EXPLORE THE DIRECTORY

All investment adviser firms · Page 9

Alphabetical firm directory from the selected SEC monthly adviser snapshots.

17,094 firms · Source months shown: August 2026

ALTITUDE CAPITAL MANAGEMENT LLCCRD 329366 · DES MOINES, IA
$103,600,000.00Regulatory AUM · August 2026
ALTIUM INVESTMENT STRATEGIES LLCCRD 333950 · WESLEY CHAPEL, FL
$517,721,858.00Regulatory AUM · August 2026
ALTIUS FINANCIAL, INC.CRD 113268 · DENVER, CO
$212,179,837.00Regulatory AUM · August 2026
ALTMAN ADVISORS, INCCRD 281778 · CHICAGO, IL
$483,428,278.00Regulatory AUM · August 2026
ALTMAN INVESTMENT MANAGEMENT LLCCRD 113832 · PRINCETON, NJ
$119,915,238.00Regulatory AUM · August 2026
ALTMORE CAPITAL INVESTMENT MANAGEMENT, LLCCRD 312292 · ARLINGTON, VA
$194,748,937.00Regulatory AUM · August 2026
ALTON ROAD CAPITAL, LPCRD 332521 · VERO BEACH, FL
$26,633,647.00Regulatory AUM · August 2026
ALTOS VENTURES MANAGEMENT, INC.CRD 162777 · BURLINGAME, CA
$5,448,790,139.00Regulatory AUM · August 2026
ALTRAVUE CAPITAL, LLCCRD 283260 · BELLEVUE, WA
$1,539,514,958.00Regulatory AUM · August 2026
ALTRIARCH ASSET MANAGEMENT, LLCCRD 328482 · CHARLESTON, SC
$349,131,175.00Regulatory AUM · August 2026
ALTRINSIC GLOBAL ADVISORS, LLCCRD 109678 · STAMFORD, CT
$12,222,635,867.00Regulatory AUM · August 2026
ALTRIUS CAPITAL MANAGEMENT, INC.CRD 121529 · NOVI, MI
$716,026,961.00Regulatory AUM · August 2026
ALTRUIST ADVISORS LLCCRD 340784 · CULVER CITY, CA
Not availableRegulatory AUM · August 2026
ALTRUIST LLCCRD 299398 · CULVER CITY, CA
Not availableRegulatory AUM · August 2026
ALTUM CAPITAL MANAGEMENT, LLCCRD 160123 · NEW YORK, NY
$647,751,477.00Regulatory AUM · August 2026
ALTURA WEALTH ADVISORS INC.CRD 309501 · SANTA CLARA, CA
$250,101,374.00Regulatory AUM · August 2026
ALTUS CAPITAL PARTNERS, INC.CRD 159529 · WILTON, CT
$169,319,760.00Regulatory AUM · August 2026
ALTUS WEALTH GROUP, LLCCRD 287848 · COLORADO SPRINGS, CO
$620,059,219.00Regulatory AUM · August 2026
ALTUS WEALTH MANAGEMENT, LLCCRD 153650 · FT. MITCHELL, KY
$405,169,835.00Regulatory AUM · August 2026
ALUA CAPITAL MANAGEMENT LPCRD 310536 · NEW YORK, NY
$3,018,129,418.00Regulatory AUM · August 2026
ALUMAN INC.CRD 281073
$135,024,010.00Regulatory AUM · August 2026
ALUMINA INVESTMENT MANAGEMENT, LLCCRD 164273 · CHARLOTTE, NC
$5,262,418,590.00Regulatory AUM · August 2026
ALVEO WEALTH MANAGEMENT, LLCCRD 166898
$9,441,034.00Regulatory AUM · August 2026
ALVIN CLAY FINANCIAL ADVISORS, LLCCRD 226655 · JENKINTOWN, PA
$186,572,961.00Regulatory AUM · August 2026
ALYESKA INVESTMENT GROUP, L.P.CRD 155058 · CHICAGO, IL
