All investment adviser firms · Page 89
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- LCV MANAGEMENT, LPCRD 338080$118,173,732.00Regulatory AUM · August 2026
- LCW SERVICES, LLCCRD 337998 · VIRGINIA BEACH, VA$234,907,065.00Regulatory AUM · August 2026
- LDN WEALTH, LLCCRD 175348 · ORLANDO, FLNot availableRegulatory AUM · August 2026
- LDR CAPITAL MANAGEMENT, LLCCRD 162329 · NEW YORK, NY$397,152,309.00Regulatory AUM · August 2026
- LEACH, BICKMORE & WEISS WEALTH MANAGEMENT, LLCCRD 281302 · MADISON, WI$115,343,421.00Regulatory AUM · August 2026
- LEAD EDGE CAPITAL MANAGEMENT, LLCCRD 241795 · NEW YORK, NY$6,766,485,175.00Regulatory AUM · August 2026
- LEADENHALL CAPITAL PARTNERS LLPCRD 282820$5,715,933,963.00Regulatory AUM · August 2026
- LEADER CAPITAL CORP.CRD 46206 · VANCOUVER, WA$1,410,245,287.00Regulatory AUM · August 2026
- LEADING EDGE FINANCIAL PLANNING LLCCRD 277149 · KNOXVILLE, TN$521,784,881.00Regulatory AUM · August 2026
- LEADING EDGE INVESTMENT ADVISORS,LLCCRD 136476 · SAN FRANCISCO, CA$5,170,513,634.00Regulatory AUM · August 2026
- LEATHERBACK ASSET MANAGEMENT, LLCCRD 310252 · PALM BEACH GARDENS, FL$35,003,327.00Regulatory AUM · August 2026
- LEATHERBACK INVESTMENTS LLCCRD 299608 · LAKEWOOD, NJ$169,609,786.00Regulatory AUM · August 2026
- LEAVELL INVESTMENT MANAGEMENT, INC.CRD 107890 · MOBILE, AL$3,404,753,027.00Regulatory AUM · August 2026
- LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC.CRD 167243 · HAUPPAUGE, NY$883,710,197.00Regulatory AUM · August 2026
- LEBENTHAL GLOBAL ADVISORS, LLCCRD 283303 · HAUPPAUGE, NY$971,848,436.00Regulatory AUM · August 2026
- LECLAIR WEALTH PARTNERS LLCCRD 332827 · DUBLIN, OH$362,976,084.00Regulatory AUM · August 2026
- LECONTE WEALTH MANAGEMENT, LLCCRD 168539 · MARYVILLE, TN$346,849,014.00Regulatory AUM · August 2026
- LEDER FIDUCIARY CAPITAL LLCCRD 285490 · BELLAIRE, TX$120,583,877.00Regulatory AUM · August 2026
- LEDERER & ASSOCIATES INVESTMENT COUNSELCRD 110376 · LONG BEACH, CA$244,306,687.00Regulatory AUM · August 2026
- LEDGEWOOD WEALTH ADVISORS, LLCCRD 109049 · EXETER, NH$216,828,143.00Regulatory AUM · August 2026
- LEE DANNER & BASS INCCRD 111002 · NASHVILLE, TN$1,975,488,723.00Regulatory AUM · August 2026
- LEE EQUITY PARTNERS, LLCCRD 157422 · NEW YORK, NY$5,841,786,292.00Regulatory AUM · August 2026
- LEE FINANCIAL COMPANY, LLCCRD 105910 · DALLAS, TX$1,682,470,670.00Regulatory AUM · August 2026
- LEE JOHNSON CAPITAL MANAGEMENT, LLCCRD 115009 · FORT WORTH, TX$368,216,317.00Regulatory AUM · August 2026
- LEE OVERLAY PARTNERS LTDCRD 110822$21,262,000,000.00Regulatory AUM · August 2026
- LEE-WAY FINANCIAL SERVICES, INCCRD 113983 · HATTIESBURG, MS$132,100,000.00Regulatory AUM · August 2026
- $252,398,085.00Regulatory AUM · August 2026
- LEEB CAPITAL MANAGEMENT, INC.CRD 104793 · NEW YORK, NY$111,945,919.00Regulatory AUM · August 2026
- LEEDS CAPITAL GROUP, LLCCRD 327004 · SAN DIEGO, CA$179,659,342.00Regulatory AUM · August 2026
- LEEDS EQUITY ADVISORS LLCCRD 161956 · NEW YORK, NY$6,711,974,074.00Regulatory AUM · August 2026
- LEELYN SMITH, LLCCRD 110517 · GENEVA, IL$852,292,185.00Regulatory AUM · August 2026
- LEEWARD FINANCIAL PARTNERS, LLCCRD 288779$401,470,428.00Regulatory AUM · August 2026
- LEEWARD INVESTMENTS, LLCCRD 312557 · BOSTON, MA$2,869,858,644.00Regulatory AUM · August 2026
