All investment adviser firms · Page 94
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- LYTLE INVESTMENT SERVICES CORP.CRD 297591 · GRAND ISLAND, NY$74,330,182.00Regulatory AUM · August 2026
- M & A CONSULTING GROUP, LLCCRD 286078 · AUSTIN, TX$155,400,000.00Regulatory AUM · August 2026
- M FINANCIAL ASSET MANAGEMENT, INC.CRD 136694 · PORTLAND, OR$1,234,631,893.00Regulatory AUM · August 2026
- M FINANCIAL INVESTMENT ADVISERS INCCRD 106648 · PORTLAND, OR$1,006,229,464.00Regulatory AUM · August 2026
- M GROUP INVESTMENT ADVISOR, LLCCRD 160128$343,542,596.00Regulatory AUM · August 2026
- M HOLDINGS SECURITIES, INC.CRD 43285 · PORTLAND, OR$3,206,330,654.00Regulatory AUM · August 2026
- M SQUARE INVESTIMENTOS LTDA.CRD 336712$2,251,538,613.00Regulatory AUM · August 2026
- M WEALTH MANAGEMENT, LLCCRD 281532 · SAN DIEGO, CA$177,562,651.00Regulatory AUM · August 2026
- M-ONE CAPITAL MANAGEMENT, LLCCRD 158782 · OMAHA, NE$3,773,994,241.00Regulatory AUM · August 2026
- M. E. ALLISON & CO., INC.CRD 1047 · SAN ANTONIO, TX$366,385,125.00Regulatory AUM · August 2026
- M. KRAUS & COMPANYCRD 106749 · SHELBURNE, VT$559,278,035.00Regulatory AUM · August 2026
- M. KULYK & ASSOCIATES, LLCCRD 290887$840,380,068.00Regulatory AUM · August 2026
- M.C. BYRD WEALTH MANAGEMENT, LLCCRD 151070 · BELLVILLE, TX$294,174,329.00Regulatory AUM · August 2026
- M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLCCRD 124506 · NEW YORK, NY$8,306,993.00Regulatory AUM · August 2026
- M.D. SASS, LLCCRD 110590 · NEW YORK, NY$2,063,871,233.00Regulatory AUM · August 2026
- M.K. BROWN WEALTH ADVISORY, LLCCRD 121269 · OAKWOOD, OH$165,540,986.00Regulatory AUM · August 2026
- M.Z. KARK & ASSOCIATES, INCCRD 106627 · DENVER, CO$369,638,942.00Regulatory AUM · August 2026
- M&B INVESTMENT ADVISORS, LLCCRD 154255 · CINCINNATI, OH$290,225,013.00Regulatory AUM · August 2026
- M&G INVESTMENTS (USA) INC.CRD 305254 · CHICAGO, IL$14,324,247,494.00Regulatory AUM · August 2026
- M1 ADVISORY SERVICES LLCCRD 249787 · CHICAGO, IL$633,573.00Regulatory AUM · August 2026
- M1 CAPITAL MANAGEMENTCRD 158269 · TROY, MI$450,372,440.00Regulatory AUM · August 2026
- M2 FINANCIAL LLCCRD 288829 · VALENCIA, CA$157,995,972.00Regulatory AUM · August 2026
- M2G VENTURES LLCCRD 322399 · FORT WORTH, TX$283,968,782.00Regulatory AUM · August 2026
- M3 ADVISORY GROUP, LLCCRD 156208 · NEEDHAM HEIGHTS, MA$342,000,000.00Regulatory AUM · August 2026
- M3 WEALTH MANAGEMENT, LLCCRD 335612 · NORTH ROYALTON, OH$160,236,028.00Regulatory AUM · August 2026
- M37 MANAGEMENT LPCRD 332714 · MENLO PARK, CA$656,374,611.00Regulatory AUM · August 2026
- M3F, INC.CRD 151191 · SALT LAKE CITY, UT$778,164,779.00Regulatory AUM · August 2026
- M3SIXTY CAPITAL, LLCCRD 323764 · FAIRWAY, KS$28,735,146.00Regulatory AUM · August 2026
- M4A3 LLCCRD 336172 · BOULDER, CO$322,035,401.00Regulatory AUM · August 2026
- M83 INVESTMENT GROUP, LLCCRD 332416 · CALABASAS, CA$191,025,723.00Regulatory AUM · August 2026
- MA ASSET MANAGEMENT, LLCCRD 283673 · IRVINGTON, NY$257,691,489.00Regulatory AUM · August 2026
- MA PRIVATE WEALTH, LLCCRD 291366 · SAN CARLOS, CA$686,012,252.00Regulatory AUM · August 2026
- MAAT INVESTMENT GROUP GMBHCRD 332840$1,400,000.00Regulatory AUM · August 2026