$41,684,115,000.00Regulatory AUM · August 2026
AM INVESTMENT STRATEGIES, LLCCRD 165823 · CHATTANOOGA, TN
$738,424,273.00Regulatory AUM · August 2026
AMALIA PARTNER AGCRD 338138
Not availableRegulatory AUM · August 2026
AMALTASH ADVISORS LLCCRD 341060
Not availableRegulatory AUM · August 2026
AMARA FINANCIAL, LLCCRD 308290 · SAN FRANCISCO, CA
$250,466,937.00Regulatory AUM · August 2026
AMAZZ INVESTMENT MANAGEMENT, INC.CRD 126545 · WILLIAMSVILLE, NY
$78,287,308.00Regulatory AUM · August 2026
AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLCCRD 328406 · NEW YORK, NY
$186,207,000.00Regulatory AUM · August 2026
AMBER ROAD INVESTORS LPCRD 342249 · NEW YORK, NY
Not availableRegulatory AUM · August 2026
AMBERJACK CAPITAL PARTNERS, L.P.CRD 161464 · HOUSTON, TX
$1,252,884,501.00Regulatory AUM · August 2026
AMBERLAKE PARTNERS SAMCRD 322274
$97,121,000.00Regulatory AUM · August 2026
AMBROSE CAPITAL ADVISORS, LLCCRD 341604 · INDIANAPOLIS, IN
Not availableRegulatory AUM · August 2026
AMELIORA WEALTH MANAGEMENT LTD.CRD 164038
$1,162,741,425.00Regulatory AUM · August 2026
AMERANT INVESTMENTS, INC.CRD 117284 · CORAL GABLES, FL
$782,386,060.00Regulatory AUM · August 2026
AMERAUDI ASSET MANAGEMENT, INC.CRD 119854 · NEW YORK, NY
$2,098,273,770.00Regulatory AUM · August 2026
AMERGIN ASSET MANAGEMENT, LLCCRD 323350 · BOCA RATON, FL
$1,209,349,808.00Regulatory AUM · August 2026
AMERICA FIRST INVESTMENT ADVISORS LLCCRD 106984 · OMAHA, NE
$665,144,120.00Regulatory AUM · August 2026
AMERICAN ALPHA ADVISORS, LLCCRD 291796 · NEW YORK, NY
$362,780,050.00Regulatory AUM · August 2026
AMERICAN ASSET MANAGEMENT INC.CRD 123116 · BOCA RATON, FL
$153,268,091.00Regulatory AUM · August 2026
AMERICAN ASSETS INVESTMENT MANAGEMENT, LLCCRD 131660 · SAN DIEGO, CA
$5,868,168,672.00Regulatory AUM · August 2026
AMERICAN BEACON ADVISORS, INC.CRD 105552 · IRVING, TX
$59,930,253,237.00Regulatory AUM · August 2026
AMERICAN CAPITAL ADVISORY, LLCCRD 141944 · KETCHUM, ID
$334,417,722.00Regulatory AUM · August 2026
AMERICAN CAPITAL MANAGEMENT INCCRD 110861 · NEW YORK, NY
$2,111,011,554.00Regulatory AUM · August 2026
AMERICAN CENTURY INVESTMENT MANAGEMENT INCCRD 105778 · KANSAS CITY, MO
$305,984,711,783.00Regulatory AUM · August 2026
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.CRD 290043 · KANSAS CITY, MO
$2,332,399,868.00Regulatory AUM · August 2026
AMERICAN COMMUNITY WEALTH MANAGEMENT, LLCCRD 147376 · CRYSTAL LAKE, IL
$195,398,095.00Regulatory AUM · August 2026
AMERICAN DISCOVERY INVESTMENT ADVISORS, LLCCRD 301331 · LOS ANGELES, CA