- LEFAVI WEALTH MANAGEMENT, INC.CRD 104961 · SALT LAKE CITY, UT$444,990,856.00Regulatory AUM · August 2026
- LEFT BRAIN WEALTH MANAGEMENT, LLCCRD 170348 · NAPERVILLE, IL$340,426,936.00Regulatory AUM · August 2026
- LEFT LANE CAPITAL LLCCRD 309286 · BROOKLYN, NY$3,839,920,594.00Regulatory AUM · August 2026
- LEGA Z ADVISORY LLCCRD 297417$428,424,779.00Regulatory AUM · August 2026
- LEGACIES WEALTH LLCCRD 143138 · MINNETONKA, MN$505,367,624.00Regulatory AUM · August 2026
- LEGACY ADVISORS, LLCCRD 139830 · PLYMOUTH MEETING, PA$5,168,722,434.00Regulatory AUM · August 2026
- LEGACY ADVISORY SERVICES, LLCCRD 147173 · EXTON, PA$156,935,534.00Regulatory AUM · August 2026
- LEGACY BEYOND WEALTH LLCCRD 328708$342,000,000.00Regulatory AUM · August 2026
- LEGACY BRIDGE, LLCCRD 282261 · WEST DES MOINES, IA$425,754,729.00Regulatory AUM · August 2026
- LEGACY CAPITAL GROUP CALIFORNIA, INC.CRD 111436 · LOS GATOS, CA$535,737,470.00Regulatory AUM · August 2026
- LEGACY CAPITAL MANAGEMENT, LIMITED LIABILITY COMPANYCRD 319078 · GRANITE BAY, CA$149,813,898.00Regulatory AUM · August 2026
- LEGACY CAPITAL WEALTH MANAGEMENT, LLCCRD 332184 · THE WOODLANDS, TX$273,427,616.00Regulatory AUM · August 2026
- LEGACY CAPITAL WEALTH PARTNERS, LLCCRD 291960 · LITTLE ROCK, AR$1,515,904,240.00Regulatory AUM · August 2026
- LEGACY CG LLCCRD 108541 · PLANO, TX$378,648,551.00Regulatory AUM · August 2026
- LEGACY CHIEF FINANCIAL OFFICE, LLCCRD 300873 · SHENANDOAH, TX$105,079,723.00Regulatory AUM · August 2026
- LEGACY CORNERSTONE WEALTH LLCCRD 281027 · PEORIA, AZ$22,438,801.00Regulatory AUM · August 2026
- LEGACY EDGE ADVISORS, LLCCRD 328064 · SYOSSET, NY$1,228,771,954.00Regulatory AUM · August 2026
- LEGACY FINANCIAL ADVISORS CORPORATIONCRD 115384 · BLOOMINGTON, MN$317,668,456.00Regulatory AUM · August 2026
- LEGACY FINANCIAL ADVISORS II, LLCCRD 309156$139,169,629.00Regulatory AUM · August 2026
- LEGACY FINANCIAL ADVISORS, INC.CRD 158675 · COVINGTON, KY$1,515,563,474.00Regulatory AUM · August 2026
- LEGACY FINANCIAL GROUP, LLCCRD 154927 · DES MOINES, IA$1,007,573,360.00Regulatory AUM · August 2026
- LEGACY FINANCIAL INDEPENDENT ADVISORS LLCCRD 324258 · LOUISVILLE, KY$484,012,911.00Regulatory AUM · August 2026
- LEGACY FINANCIAL SERVICES GROUP, INC.CRD 140514 · TRAVERSE CITY, MI$122,816,278.00Regulatory AUM · August 2026
- LEGACY FINANCIAL STRATEGIES, LLCCRD 283553 · OVERLAND PARK, KS$952,034,437.00Regulatory AUM · August 2026
- LEGACY INVESTMENT PARTNERS, LLCCRD 133014 · OVERLAND PARK, KS$403,116,408.00Regulatory AUM · August 2026
- LEGACY INVESTMENT SOLUTIONS, LLCCRD 322695 · BOISE, ID$283,664,860.00Regulatory AUM · August 2026
- LEGACY KNIGHT MFO, LLCCRD 305927 · DALLAS, TX$2,846,356,708.00Regulatory AUM · August 2026
- LEGACY PARTNERS, LLCCRD 159473 · LOS ANGELES, CA$777,914,505.00Regulatory AUM · August 2026
- LEGACY PCG, LLCCRD 283909 · NEWPORT, CA$139,763,641.00Regulatory AUM · August 2026
- LEGACY PLANNING ADVISORS, LLCCRD 121289 · SUWANEE, GA$234,000,000.00Regulatory AUM · August 2026
- LEGACY ROAD LLCCRD 337654$117,156,003.00Regulatory AUM · August 2026
- LEGACY SOLUTIONS, LLCCRD 323360 · KENNETT SQUARE, PA$243,826,836.00Regulatory AUM · August 2026
- LEGACY WEALTH ADVISOR LLCCRD 334697 · LYNCHBURG, VANot availableRegulatory AUM · August 2026
- LEGACY WEALTH ADVISORS, LLCCRD 127758 · SAN JOSE, CA$178,343,622.00Regulatory AUM · August 2026
