All investment adviser firms · Page 92
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- LL FUNDS, LLCCRD 161552 · PHILADELPHIA, PA$2,605,214,178.00Regulatory AUM · August 2026
- LLOYD ADVISORY SERVICES, LLCCRD 150582 · SUWANEE, GA$437,641,211.00Regulatory AUM · August 2026
- LLOYD CAPITAL LLCCRD 158668$863,260,007.00Regulatory AUM · August 2026
- LLOYD HARBOR CAPITAL MANAGEMENT, LLCCRD 304646 · COLD SPRING HARBOR, NY$354,498,071.00Regulatory AUM · August 2026
- LLOYD PARK, LLCCRD 174032$167,900,000.00Regulatory AUM · August 2026
- LLOYD TEVIS INVESTMENTS, LLCCRD 323061 · LAFAYETTE, CA$435,000.00Regulatory AUM · August 2026
- LLR MANAGEMENT HOLDCO, L.P.CRD 323438 · PHILADELPHIA, PA$7,565,185,588.00Regulatory AUM · August 2026
- LM ADVISORS LLCCRD 153940 · SAN DIEGO, CA$2,877,248,160.00Regulatory AUM · August 2026
- LM CAPITAL GROUP, LLCCRD 120277 · SAN DIEGO, CA$6,098,250,000.00Regulatory AUM · August 2026
- LMCG INVESTMENTS, LLCCRD 149936 · BOSTON, MA$6,834,293,270.00Regulatory AUM · August 2026
- LMG WEALTH PARTNERS, LLCCRD 318023 · SHREVEPORT, LA$681,163,458.00Regulatory AUM · August 2026
- LMPG WEALTH ADVISORS, LLCCRD 328251 · MIAMI, FL$131,651,764.00Regulatory AUM · August 2026
- LMR PARTNERS LLCCRD 292183 · NEW YORK, NY$140,113,905,605.00Regulatory AUM · August 2026
- LNC MANAGEMENT, LLCCRD 319581 · ARLINGTON, VA$820,269,490.00Regulatory AUM · August 2026
- LNK PARTNERS, LLCCRD 157725 · WHITE PLAINS, NY$748,607,028.00Regulatory AUM · August 2026
- LNS OPERATIONS, LLCCRD 341913 · NAPERVILLE, ILNot availableRegulatory AUM · August 2026
- LOANCORE CAPITAL CREDIT ADVISOR LLCCRD 293737 · GREENWICH, CT$7,922,430,862.00Regulatory AUM · August 2026
- LOBNEK WEALTH MANAGEMENT INC.CRD 284024$12,461,590.00Regulatory AUM · August 2026
- LOBSCOUSER II, LLCCRD 282953 · ST. LOUIS, MO$278,766,890.00Regulatory AUM · August 2026
- LOCK 8 PARTNERS LLCCRD 319731 · NEW YORK, NY$414,739,456.00Regulatory AUM · August 2026
- LOCKER FINANCIAL SERVICES, LLCCRD 120900 · VERONA, NJ$213,787,195.00Regulatory AUM · August 2026
- LOCKERMAN FINANCIAL GROUP, INCCRD 316860 · NEWPORT BEACH, CA$110,080,837.00Regulatory AUM · August 2026
- LOCKSHIELD PARTNERS, INC.CRD 175433 · GLASGOW, KY$290,617,759.00Regulatory AUM · August 2026
- LOCKTON INVESTMENT ADVISORS, LLCCRD 144133 · OVERLAND PARK, KSNot availableRegulatory AUM · August 2026
- LOCORR FUND MANAGEMENT, LLCCRD 156247 · EXCELSIOR, MN$2,528,449,276.00Regulatory AUM · August 2026
- LOCUS INVESTMENT GROUP, LTD.CRD 297940$483,667,923.00Regulatory AUM · August 2026
- LOCUST POINT CAPITAL, INC.CRD 286689 · MIAMI, FL$1,583,064,096.00Regulatory AUM · August 2026
- LOCUST WOOD CAPITAL ADVISERS, LLCCRD 135140 · NEW YORK, NY$4,395,858,889.00Regulatory AUM · August 2026
- LODESTAR PRIVATE ASSET MANAGEMENT LLCCRD 107638 · ALAMO, CA$1,341,318,935.00Regulatory AUM · August 2026
- LODESTONE WEALTH MANAGEMENT LLCCRD 151115 · SPOKANE, WA$346,482,109.00Regulatory AUM · August 2026
- LODGE HILL CAPITAL, LLCCRD 165973 · NEW YORK, NY$768,257,120.00Regulatory AUM · August 2026
- LOGAN CAPITAL MANAGEMENT, INC.CRD 108893 · NEWTOWN SQUARE, PA$3,095,761,086.00Regulatory AUM · August 2026
- LOGAN STONE CAPITAL LLCCRD 311547 · CHICAGO, IL$664,260,217.00Regulatory AUM · August 2026
- LOGIC WEALTH MANAGEMENT, LLCCRD 153453 · PASADENA, CA$184,749,471.00Regulatory AUM · August 2026
