All investment adviser firms · Page 87
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- KOVACK ADVISORS, INC.CRD 140808 · FT. LAUDERDALE, FL$6,279,660,562.00Regulatory AUM · August 2026
- KOVALCIK & GERAGHTY WEALTH PARTNERS LLPCRD 159811 · UPPER ARLINGTON, OH$299,142,929.00Regulatory AUM · August 2026
- KOWALSKI FINANCIAL INC.CRD 300424 · MINNEAPOLIS, MN$202,040,000.00Regulatory AUM · August 2026
- KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC.CRD 298353 · HIGHLANDS RANCH, CO$813,359,043.00Regulatory AUM · August 2026
- KP FINANCIAL MANAGEMENT, LLC DBA CAISSA WEALTH STRATEGIESCRD 150458 · BLOOMINGTON, MN$296,976,582.00Regulatory AUM · August 2026
- KP MANAGEMENT LLCCRD 161307$232,302,941.00Regulatory AUM · August 2026
- KPC TERRAPIN GROUP LLCCRD 285526 · NEW YORK, NY$48,700,000.00Regulatory AUM · August 2026
- KPP ADVISORY SERVICES LLCCRD 289507 · LOUISVILLE, KY$1,241,011,682.00Regulatory AUM · August 2026
- KPS CAPITAL PARTNERS, LPCRD 157678 · NEW YORK, NY$19,080,662,866.00Regulatory AUM · August 2026
- KR CAPITAL LPCRD 338229 · NEW YORK, NY$792,357,312.00Regulatory AUM · August 2026
- KRAEMATON INVESTMENT ADVISORS, INC.CRD 126869 · BRAINTREE, MA$201,501,574.00Regulatory AUM · August 2026
- KRAFT, DAVIS & ASSOCIATES, LLCCRD 175085 · ST. LOUIS, MO$768,487,798.00Regulatory AUM · August 2026
- KRAKEN ADVISER LLCCRD 337920 · FORT LAUDERDALE, FL$377.00Regulatory AUM · August 2026
- KRAL FINANCIAL ADVISORS, LLCCRD 138959$247,408,500.00Regulatory AUM · August 2026
- KRANE CAPITAL MANAGEMENT, LLCCRD 329110 · NEW YORK, NY$48,435,975.00Regulatory AUM · August 2026
- KRANE FINANCIAL SOLUTIONS, LLCCRD 153594 · CALABASAS, CA$294,971,249.00Regulatory AUM · August 2026
- KRANE FUNDS ADVISORS, LLCCRD 157103 · NEW YORK, NY$11,570,871,107.00Regulatory AUM · August 2026
- KREITLER FINANCIAL LLCCRD 309056 · NEW HAVEN, CT$584,905,886.00Regulatory AUM · August 2026
- KRENSAVAGE ASSET MANAGEMENT, LLCCRD 168976 · NEW YORK, NY$300,227,111.00Regulatory AUM · August 2026
- KRILOGY FINANCIAL LLCCRD 149046 · ST. LOUIS, MO$5,195,636,468.00Regulatory AUM · August 2026
- KRISTAL ADVISORS (SG) PTE. LTD.CRD 341175$1,269,350,088.00Regulatory AUM · August 2026
- KRISTEN E. COOMBS LLCCRD 311243 · STATE COLLEGE, PA$268,278,361.00Regulatory AUM · August 2026
- KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLCCRD 338738 · ST. CHARLES, IL$211,482,938.00Regulatory AUM · August 2026
- KRM WEALTH MANAGEMENT L.L.C.CRD 173929 · RENO, NV$264,671,254.00Regulatory AUM · August 2026
- KRONOS WEALTH MANAGEMENT, LLCCRD 281729$27,087,812.00Regulatory AUM · August 2026
- KROON & MITCHELL ASSET MANAGEMENT LLCCRD 168120 · GRAND RAPIDS, MI$220,910,638.00Regulatory AUM · August 2026
- KROPOG FINANCIAL GROUP, LLCCRD 282747 · MANDEVILLE, LA$160,493,597.00Regulatory AUM · August 2026
- KRS CAPITAL MANAGEMENT, LLCCRD 142928 · BLOOMFIELD HILLS, MI$188,870,473.00Regulatory AUM · August 2026
- KRUSE ASSET MANAGEMENT, LLCCRD 143204 · CHICAGO, IL$146,200,000.00Regulatory AUM · August 2026
- KRUSEN CAPITAL MANAGEMENT, LLCCRD 150754 · WEST PALM BEACH, FL$255,745,817.00Regulatory AUM · August 2026
- KRYGER CAPITAL LLCCRD 318571$1,425,976,421.00Regulatory AUM · August 2026
- KSL ADVISORS, LLCCRD 155677 · DENVER, CO$25,611,898,133.00Regulatory AUM · August 2026
- KTF INVESTMENTS, LLCCRD 337465 · SEAL BEACH, CA$700,182,535.00Regulatory AUM · August 2026
- KUBENCE LLCCRD 336461$570,000.00Regulatory AUM · August 2026
- KUBHERA ENTERPRISES LLCCRD 151619 · PRINCETON, NJ$275,500,000.00Regulatory AUM · August 2026
