All investment adviser firms · Page 93
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- LOTUSGROUP ADVISORS, LLCCRD 143379 · DENVER, CO$286,036,049.00Regulatory AUM · August 2026
- LOTUSGROUP CAPITAL, LLCCRD 298973 · DENVER, CO$156,689,707.00Regulatory AUM · August 2026
- LOUDON INVESTMENT MANAGEMENT, LLCCRD 113641 · WEST LEBANON, NH$231,818,283.00Regulatory AUM · August 2026
- LOUNTZIS ASSET MANAGEMENT, LLCCRD 118923 · WYOMISSING, PA$624,143,653.00Regulatory AUM · August 2026
- LOVE YOUR LIFE LLC DBA FREEDOM ASSET MANAGEMENTCRD 335660 · SPOKANE, WA$142,000,000.00Regulatory AUM · August 2026
- LOVELL MINNICK PARTNERS LLCCRD 156494 · RADNOR, PA$5,212,882,144.00Regulatory AUM · August 2026
- LOVETT INVESTMENT CONSULTING LLCCRD 143178$220,295,192.00Regulatory AUM · August 2026
- LOWE, BROCKENBROUGH & COMPANY, INC.CRD 105142 · RICHMOND, VA$5,487,791,666.00Regulatory AUM · August 2026
- LOWELL ROAD ASSET MANAGEMENT, INC.CRD 164370 · MANHASSET, NY$50,271,809.00Regulatory AUM · August 2026
- LOWERY THOMAS, LLCCRD 110058$385,772,610.00Regulatory AUM · August 2026
- LOYD FINANCIAL MANAGEMENT INC.CRD 112236 · CENTENNIAL, CO$133,543,388.00Regulatory AUM · August 2026
- LOYOLA ASSET MANAGEMENT LLCCRD 153255 · CORAL GABLES, FL$239,900,141.00Regulatory AUM · August 2026
- LP INVESTMENT MANAGEMENT, LLCCRD 306615 · DALLAS, TX$696,086,360.00Regulatory AUM · August 2026
- LPC REALTY ADVISORS I, LLCCRD 112175 · CHICAGO, IL$1,649,942,076.00Regulatory AUM · August 2026
- LPFG, LLCCRD 312978 · AVON, OH$381,250,022.00Regulatory AUM · August 2026
- LPK INVESTMENT GROUP, LLPCRD 218514 · NEW YORK, NY$98,000,000.00Regulatory AUM · July 2026
- LPL ENTERPRISE, LLCCRD 8733 · FORT MILL, SC$24,939,385,373.00Regulatory AUM · August 2026
- LPL FINANCIAL LLCCRD 6413 · FORT MILL, SC$819,117,829,825.00Regulatory AUM · August 2026
- LPWM LLCCRD 299007 · MINNEAPOLIS, MN$464,828,488.00Regulatory AUM · August 2026
- LRH CAPITAL ADVISING LLCCRD 342994 · DALLAS, TX$113,899,694.00Regulatory AUM · August 2026
- LRI INVESTMENTS, LLCCRD 323556 · PALM BEACH GARDENS, FL$2,781,193,458.00Regulatory AUM · August 2026
- LRZ CAPITAL LLCCRD 333746 · MIAMI, FL$370,000,000.00Regulatory AUM · August 2026
- LS BDC ADVISER, LLCCRD 313799 · MIAMI, FL$1,040,209,513.00Regulatory AUM · August 2026
- LS INVESTMENT ADVISORS, LLCCRD 146829 · BLOOMFIELD HILLS, MI$932,114,909.00Regulatory AUM · August 2026
- LS POWER EQUITY ADVISORS, LLCCRD 158272 · NEW YORK, NY$12,642,968,122.00Regulatory AUM · August 2026
- LSB CAPITAL MANAGEMENT, INC.CRD 310466 · ANKENY, IA$228,767,526.00Regulatory AUM · August 2026
- LSCP ADVISORS, LLCCRD 286018 · AUSTIN, TX$233,083,519.00Regulatory AUM · August 2026
- LSV ASSET MANAGEMENTCRD 109918 · CHICAGO, IL$104,245,891,572.00Regulatory AUM · August 2026
- LT ADVISORS LLCCRD 318920 · NEW CITY, NY$53,500,000.00Regulatory AUM · August 2026
- LTG CAPITAL LLCCRD 128216 · FRAMINGHAM, MA$142,173,011.00Regulatory AUM · August 2026
- LUBERT-ADLER MANAGEMENT COMPANY, L.P.CRD 155201 · PHILADELPHIA, PA$2,814,795,537.00Regulatory AUM · August 2026
- LUCAS GROUP FINANCIAL ADVISORS, LLCCRD 326880 · FREEPORT, IL$337,658,673.00Regulatory AUM · August 2026
- LUCAS GROUP FINANCIAL PLANNERS, INC.CRD 130163 · SACRAMENTO, CA$456,454,693.00Regulatory AUM · August 2026
