All investment adviser firms · Page 88
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- LAKERIDGE WEALTH MANAGEMENT LLCCRD 314071 · MENTOR, OH$805,361,469.00Regulatory AUM · August 2026
- LAKESHORE CAPITAL GROUP, INC.CRD 325609 · ROLLING MEADOWS, IL$181,453,801.00Regulatory AUM · August 2026
- LAKESHORE FINANCIAL PLANNING INC.CRD 299129 · SAINT CLAIR SHORES, MI$469,250,841.00Regulatory AUM · August 2026
- LAKESIDE ADVISORS INCCRD 104540 · SEATTLE, WA$412,236,024.00Regulatory AUM · August 2026
- LAKESIDE DRIVE MANAGEMENT LLCCRD 306808 · BIRMINGHAM, MI$372,256,849.00Regulatory AUM · August 2026
- LAKEWOOD ASSET MANAGEMENT, LLCCRD 174887 · NAPERVILLE, IL$248,655,064.00Regulatory AUM · August 2026
- LAKEWOOD CAPITAL MANAGEMENT, LPCRD 156429 · NEW YORK, NY$3,398,686,000.00Regulatory AUM · August 2026
- LAKPA LLCCRD 335352Not availableRegulatory AUM · August 2026
- LAMINAR WEALTH LLCCRD 167867 · CLAYTON, MO$131,802,391.00Regulatory AUM · August 2026
- LANARK FINANCIAL, INC.CRD 17870 · BIRMINGHAM, AL$1,784,817,450.00Regulatory AUM · August 2026
- LANCASTER INVESTMENT MANAGEMENT LLPCRD 158068$2,062,601,290.00Regulatory AUM · August 2026
- LANCASTER LABS, LLCCRD 339389$8,561,710.00Regulatory AUM · August 2026
- LAND & BUILDINGS INVESTMENT MANAGEMENT, LLCCRD 149487 · STAMFORD, CT$790,084,300.00Regulatory AUM · August 2026
- LANDAAS & COMPANY, LLCCRD 47487 · MILWAUKEE, WI$1,926,588,387.00Regulatory AUM · August 2026
- LANDER & ASSOCIATES INCCRD 110703$180,212,293.00Regulatory AUM · August 2026
- LANDMARK INVESTMENT PARTNERS, L.P.CRD 329543 · WEST PALM BEACH, FL$124,854,836.00Regulatory AUM · August 2026
- LANDMARK MANAGEMENT, LLCCRD 157511 · NEW YORK, NY$6,294,698,147.00Regulatory AUM · August 2026
- LANDMARK WEALTH ADVISORS, LLCCRD 166989 · FARMINGTON, UT$135,877,126.00Regulatory AUM · August 2026
- LANDMARK WEALTH MANAGEMENT, INC.CRD 167188 · NORMAL, IL$287,030,866.00Regulatory AUM · August 2026
- LANDMARK WEALTH MANAGEMENT, LLCCRD 158693 · MELVILLE, NY$442,031,005.00Regulatory AUM · August 2026
- LANDOLT SECURITIES, INC.CRD 28352 · LAKE BLUFF, IL$137,829,035.00Regulatory AUM · August 2026
- LANDON CAPITAL PARTNERS, LLCCRD 292398 · BOSTON, MA$144,773,806.00Regulatory AUM · August 2026
- LANDSCAPE CAPITAL MANAGEMENT LLCCRD 165336 · ENGLEWOOD, NJ$3,029,377,479.00Regulatory AUM · August 2026
- LANDSEER ADVISORS LLCCRD 309937 · PRINCETON, NJ$415,177,332.00Regulatory AUM · August 2026
- LANE BROTHERS & CO INCCRD 105968 · PRESCOTT, AZ$240,099,860.00Regulatory AUM · August 2026
- LANE GENERATIONAL LLCCRD 309619$139,283,759.00Regulatory AUM · August 2026
- LANE42 INVESTMENT PARTNERS, LLCCRD 335548 · SANTA MONICA, CA$2,005,932,000.00Regulatory AUM · August 2026
- LANG & BECKER, INC.CRD 137346 · WASHINGTON, MO$123,184,004.00Regulatory AUM · August 2026
- LANGAN FINANCIAL GROUP LLCCRD 342937 · CAMP HILL, PANot availableRegulatory AUM · August 2026
- LANGAR INVESTMENT MANAGEMENT, LLCCRD 323433$3,994,673.00Regulatory AUM · August 2026
- LANGLEY WEALTH MANAGEMENT, LLCCRD 312823 · CORINTH, MS$370,645,602.00Regulatory AUM · August 2026
- LANIER ASSET MANAGEMENT, LLCCRD 150888 · LOUISVILLE, KY$141,686,194.00Regulatory AUM · August 2026
- LANIER FINANCIAL GROUP LLCCRD 152945 · ATHENS, GA$236,201,282.00Regulatory AUM · August 2026
