All investment adviser firms · Page 10
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- AMPHORA WEALTH MANAGEMENT, LLCCRD 157968 · CHAPEL HILL, NC$196,205,424.00Regulatory AUM · August 2026
- AMPLIFY ENDOWMENT MANAGEMENT, LLCCRD 277129$57,642,466.00Regulatory AUM · August 2026
- AMPLIFY FINANCIAL, LLCCRD 325721 · SCOTTSDALE, AZ$230,715,554.00Regulatory AUM · August 2026
- AMPLIFY INVESTMENTS LLCCRD 173781 · LISLE, IL$17,701,181,602.00Regulatory AUM · August 2026
- AMPLIUS ASSET MANAGEMENT, LLCCRD 334991 · BLUE BELL, PA$247,303,106.00Regulatory AUM · August 2026
- AMPLIUS WEALTH ADVISORS, LLCCRD 312463 · BLUE BELL, PA$1,741,153,923.00Regulatory AUM · August 2026
- AMS CHILDREN'S FUND, LPCRD 164111$15,150,000.00Regulatory AUM · August 2026
- AMULET CAPITAL PARTNERS, L.P.CRD 172012 · GREENWICH, CT$2,516,081,074.00Regulatory AUM · August 2026
- AMUNDI US INVESTMENT ADVISORS LLCCRD 334151 · BOSTON, MA$1,132,473,403.00Regulatory AUM · August 2026
- AMUNI FINANCIAL, INC.CRD 8365 · ST PETERSBURG, FL$194,623,000.00Regulatory AUM · August 2026
- AMVOY FINANCIAL LTDCRD 310167Not availableRegulatory AUM · July 2026
- AN EXCEPTIONAL LIFE FINANCIAL, LLCCRD 288742 · INDIANAPOLIS, IN$258,925,194.00Regulatory AUM · August 2026
- ANABRANCH CAPITAL MANAGEMENT, LPCRD 309151 · STAMFORD, CT$396,991,787.00Regulatory AUM · August 2026
- ANALOG CENTURY MANAGEMENT LPCRD 298760 · NEW YORK, NY$2,451,577,519.00Regulatory AUM · August 2026
- ANALYST ALPHA GENERATION LIMITEDCRD 164479Not availableRegulatory AUM · August 2026
- ANALYST PORTFOLIO MANAGEMENT LTD.CRD 114642$2,686,327,947.00Regulatory AUM · August 2026
- ANALYZE FUTURE LLCCRD 314583 · NEW HAVEN, CTNot availableRegulatory AUM · August 2026
- ANANYM CAPITAL MANAGEMENT, LPCRD 332320 · NEW YORK, NY$297,607,139.00Regulatory AUM · August 2026
- ANCALA PARTNERS LLCCRD 333844 · NEW YORK, NY$4,356,085,604.00Regulatory AUM · August 2026
- ANCHOR & OAK WEALTH ADVISORS, LLCCRD 342544 · MARCO ISLAND, FLNot availableRegulatory AUM · August 2026
- ANCHOR BAY CAPITAL, INC.CRD 116913 · CARLSBAD, CA$247,127,800.00Regulatory AUM · August 2026
- ANCHOR BAY PRIVATE WEALTH LLCCRD 327418 · CARLSBAD, CA$51,721,000.00Regulatory AUM · August 2026
- ANCHOR CAPITAL ADVISORS LLCCRD 105540 · BOSTON, MA$2,373,821,053.00Regulatory AUM · August 2026
- ANCHOR CAPITAL MANAGEMENT GROUP, INC.CRD 123543 · ALISO VIEJO, CA$191,231,382.00Regulatory AUM · August 2026
- ANCHOR CAPITAL MANAGEMENT, LLCCRD 124600 · ITHACA, NY$61,156,514.00Regulatory AUM · August 2026
- ANCHOR HEALTH CAPITAL, LLCCRD 309949 · CHATTANOOGA, TN$166,049,154.00Regulatory AUM · August 2026
- ANCHOR INVESTMENT MANAGEMENT, LLCCRD 135296 · COLUMBIA, SC$1,515,803,797.00Regulatory AUM · August 2026
- ANCHOR POINT FINANCIAL LLCCRD 334103 · BAKERSFIELD, CA$173,629,593.00Regulatory AUM · August 2026
- ANCHOR WEALTH MANAGEMENT GROUP LLCCRD 329286 · WEST PALM BEACH, FL$232,975,560.00Regulatory AUM · August 2026
- ANCHORAGE CAPITAL ADVISORS, L.P.CRD 328998 · NEW YORK, NY$27,826,508,017.00Regulatory AUM · August 2026
- ANCHORAGE CAPITAL GROUP, L.L.C.CRD 135657 · NEW YORK, NY$3,707,574,012.00Regulatory AUM · August 2026
- ANCHORED FINANCIAL PLANNING LLCCRD 336537 · WEST DEPTFORD, NJ$182,862,179.00Regulatory AUM · August 2026
