All investment adviser firms · Page 8
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- ALLY INVEST ADVISORS INCCRD 170301 · CHARLOTTE, NC$1,726,325,664.00Regulatory AUM · August 2026
- ALM FIRST FINANCIAL ADVISORS LLCCRD 108561 · DALLAS, TX$76,173,495,779.00Regulatory AUM · August 2026
- ALMANACK INVESTMENT PARTNERS, LLCCRD 282428 · NEWTOWN SQUARE, PA$945,855,184.00Regulatory AUM · August 2026
- ALMITAS CAPITAL LLCCRD 166705 · SANTA MONICA, CA$1,067,717,094.00Regulatory AUM · August 2026
- ALONGSIDE, LLCCRD 333587 · AUSTIN, TX$878,611,865.00Regulatory AUM · August 2026
- ALOOOLA, LLCCRD 325090 · KINGSTON, NJ$51,229,485.00Regulatory AUM · August 2026
- ALPACA VC INVESTMENT MANAGEMENT LLCCRD 317262 · NEW YORK, NY$149,946,780.00Regulatory AUM · August 2026
- ALPEN PARTNERS INTERNATIONAL AGCRD 291759$2,030,496,097.00Regulatory AUM · August 2026
- ALPENGLOBAL CAPITAL, LLCCRD 140186$184,036,686.00Regulatory AUM · August 2026
- ALPHA ADVISORS, LLCCRD 118107 · RICHMOND, VA$256,053,519.00Regulatory AUM · August 2026
- ALPHA ANALYTICS INVESTMENT GROUP LLCCRD 109844 · LOS ANGELES, CA$253,362,000.00Regulatory AUM · August 2026
- ALPHA ARCHITECT, LLCCRD 153905 · NEWTOWN SQUARE, PA$13,502,643,004.00Regulatory AUM · August 2026
- ALPHA BLUE CAPITAL MANAGEMENT LPCRD 328350$10,900,000.00Regulatory AUM · August 2026
- ALPHA CAPITAL ADVISORS, INC.CRD 138825 · BANGOR, ME$145,988,854.00Regulatory AUM · August 2026
- ALPHA CAPITAL FAMILY OFFICE, LLCCRD 307521 · GREENWOOD VILLAGE, CO$295,926,405.00Regulatory AUM · August 2026
- ALPHA CAPITAL MANAGEMENT GROUP LLCCRD 283624 · DENVER, CO$734,390,429.00Regulatory AUM · August 2026
- ALPHA DNA INVESTMENT MANAGEMENT LLCCRD 288198 · COLUMBIA, MD$194,698,387.00Regulatory AUM · August 2026
- ALPHA FIDUCIARY, INC.CRD 144720 · SCOTTSDALE, AZ$113,992,108.00Regulatory AUM · August 2026
- ALPHA FINANCIAL ADVISORS, LLCCRD 116291 · MCLEAN, VA$218,325,543.00Regulatory AUM · August 2026
- ALPHA FINANCIAL ADVISORS, LLCCRD 122545 · CHARLOTTE, NC$619,320,059.00Regulatory AUM · August 2026
- ALPHA FINANCIAL MANAGEMENT, INC.CRD 125800 · SAVANNAH, GA$109,376,177.00Regulatory AUM · August 2026
- ALPHA FINANCIAL PARTNERS LLCCRD 306639 · LEXINGTON, KY$459,855,610.00Regulatory AUM · August 2026
- ALPHA GROWTH MANAGEMENT LLCCRD 316760 · DELRAY BEACH, FL$19,584,300.00Regulatory AUM · August 2026
- ALPHA INNOVATIONS LTD.CRD 300529$231,513,989.00Regulatory AUM · August 2026
- ALPHA INVESTMENT CONSULTING GROUP, LLCCRD 139721 · MILWAUKEE, WI$713,594,230.00Regulatory AUM · August 2026
- ALPHA LEONIS PARTNERS, LLCCRD 314560 · WAYNE, PA$418,426,997.00Regulatory AUM · August 2026
- ALPHA OMEGA FINANCIAL ADVISORY, INC.CRD 314289$186,968,599.00Regulatory AUM · August 2026
- ALPHA OMEGA WEALTH MANAGEMENT, LLCCRD 149842 · RICHMOND, VA$1,023,955,176.00Regulatory AUM · August 2026
- ALPHA ONE ASSET MANAGEMENT LLCCRD 338725 · PASADENA, CA$114,691,785.00Regulatory AUM · July 2026
- ALPHA PARTNERS MANAGEMENT, LLCCRD 286141 · NEW YORK, NY$537,548,440.00Regulatory AUM · August 2026
- ALPHA PLANNING AND FINANCIAL SERVICES, INC.CRD 130842 · SOLON, OH$112,753,128.00Regulatory AUM · August 2026
- ALPHA RIA LLCCRD 313285 · NEW YORK, NY$54,128,351.00Regulatory AUM · August 2026
- ALPHA SOLUTIONS INVESTMENT ADVISORS, LLCCRD 156541 · SOUTH SAN FRANCISCO, CA$397,127,864.00Regulatory AUM · August 2026
