All investment adviser firms · Page 95
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- MAGNOLIA CAPITAL ADVISORS LLCCRD 298398 · RIDGELAND, MS$1,691,479,335.00Regulatory AUM · August 2026
- MAGNOLIA CAPITAL MANAGEMENT, LTD.CRD 119597 · COLD SPRING, NY$227,677,130.00Regulatory AUM · August 2026
- MAGNOLIA FINANCIAL PLANNING SERVICES, INC.CRD 135759 · SENECA, SC$225,662,274.00Regulatory AUM · August 2026
- MAGNOLIA PRIVATE WEALTH, LLCCRD 324102 · PHILADELPHIA, PA$272,085,555.00Regulatory AUM · August 2026
- MAGNOLIA WEALTH MANAGEMENT LLCCRD 297598 · DOTHAN, AL$183,287,342.00Regulatory AUM · August 2026
- MAGNUM RESEARCH GLOBAL LIMITEDCRD 291667$5,000,000.00Regulatory AUM · August 2026
- MAGNUS FINANCIAL GROUP LLCCRD 289423 · NEW YORK, NY$2,326,112,236.00Regulatory AUM · August 2026
- MAGUIRE INVESTMENTS LLCCRD 164039 · KING OF PRUSSIA, PA$253,198,476.00Regulatory AUM · August 2026
- MAI CAPITAL MANAGEMENT, LLCCRD 109807 · CLEVELAND, OH$52,101,252,111.00Regulatory AUM · August 2026
- MAI, INC.CRD 107337 · LEXINGTON, KY$329,735,069.00Regulatory AUM · August 2026
- MAIA WEALTH, LLCCRD 292817 · DENVER, CO$973,037,361.00Regulatory AUM · August 2026
- MAIDEN COVE CAPITAL, LLCCRD 312478 · YARMOUTH, ME$153,697,129.00Regulatory AUM · August 2026
- MAIDSTONE WEALTH MANAGEMENT, LLCCRD 291873 · CAMBRIDGE, NY$27,378,400.00Regulatory AUM · August 2026
- MAIMON WEALTH MANAGEMENT LTD.CRD 298566$156,529,147.00Regulatory AUM · August 2026
- MAIN ADVISORY, INC.CRD 328040 · CANONSBURG, PA$162,743,420.00Regulatory AUM · August 2026
- MAIN CAPITAL PARTNERS NORTH AMERICA LLCCRD 329886 · BOSTON, MA$471,601,022.00Regulatory AUM · August 2026
- MAIN LINE GROUP WEALTH MANAGEMENT, LLCCRD 150964$122,540,706.00Regulatory AUM · August 2026
- MAIN LINE RETIREMENT ADVISORS, LLCCRD 284780 · WHITEFISH, MT$448,606,506.00Regulatory AUM · August 2026
- MAIN MANAGEMENT ETF ADVISORS, LLCCRD 288558 · SAN FRANCISCO, CA$2,815,857,527.00Regulatory AUM · August 2026
- MAIN MANAGEMENT FUND ADVISORS, LLCCRD 281689 · SAN FRANCISCO, CA$1,011,255,965.00Regulatory AUM · August 2026
- MAIN MANAGEMENT, LLCCRD 120361 · SAN FRANCISCO, CA$1,904,324,653.00Regulatory AUM · August 2026
- MAIN POST PARTNERS, L.P.CRD 172703 · SAN FRANCISCO, CA$3,472,075,282.00Regulatory AUM · August 2026
- MAIN STREET FINANCIAL LLCCRD 118130 · PURCHASE, NY$71,108,570.00Regulatory AUM · August 2026
- MAIN STREET FINANCIAL SOLUTIONS, LLCCRD 305834 · NEWTOWN, PA$2,508,000,000.00Regulatory AUM · August 2026
- MAIN STREET INVESTMENT ADVISORS, LLCCRD 146036 · NORTHBROOK, IL$250,312,643.00Regulatory AUM · August 2026
- MAIN STREET MANAGEMENT COMPANYCRD 111736 · AQUEBOGUE, NY$51,800,580.00Regulatory AUM · August 2026
- MAIN STREET RESEARCH LLCCRD 114629 · LAKEVILLE, CT$2,681,886,634.00Regulatory AUM · August 2026
- MAIN STREET RETIREMENT PLANNING, LLCCRD 313051 · COPPELL, TX$716,585,273.00Regulatory AUM · August 2026
- MAINLINE INVESTMENT ADVISERS, LLCCRD 159045 · WYNNEWOOD, PA$109,927,979.00Regulatory AUM · August 2026
- MAINLINE WEST FUND MANAGER LLCCRD 147532 · DENVER, CO$1,771,928,899.00Regulatory AUM · August 2026
- MAINSAIL ASSET MANAGEMENT, LLCCRD 128373 · BIRMINGHAM, AL$598,811,962.00Regulatory AUM · August 2026
- MAINSAIL FINANCIAL GROUP, LLCCRD 317970 · BELLEVUE, WA$403,920,372.00Regulatory AUM · August 2026
