All investment adviser firms · Page 90
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- LEO WEALTH MANAGEMENT, LLCCRD 337537 · STATEN ISLAND, NY$33,000,000.00Regulatory AUM · August 2026
- LEO WEALTH, LLCCRD 283891 · EDISON, NJ$3,205,181,999.00Regulatory AUM · August 2026
- LEON CAPITAL MANAGEMENT, LLCCRD 332987 · DALLAS, TX$244,651,938.00Regulatory AUM · August 2026
- LEONARD GREEN & PARTNERS, L.P.CRD 158164 · LOS ANGELES, CA$85,597,789,230.00Regulatory AUM · August 2026
- LEONARD RICKEY INVESTMENT ADVISORS, P.L.L.C.CRD 116891 · YAKIMA, WA$958,141,033.00Regulatory AUM · August 2026
- LEONID CAPITAL PARTNERS, LLCCRD 327020 · HUNTINGTON BEACH, CA$363,029,956.00Regulatory AUM · August 2026
- LEP MANAGEMENT LLCCRD 173481 · SALT LAKE CITY, UT$585,156,625.00Regulatory AUM · August 2026
- LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLCCRD 120109 · NEW YORK, NY$763,691,622.00Regulatory AUM · August 2026
- $2,309,385,751.00Regulatory AUM · August 2026
- LESA SROUFE & COMPANY, INC.CRD 130232 · SEATTLE, WA$207,338,726.00Regulatory AUM · August 2026
- LESJAK PLANNING, LLCCRD 110090 · WESTLAKE, OH$396,000,000.00Regulatory AUM · August 2026
- LESKO SECURITIES, INC.CRD 10091 · VESTAL, NY$728,519,170.00Regulatory AUM · August 2026
- LESLIE GLOBAL WEALTH, LLCCRD 128202 · ITASCA, IL$446,848,773.00Regulatory AUM · August 2026
- LESLIE MARIE GIORDANOCRD 126274 · GARDEN CITY, NY$62,570,043.00Regulatory AUM · August 2026
- LESTE CAPITAL PARTNERS (FLORIDA), LLCCRD 285179 · MIAMI, FL$1,610,065,330.00Regulatory AUM · August 2026
- LESTE USA, LLCCRD 301289 · MIAMI, FL$126,260,954.00Regulatory AUM · August 2026
- LESTER FINANCIAL GROUP, LLCCRD 317036 · CHAMPAIGN, IL$398,589,024.00Regulatory AUM · August 2026
- LET BOB ADVISORY, LLCCRD 321854$28,974.00Regulatory AUM · August 2026
- LETKO, BROSSEAU & ASSOCIATES INC.CRD 133221$18,830,494,275.00Regulatory AUM · August 2026
- LETSON INVESTMENT MANAGEMENT, INC.CRD 125830$296,314,745.00Regulatory AUM · August 2026
- LEUCADIA ASSET MANAGEMENT LLCCRD 121767 · NEW YORK, NY$3,056,268,327.00Regulatory AUM · August 2026
- LEVATUS LLCCRD 287811 · BOSTON, MA$173,887,237.00Regulatory AUM · August 2026
- LEVCO CAPITAL LPCRD 161117 · NEW YORK, NY$590,500,000.00Regulatory AUM · August 2026
- LEVEL 5 CAPITAL PARTNERS, LLCCRD 304140 · ATLANTA, GA$327,192,200.00Regulatory AUM · August 2026
- LEVEL EQUITY MANAGEMENT, LLCCRD 160016 · NEW YORK, NY$6,457,223,242.00Regulatory AUM · August 2026
- LEVEL FINANCIAL ADVISORS, INC.CRD 110641 · EAST AMHERST, NY$862,657,652.00Regulatory AUM · August 2026
- LEVEL FOUR ADVISORY SERVICES, LLCCRD 134086 · DALLAS, TX$6,543,203,513.00Regulatory AUM · August 2026
- LEVEL FOUR CAPITAL MANAGEMENTCRD 304792 · DALLAS, TX$1,381,485,153.00Regulatory AUM · August 2026
- LEVEL ONE GLOBAL ADVISORS, LLCCRD 316294 · MIAMI, FL$201,538,410.00Regulatory AUM · August 2026
- LEVEL WEALTH MANAGEMENT LLCCRD 301381 · GREENSBORO, NC$236,530,307.00Regulatory AUM · August 2026
- LEVENSON WEALTH LLCCRD 288726$111,043,500.00Regulatory AUM · August 2026
- LEVERTY FINANCIAL GROUP, LLCCRD 310258 · HUDSON, WI$676,836,895.00Regulatory AUM · August 2026
- LEVIN CAPITAL STRATEGIES, L.P.CRD 137147 · NEW YORK, NY$1,659,473,378.00Regulatory AUM · August 2026
- LEVIN FUNDING GROUP LLCCRD 170087 · TUCSON, AZ$215,430,911.00Regulatory AUM · August 2026