- LEGACY WEALTH ADVISORS, LLCCRD 281810 · CLINTON TOWNSHIP, MI$132,310,152.00Regulatory AUM · August 2026
- LEGACY WEALTH ADVISORS, LLCCRD 326117 · NORTH MIAMI BEACH, FL$922,775,113.00Regulatory AUM · August 2026
- LEGACY WEALTH ASSET MANAGEMENT, LLCCRD 306732 · WOODBURY, MN$546,000,000.00Regulatory AUM · August 2026
- LEGACY WEALTH MANAGEMENT GROUP, INC.CRD 322235 · LYNCHBURG, VA$289,830,000.00Regulatory AUM · August 2026
- LEGACY WEALTH MANAGEMENT INCCRD 108619 · MEMPHIS, TN$2,657,303,544.00Regulatory AUM · August 2026
- LEGACY WEALTH MANAGEMENT INC.CRD 173453 · MANASSAS, VA$313,864,428.00Regulatory AUM · August 2026
- LEGACY WEALTH MANAGEMENT, LLCCRD 174767 · BOISE, ID$629,031,199.00Regulatory AUM · August 2026
- LEGACY WEALTH MANAGEMENT, LLCCRD 304659 · RIDGELAND, MS$458,603,206.00Regulatory AUM · August 2026
- LEGACY WEALTH PARTNERS, LLCCRD 333032 · LAKEWOOD, CO$646,023,157.00Regulatory AUM · August 2026
- LEGADO WEALTH MANAGEMENT LLCCRD 305263 · NEW YORK, NY$51,030,108.00Regulatory AUM · August 2026
- LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.CRD 149156 · CHICAGO, IL$267,164,377,153.00Regulatory AUM · August 2026
- LEGAL ADVANTAGE INVESTMENTS, INC.CRD 118131$275,276,594.00Regulatory AUM · August 2026
- LEGALIST, INC.CRD 297876 · SAN FRANCISCO, CA$1,915,106,194.00Regulatory AUM · August 2026
- LEGATO CAPITAL MANAGEMENT, LLCCRD 131704 · SAN FRANCISCO, CA$1,259,674,224.00Regulatory AUM · August 2026
- LEGEIS CAPITAL ADVISORS, LLCCRD 332943 · GREAT NECK, NY$497,365,902.00Regulatory AUM · August 2026
- LEGEND CAPITAL ADVISORS LLCCRD 336029$250,452,109.00Regulatory AUM · August 2026
- LEGEND FINANCIAL ADVISORS INCCRD 108207 · PITTSBURGH, PA$389,919,871.00Regulatory AUM · August 2026
- LEGGETT VENTURES LLCCRD 342997 · HOUSTON, TXNot availableRegulatory AUM · August 2026
- LEGION PARTNERS ASSET MANAGEMENT, LLCCRD 164136 · LOS ANGELES, CA$200,916,000.00Regulatory AUM · August 2026
- LEH II MANAGEMENT LLCCRD 328785 · ENGLEWOOD, CO$93,096,259.00Regulatory AUM · August 2026
- LEHMANN, LIVIAN, FRIDSON ADVISORS, LLCCRD 169980 · NEW YORK, NY$84,180,932.00Regulatory AUM · August 2026
- LEHRER KENNETH EUGENE DRCRD 105835 · HOUSTON, TX$286,300,000.00Regulatory AUM · August 2026
- LEIBMAN FINANCIAL SERVCES, INC.CRD 323120 · LOUISVILLE, NE$173,132,598.00Regulatory AUM · August 2026
- LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC.CRD 171967 · PARSIPPANY, NJ$237,406,702.00Regulatory AUM · August 2026
- LEIGH BALDWIN & CO., LLCCRD 38751 · CAZENOVIA, NY$290,629,757.00Regulatory AUM · August 2026
- LEISURE CAPITAL MANAGEMENT, INC.CRD 120374 · COSTA MESA, CA$873,950,396.00Regulatory AUM · August 2026
- LEM CAPITAL, L.P.CRD 159817 · PHILADELPHIA, PA$661,378,032.00Regulatory AUM · August 2026
- LEMNIS CAPITALCRD 340137 · RICHARDSON, TX$97,886,144.00Regulatory AUM · August 2026
- LEND ACADEMY INVESTMENTS, LLCCRD 169878$12,158,025.00Regulatory AUM · August 2026
- LENK LADNER INVESTMENT SOLUTIONS LLCCRD 109927 · OSTERVILLE, MA$337,349,864.00Regulatory AUM · August 2026
- LEO FUND SERVICES, LLCCRD 163259 · EDISON, NJ$151,329,901.00Regulatory AUM · August 2026
- LEO H. EVART, INC.CRD 110263 · REDWOOD CITY, CA$269,926,419.00Regulatory AUM · August 2026
- LEO WEALTH AMERICAS, LLCCRD 338799 · HURST, TX$512,279,544.00Regulatory AUM · August 2026