- MAINSAIL MANAGEMENT COMPANY, LLCCRD 157775 · AUSTIN, TX$3,996,173,619.00Regulatory AUM · August 2026
- MAINSTAY CAPITAL MANAGEMENT, LLCCRD 109528 · GRAND BLANC, MI$5,307,611,903.00Regulatory AUM · August 2026
- MAINSTREAM CAPITAL MANAGEMENT LLCCRD 297145 · LOS ANGELES, CA$223,980,722.00Regulatory AUM · August 2026
- MAINSTREET INVESTMENT ADVISORS LLCCRD 146615 · CHICAGO, IL$5,855,906,939.00Regulatory AUM · August 2026
- MAINSTREET RIA LLCCRD 309150 · O'FALLON, MO$446,355,239.00Regulatory AUM · August 2026
- MAIRS AND POWER INCCRD 110351 · ST. PAUL, MN$12,144,316,204.00Regulatory AUM · August 2026
- MAJORITY ASSET MANAGEMENT, INC.CRD 110891$36,913,159.00Regulatory AUM · August 2026
- MAK CAPITAL ONE, LLCCRD 158132 · NEW YORK, NY$1,988,789,923.00Regulatory AUM · August 2026
- MAKARORA MANAGEMENT LPCRD 329275 · NEW YORK, NY$1,092,744,155.00Regulatory AUM · August 2026
- MAKE THE MEMORY FINANCIAL PLANNING, LLCCRD 331666$8,817,300.00Regulatory AUM · August 2026
- MAKENA CAPITAL MANAGEMENT, LLCCRD 156855 · MENLO PARK, CA$24,276,709,692.00Regulatory AUM · August 2026
- MAKROD INVESTMENT ASSOCIATES INCCRD 110325 · VERONA, NJ$894,437,867.00Regulatory AUM · August 2026
- MALABAR INVESTMENTS, LLCCRD 168091 · NEW YORK, NY$899,600,000.00Regulatory AUM · August 2026
- MALAGA COVE CAPITAL, LLCCRD 146959 · PALOS VERDES ESTATES, CA$310,929,712.00Regulatory AUM · August 2026
- MALATAI CAPITAL LLCCRD 299975 · NEW YORK, NY$65,000,000.00Regulatory AUM · August 2026
- MALLINI COMPLETE FINANCIAL PLANNING LLCCRD 175341 · GAINESVILLE, FL$175,959,634.00Regulatory AUM · August 2026
- MALOON, POWERS, PITRE, HIGGINS & DENNEHY, LLCCRD 110152 · SAN RAMON, CA$2,263,378,626.00Regulatory AUM · August 2026
- MALT PARTNERS MANAGEMENT LLCCRD 337855 · NASHVILLE, TN$36,321,031.00Regulatory AUM · August 2026
- MALTESE CAPITAL MANAGEMENT, LLCCRD 138175 · NEW YORK, NY$695,726,000.00Regulatory AUM · August 2026
- MALTIN WEALTH MANAGEMENT, INC.CRD 164330$507,195,287.00Regulatory AUM · August 2026
- MALVERN CAPITAL MANAGEMENT, LLCCRD 292396 · MALVERN, PA$258,119,057.00Regulatory AUM · August 2026
- MAM AMERICAS, INC.CRD 282639 · NEW YORK, NY$4,273,429,400.00Regulatory AUM · August 2026
- MAN ADVISERS LLCCRD 343021 · BOSTON, MANot availableRegulatory AUM · August 2026
- MAN CAPITAL MANAGEMENT LLCCRD 146110 · NEW YORK, NY$130,817,886.00Regulatory AUM · August 2026
- MAN GLOBAL PRIVATE MARKETS (UK) LIMITEDCRD 198515$1,426,487,292.00Regulatory AUM · August 2026
- MAN GLOBAL PRIVATE MARKETS (USA) INC.CRD 284066 · NEW YORK, NY$988,216,173.00Regulatory AUM · August 2026
- MAN INVESTMENT PARTNERS (US) LPCRD 282371 · NEW YORK, NY$2,879,324,847.00Regulatory AUM · August 2026
- MAN INVESTMENTS AUSTRALIA LIMITEDCRD 313907$4,131,091,710.00Regulatory AUM · August 2026
- MAN SOLUTIONS LIMITEDCRD 108899$57,505,499,923.00Regulatory AUM · August 2026
- MAN SOLUTIONS LLCCRD 157592 · NEW YORK, NY$10,098,938,530.00Regulatory AUM · August 2026
- MANA ADVISORS LLCCRD 284792 · NEW YORK, NY$509,000,000.00Regulatory AUM · August 2026
- MANA FINANCIAL LIFE DESIGN, LLCCRD 298277$106,079,775.00Regulatory AUM · August 2026
- MANAGED ACCOUNT ADVISORS LLCCRD 142558 · JERSEY CITY, NJ$994,989,855,169.00Regulatory AUM · August 2026
- MANAGED ASSET PORTFOLIOS, LLCCRD 109574 · ROCHESTER, MI$1,266,424,380.00Regulatory AUM · August 2026
