All investment adviser firms · Page 91
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- LIFESPAN FINANCIAL STRATEGIES, INC.CRD 119800 · WESTON, FL$357,426,385.00Regulatory AUM · August 2026
- LIFESPRING WEALTH MANAGEMENT, LLCCRD 295694$128,045,786.00Regulatory AUM · August 2026
- LIFESTEPS FINANCIAL, INC.CRD 153852 · CLAREMONT, CA$442,723,496.00Regulatory AUM · August 2026
- LIFESTYLE ASSET MANAGEMENT, INC.CRD 157450 · FRIENDSWOOD, TX$571,164,427.00Regulatory AUM · August 2026
- LIFESTYLE FREEDOM ADVISORY GROUP, LLCCRD 283512 · BRADENTON, FL$156,824,991.00Regulatory AUM · August 2026
- LIFETIME WEALTH MANAGEMENT P.C.CRD 145492 · ROCKWALL, TX$216,866,430.00Regulatory AUM · August 2026
- LIFETIME WEALTH MANAGEMENT, LLCCRD 147482$185,831,582.00Regulatory AUM · August 2026
- LIFEWAY FINANCIAL CORPORATIONCRD 114276 · PLANO, TX$358,676,107.00Regulatory AUM · August 2026
- LIFEWEALTH INVESTMENTS, LLCCRD 332978 · WINTER GARDEN, FL$490,593,143.00Regulatory AUM · August 2026
- LIFEWORKS ADVISORS, LLCCRD 288255 · GRAND RAPIDS, MI$966,701,542.00Regulatory AUM · August 2026
- LIFTPOINT FAMILY WEALTH ADVISORS, LLCCRD 337973 · FAR HILLS, NJ$187,722,047.00Regulatory AUM · August 2026
- LIG CAPITAL MANAGEMENT, LLCCRD 130489 · OKLAHOMA CITY, OK$250,406,715.00Regulatory AUM · August 2026
- LIGHT ARC CAPITAL MANAGEMENT LLCCRD 339985 · GREENWICH, CT$324,051,110.00Regulatory AUM · August 2026
- LIGHT CAPITAL LLCCRD 323373 · SANTA MONICA, CA$135,263,932.00Regulatory AUM · August 2026
- LIGHT FINANCIAL SERVICES, INC.CRD 131678 · FARGO, ND$175,538,267.00Regulatory AUM · August 2026
- LIGHT STREET CAPITAL MANAGEMENT, LLCCRD 155215 · PALO ALTO, CA$1,571,270,789.00Regulatory AUM · August 2026
- LIGHTBAY MANAGEMENT LLCCRD 288432 · LOS ANGELES, CA$1,838,339,267.00Regulatory AUM · August 2026
- LIGHTEDWAY ADVISORY SERVICES, INC.CRD 312712 · HARRISON, NY$115,000,000.00Regulatory AUM · August 2026
- LIGHTHOUSE FINANCIAL ADVISORS, INC.CRD 121496 · RED BANK, NJ$1,113,936,231.00Regulatory AUM · August 2026
- LIGHTHOUSE FINANCIAL LLCCRD 137277 · SAINT PETERSBURG, FL$755,605,026.00Regulatory AUM · August 2026
- LIGHTHOUSE FINANCIAL SERVICES INCCRD 110367 · BREA, CA$472,541,088.00Regulatory AUM · August 2026
- LIGHTHOUSE INVESTMENT PARTNERS, LLCCRD 136591 · PALM BEACH GARDENS, FL$87,376,978,835.00Regulatory AUM · August 2026
- LIGHTHOUSE SWISS WEALTH ADVISORS AGCRD 164658$40,350,049.00Regulatory AUM · August 2026
- LIGHTHOUSE WEALTH MANAGEMENT, INC.CRD 157925 · ASHLAND, OH$237,561,229.00Regulatory AUM · August 2026
- LIGHTHOUSE WEALTH MANAGEMENT, LLCCRD 307529 · CAMP HILL, PA$246,761,584.00Regulatory AUM · August 2026
- LIGHTHOUSE WEALTH PARTNERS, INC.CRD 330415$886,083.00Regulatory AUM · August 2026
- LIGHTHOUSE WEALTH STRATEGIES, LLCCRD 299334 · GIG HARBOR, WA$844,414,614.00Regulatory AUM · August 2026
- LIGHTSMITH CLIMATE RESILIENCE MANAGEMENT LLCCRD 307933 · NEW YORK, NY$135,130,296.00Regulatory AUM · August 2026
- LIGHTSPEED MANAGEMENT COMPANY, L.L.C.CRD 160187 · MENLO PARK, CA$50,005,412,721.00Regulatory AUM · August 2026
- LIGHTSQUARE WEALTH MANAGEMENT, LLCCRD 324958 · BINGHAM FARMS, MI$203,537,151.00Regulatory AUM · August 2026
- LIGHTVIEW CAPITAL, LLCCRD 306106 · WEST PALM BEACH, FL$157,564,446.00Regulatory AUM · August 2026
- LIGHTYEAR CAPITAL LLCCRD 156781 · NEW YORK, NY$8,083,514,414.00Regulatory AUM · August 2026