$279,325,049.00Regulatory AUM · August 2026
AMERICAN EXPATS IN EUROPE LTD.CRD 319225
$2,625,050.00Regulatory AUM · August 2026
AMERICAN FINANCIAL & TAX STRATEGIES, INC.CRD 115559 · NEW YORK, NY
$279,394,820.00Regulatory AUM · August 2026
AMERICAN FINANCIAL ADVISORS INCCRD 108530 · WINTER PARK, FL
$1,279,425,880.00Regulatory AUM · August 2026
AMERICAN FINANCIAL ADVISORS, LLC.CRD 115824 · MARIETTA, GA
$950,150,212.00Regulatory AUM · August 2026
AMERICAN FINANCIAL MANAGEMENT, LTD.CRD 111016 · OWINGS MILLS, MD
$31,600,000.00Regulatory AUM · August 2026
AMERICAN FUNDSTARS FINANCIAL GROUP LLCCRD 315860 · IRVINE, CA
$332,687,583.00Regulatory AUM · August 2026
AMERICAN INDEPENDENT SECURITIES GROUP, LLCCRD 135288 · EAGLE, ID
$986,332,007.00Regulatory AUM · August 2026
AMERICAN INFRASTRUCTURE PARTNERS, LLCCRD 299402 · FOSTER CITY, CA
$1,703,237,998.00Regulatory AUM · August 2026
AMERICAN INVESTMENT ADVISORS INCCRD 104579 · MADISON, WI
$137,877,247.00Regulatory AUM · August 2026
AMERICAN INVESTMENT SERVICES INCCRD 110043 · GREAT BARRINGTON, MA
$1,072,980,569.00Regulatory AUM · August 2026
AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC")CRD 161853 · CINCINNATI, OH
$21,322,579,000.00Regulatory AUM · August 2026
AMERICAN MONEY MANAGEMENT, LLCCRD 115357 · RANCHO SANTA FE, CA
$844,008,013.00Regulatory AUM · August 2026
AMERICAN MORTGAGE INVESTMENT PARTNERS MANAGEMENT, LLCCRD 284231 · SEAL BEACH, CA
$1,459,339,351.00Regulatory AUM · August 2026
AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.CRD 110117 · FEDERAL WAY, WA
$41,317,000.00Regulatory AUM · August 2026
AMERICAN PACIFIC GROUP, L.P.CRD 306218 · LARKSPUR, CA
$1,335,827,686.00Regulatory AUM · August 2026
AMERICAN REALTY ADVISORS, LLCCRD 107965 · LOS ANGELES, CA
$3,236,267,594.00Regulatory AUM · August 2026
AMERICAN RETIREMENT PLANNING GROUP INCCRD 108300 · LAS VEGAS, NV
$348,138,260.00Regulatory AUM · August 2026
AMERICAN SECURITIES LLCCRD 160648 · NEW YORK, NY
$18,905,167,343.00Regulatory AUM · August 2026
AMERICAN TRIPLE I, LLCCRD 318463 · NEW YORK, NY
$832,213,457.00Regulatory AUM · August 2026
AMERICAN TRUST INVESTMENT ADVISORS, LLCCRD 114439 · LEBANON, NH
$303,477,345.00Regulatory AUM · August 2026
AMERICAN WEALTH ADMINISTRATION GROUP LLCCRD 282683 · GLEN COVE, NY
$48,345,000.00Regulatory AUM · August 2026
AMERICAN WEALTH ADVISORS, LLCCRD 145791 · JOHNS CREEK, GA
$120,170,823.00Regulatory AUM · August 2026
AMERICAN WEALTH MANAGEMENTCRD 122205 · RENO, NV
$760,503,793.00Regulatory AUM · August 2026
AMERICAN WEALTH MANAGEMENT, INC.CRD 25536 · ALPHARETTA, GA