- LANMAR CAPITAL MANAGEMENT LLCCRD 338848$1,801,000.00Regulatory AUM · July 2026
- LANSDOWNE PARTNERS (UK) LLPCRD 172244$10,295,290,079.00Regulatory AUM · August 2026
- LANSDOWNE WEALTH MANAGEMENT, LLCCRD 155422 · MYSTIC, CT$227,733,000.00Regulatory AUM · August 2026
- LANSING MANAGEMENT, LPCRD 285921 · NEW YORK, NY$178,123,208.00Regulatory AUM · August 2026
- LANSING STREET ADVISORS LLCCRD 306882 · AMBLER, PA$554,999,739.00Regulatory AUM · August 2026
- LANTERN WEALTH ADVISORS, LLCCRD 147420 · MELVILLE, NY$319,865,217.00Regulatory AUM · August 2026
- LANTZ FINANCIAL LLCCRD 297573 · NAPERVILLE, IL$994,110,000.00Regulatory AUM · August 2026
- LANX MANAGEMENT, LLCCRD 138305 · WHITE PLAINS, NY$187,712,765.00Regulatory AUM · August 2026
- LAPIS ADVISERS, LPCRD 153710 · DENVER, CO$789,460,902.00Regulatory AUM · August 2026
- LARAMAR MULTI-FAMILY VALUE MANAGER, LLCCRD 161298 · CHICAGO, IL$1,914,838,725.00Regulatory AUM · August 2026
- LARAWAY FINANCIAL ADVISORS, INC.CRD 114674 · ST. CLOUD, MN$351,499,542.00Regulatory AUM · August 2026
- LARCH CAPITAL PARTNERS LLCCRD 307653 · MIAMI, FL$2,997,286,724.00Regulatory AUM · August 2026
- LARIMER CAPITAL CORPCRD 18189 · DENVER, CO$169,920,671.00Regulatory AUM · August 2026
- LARRY MATHIS FINANCIAL PLANNING, L.L.C.CRD 172858 · PHOENIX, AZ$212,818,466.00Regulatory AUM · August 2026
- LARSEN, GLEN ALLENCRD 118496 · SALT LAKE CITY, UT$146,605,113.00Regulatory AUM · August 2026
- LARSON CAPITAL MANAGEMENT, LLCCRD 301971 · CHESTERFIELD, MO$1,425,678,418.00Regulatory AUM · August 2026
- LARSON FINANCIAL GROUP, LLCCRD 140599 · SAINT LOUIS, MO$5,481,842,388.00Regulatory AUM · August 2026
- LARSON FINANCIAL PLANNING INC.CRD 155671$185,578,702.00Regulatory AUM · August 2026
- LARSON WILLIAMS WEALTH ADVISORS, LLCCRD 311414 · CEDAR CITY, UT$140,020,131.00Regulatory AUM · August 2026
- LAS OLAS CAPITAL ADVISORS, LLCCRD 175077 · FORT LAUDERDALE, FL$551,868,945.00Regulatory AUM · August 2026
- LAS OLAS CAPITAL WEALTH LLCCRD 340641 · FORT LAUDERDALE, FLNot availableRegulatory AUM · August 2026
- LASALLE DEBT INVESTORSCRD 158422 · DENVER, CO$384,707,295.00Regulatory AUM · August 2026
- LASALLE INVESTMENT ADVISORS, INC.CRD 109303 · PEWAUKEE, WI$133,609,468.00Regulatory AUM · August 2026
- LASALLE INVESTMENT MANAGEMENT SECURITIES, LLCCRD 111179 · BALTIMORE, MD$3,326,830,393.00Regulatory AUM · August 2026
- LASALLE INVESTMENT MANAGEMENT, INC.CRD 109307 · CHICAGO, IL$11,459,305,712.00Regulatory AUM · August 2026
- LASALLE ST. INVESTMENT ADVISORS, L.L.C.CRD 109701 · ELMHURST, IL$5,742,301,554.00Regulatory AUM · August 2026
- LATASH INVESTMENTS, LLCCRD 128012 · ANCHORAGE, AK$1,738,283,673.00Regulatory AUM · August 2026
- LATERAL INVESTMENT MANAGEMENT, LLCCRD 159649 · BURLINGAME, CA$1,003,867,391.00Regulatory AUM · August 2026
- LATHROP INVESTMENT MANAGEMENT COMPANYCRD 334458 · LITTLE ROCK, AR$1,009,767,986.00Regulatory AUM · August 2026
- LATITUDE ADVISORS, LLCCRD 151001$566,500,000.00Regulatory AUM · August 2026
- LATKO WEALTH MANAGEMENT, LTD.CRD 282423 · FRANKFORT, IL$327,160,399.00Regulatory AUM · August 2026
- LATTICE STRATEGIES LLCCRD 130373 · WAYNE, PA$2,153,460,678.00Regulatory AUM · August 2026
- LATTICEWORK CAPITAL MANAGEMENT LLCCRD 281690 · DALLAS, TX$705,145,946.00Regulatory AUM · August 2026