- LILLIANO CAPITAL MANAGEMENT LLCCRD 339106 · PHOENIX, AZ$167,882,408.00Regulatory AUM · August 2026
- LIME ROCK MANAGEMENT LPCRD 157127 · WESTPORT, CT$5,478,458,404.00Regulatory AUM · August 2026
- LIMEKILN REAL ESTATE INVESTMENT MANAGEMENT, LPCRD 297109 · NEW YORK, NY$17,498,999,205.00Regulatory AUM · August 2026
- LINCOLN ADVISORY GROUP, LLCCRD 114003 · CHICAGO, IL$3,222,793,844.00Regulatory AUM · August 2026
- LINCOLN CAPITAL ADVISERS LLCCRD 335085 · CHICAGO, IL$150,000,000.00Regulatory AUM · August 2026
- LINCOLN CAPITAL CORPORATIONCRD 109922 · EAST GREENWICH, RI$418,266,246.00Regulatory AUM · August 2026
- LINCOLN CAPITAL, LLCCRD 168307 · LINCOLN, NE$844,751,520.00Regulatory AUM · August 2026
- LINCOLN DOUGLAS INVESTMENTS, LLCCRD 155578 · MOUNT VERNON, OH$130,549,335.00Regulatory AUM · August 2026
- LINCOLN ENERGY HOLDINGS LLCCRD 333026 · ENGLEWOOD, CO$315,258,656.00Regulatory AUM · August 2026
- LINCOLN FINANCIAL INVESTMENTS CORPORATIONCRD 108881 · RADNOR, PA$102,101,593,397.00Regulatory AUM · August 2026
- LINCOLN INVESTMENT PLANNING, LLCCRD 519 · FORT WASHINGTON, PA$21,994,851,422.00Regulatory AUM · August 2026
- LINCOLN PARK CAPITAL LLCCRD 330031 · OLEAN, NY$45,092,229.00Regulatory AUM · August 2026
- LINCOLN PEAK CAPITAL MANAGEMENT, LLCCRD 292864 · BOSTON, MA$706,514,983.00Regulatory AUM · August 2026
- LINCOLNSHIRE MANAGEMENT, INC.CRD 157144 · NEW YORK, NY$494,439,542.00Regulatory AUM · August 2026
- LIND CAPITAL PARTNERS, LLCCRD 165810 · EVANSTON, IL$235,044,271.00Regulatory AUM · August 2026
- LINDA S. LUBITZ, CFP®, PACRD 108648 · CORAL GABLES, FL$317,822,212.00Regulatory AUM · August 2026
- LINDAHL & MANSAGER INCCRD 107111 · FAIRLAWN, OH$213,656,000.00Regulatory AUM · August 2026
- LINDEN ADVISORS LPCRD 135431 · NEW YORK, NY$38,784,484,000.00Regulatory AUM · August 2026
- LINDEN GLOBAL STRATEGIES LLCCRD 159667 · NEW YORK, NY$1,602,921,356.00Regulatory AUM · August 2026
- LINDEN MANAGER LLCCRD 161059 · CHICAGO, IL$13,947,787,397.00Regulatory AUM · August 2026
- LINDEN THOMAS ADVISORY SERVICES, LLCCRD 288557 · CHARLOTTE, NC$1,771,455,363.00Regulatory AUM · August 2026
- LINDSELL TRAIN LIMITEDCRD 158323$9,254,180,434.00Regulatory AUM · August 2026
- LINEAGE POINT CAPITAL LPCRD 338216$294,692,000.00Regulatory AUM · August 2026
- LINEAR B PARTNERS LPCRD 315185 · NEW YORK, NY$1,493,980,824.00Regulatory AUM · August 2026
- LINEPOINT PARTNERS & CO., LLCCRD 332598 · LOS ANGELES, CA$572,068,993.00Regulatory AUM · August 2026
- LINEWEAVER WEALTH ADVISORS, LLCCRD 173310 · VALLEY VIEW, OH$1,084,177,360.00Regulatory AUM · August 2026
- LINGOTTO INVESTMENT MANAGEMENT LLPCRD 324295$12,707,822,976.00Regulatory AUM · August 2026
- LINGOTTO US LLCCRD 328113 · NEW YORK, NY$1,971,624,934.00Regulatory AUM · August 2026
- LINSCOMB WEALTH, INC.CRD 106779 · HOUSTON, TX$5,214,032,831.00Regulatory AUM · August 2026
- LINSE CAPITAL LLCCRD 289222 · SAN JUAN, PR$1,708,821,632.00Regulatory AUM · August 2026
- LINX PARTNERS, LLCCRD 158607 · ATLANTA, GA$131,358,280.00Regulatory AUM · August 2026
- LION CAPITAL ADVISORS LLCCRD 305440 · MIAMI, FL$94,809,671.00Regulatory AUM · August 2026
- LION EQUITY INVESTMENT ADVISORS, LLCCRD 283404 · DENVER, CO$173,464,223.00Regulatory AUM · August 2026
- LION POINT CAPITAL, LPCRD 174322 · NEW YORK, NY$480,595,987.00Regulatory AUM · August 2026
