CA$1,339,348,214.00Regulatory AUM · August 2026
- CYRUS CAPITAL PARTNERS, L.P.CRD 136713 · NEW YORK, NY$3,866,538,836.00Regulatory AUM · August 2026
- CZECH ASSET MANAGEMENT, L.P.CRD 159308 · STAMFORD, CT$1,479,887,835.00Regulatory AUM · August 2026
- D.F. DENT AND COMPANY, INC.CRD 105179 · BALTIMORE, MD$7,880,660,780.00Regulatory AUM · August 2026
- D'ANNUNZIO CONSULTING GROUP, LLCCRD 144422 · TACOMA, WA$1,900,775,791.00Regulatory AUM · July 2026
- D'ORAZIO & ASSOCIATES, INC.CRD 131976 · VIENNA, VA$1,442,740,447.00Regulatory AUM · August 2026
- D2 ASSET MANAGEMENT, LPCRD 331542 · DALLAS, TX$1,825,931,886.00Regulatory AUM · August 2026
- DAEMON INVESTMENT AND ASSET MANAGEMENT, LLCCRD 285629 · MIAMI, FL$7,098,464,141.00Regulatory AUM · August 2026
- DAIWA ASSET MANAGEMENT (AMERICA) LTD.CRD 126191 · NEW YORK, NY$5,959,831,087.00Regulatory AUM · August 2026
- DAKOTA WEALTH, LLCCRD 297987 · PALM BEACH GARDENS, FL$6,941,956,964.00Regulatory AUM · August 2026
- DALTON INVESTMENTS, INC.CRD 308609 · EL SEGUNDO, CA$5,717,833,544.00Regulatory AUM · August 2026
- DANA INVESTMENT ADVISORS INCCRD 105879 · WAUKESHA, WI$6,076,522,387.00Regulatory AUM · August 2026
- DARK FOREST CAPITAL MANAGEMENT LPCRD 312519 · NEW YORK, NY$2,417,011,979.00Regulatory AUM · August 2026
- DARLINGTON PARTNERS CAPITAL MANAGEMENT, LPCRD 311926 · GREENBRAE, CA$3,275,973,823.00Regulatory AUM · August 2026
- DAVID VAUGHAN INVESTMENTS, LLCCRD 105990 · PEORIA, IL$5,331,382,823.00Regulatory AUM · August 2026
- DAVIDSON INVESTMENT ADVISORS, INC.CRD 110552 · GREAT FALLS, MT$5,200,170,370.00Regulatory AUM · August 2026
- DAVIS INVESTMENT VENTURES, LLCCRD 161888 · BOSTON, MA$2,049,970,037.00Regulatory AUM · August 2026
- DAYBREAK FUND ADVISORS LLCCRD 163267 · HOUSTON, TX$1,007,489,318.00Regulatory AUM · August 2026
- DAYMARK WEALTH PARTNERS, LLCCRD 320878 · CINCINNATI, OH$5,042,043,338.00Regulatory AUM · August 2026
- DB ADVISORY AMERICA, LIMITED(LTD)CRD 313938 · NEW YORK, NY$1,300,000,000.00Regulatory AUM · August 2026
- DC CAPITAL PARTNERS MANAGEMENT, L.P.CRD 283131 · ALEXANDRIA, VA$1,402,240,761.00Regulatory AUM · August 2026
- DDD PARTNERS, LLCCRD 301548 · BELLEVUE, WA$2,390,397,962.00Regulatory AUM · August 2026
- DE GROOTE FINANCIAL GROUP, LLCCRD 168178 · THOUSAND OAKS, CA$1,215,942,608.00Regulatory AUM · August 2026
- DEAN CAPITAL MANAGEMENT, LLCCRD 145666 · OVERLAND PARK, KS$1,148,942,036.00Regulatory AUM · August 2026
- DEARBORN PARTNERS L.L.C.CRD 108147 · CHICAGO, IL$2,741,716,548.00Regulatory AUM · August 2026
- DECAGON ASSET MANAGEMENT LLPCRD 319363$1,031,819,316.00Regulatory AUM · August 2026
- DECCAN VALUE INVESTORS L.P.CRD 158187$1,105,852,846.00Regulatory AUM · August 2026
- DECHENG CAPITAL LLCCRD 293073 · MENLO PARK, CA$2,728,192,342.00Regulatory AUM · August 2026
- DECISIONPOINT FINANCIAL, LLCCRD 296988 · MESA, AZ$1,224,256,610.00Regulatory AUM · August 2026
- DECLARATION PARTNERS LPCRD 297786 · NEW YORK, NY$2,012,976,514.00Regulatory AUM · August 2026
- DEEP TRACK CAPITAL, LPCRD 312459 · GREENWICH, CT$8,373,382,671.00Regulatory AUM · August 2026
- DEEPCURRENTS INVESTMENT GROUP LLCCRD 288159 · NEW YORK, NY$4,583,111,861.00Regulatory AUM · August 2026
- DEER PARK ROAD MANAGEMENT COMPANY, LPCRD 140370 · STEAMBOAT SPRINGS, CO$3,515,813,209.00Regulatory AUM · August 2026
- DEERFIELD FINANCIAL ADVISORS, INC.CRD 104964 · INDIANAPOLIS, IN$1,176,249,776.00Regulatory AUM · August 2026
- DEERPATH CAPITAL MANAGEMENT, LPCRD 160791 · FORT LAUDERDALE, FL$9,033,072,653.00Regulatory AUM · August 2026
- DEFIANCE ETFS, LLCCRD 294410 · MIAMI, FL$3,863,075,392.00Regulatory AUM · August 2026
- DEFILADE CAPITAL MANAGEMENT, L.P.CRD 337997 · EMERYVILLE, CA$1,548,605,368.00Regulatory AUM · August 2026
- DELEGATE ADVISORS, LLCCRD 159953 · CHAPEL HILL, NC$1,713,891,105.00Regulatory AUM · August 2026
- DELTA ASSET MANAGEMENT, LLCCRD 113688 · MEMPHIS, TN$1,528,043,700.00Regulatory AUM · August 2026