- LATTIS MANAGEMENT LPCRD 333629 · NEW YORK, NY$210,650,558.00Regulatory AUM · August 2026
- LAUER CAPITAL MANAGEMENT LTDCRD 109660 · SIOUX FALLS, SD$322,739,854.00Regulatory AUM · August 2026
- LAUER WEALTH, LLCCRD 289763 · VALPARAISO, IN$160,931,690.00Regulatory AUM · August 2026
- LAUFER WEALTH MANAGEMENT, LLCCRD 173446 · BABYLON, NYNot availableRegulatory AUM · August 2026
- LAUGHLIN FINANCIAL LLCCRD 165105 · BLOOMINGTON, IN$200,198,285.00Regulatory AUM · August 2026
- LAUREATE WEALTH MANAGEMENT, LLCCRD 172519 · GLEN ELLYN, IL$121,931,019.00Regulatory AUM · August 2026
- LAUREL OAK WEALTH MANAGEMENT, LLCCRD 336824 · MARLTON, NJ$1,399,270,429.00Regulatory AUM · August 2026
- LAUREL WEALTH ADVISORS, LLCCRD 118469 · CHARLOTTE, NC$1,106,882,815.00Regulatory AUM · August 2026
- LAUREL WEALTH PLANNING LLCCRD 122035 · EDINA, MN$453,642,492.00Regulatory AUM · August 2026
- LAURION CAPITAL MANAGEMENT LPCRD 161278 · NEW YORK, NY$6,764,043,000.00Regulatory AUM · August 2026
- LAURUS GLOBAL EQUITY MANAGEMENT INC.CRD 317604$332,690,515.00Regulatory AUM · August 2026
- LAUTERBACH FINANCIAL ADVISORS, LLCCRD 114431 · EL PASO, TX$700,256,828.00Regulatory AUM · August 2026
- LAVA WEALTH MANAGEMENT, LLCCRD 167674$42,597,301.00Regulatory AUM · August 2026
- LAVACA CAPITAL, LLCCRD 167238 · HOUSTON, TX$927,071,889.00Regulatory AUM · August 2026
- LAVELLE CAPITAL LPCRD 316754 · SAN FRANCISCO, CA$410,087,852.00Regulatory AUM · August 2026
- LAW & ASSOCIATES INCCRD 105350 · GLEN ECHO, MD$326,576,439.00Regulatory AUM · August 2026
- LAWLEY RETIREMENT ADVISORS, LLCCRD 282786 · BUFFALO, NY$2,130,067,484.00Regulatory AUM · August 2026
- LAWRENCE W. KELLY & ASSOCIATES, INC.CRD 106635 · PASADENA, CA$540,075,064.00Regulatory AUM · August 2026
- LAWSON KROEKER INVESTMENT MANAGEMENT INCCRD 105053 · OMAHA, NE$428,568,259.00Regulatory AUM · August 2026
- LAYLINE ADVISORS, LLCCRD 285136 · ROCHESTER, NY$131,311,586.00Regulatory AUM · August 2026
- LAZARD ASSET MANAGEMENT (CANADA)INCCRD 106340 · NEW YORK, NY$2,282,810,629.00Regulatory AUM · August 2026
- LAZARD ASSET MANAGEMENT LLCCRD 122836 · NEW YORK, NY$120,519,820,270.00Regulatory AUM · August 2026
- LAZARI CAPITAL MANAGEMENT, INC.CRD 172932 · BURBANK, CA$691,115,000.00Regulatory AUM · August 2026
- LB PARTNERS LLCCRD 309088 · CHARLOTTESVILLE, VA$191,306,535.00Regulatory AUM · August 2026
- LBB HOLDING COMPANY LLCCRD 282285 · NORWALK, CT$199,543,130.00Regulatory AUM · August 2026
- LBC CREDIT MANAGEMENT, L.P.CRD 157628 · RADNOR, PA$3,235,330,687.00Regulatory AUM · August 2026
- LBJ FAMILY WEALTH ADVISORS, LTD.CRD 129701 · AUSTIN, TX$388,847,133.00Regulatory AUM · August 2026
- LBMC INVESTMENT ADVISORS LLCCRD 108943 · BRENTWOOD, TN$2,226,438,368.00Regulatory AUM · August 2026
- LC VERO MANAGER LLCCRD 338361 · NEW YORK, NY$205,620,000.00Regulatory AUM · August 2026
- LCG ASSOCIATES, INC.CRD 105971 · ATLANTA, GA$2,608,655,710.00Regulatory AUM · August 2026
- LCM CAPITAL MANAGEMENT INCCRD 111074 · CHICAGO, IL$402,997,788.00Regulatory AUM · August 2026
- LCN CAPITAL PARTNERS, L.P.CRD 166799 · NEW YORK, NY$5,904,402,915.00Regulatory AUM · August 2026
- LCP INSTITUTIONAL, LLCCRD 325133 · ATLANTA, GA$3,176,574,790.00Regulatory AUM · August 2026
- LCR WEALTH MANAGEMENT LLCCRD 313013 · WESTPORT, CT$151,788,644.00Regulatory AUM · August 2026