- ALPHA SQUARE GROUP S, LLCCRD 308022 · NEW YORK, NY$1,596,349,061.00Regulatory AUM · August 2026
- ALPHA VEE ADVISORS LLCCRD 329205Not availableRegulatory AUM · August 2026
- ALPHA WAVE GLOBAL, LPCRD 160894 · MIAMI, FL$26,664,190,422.00Regulatory AUM · August 2026
- ALPHA WEALTH FUNDS, LLCCRD 150231 · PARK CITY, UT$214,122,623.00Regulatory AUM · August 2026
- ALPHA WEALTH MANAGEMENT AND PLANNING LLCCRD 163917 · NOVATO, CA$319,574,000.00Regulatory AUM · August 2026
- ALPHA ZERO LLCCRD 319050 · BOCA RATON, FL$269,778,311.00Regulatory AUM · August 2026
- ALPHA-LAB ASSET MANAGEMENT INC.CRD 327388$8,037,394.00Regulatory AUM · August 2026
- ALPHAAI CAPITAL MANAGEMENT LLCCRD 316128$5,217,537.00Regulatory AUM · August 2026
- ALPHABIT INVESTMENTS, LLCCRD 334827 · FOREST CITY, IA$7,708,704.00Regulatory AUM · August 2026
- ALPHABOND LLCCRD 336339 · PALM BEACH, FL$122,602,000.00Regulatory AUM · August 2026
- ALPHACENTRIC ADVISORS LLCCRD 170679 · SAN JUAN, PR$433,084,612.00Regulatory AUM · August 2026
- ALPHACORE CAPITAL LLCCRD 174346 · LA JOLLA, CA$9,028,614,790.00Regulatory AUM · August 2026
- ALPHADYNE ASSET MANAGEMENT LPCRD 154176 · NEW YORK, NY$164,829,531,663.00Regulatory AUM · August 2026
- ALPHAPOINT, INC.CRD 130115 · CORONA DEL MAR, CA$5,557,761,894.00Regulatory AUM · August 2026
- ALPHAQ ADVISORS LLCCRD 141006 · WINTER PARK, FL$90,630,000.00Regulatory AUM · August 2026
- ALPHAQUEST LLCCRD 285141 · NEW YORK, NY$2,212,507,750.00Regulatory AUM · July 2026
- ALPHASIMPLEX GROUP, LLCCRD 128356 · BOSTON, MA$3,085,939,176.00Regulatory AUM · August 2026
- ALPHASTAR CAPITAL MANAGEMENT, LLCCRD 157423 · CORNELIUS, NC$2,496,202,761.00Regulatory AUM · August 2026
- ALPHATRUST ADVISORY GROUP, LLCCRD 340962 · PHOENIX, AZNot availableRegulatory AUM · August 2026
- ALPHYN CAPITAL MANAGEMENT LLCCRD 304390 · HICKSVILLE, NY$30,269,402.00Regulatory AUM · August 2026
- ALPINE ASSOCIATES MANAGEMENT INC.CRD 138901 · PALM BEACH, FL$2,094,959,691.00Regulatory AUM · August 2026
- ALPINE GROVE PARTNERS LLPCRD 157485 · NEW YORK, NY$1,020,228,030.00Regulatory AUM · August 2026
- ALPINE HILL ADVISORS LLCCRD 325412 · WESTPORT, CT$114,540,048.00Regulatory AUM · August 2026
- ALPINE MANAGEMENT SERVICES III, LLCCRD 157255 · SAN FRANCISCO, CA$18,913,648,910.00Regulatory AUM · August 2026
- ALPINE PRIVATE CAPITAL, LLCCRD 286072 · SAINT LOUIS, MO$1,453,478,904.00Regulatory AUM · August 2026
- ALPINE WEALTH ADVISORS, LLCCRD 105433 · DENVER, CO$115,671,012.00Regulatory AUM · August 2026
- ALPINE WOODS CAPITAL INVESTORS, LLCCRD 112496 · PURCHASE, NY$180,610,000.00Regulatory AUM · August 2026
- ALPINVEST PARTNERS B.V.CRD 159215$39,877,769,139.00Regulatory AUM · August 2026
- ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLCCRD 322058 · NEW YORK, NY$4,469,202,658.00Regulatory AUM · August 2026
- ALPINVEST US HOLDINGS, LLCCRD 328458 · NEW YORK, NY$57,655,913,506.00Regulatory AUM · August 2026
- ALPS ADVISORS, INC.CRD 134340 · DENVER, CO$38,832,034,748.00Regulatory AUM · August 2026
- ALSARI WEALTH MANAGEMENT GLOBAL ADVISORS, LLCCRD 159094 · SAN DIEGO, CA$59,156,389.00Regulatory AUM · August 2026
- ALSWORTH CAPITAL MANAGEMENT, LLCCRD 281417 · CORNING, NY$116,684,055.00Regulatory AUM · August 2026