- ANCHR TECHNOLOGIES RIA LLCCRD 340245 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- ANCHYRA PARTNERS LLCCRD 335467 · ATLANTA, GA$689,203,741.00Regulatory AUM · August 2026
- ANCIENT ART, L.P.CRD 141112 · AUSTIN, TX$1,504,114,292.00Regulatory AUM · August 2026
- ANCIENT MANAGEMENT LPCRD 324806 · NEW YORK, NY$531,550,000.00Regulatory AUM · August 2026
- ANCOR HOLDINGS, LPCRD 210524 · SOUTHLAKE, TX$458,419,453.00Regulatory AUM · August 2026
- ANCORA ADVISORS LLCCRD 124674 · MAYFIELD HEIGHTS, OH$4,614,815,571.00Regulatory AUM · August 2026
- ANCORA ALTERNATIVES LLCCRD 311902 · CLEVELAND, OH$1,131,830,017.00Regulatory AUM · August 2026
- ANCORA PRIVATE WEALTH ADVISORS, LLCCRD 124845 · CLEVELAND, OH$3,899,628,309.00Regulatory AUM · August 2026
- ANCORA RETIREMENT PLAN ADVISORS, LLCCRD 31256 · CLEVELAND, OH$1,534,388,933.00Regulatory AUM · August 2026
- ANCORA WEST ADVISORS, LLCCRD 285644 · RENO, NV$51,944,991.00Regulatory AUM · August 2026
- AND WEALTH PARTNERS, LLCCRD 149136 · BALTIMORE, MD$508,225,417.00Regulatory AUM · August 2026
- ANDA ASSET MANAGEMENT CO., LTD.CRD 165123$1,226,111,773.00Regulatory AUM · August 2026
- ANDALUSIAN CREDIT PARTNERS, LLCCRD 324744 · NEW YORK, NY$541,294,578.00Regulatory AUM · August 2026
- ANDALUSIAN PRIVATE CAPITAL, LPCRD 313032 · NEW YORK, NY$1,775,661,597.00Regulatory AUM · August 2026
- ANDBANC ADVISORY LLCCRD 150463 · MIAMI, FL$806,476,121.00Regulatory AUM · August 2026
- ANDERSEN TAX LLCCRD 124205 · MCLEAN, VA$6,348,792,000.00Regulatory AUM · August 2026
- ANDERSON FINANCIAL PARTNERS, INC.CRD 126641 · PONTE VEDRA, FL$1,521,000,000.00Regulatory AUM · August 2026
- ANDERSON FINANCIAL STRATEGIES, LLCCRD 290343 · DAYTON, OH$402,105,003.00Regulatory AUM · August 2026
- ANDERSON GRIGGS & COMPANY, INC.CRD 110313 · ROCK HILL, SC$133,610,533.00Regulatory AUM · August 2026
- ANDERSON GROWTH PARTNERS, LLCCRD 138600 · BIRMINGHAM, AL$1,009,025,725.00Regulatory AUM · August 2026
- ANDERSON HOAGLAND & COCRD 105157 · ST LOUIS, MO$1,427,316,567.00Regulatory AUM · August 2026
- ANDINA CAPITAL MANAGEMENT, LLCCRD 151762 · LOGAN, UT$1,261,450,515.00Regulatory AUM · August 2026
- ANDRA CAPITAL LLCCRD 314080 · SAN FRANCISCO, CA$476,538,169.00Regulatory AUM · August 2026
- ANDREW GARRETT, INC.CRD 29931 · NEW YORK, NY$521,347,399.00Regulatory AUM · August 2026
- ANDREW HILL INVESTMENT ADVISORS, INC.CRD 141590 · NAPLES, FL$231,280,000.00Regulatory AUM · August 2026
- ANDREW W. BYRD & CO., L.L.C.CRD 163780 · NASHVILLE, TN$372,006,787.00Regulatory AUM · August 2026
- ANDREWS ADVISORY ASSOCIATES, LLCCRD 118957 · HONOLULU, HI$268,633,269.00Regulatory AUM · August 2026
- ANDREWS, LUCIA WEALTH MANAGEMENT LLCCRD 130931 · DANVILLE, CA$543,490,977.00Regulatory AUM · August 2026
- ANDROS CAPITAL PARTNERS LLCCRD 310641 · HOUSTON, TX$3,508,954,787.00Regulatory AUM · August 2026
- ANFIELD CAPITAL MANAGEMENT, LLCCRD 165211 · IRVINE, CA$2,164,405,044.00Regulatory AUM · August 2026
- ANGEL OAK CAPITAL ADVISORS, LLCCRD 151090 · ATLANTA, GA$11,493,913,535.00Regulatory AUM · August 2026
- ANGELENO GROUP, LLCCRD 159677 · BEVERLY HILLS, CA$576,509,043.00Regulatory AUM · August 2026
- ANGELES EQUITY PARTNERS, LLCCRD 281284 · LOS ANGELES, CA$1,203,124,040.00Regulatory AUM · August 2026
- ANGELES FAMILY OFFICE, LLCCRD 338266 · SANTA MONICA, CA$181,973,559.00Regulatory AUM · August 2026
- ANGELES INVESTMENT ADVISORS, LLC.CRD 110213 · SANTA MONICA, CA$7,272,416,549.00Regulatory AUM · August 2026