- MAC ALPHA CAPITAL MANAGEMENT, LPCRD 311412 · TAMPA, FL$937,827,441.00Regulatory AUM · August 2026
- MACCO FINANCIAL GROUP, INC.CRD 337398 · GREEN BAY, WI$277,794,920.00Regulatory AUM · August 2026
- MACD ADVISORS LLCCRD 171905 · SUMMIT, NJ$1,034,391,907.00Regulatory AUM · August 2026
- MACDOUGALL FINANCIAL COUNSELINGCRD 104644 · DELMONT, PA$424,811,192.00Regulatory AUM · August 2026
- MACE CAPITAL MANAGEMENT, LLCCRD 134605 · NEW YORK, NY$86,161,903.00Regulatory AUM · August 2026
- MACERATIO LLCCRD 304078 · MIAMI, FL$1,191,853,071.00Regulatory AUM · August 2026
- MACH-1 FINANCIAL GROUP, LLCCRD 298195 · ROGERS, AR$546,345,461.00Regulatory AUM · August 2026
- MACHINE INVESTMENT GROUP, LPCRD 315219 · NEW YORK, NY$623,744,712.00Regulatory AUM · August 2026
- MACK & CO. PARTNERS, LPCRD 324218 · DALLAS, TX$548,980,056.00Regulatory AUM · August 2026
- MACK INVESTMENT SECURITIES, INC.CRD 17643 · NORTHFIELD, IL$302,589,639.00Regulatory AUM · August 2026
- MACK REAL ESTATE CREDIT STRATEGIES, L.P.CRD 167609 · NEW YORK, NY$1,048,754,256.00Regulatory AUM · August 2026
- MACKAY SHIELDS LLCCRD 107717 · NEW YORK, NY$159,521,129,399.00Regulatory AUM · August 2026
- MACKE FINANCIAL ADVISORY GROUP, INC.CRD 111318 · FORT MYERS, FL$175,713,593.00Regulatory AUM · August 2026
- MACKENZIE FINANCIAL CORPORATIONCRD 110338$194,876,857,641.00Regulatory AUM · August 2026
- MACKENZIE INVESTMENTS ASIA LIMITEDCRD 285521$2,532,913,464.00Regulatory AUM · August 2026
- MACKENZIE INVESTMENTS CORPORATIONCRD 165899 · BOSTON, MA$18,068,039,261.00Regulatory AUM · August 2026
- MACKENZIE INVESTMENTS EUROPE LIMITEDCRD 284912$5,331,909,725.00Regulatory AUM · August 2026
- MACLEAN CAPITAL ADVISORS, LLCCRD 156978 · INDIAN WELLS, CA$222,096,364.00Regulatory AUM · August 2026
- MACLENDON WEALTH MANAGEMENT, LLCCRD 157819 · DELRAY BEACH, FL$129,587,861.00Regulatory AUM · August 2026
- Not availableRegulatory AUM · August 2026
- MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLCCRD 284788 · NEW YORK, NY$525,593,905.00Regulatory AUM · August 2026
- MACQUARIE CAPITAL PARTNERS, LLCCRD 293250 · NEW YORK, NY$317,573,543.00Regulatory AUM · August 2026
- MACQUARIE INFRASTRUCTURE PARTNERS INC.CRD 146696 · NEW YORK, NY$48,842,395,812.00Regulatory AUM · August 2026
- $24,512,230,107.00Regulatory AUM · August 2026
- $187,354,781,464.00Regulatory AUM · August 2026
- MACQUARIE WEALTH ADVISERS, LLCCRD 141805 · NEW YORK, NY$4,821,270,033.00Regulatory AUM · August 2026
- MACRO ADVISORS, INC.CRD 118832 · YORK, PA$370,874,878.00Regulatory AUM · August 2026
- MACRO QUANT PRIVATE WEALTH, LLCCRD 341042 · TORRANCE, CANot availableRegulatory AUM · August 2026
- MACROCLIMATE LLCCRD 130655$210,103,496.00Regulatory AUM · August 2026
- MACROVIEW INVESTMENT MANAGEMENT LLCCRD 149621 · BETHESDA, MD$387,072,284.00Regulatory AUM · August 2026
- MADDEN ADVISORY SERVICES, INC.CRD 112607 · JACKSONVILLE, FL$291,665,578.00Regulatory AUM · August 2026
- MADDEN FUNDS MANAGEMENT LTD.CRD 110309 · OAK PARK, IL$217,874,913.00Regulatory AUM · August 2026
- MADDEN SECURITIES CORPORATIONCRD 18389 · DALLAS, TX$826,014,901.00Regulatory AUM · August 2026
- MADER & SHANNON WEALTH MANAGEMENT, INC.CRD 123741 · KANSAS CITY, MO$269,447,301.00Regulatory AUM · August 2026
- MADERER, KEITH DANIELCRD 126404$40,738,385.00Regulatory AUM · August 2026