- LOGICA CAPITAL ADVISERS, LLCCRD 168906 · LOS ANGELES, CA$304,619,172.00Regulatory AUM · August 2026
- LOGIQ CAPITAL LLCCRD 337680 · ENGLEWOOD, NJNot availableRegulatory AUM · August 2026
- LOGOS GLOBAL MANAGEMENT, L.P.CRD 305162 · SAN FRANCISCO, CA$2,252,473,038.00Regulatory AUM · August 2026
- LOMBARD ADVISERS INCORPORATEDCRD 108231 · BALTIMORE, MD$669,830,665.00Regulatory AUM · August 2026
- LOMBARD ODIER ASSET MANAGEMENT (USA) CORPCRD 153582 · NEW YORK, NY$7,484,663,000.00Regulatory AUM · August 2026
- LONDINIUM ASSET MANAGEMENT LTD.CRD 141259$82,000,000.00Regulatory AUM · August 2026
- LONE PEAK ADVISERS, LLCCRD 296772 · DRAPER, UT$125,444,600.00Regulatory AUM · August 2026
- LONE PEAK GLOBAL INVESTORS, LLCCRD 153956 · ALPINE, UT$598,366,135.00Regulatory AUM · August 2026
- LONE PEAK PARTNERS MANAGEMENT LPCRD 156546 · NEW YORK, NY$210,443,130.00Regulatory AUM · August 2026
- LONE PINE CAPITAL LLCCRD 156602 · GREENWICH, CT$21,624,342,800.00Regulatory AUM · August 2026
- LONE STAR AMERICAS ACQUISITIONS, INC.CRD 160000 · DALLAS, TX$35,725,668,153.00Regulatory AUM · August 2026
- LONE STAR INVESTMENT ADVISORS, LLCCRD 158283 · DALLAS, TX$119,907,066.00Regulatory AUM · August 2026
- LONE VIEW CAPITAL MANAGEMENT, L.P.CRD 321209 · LOS ANGELES, CA$1,593,550,916.00Regulatory AUM · August 2026
- LONESTAR REGISTERED INVESTMENT ADVISORS, PLLCCRD 144200 · LUBBOCK, TX$274,018,071.00Regulatory AUM · August 2026
- LONETREE CAPITAL, LLCCRD 321784 · NEW YORK, NY$229,332,608.00Regulatory AUM · August 2026
- LONG ANGLE MANAGEMENT, LLCCRD 330169 · DOVER, DE$404,708,887.00Regulatory AUM · August 2026
- LONG ARC CAPITAL LPCRD 290245 · NEW YORK, NY$866,800,000.00Regulatory AUM · August 2026
- LONG FOCUS CAPITAL MANAGEMENT LLCCRD 322024 · SAN JUAN, PR$2,436,534,455.00Regulatory AUM · August 2026
- LONG ISLAND FINANCIAL LLCCRD 337288 · HUNTINGTON, NY$65,219,479.00Regulatory AUM · August 2026
- LONG ISLAND WEALTH MANAGEMENT, INC.CRD 173363 · MELVILLE, NY$291,674,579.00Regulatory AUM · August 2026
- LONG PATH PARTNERS, LPCRD 299053 · STAMFORD, CT$1,732,754,282.00Regulatory AUM · August 2026
- LONG POINT CAPITAL, INCCRD 163061 · NEW YORK, NY$213,502,105.00Regulatory AUM · August 2026
- LONG POND CAPITAL, LPCRD 161168 · NEW YORK, NY$1,974,757,539.00Regulatory AUM · August 2026
- LONG RIDGE CAPITAL MANAGEMENT LPCRD 163730 · NEW YORK, NY$2,098,188,265.00Regulatory AUM · August 2026
- LONG ROAD INVESTMENT COUNSEL, LLCCRD 171343 · KALAMAZOO, MI$346,435,000.00Regulatory AUM · August 2026
- LONG SHORT ADVISORS, LLCCRD 153632 · PALM BEACH GARDENS, FL$154,242,654.00Regulatory AUM · August 2026
- LONG WALK MANAGEMENT LPCRD 309271$603,563,600.00Regulatory AUM · August 2026
- LONG WHARF CAPITAL LLCCRD 158038 · BOSTON, MA$919,100,000.00Regulatory AUM · August 2026
- LONGBOARD ASSET MANAGEMENT, LPCRD 155617$103,758,609.00Regulatory AUM · August 2026
- LONGBOW ASSET MANAGEMENTCRD 126193 · TULSA, OK$134,423,519.00Regulatory AUM · August 2026
- LONGEVITY CAPITAL MANAGEMENT LLCCRD 328283 · THOUSAND OAKS, CA$184,155,472.00Regulatory AUM · August 2026
- LONGFELLOW INVESTMENT MANAGEMENT CO. LLCCRD 104945 · BOSTON, MA$23,442,074,430.00Regulatory AUM · August 2026
- LONGFORD CAPITAL MANAGEMENT, LPCRD 284049 · CHICAGO, IL$1,004,896,448.00Regulatory AUM · August 2026