- LEVINE LEICHTMAN CAPITAL PARTNERS, LLCCRD 140980 · BEVERLY HILLS, CA$11,876,762,885.00Regulatory AUM · August 2026
- LEVINE LEICHTMAN STRATEGIC CAPITAL, LLCCRD 289401 · BEVERLY HILLS, CA$1,503,161,000.00Regulatory AUM · August 2026
- LEVINE, DAVID ALANCRD 167584Not availableRegulatory AUM · August 2026
- LEWINTER WEALTH ADVISORS, LLCCRD 155921$162,529,068.00Regulatory AUM · August 2026
- LEWIS & CLARK EQUITY PARTNERS, LLCCRD 299686 · ST. LOUIS, MO$262,924,296.00Regulatory AUM · August 2026
- LEWIS ASSET MANAGEMENT, LLCCRD 143409 · LAFAYETTE, CA$387,050,385.00Regulatory AUM · August 2026
- LEWIS CAPITAL MANAGEMENT, LLCCRD 133619 · BEVERLY HILLS, CA$180,159,001.00Regulatory AUM · August 2026
- LEWIS CAPITAL MANAGEMENT, LLLPCRD 112463$136,832,438.00Regulatory AUM · August 2026
- LEWIS FINANCIAL MANAGEMENT, LLCCRD 116344 · RALEIGH, NC$338,732,555.00Regulatory AUM · August 2026
- LEWIS FINANCIAL, LLCCRD 170324 · SAN LUIS OBISPO, CA$133,950,000.00Regulatory AUM · August 2026
- LEXAURUM ADVISORS, LLCCRD 283653 · OVERLAND PARK, KS$1,267,158,128.00Regulatory AUM · August 2026
- LEXINGTON ADVISORS LLCCRD 107364 · NEW YORK, NY$2,656,573,224.00Regulatory AUM · August 2026
- LEXINGTON AVENUE CAPITAL MANAGEMENT, LLCCRD 167834$164,229,570.00Regulatory AUM · August 2026
- LEXINGTON CAPITAL MANAGEMENT LPCRD 292364 · LAKEWOOD, NJ$153,425,447.00Regulatory AUM · August 2026
- LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLCCRD 127618 · NASHVILLE, TN$106,774,568.00Regulatory AUM · August 2026
- LEXINGTON HILL PARTNERS, LLCCRD 301810 · DALLAS, TX$278,437,717.00Regulatory AUM · August 2026
- LEXINGTON PARTNERS L.P.CRD 147281 · NEW YORK, NY$79,274,402,408.00Regulatory AUM · August 2026
- LEXINGTON RESEARCH AND CAPITAL GROUP, LLCCRD 108576 · FAYETTEVILLE, AR$354,541,615.00Regulatory AUM · August 2026
- LEXION CAPITAL MANAGEMENT LPCRD 153273 · NEW YORK, NY$87,914,935.00Regulatory AUM · August 2026
- LFG WEALTH PARTNERS, LLCCRD 331339 · ELIZABETHTOWN, KY$190,676,829.00Regulatory AUM · August 2026
- LFL ADVISERS, LLCCRD 163963 · EVANSTON, IL$506,809,000.00Regulatory AUM · August 2026
- LFM CAPITAL, LLCCRD 173834 · NASHVILLE, TN$1,422,591,460.00Regulatory AUM · August 2026
- LFN ADVISORS INC.CRD 169361 · MUSKEGON, MI$23,696,461.00Regulatory AUM · August 2026
- LGK ADVISORS, LLCCRD 154922 · NEW YORK, NY$4,391,725,447.00Regulatory AUM · August 2026
- LGM CAPITAL MANAGEMENT LLCCRD 283872 · PHOENIX, AZ$14,937,019.00Regulatory AUM · August 2026
- LGT CAPITAL PARTNERS (USA) INC.CRD 160437 · NEW YORK, NY$59,778,345,059.00Regulatory AUM · August 2026
- LGT FINANCIAL ADVISORS LLCCRD 111575 · DALLAS, TX$456,076,011.00Regulatory AUM · August 2026
- LGT WEALTH MANAGEMENT US LIMITEDCRD 164190$1,799,545,425.00Regulatory AUM · August 2026
- LIBERTAS WEALTH MANAGEMENT GROUP, INC.CRD 157769 · COLUMBUS, OH$163,057,705.00Regulatory AUM · August 2026
- LIBERTY 77 CAPITAL L.P.CRD 314378 · WASHINGTON, DC$3,545,378,087.00Regulatory AUM · August 2026
- LIBERTY ASSET MANAGEMENT, INC.CRD 135791 · WOODRIDGE, IL$172,716,913.00Regulatory AUM · August 2026
- LIBERTY ASSET MANAGEMENT, LLCCRD 142094 · ALLENTOWN, PA$140,990,247.00Regulatory AUM · August 2026
- LIBERTY ATLANTIC ADVISORS LLCCRD 327738$185,816,561.00Regulatory AUM · August 2026