- MADISON ADVISORY SERVICES, INC.CRD 132386 · WHITE PLAINS, NY$509,747,075.00Regulatory AUM · August 2026
- MADISON ASSET MANAGEMENT, LLCCRD 130874 · MADISON, WI$4,862,471,814.00Regulatory AUM · August 2026
- MADISON AVENUE FINANCIAL SOLUTIONS, LLCCRD 307461 · CHICAGO, IL$2,059,275,264.00Regulatory AUM · August 2026
- MADISON AVENUE PARTNERS, LPCRD 298610 · NEW YORK, NY$3,930,792,967.00Regulatory AUM · August 2026
- MADISON AVENUE SECURITIES, LLCCRD 23224 · SAN DIEGO, CA$2,019,427,633.00Regulatory AUM · August 2026
- MADISON CAPITAL PARTNERS CORPORATIONCRD 160334 · CHICAGO, IL$4,770,870,000.00Regulatory AUM · August 2026
- MADISON DEARBORN PARTNERS, LLCCRD 157349 · CHICAGO, IL$20,740,486,760.00Regulatory AUM · August 2026
- MADISON GLOBAL ADVISORS LLCCRD 288894 · HAUPPAUGE, NY$71,400,000.00Regulatory AUM · August 2026
- MADISON INTERNATIONAL REALTY HOLDINGS, LLCCRD 158165 · NEW YORK, NY$6,305,953,937.00Regulatory AUM · August 2026
- MADISON INVESTMENT ADVISORS, LLCCRD 110297 · MADISON, WI$13,839,469,496.00Regulatory AUM · August 2026
- MADISON PARK CAPITAL ADVISORS, LLCCRD 172780 · SEATTLE, WA$294,780,438.00Regulatory AUM · August 2026
- MADISON RIVER CAPITAL LLCCRD 286411 · NEW YORK, NY$1,264,789,763.00Regulatory AUM · August 2026
- MADISON WEALTH PARTNERS, INC.CRD 305824 · MADISON, WI$1,303,110,029.00Regulatory AUM · August 2026
- MADRID FINANCIAL SERVICES, INC.CRD 172464 · MANHATTAN BEACH, CA$184,242,890.00Regulatory AUM · August 2026
- MADRID WEALTH MANAGEMENT, LLCCRD 333331 · ALBUQUERQUE, NM$212,050,883.00Regulatory AUM · August 2026
- MADRONA FINANCIAL SERVICES, LLCCRD 115753 · EVERETT, WA$691,792,793.00Regulatory AUM · August 2026
- MADRONE INVESTMENT ADVISORY, LLCCRD 149549 · SAN RAFAEL, CA$254,318,050.00Regulatory AUM · August 2026
- MADRYN ASSET MANAGEMENT, LPCRD 286065 · NEW YORK, NY$914,989,241.00Regulatory AUM · August 2026
- MADSON WEALTH ADVISORS INC.CRD 338608 · SANTA ROSA, CA$208,732,967.00Regulatory AUM · August 2026
- MAESTRIA PARTNERS LLCCRD 328822 · ATLANTA, GA$350,360,267.00Regulatory AUM · August 2026
- MAGARIAN CAPITAL MANAGEMENT, LLCCRD 341292 · SAN ANTONIO, TX$259,717,173.00Regulatory AUM · August 2026
- MAGELLAN ASSET MANAGEMENT LIMITEDCRD 159256$21,747,181,672.00Regulatory AUM · August 2026
- MAGELLAN FINANCIAL SOLUTIONS LLCCRD 169107 · WARWICK, NY$40,373,298.00Regulatory AUM · August 2026
- MAGELLAN INVESTMENT PARTNERS NORTH AMERICA, INC.CRD 107420 · WESTMONT, IL$119,280,634.00Regulatory AUM · August 2026
- MAGELLAN PLANNING GROUP, INC.CRD 338739 · ATLANTA, GA$209,983,000.00Regulatory AUM · August 2026
- MAGGI INVESTMENT SERVICES, LLCCRD 156856 · OLDMAR, FL$154,000,000.00Regulatory AUM · August 2026
- MAGNATE ADVISORY SERVICES, LLCCRD 283056 · LOUISVILLE, KY$314,131,225.00Regulatory AUM · August 2026
- MAGNETAR ASSET MANAGEMENT LLCCRD 285287 · EVANSTON, IL$1,921,501,420.00Regulatory AUM · August 2026
- MAGNETAR FINANCIAL LLCCRD 136045 · EVANSTON, IL$31,989,742,362.00Regulatory AUM · August 2026
- MAGNIFI LLCCRD 309397 · BOULDER, CO$2,115,520.00Regulatory AUM · August 2026
- MAGNIFINA, LLCCRD 306005 · BEDFORD HILLS, NY$53,898,224.00Regulatory AUM · August 2026
- MAGNITUDE CAPITAL, LLCCRD 137486 · NEW YORK, NY$10,568,274,722.00Regulatory AUM · August 2026