$310,016,000.00Regulatory AUM · August 2026
AMERICANA PARTNERS, LLCCRD 301354 · HOUSTON, TX
$9,101,689,133.00Regulatory AUM · August 2026
AMERIPRISE FINANCIAL SERVICES, LLCCRD 6363 · MINNEAPOLIS, MN
$660,474,421,776.00Regulatory AUM · August 2026
AMERISERV WEALTH ADVISORS INCCRD 105846 · JOHNSTOWN, PA
$1,111,917,969.00Regulatory AUM · August 2026
AMERITAS ADVISORY SERVICES, LLCCRD 317245 · LINCOLN, NE
$13,746,443,625.00Regulatory AUM · August 2026
AMERITAS INVESTMENT PARTNERS, INC.CRD 109381 · LINCOLN, NE
$29,007,591,987.00Regulatory AUM · August 2026
AMERITY WEALTH MANAGEMENT, LLCCRD 322265 · LAKELAND, FL
$338,837,000.00Regulatory AUM · August 2026
AMERRA CAPITAL MANAGEMENT, LLCCRD 155860 · ENGLEWOOD, NJ
$610,364,061.00Regulatory AUM · August 2026
AMG ASSET MANAGEMENT GROUP, INC.CRD 319444 · CARTERSVILLE, GA
$200,055,821.00Regulatory AUM · August 2026
AMG FUNDS LLCCRD 153456 · STAMFORD, CT
$18,253,165,249.00Regulatory AUM · August 2026
AMH EQUITY LTDCRD 160452
$107,299,791.00Regulatory AUM · August 2026
AMHERST CAPITAL MANAGEMENT LLCCRD 174130 · NEW YORK, NY
$544,672,797.00Regulatory AUM · August 2026
AMI ASSET MANAGEMENT CORPCRD 110291 · LOS ANGELES, CA
$1,925,617,855.00Regulatory AUM · August 2026
AMI ENTERPRISES INC.CRD 342848 · RALEIGH, NC
Not availableRegulatory AUM · August 2026
AMI INVESTMENT MANAGEMENT INCCRD 106321 · KENDALLVILLE, IN
$963,593,785.00Regulatory AUM · August 2026
AMICORP WEALTH SERVICES LLCCRD 319247 · MIAMI, FL
$188,503,783.00Regulatory AUM · August 2026
AMICUS FINANCIAL ADVISORS, LLCCRD 131315 · LUBBOCK, TX
$550,940,733.00Regulatory AUM · August 2026
AMIDON & PETERSEN FINANCIALS, LLCCRD 143079 · ALBANY, NY
$39,066,667.00Regulatory AUM · August 2026
AMITY VENTURES, LLCCRD 290313 · SAN FRANCISCO, CA
$1,737,465,804.00Regulatory AUM · August 2026
AMJ FINANCIAL WEALTH MANAGEMENT LLCCRD 162878 · LEESBURG, VA
$481,821,476.00Regulatory AUM · August 2026
AMOVA ASSET MANAGEMENT AMERICAS, INC.CRD 824 · NEW YORK, NY
$7,784,114,094.00Regulatory AUM · August 2026
AMOVA ASSET MANAGEMENT ASIA LIMITEDCRD 161589
$14,233,985,113.00Regulatory AUM · August 2026
AMOVA ASSET MANAGEMENT CO., LTD.CRD 110997
$247,426,800,740.00Regulatory AUM · August 2026
AMOVA ASSET MANAGEMENT UK LIMITEDCRD 111038
$19,189,161,714.00Regulatory AUM · August 2026
AMPERSAND CAPITAL GROUP, L.P.CRD 329612 · BURLINGAME, CA
$235,130,818.00Regulatory AUM · August 2026
AMPERSAND MANAGEMENT LLCCRD 161522 · BOSTON, MA
$3,093,543,241.00Regulatory AUM · August 2026
AMPFIELD MANAGEMENT, L.P.CRD 292722 · NEW YORK, NY
$773,956,851.00Regulatory AUM · August 2026