- LIONHEART STRATEGIC MANAGEMENT, LLCCRD 314990 · NEW YORK, NY$508,730,000.00Regulatory AUM · August 2026
- LIONHUNTER CAPITAL MANAGEMENT LLCCRD 341117 · NEW YORK, NY$266,785,469.00Regulatory AUM · August 2026
- LIONSBRIDGE WEALTH MANAGEMENT LLCCRD 149019 · JACKSONVILLE BEACH, FL$122,426,489.00Regulatory AUM · August 2026
- LIONSHARES LLCCRD 335459 · BROOKLYN, NY$6,025,278.00Regulatory AUM · August 2026
- LIONSHEAD WEALTH MANAGEMENT, LLCCRD 288526 · NEW YORK, NY$229,846,327.00Regulatory AUM · August 2026
- LIONSTONE CAPITAL MANAGEMENT LLCCRD 157603 · NEW YORK, NY$569,710,312.00Regulatory AUM · August 2026
- LIONSTONE PARTNERS, LLCCRD 160214 · BOSTON, MA$224,400,264.00Regulatory AUM · August 2026
- LIONTREE INVESTMENT MANAGEMENT, LLCCRD 315628 · NEW YORK, NY$1,700,499,469.00Regulatory AUM · August 2026
- LIONTREE PARTNERS LLCCRD 289817 · NEW YORK, NY$125,495,316.00Regulatory AUM · August 2026
- LIPE & DALTON,INC.CRD 132737 · SYRACUSE, NY$779,900,000.00Regulatory AUM · August 2026
- LIPPER ADVISORY SERVICES INCCRD 107283$155,792,969.00Regulatory AUM · August 2026
- LIQUID CAPITAL MANAGEMENT LLCCRD 299577 · LOS ANGELES, CA$287,599,449.00Regulatory AUM · August 2026
- LIQUID STRATEGIES, LLCCRD 170107 · ATLANTA, GA$1,446,157,958.00Regulatory AUM · August 2026
- LISANTI CAPITAL GROWTH LLCCRD 130023 · NEW YORK, NY$432,491,222.00Regulatory AUM · August 2026
- LISC FUND MANAGEMENT, LLCCRD 304733 · NEW YORK, NY$614,556,668.00Regulatory AUM · August 2026
- LITTLE HARBOR ADVISORS, LLCCRD 168700 · MARBLEHEAD, MA$242,633,524.00Regulatory AUM · August 2026
- LITTLE HOUSE CAPITAL, LLCCRD 290070 · BRAINTREE, MA$675,245,909.00Regulatory AUM · August 2026
- LITTLE RIVER CAPITAL PARTNERS, LP.CRD 331057$160,104,368.00Regulatory AUM · August 2026
- LITTLEFIELD ASSET MANAGEMENT, INC.CRD 109602$141,077,612.00Regulatory AUM · August 2026
- LITTLEJOHN & CO., LLCCRD 156720 · GREENWICH, CT$8,965,727,230.00Regulatory AUM · August 2026
- LITTLEJOHN FINANCIAL SERVICES, INCCRD 155113 · ROSEBURG, OR$171,257,236.00Regulatory AUM · August 2026
- LITVAK WEALTH, LLCCRD 170805 · NORWALK, CT$536,086,765.00Regulatory AUM · August 2026
- LIVE OAK INVESTMENT PARTNERS, LLCCRD 304406 · AUSTIN, TX$266,414,241.00Regulatory AUM · August 2026
- LIVE OAK MANAGEMENT GROUP, LLCCRD 287840 · BLUFFTON, SC$125,985,607.00Regulatory AUM · August 2026
- LIVE OAK PRIVATE WEALTH, LLCCRD 297904 · WILMINGTON, NC$1,320,408,330.00Regulatory AUM · August 2026
- LIVE OAK WEALTH ADVISORY GROUP, LLCCRD 154962 · HOUSTON, TX$155,482,308.00Regulatory AUM · August 2026
- LIVELIFE CAPITAL PARTNERS LLCCRD 290008 · SOUTHBOROUGH, MA$372,095,310.00Regulatory AUM · August 2026
- LIVELLO CAPITAL MANAGEMENT LPCRD 305403 · NEW YORK, NY$265,229,531.00Regulatory AUM · August 2026
- LIVELSBERGER, LYNN LOUISCRD 117665 · ASHLAND, OH$176,353,803.00Regulatory AUM · August 2026
- LIVET WEALTH, LLCCRD 337826 · SPANISH FORK, UT$330,549,573.00Regulatory AUM · August 2026
- LIVIAN & CO., LLCCRD 153771 · NEW YORK, NY$152,881,318.00Regulatory AUM · August 2026
- LIZARD INVESTORS LLCCRD 147284 · CHICAGO, IL$232,800,323.00Regulatory AUM · August 2026
- LJI WEALTH MANAGEMENT, LLCCRD 145399 · INDIANAPOLIS, IN$1,373,719,423.00Regulatory AUM · August 2026
- LK FINANCIAL PLANNING LLCCRD 160539 · NEW YORK, NY$86,937,138.00Regulatory AUM · August 2026