- MANATUCK HILL PARTNERS, LLCCRD 160689 · WESTPORT, CT$628,551,559.00Regulatory AUM · August 2026
- MANCHESTER CAPITAL MANAGEMENT LLCCRD 110003 · MANCHESTER, VT$2,832,800,084.00Regulatory AUM · August 2026
- MANCHESTER FINANCIAL INCCRD 106071 · WESTLAKE VILLAGE, CA$1,046,223,900.00Regulatory AUM · August 2026
- MANDALAY FINANCIAL, L.L.C.CRD 113848 · BELLAIRE, TX$171,494,579.00Regulatory AUM · August 2026
- MANDARINFISH MANAGEMENT, LLCCRD 288139$507,710,943.00Regulatory AUM · August 2026
- MANE GLOBAL CAPITAL MANAGEMENT LPCRD 311912 · NEW YORK, NY$2,938,031,583.00Regulatory AUM · August 2026
- MANER WEALTH, LLCCRD 308146 · LANSING, MI$299,490,655.00Regulatory AUM · August 2026
- MANGAN WEALTH MANAGEMENT, INC.CRD 143863 · SEATTLE, WA$222,000,000.00Regulatory AUM · August 2026
- MANGROVE EQUITY PARTNERS, L.P.CRD 162429 · TAMPA, FL$468,101,399.00Regulatory AUM · August 2026
- MANGROVE PARTNERS IM, LLCCRD 162296 · GREENWICH, CT$2,705,898,893.00Regulatory AUM · August 2026
- MANHATTAN GLOBAL ASSET MANAGEMENT LLCCRD 334452 · LAS VEGAS, NV$205,501,795.00Regulatory AUM · August 2026
- MANHATTAN WEST ASSET MANAGEMENT, LLCCRD 283630 · LOS ANGELES, CA$1,163,735,315.00Regulatory AUM · August 2026
- MANIFESTHQ ADVISORS LLCCRD 307739 · CHICAGO, ILNot availableRegulatory AUM · August 2026
- MANIKAY PARTNERS, LLCCRD 157272 · NEW YORK, NY$30,754,003.00Regulatory AUM · August 2026
- MANISPACE CAPITAL, LPCRD 334852 · NEW YORK, NY$97,355,322.00Regulatory AUM · August 2026
- MANITOU INVESTMENT MANAGEMENT LTD.CRD 319213$2,422,321,362.00Regulatory AUM · August 2026
- MANN FINANCIAL SERVICES, INC.CRD 297878 · DETROIT LAKES, MN$395,519,929.00Regulatory AUM · August 2026
- MANNA TREE PARTNERS, LLCCRD 299654 · DENVER, CO$816,155,372.00Regulatory AUM · August 2026
- MANNA WEALTH MANAGEMENT INC.CRD 332313 · MIAMI BEACH, FL$146,137,215.00Regulatory AUM · August 2026
- MANNERS PAUL & ASSOCIATES, INC.CRD 110996 · MARIETTA, GA$349,532,871.00Regulatory AUM · August 2026
- MANNING & NAPIER ADVISORS, LLCCRD 105992 · FAIRPORT, NY$17,029,365,686.00Regulatory AUM · August 2026
- MANSKE WEALTH MANAGEMENT, LLCCRD 164401 · HOUSTON, TX$707,317,447.00Regulatory AUM · August 2026
- MANSON-HING, ROBIN ANTHONYCRD 287591Not availableRegulatory AUM · August 2026
- MANTEIO CAPITAL LLCCRD 311029 · JERSEY CITY, NJ$492,725,890.00Regulatory AUM · August 2026
- MANTEIO SCALABLE TECHNOLOGIES LLCCRD 333019 · JERSEY CITY, NJ$582,518,964.00Regulatory AUM · August 2026
- MANTLE RIDGE LPCRD 284653 · NEW YORK, NY$5,348,830,341.00Regulatory AUM · August 2026
- MANUKA FINANCIAL, LLCCRD 313528$218,099,195.00Regulatory AUM · August 2026
- $377,824,711.00Regulatory AUM · August 2026
- MANULIFE INVESTMENT MANAGEMENT (US) LLCCRD 106435 · BOSTON, MA$228,040,017,631.00Regulatory AUM · August 2026
- MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLCCRD 145508 · BOSTON, MA$48,314,848,825.00Regulatory AUM · August 2026
- MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INCCRD 109641 · BOSTON, MA$6,741,281,747.00Regulatory AUM · August 2026
- MANZIL INVESTMENT ADVISORS, LLCCRD 308500$146,896.00Regulatory AUM · August 2026
- MAP FUNDS MANAGEMENT, LLCCRD 165979 · MARBLEHEAD, MA$25,785,114.00Regulatory AUM · August 2026
- MAPLE CAPITAL MANAGEMENT, INC.CRD 130209 · MONTPELIER, VT$2,579,565,974.00Regulatory AUM · August 2026