- LIBERTY CAPITAL MANAGEMENT INCCRD 106063 · BIRMINGHAM, MI$849,467,215.00Regulatory AUM · August 2026
- LIBERTY FINANCIAL GROUP, INC.CRD 111272 · ELM GROVE, WI$194,317,321.00Regulatory AUM · August 2026
- LIBERTY FORGE LLCCRD 343208 · BOSTON, MANot availableRegulatory AUM · August 2026
- LIBERTY HALL CAPITAL PARTNERS, L.P.CRD 173159 · CHARLESTON, SC$1,141,608,677.00Regulatory AUM · August 2026
- LIBERTY ONE INVESTMENT MANAGEMENT, LLCCRD 304290 · LIBERTYVILLE, IL$1,052,112,840.00Regulatory AUM · August 2026
- LIBERTY ONE WEALTH ADVISORSCRD 315675 · PHILADELPHIA, PA$178,357,037.00Regulatory AUM · August 2026
- LIBERTY SQUARE WEALTH PARTNERS LLCCRD 332476 · BETHLEHEM, PA$567,782,618.00Regulatory AUM · August 2026
- LIBERTY STREET ADVISORS, INC.CRD 142949 · NEW YORK, NY$1,884,608,463.00Regulatory AUM · August 2026
- LIBERTY WEALTH MANAGEMENT, LLCCRD 286001 · OAKLAND, CA$1,725,386,015.00Regulatory AUM · August 2026
- LIBERTY WEALTH MANAGERS LLCCRD 322131 · NEW YORK, NY$59,866,605.00Regulatory AUM · August 2026
- LIBRA WEALTH LLCCRD 288098 · LOS GATOS, CA$639,843,347.00Regulatory AUM · August 2026
- LIBRARY RESEARCH LIMITEDCRD 301421$1,158,155,202.00Regulatory AUM · August 2026
- LIBREMAX CAPITAL, LLCCRD 155486 · NEW YORK, NY$13,870,553,000.00Regulatory AUM · August 2026
- LIBRETTO, LLCCRD 292052 · LOS ANGELES, CANot availableRegulatory AUM · August 2026
- LIDO ADVISORS, LLCCRD 269866 · LOS ANGELES, CA$42,504,972,428.00Regulatory AUM · August 2026
- LIEBLONG & ASSOCIATES, INC.CRD 42578 · LITTLE ROCK, AR$197,949,758.00Regulatory AUM · August 2026
- LIFE CYCLE INVESTMENT PARTNERS LIMITEDCRD 337788$17,298,902,759.00Regulatory AUM · August 2026
- LIFE LINE WEALTH MANAGEMENT LLCCRD 171051 · BEVERLY HILLS, CA$557,632,280.00Regulatory AUM · August 2026
- LIFE PLANNING ADVISORS LLCCRD 151292 · BIGFORK, MT$169,160,654.00Regulatory AUM · August 2026
- LIFE PLANNING PARTNERS, INC.CRD 129338 · JACKSONVILLE, FL$354,041,734.00Regulatory AUM · August 2026
- LIFE STRATEGIES, INC.CRD 167732 · LA JOLLA, CA$121,245,786.00Regulatory AUM · August 2026
- LIFECAPITAL PARTNERS LLCCRD 337455 · NEW YORK, NY$133,225,543.00Regulatory AUM · August 2026
- LIFECYCLE FINANCIAL PLANNERS INC.CRD 290250 · BLOOMFIELD HILLS, MI$671,730,432.00Regulatory AUM · August 2026
- LIFEFOCUS FINANCIAL ADVISORS, LLCCRD 136020 · WALLA WALLA, WA$103,509,339.00Regulatory AUM · August 2026
- LIFEGOAL INVESTMENTS, LLCCRD 327833$356,000,000.00Regulatory AUM · August 2026
- LIFEGUIDE FINANCIAL ADVISORS, LLCCRD 284842 · MECHANICSBURG, PA$562,932,363.00Regulatory AUM · August 2026
- LIFEINVEST WEALTH MANAGEMENT, LTDCRD 146966 · MIAMI, FL$300,546,854.00Regulatory AUM · August 2026
- LIFELONG WEALTH ADVISORS, INC.CRD 331847 · ARDEN HILLS, MN$710,413,652.00Regulatory AUM · August 2026
- LIFELONG WEALTH MANAGEMENT GROUP, LLCCRD 291661 · LAKE OSWEGO, OR$121,740,000.00Regulatory AUM · August 2026
- LIFEMARK SECURITIES CORP.CRD 16204 · ROCHESTER, NY$424,939,705.00Regulatory AUM · August 2026
- LIFEPLAN FINANCIAL, LLCCRD 136981 · MANKATO, MN$141,037,349.00Regulatory AUM · August 2026
- LIFEPLAN INVESTMENT ADVISORS, INCCRD 144157 · RALEIGH, NC$325,994,818.00Regulatory AUM · August 2026
- LIFEPOINT PLANNING, PLLCCRD 296911 · SCHAUMBURG, IL$168,461,233.00Regulatory AUM · August 2026