- LUCASHILL, LLCCRD 321069 · DALLAS, TX$575,203,697.00Regulatory AUM · August 2026
- LUCENT FINANCIAL LLCCRD 342137 · BOZEMAN, MTNot availableRegulatory AUM · August 2026
- LUCERNE CAPITAL MANAGEMENT, LPCRD 111288 · GREENWICH, CT$364,621,000.00Regulatory AUM · August 2026
- LUCID ADVISORS, INC.CRD 116639 · SEATTLE, WA$1,147,355,188.00Regulatory AUM · August 2026
- LUCID MANAGEMENT AND CAPITAL PARTNERS LPCRD 287883 · NEW YORK, NY$4,867,700,000.00Regulatory AUM · August 2026
- LUCIEN STIRLING & GRAY ADVISORY GROUP INCCRD 112641 · AUSTIN, TX$146,558,414.00Regulatory AUM · August 2026
- LUEDTKE & ASSOCIATES LLCCRD 337424$248,153,016.00Regulatory AUM · August 2026
- LUESINK FINANCIAL PLANNING LLCCRD 147076 · NEW YORK, NY$94,081,746.00Regulatory AUM · August 2026
- LUGANO FINANCIAL ADVISORS S.A.CRD 152864$1,090,049,962.00Regulatory AUM · August 2026
- LUKEN INVESTMENT ANALYTICS, LLCCRD 169008 · BRENTWOOD, TN$292,155,933.00Regulatory AUM · August 2026
- LUMA CAPITAL LLCCRD 119576 · NAPLES, FL$135,786,645.00Regulatory AUM · August 2026
- LUMBARD & KELLNER, LLCCRD 117196 · HOLLIS, NH$443,616,831.00Regulatory AUM · August 2026
- LUMENT INVESTMENT MANAGEMENT, LLCCRD 306487 · NEW YORK, NY$1,935,907,933.00Regulatory AUM · August 2026
- LUMIDA WEALTH MANAGEMENT LLCCRD 323410 · WAYNE, NJ$132,820,358.00Regulatory AUM · August 2026
- LUMIERE FINANCIAL GROUP LLCCRD 319171 · NEW YORK, NY$82,712,067.00Regulatory AUM · August 2026
- LUMINA WEALTH MANAGEMENT, LLCCRD 291548 · WILMINGTON, NC$240,235,234.00Regulatory AUM · August 2026
- LUMINARX CAPITAL MANAGEMENT LPCRD 327065 · NEW YORK, NY$4,460,654,773.00Regulatory AUM · August 2026
- LUMINATE CAPITAL MANAGEMENT, INC.CRD 269873 · SAN FRANCISCO, CA$3,818,680,175.00Regulatory AUM · August 2026
- LUMINESCENT WEALTH MANAGEMENT, INC.CRD 337660 · SCOTTSDALE, AZ$127,388,083.00Regulatory AUM · August 2026
- LUMINIST CAPITAL, LLCCRD 173396$104,592,075.00Regulatory AUM · August 2026
- LUMINT CORPORATIONCRD 324443 · BOSTON, MA$3,668,756,297.00Regulatory AUM · August 2026
- LUMINUS MANAGEMENT, LLCCRD 157536 · HOUSTON, TX$442,810,056.00Regulatory AUM · August 2026
- LUMINVEST WEALTH MANAGEMENT LLCCRD 326261 · SCOTTSDALE, AZ$398,030,608.00Regulatory AUM · August 2026
- LUMMIS ASSET MANAGEMENT, L.P.CRD 114357 · FORT WORTH, TX$209,957,416.00Regulatory AUM · August 2026
- LUMOS CAPITAL GROUP LLCCRD 306528 · NEW YORK, NY$274,451,521.00Regulatory AUM · August 2026
- LUNA CAPITAL MANAGEMENT, LLCCRD 307687 · BURLINGAME, CA$116,430,229.00Regulatory AUM · August 2026
- LUNIN-PACK PLANNING AND ADVICE, LLCCRD 334066 · COLD SPRING, NY$32,447,668.00Regulatory AUM · August 2026
- LUNT CAPITAL MANAGEMENT INC.CRD 125183 · HOLLADAY, UT$601,487,839.00Regulatory AUM · August 2026
- LUPA RIA INVESTMENT MANAGEMENT LLCCRD 314819 · NEW YORK, NY$2,189,329,023.00Regulatory AUM · August 2026
- LUTHER FOREST WEALTH ADVISORS, L.L.C.CRD 142714 · MALTA, NY$98,578,214.00Regulatory AUM · August 2026
- LUTHER KING CAPITAL MANAGEMENT CORPORATIONCRD 110093 · FORT WORTH, TX$31,502,889,370.00Regulatory AUM · August 2026
- LUTZ FINANCIAL SERVICES, LLCCRD 117273 · OMAHA, NE$3,187,194,167.00Regulatory AUM · August 2026
- LUXOR CAPITAL GROUP, LPCRD 138253 · NEW YORK, NY$5,037,229,000.00Regulatory AUM · August 2026