- ANGELES WEALTH MANAGEMENT, LLCCRD 159952 · SANTA MONICA, CA$2,810,418,095.00Regulatory AUM · August 2026
- ANGELLIST ASSET MANAGEMENT, LLCCRD 330361 · SEATTLE, WA$346,479,044.00Regulatory AUM · August 2026
- ANGELO, GORDON & CO., L.P.CRD 131940 · NEW YORK, NY$115,940,095,077.00Regulatory AUM · August 2026
- ANGELUS INVESTMENT CONSULTING, INC.CRD 281413 · CORAL GABLES, FL$226,001,767.00Regulatory AUM · August 2026
- ANKERSTAR WEALTH, LLCCRD 170819 · LEANDER, TX$152,547,581.00Regulatory AUM · August 2026
- ANNALY CREDIT OPPORTUNITIES MANAGEMENT LLCCRD 299542 · NEW YORK, NY$3,726,867,000.00Regulatory AUM · August 2026
- ANNANDALE CAPITAL, LLCCRD 136667 · DALLAS, TX$1,550,202,000.00Regulatory AUM · August 2026
- ANNEX ADVISORY SERVICES, LLCCRD 127987 · BROOKFIELD, WI$8,050,023,961.00Regulatory AUM · August 2026
- ANNIS GARDNER WHITING CAPITAL ADVISORS LLCCRD 150570 · TAMPA, FL$1,726,801,585.00Regulatory AUM · August 2026
- ANOMALY CAPITAL MANAGEMENT, LPCRD 309211 · NEW YORK, NY$5,878,483,249.00Regulatory AUM · August 2026
- ANSON CAPITAL, INC.CRD 131416 · TYRONE, GA$242,205,754.00Regulatory AUM · August 2026
- ANSON FUNDS MANAGEMENT LPCRD 125109 · DALLAS, TX$3,046,431,569.00Regulatory AUM · August 2026
- ANT MONEY ADVISORS, LLCCRD 308481 · NEWPORT BEACH, CANot availableRegulatory AUM · August 2026
- ANTARA CAPITAL LPCRD 298247 · NEW YORK, NY$537,404,646.00Regulatory AUM · August 2026
- ANTARCTICA INVESTMENT ADVISORS, LLCCRD 284659 · NEW YORK, NY$5,568,506,559.00Regulatory AUM · August 2026
- ANTARCTICA SAF PARTNERS, LLCCRD 339770 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- ANTARES CAPITAL ADVISERS LLCCRD 281998 · CHICAGO, IL$47,394,478,494.00Regulatory AUM · August 2026
- ANTARES CAPITAL CREDIT ADVISERS LLCCRD 328497 · CHICAGO, IL$6,171,217,000.00Regulatory AUM · August 2026
- ANTHELION CAPITAL PARTNERS LLCCRD 328009 · NEW YORK, NY$3,549,880,648.00Regulatory AUM · August 2026
- ANTHEMIS CAPITAL MANAGERS (AMERICAS) LLCCRD 323376 · NEW YORK, NY$485,507,277.00Regulatory AUM · August 2026
- ANTHEMIS CAPITAL MANAGERS LIMITEDCRD 286542$485,594,428.00Regulatory AUM · August 2026
- ANTHONY CAPITAL MANAGEMENT, LLCCRD 312256 · DE PERE, WI$37,892,938.00Regulatory AUM · August 2026
- ANTHOS MANAGEMENT, L.P.CRD 165980 · SANTA MONICA, CA$3,043,710,988.00Regulatory AUM · August 2026
- ANTIGRAVITY INVESTMENTS INC.CRD 290288$34,934.00Regulatory AUM · August 2026
- ANTIN INFRASTRUCTURE PARTNERS US SERVICES LLCCRD 298930 · NEW YORK, NY$10,689,482,721.00Regulatory AUM · August 2026
- ANTIPODEAN ADVISORS LLCCRD 155091$137,373,611.00Regulatory AUM · August 2026
- ANTIPODES PARTNERS LIMITEDCRD 299380$13,530,935,794.00Regulatory AUM · August 2026
- ANTMAN, LESTER MURRAYCRD 119311$438,939,064.00Regulatory AUM · August 2026
- ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLCCRD 312253 · SHELBURNE, VT$318,898,746.00Regulatory AUM · August 2026
- ANTONELLI FINANCIAL ADVISORS, LLCCRD 286452 · GROSSE POINTE, MI$229,098,462.00Regulatory AUM · August 2026
- ANTONETTI CAPITAL MANAGEMENT, LLCCRD 156551 · NAPLES, FL$129,358,714.00Regulatory AUM · August 2026
- ANZU PARTNERS, LLCCRD 288985 · TAMPA, FL$1,080,874,904.00Regulatory AUM · August 2026
- AOF MANAGEMENT LLCCRD 170193 · LOS ANGELES, CA$461,469,588.00Regulatory AUM · August 2026