- ALTA ASSET MANAGEMENT, LLCCRD 339811 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- ALTA CAPITAL MANAGEMENT LLCCRD 106786 · SALT LAKE CITY, UT$1,598,578,238.00Regulatory AUM · August 2026
- ALTA FOX CAPITAL MANAGEMENT, LLCCRD 295816 · FORT WORTH, TX$821,427,086.00Regulatory AUM · August 2026
- ALTA FUNDAMENTAL ADVISERS LLCCRD 168642 · NEW YORK, NY$465,759,000.00Regulatory AUM · August 2026
- ALTA PARK CAPITAL, LPCRD 169422 · SAN FRANCISCO, CA$1,779,560,753.00Regulatory AUM · August 2026
- ALTA WEALTH ADVISORS LLCCRD 293675 · WOBURN, MA$664,634,808.00Regulatory AUM · August 2026
- ALTAI CAPITAL MANAGEMENT, L.P.CRD 151638$49,819,000.00Regulatory AUM · August 2026
- ALTAIR ADVISERS, LLCCRD 120642 · CHICAGO, IL$9,759,855,198.00Regulatory AUM · August 2026
- ALTAMAR PARTNERS NORTH AMERICA LLCCRD 283144 · NEW YORK, NY$5,146,897,079.00Regulatory AUM · August 2026
- ALTAMIRA FINANCIAL GROUP, LLCCRD 316907 · SANTA FE, NM$130,326,433.00Regulatory AUM · August 2026
- ALTAMONT CAPITAL MANAGEMENT, L.P.CRD 160498 · PALO ALTO, CA$4,018,291,898.00Regulatory AUM · August 2026
- ALTAMONT CAPITAL MANAGEMENT, LLC.CRD 118979 · ASHEVILLE, NC$412,289,220.00Regulatory AUM · August 2026
- ALTAMONT WEALTH MANAGEMENT, INC.CRD 136031 · LIVERMORE, CA$182,866,843.00Regulatory AUM · August 2026
- ALTAR ROCK LLCCRD 326868$158,692,083.00Regulatory AUM · August 2026
- ALTARIS, LLCCRD 143611 · NEW YORK, NY$9,343,581,529.00Regulatory AUM · August 2026
- ALTAROCK PARTNERS LPCRD 161005 · WEST PALM BEACH, FL$5,663,773,000.00Regulatory AUM · August 2026
- ALTERA PRIVATE ACCESS, LLCCRD 287467 · ATLANTA, GA$519,059,357.00Regulatory AUM · August 2026
- ALTERI WEALTH LLCCRD 331100 · WESTLAKE VILLAGE, CA$566,121,304.00Regulatory AUM · August 2026
- ALTERIS CAPITAL PARTNERS, LLCCRD 335079 · HOUSTON, TX$139,530,282.00Regulatory AUM · August 2026
- ALTERNA CAPITAL PARTNERS LLCCRD 156954$336,551,414.00Regulatory AUM · August 2026
- ALTERNA EQUITY PARTNERS MANAGEMENT LLCCRD 313985 · FORT LAUDERDALE, FL$227,966,206.00Regulatory AUM · August 2026
- ALTERNA WEALTH MANAGEMENT, INC.CRD 146153 · HOUSTON, TX$1,401,363,335.00Regulatory AUM · August 2026
- ALTERNATIVE ACCESS FUNDS, LLCCRD 305210 · EL SEGUNDO, CA$42,500,000.00Regulatory AUM · August 2026
- ALTERNATIVE CAPITAL FUND MANAGEMENT LLCCRD 311532 · ENGLEWOOD CLIFFS, NJ$1,242,637,913.00Regulatory AUM · August 2026
- ALTERNATIVE FUND ADVISORS, LLCCRD 313109 · BOSTON, MA$245,614,130.00Regulatory AUM · August 2026
- ALTERNATIVE INVESTMENT ADVISORS, LLCCRD 160108 · MAITLAND, FL$385,868,347.00Regulatory AUM · August 2026
- ALTERNATIVE INVESTMENT MANAGEMENT, LLCCRD 158028 · NEW YORK, NY$1,759,890,349.00Regulatory AUM · August 2026
- ALTERNATIVE INVESTMENT RESOURCE, LLCCRD 288165 · CHICAGO, IL$754,174,738.00Regulatory AUM · August 2026
- ALTERRA IOS MANAGER, LLCCRD 324445 · RADNOR, PA$3,185,889,654.00Regulatory AUM · August 2026
- ALTES CAPITAL, LLCCRD 331481$3,189,256,194.00Regulatory AUM · August 2026
- ALTHUM ADVISORS LLCCRD 315952 · MIAMI, FL$2,028,274,973.00Regulatory AUM · August 2026
- ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC.CRD 152104 · CORAL GABLES, FL$690,860,427.00Regulatory AUM · August 2026
- ALTIMETER CAPITAL MANAGEMENT, LPCRD 160017 · MENLO PARK, CA$18,753,715,687.00Regulatory AUM · August 2026
- ALTIORA FINANCIAL GROUP, LLCCRD 292008$981,689,638.00Regulatory AUM · August 2026