- LVM CAPITAL MANAGEMENT LTDCRD 111039 · PORTAGE, MI$1,314,451,711.00Regulatory AUM · August 2026
- LVW ADVISORS, LLCCRD 159403 · PITTSFORD, NY$2,471,874,272.00Regulatory AUM · August 2026
- LVZ, INC.CRD 124228 · HOLLAND, MI$1,125,231,000.00Regulatory AUM · August 2026
- LW CAPITAL MANAGEMENT, LLCCRD 313151$99,435,199.00Regulatory AUM · August 2026
- LWEALTH, LLCCRD 152253 · DALLAS, TX$305,538,403.00Regulatory AUM · August 2026
- LWM ADVISORS INCCRD 146620 · EL DORADO HILLS, CA$172,213,327.00Regulatory AUM · August 2026
- LWM ADVISORY SERVICES, LLCCRD 172009 · PLANTATION, FL$1,090,915,835.00Regulatory AUM · August 2026
- LWO LLCCRD 282281 · DALLAS, TX$890,782,432.00Regulatory AUM · August 2026
- LYELL WEALTH MANAGEMENT LPCRD 283521 · MENLO PARK, CA$1,647,084,758.00Regulatory AUM · August 2026
- LYGH CAPITAL PTE. LTD.CRD 321637$716,567,289.00Regulatory AUM · August 2026
- LYKOS GLOBAL MANAGEMENT, LPCRD 329441 · STAMFORD, CT$1,378,000,000.00Regulatory AUM · August 2026
- LYLE, ALLAN GLENCRD 10603 · SAN RAFAEL, CA$221,189,432.00Regulatory AUM · August 2026
- LYNCH & ASSOCIATES INCCRD 108326 · NEWBURGH, IN$831,128,783.00Regulatory AUM · August 2026
- LYNCH ASSET MANAGEMENT, INC.CRD 159938$330,607,455.00Regulatory AUM · August 2026
- LYNCH FINANCIAL ADVISORS, INCCRD 342560 · ROSEVILLE, CA$108,552,000.00Regulatory AUM · August 2026
- LYNCH INVESTMENT PLANNING, LLCCRD 115956 · NEWTOWN SQUARE, PA$143,250,844.00Regulatory AUM · August 2026
- LYNK CAPITAL MANAGEMENT COMPANY, LLCCRD 329038 · JACKSONVILLE, FL$359,554,552.00Regulatory AUM · August 2026
- LYNNLEIGH & COMPANY, LLCCRD 285044 · PITTSFORD, NY$161,537,057.00Regulatory AUM · August 2026
- LYNROCK LAKE LPCRD 292931 · RYE BROOK, NY$2,893,749,395.00Regulatory AUM · August 2026
- LYNWOOD PRICE CAPITAL MANAGEMENT LPCRD 323308 · AUSTIN, TX$207,902,283.00Regulatory AUM · August 2026
- LYNX ADVISORY PARTNERS LLCCRD 326594 · CORAL GABLES, FL$221,366,192.00Regulatory AUM · August 2026
- LYNX ASSET MANAGEMENT ABCRD 285234$1,376,000,000.00Regulatory AUM · August 2026
- LYNX CAPITAL GROUP LTDCRD 120459$286,876,797.00Regulatory AUM · August 2026
- LYNX CAPITAL, LLCCRD 306282 · ATLANTA, GA$154,534,366.00Regulatory AUM · August 2026
- LYNX INVESTMENT ADVISORY, LLCCRD 111814 · WASHINGTON, DC$1,114,497,872.00Regulatory AUM · August 2026
- LYNX1 CAPITAL MANAGEMENT LPCRD 310301 · DORADO, PR$626,680,245.00Regulatory AUM · August 2026
- LYON CAPITAL MANAGEMENT, LLCCRD 111311 · PITTSFORD, NY$94,844,218.00Regulatory AUM · August 2026
- LYON WEALTH ADVISORS GROUP, LLCCRD 325041 · CHARLOTTE, NC$311,416,264.00Regulatory AUM · August 2026
- LYONROSS CAPITAL MANAGEMENT, LLCCRD 156637 · WHITE PLAINS, NY$880,528,874.00Regulatory AUM · August 2026
- LYONS CAPITAL GROUP, LLCCRD 335733 · SHREVEPORT, LA$165,937,224.00Regulatory AUM · August 2026
- LYONS VIEW CAPITAL, LLCCRD 324582 · AUBURN, ALNot availableRegulatory AUM · August 2026
- LYONS WEALTH MANAGEMENT, LLCCRD 150581 · WINTER PARK, FL$109,121,693.00Regulatory AUM · August 2026
- LYRIC CAPITAL MANAGEMENT GROUP, L.P.CRD 299917 · NEW YORK, NY$1,100,070,128.00Regulatory AUM · August 2026
- LYRICAL ASSET MANAGEMENT LPCRD 148267 · NEW YORK, NY$7,374,485,949.00Regulatory AUM · August 2026