- LONGHORN CAPITAL PARTNERS, L.P.CRD 329221 · FORT WORTH, TX$63,555,047.00Regulatory AUM · August 2026
- LONGITUDE CAPITAL MANAGEMENT CO., LLCCRD 161916 · MENLO PARK, CA$2,440,493,000.00Regulatory AUM · August 2026
- LONGPOINT PARTNERS LPCRD 283800 · BOSTON, MA$5,707,846,611.00Regulatory AUM · August 2026
- LONGRANGE CAPITAL, L.P.CRD 309379 · STAMFORD, CT$2,219,553,000.00Regulatory AUM · August 2026
- LONGSHORE CAPITAL MANAGEMENT, LLCCRD 308030 · CHICAGO, IL$397,648,084.00Regulatory AUM · August 2026
- LONGTAIL ALPHA, LLCCRD 282615 · NEWPORT BEACH, CA$822,446,436.00Regulatory AUM · August 2026
- LONGUEVUE MANAGEMENT COMPANY LLCCRD 330117 · METAIRIE, LA$1,005,413,474.00Regulatory AUM · August 2026
- LONGVIEW FINANCIAL ADVISORS, INC.CRD 122451 · HUNTSVILLE, AL$208,171,411.00Regulatory AUM · August 2026
- LONGVIEW FINANCIAL ADVISORS, LLCCRD 291192$383,874,981.00Regulatory AUM · August 2026
- LONGVIEW PARTNERS (GUERNSEY) LIMITEDCRD 143875$11,506,122,100.00Regulatory AUM · August 2026
- LONGVIEW PARTNERS LLPCRD 139390$11,506,122,100.00Regulatory AUM · August 2026
- LONGVIEW WEALTH MANAGEMENT, INC.CRD 136214 · ATLANTA, GA$1,153,580,840.00Regulatory AUM · August 2026
- LONGVIEW WEALTH MANAGEMENT, LLCCRD 139489$127,495,217.00Regulatory AUM · August 2026
- LONGWALL INVESTMENT PARTNERS, LLCCRD 324336 · WESTPORT, CT$428,187,059.00Regulatory AUM · August 2026
- LOOM CAPITAL MANAGEMENT LLCCRD 174093 · NEW YORK, NY$570,808,296.00Regulatory AUM · August 2026
- LOOMIS CAPITAL MANAGEMENT LLCCRD 333000$842,246,176.00Regulatory AUM · August 2026
- LOOMIS, SAYLES & COMPANY, L.P.CRD 105377 · BOSTON, MA$386,881,827,641.00Regulatory AUM · August 2026
- LOON LAKE CAPITAL MANAGEMENT LPCRD 339830 · BOSTON, MA$336,024,596.00Regulatory AUM · August 2026
- LOOP CAPITAL ASSET MANAGEMENT - TCH LLCCRD 149280 · MIAMI, FL$10,808,795,428.00Regulatory AUM · August 2026
- LORD ABBETT CLO MANAGEMENT LPCRD 334025 · JERSEY CITY, NJNot availableRegulatory AUM · August 2026
- LORD ABBETT FIF ADVISOR LLCCRD 332700 · JERSEY CITY, NJ$190,402,889.00Regulatory AUM · August 2026
- LORD ABBETT PRIVATE CREDIT ADVISOR LLCCRD 332701 · JERSEY CITY, NJ$1,284,068,306.00Regulatory AUM · August 2026
- LORD AND RICHARDS WEALTH MANAGEMENT, LLCCRD 328907 · HIGHLANDS RANCH, CO$128,761,154.00Regulatory AUM · August 2026
- LORD, ABBETT & CO. LLCCRD 110391 · JERSEY CITY, NJ$270,386,783,963.00Regulatory AUM · August 2026
- LORETTA NOLAN ASSOCIATES, LLCCRD 126468 · OLD GREENWICH, CT$135,810,434.00Regulatory AUM · August 2026
- LORIENT CAPITAL MANAGEMENT, LLCCRD 289572 · MIAMI, FL$1,944,457,297.00Regulatory AUM · August 2026
- LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLPCRD 107153 · BOSTON, MA$12,835,550,894.00Regulatory AUM · August 2026
- LORNE STEINBERG WEALTH MANAGEMENT INC.CRD 290262$814,354,377.00Regulatory AUM · August 2026
- LOS ANGELES CAPITAL MANAGEMENT LLCCRD 119033 · LOS ANGELES, CA$40,575,576,974.00Regulatory AUM · August 2026
- $120,506,379.00Regulatory AUM · August 2026
- LOTUS HOLDINGS LLCCRD 172638 · RYE, NY$30,000,000.00Regulatory AUM · August 2026
- LOTUS INFRASTRUCTURE PARTNERS, LPCRD 324015 · GREENWICH, CT$6,155,568,591.00Regulatory AUM · August 2026
- LOTUS TECHNOLOGY MANAGEMENT, LPCRD 335468 · ORLANDO, FL$405,000,000.00Regulatory AUM · August 2026