- KUCHARO WEALTH, LLCCRD 329601 · CHARLOTTE, NC$123,656,801.00Regulatory AUM · August 2026
- KUDU INVESTMENT HOLDINGS, LLCCRD 174350 · NEW YORK, NY$1,394,799,306.00Regulatory AUM · August 2026
- KUHN & COMPANY INVESTMENT COUNSEL, LLCCRD 306434 · CHICAGO, IL$182,695,565.00Regulatory AUM · August 2026
- KUHN ADVISORS, INC.CRD 117816 · DURHAM, NC$800,783,297.00Regulatory AUM · August 2026
- KUHN CAPITAL PARTNERS, LLCCRD 283028 · OAK BROOK, IL$169,894,908.00Regulatory AUM · August 2026
- KUKUI TREE CAPITAL MANAGEMENT LLCCRD 330374 · PALO ALTO, CA$105,200,000.00Regulatory AUM · August 2026
- KULT WEALTH MANAGEMENT GROUP, LLCCRD 126740 · BROOKFIELD, WI$135,083,000.00Regulatory AUM · August 2026
- KULTURA CAPITAL MANAGEMENT LPCRD 327510 · PARK CITY, UT$244,688,107.00Regulatory AUM · August 2026
- KUNATH KARREN RINNE & ATKIN LLCCRD 104531 · SEATTLE, WA$373,005,141.00Regulatory AUM · August 2026
- KURAMO CAPITAL MANAGEMENT, LLCCRD 160614 · NEW YORK, NY$257,657,000.00Regulatory AUM · August 2026
- KURE ADVISORY, LLCCRD 311320 · PLYMOUTH, MN$258,971,021.00Regulatory AUM · August 2026
- KURTIN FINANCIAL ADVISERS, LLCCRD 115418$128,455,607.00Regulatory AUM · August 2026
- KURV INVESTMENT MANAGEMENT LLCCRD 323149 · SAN FRANCISCO, CA$279,214,543.00Regulatory AUM · August 2026
- KUTSCHER BENNER BARSNESS & STEVENS, INC.CRD 107475 · SEATTLE, WA$627,791,127.00Regulatory AUM · August 2026
- KUTUMB INVESTMENTS LLCCRD 342420Not availableRegulatory AUM · August 2026
- KUTZ AND COMPANY INC.CRD 124722 · GREAT NECK, NY$115,397,135.00Regulatory AUM · August 2026
- KV SERVICES II LIMITEDCRD 151518Not availableRegulatory AUM · August 2026
- KW WEALTH MANAGEMENT LLCCRD 298466$121,903,775.00Regulatory AUM · August 2026
- KWB WEALTHCRD 300921 · REDLANDS, CA$1,234,634,396.00Regulatory AUM · August 2026
- KWK MANAGEMENT LLCCRD 131097 · HOUSTON, TX$262,542,013.00Regulatory AUM · August 2026
- KWMG, LLCCRD 170293 · OVERLAND PARK, KS$1,233,414,323.00Regulatory AUM · August 2026
- KYNAM CAPITAL MANAGEMENT, LPCRD 314368$2,405,442,793.00Regulatory AUM · August 2026
- KYNANCE COVE CAPITAL LLPCRD 341728Not availableRegulatory AUM · August 2026
- KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD.CRD 174341 · NEW YORK, NY$1,491,367,626.00Regulatory AUM · August 2026
- L & B REALTY ADVISORS, LLPCRD 136654 · DALLAS, TX$218,557.00Regulatory AUM · August 2026
- L & S ADVISORS, INCCRD 140923 · LOS ANGELES, CA$1,163,055,017.00Regulatory AUM · August 2026
- L & W FINANCIAL, LLCCRD 285310 · COLLEGE STATION, TX$207,487,000.00Regulatory AUM · August 2026
- L 1 GLOBAL WEALTH LLCCRD 337213 · COCONUT GROVE, FL$2,810,167,033.00Regulatory AUM · August 2026
- L CAPITAL, LLCCRD 277098 · WINDSOR, CA$197,175,570.00Regulatory AUM · August 2026
- L SQUARED CAPITAL MANAGEMENT LPCRD 288509 · NEWPORT BEACH, CA$2,041,017,515.00Regulatory AUM · August 2026
- L. C. BHANDARI & CO.CRD 158831$344,278,492.00Regulatory AUM · August 2026
- L. K. BENSON & COMPANY, P.C.CRD 107908 · TIMONIUM, MD$446,232,124.00Regulatory AUM · August 2026
- L. ROY PAPP & ASSOCIATES, LLPCRD 105130 · PHOENIX, AZ$1,621,804,561.00Regulatory AUM · August 2026
- L.D. LOWE WEALTH ADVISORY, INC.CRD 136596 · RICHARDSON, TX$118,813,315.00Regulatory AUM · August 2026
- L.J. ALTFEST & CO., INC.CRD 110130 · NEW YORK, NY$1,798,317,121.00Regulatory AUM · August 2026
- L.J. BREY, INC.CRD 113996$117,331,252.00Regulatory AUM · August 2026
- L.S.Y., INCCRD 38 · SAN RAMON, CA$630,665,806.00Regulatory AUM · August 2026
- L&L PARTNERS WEALTH MANAGEMENT, LLCCRD 140077 · SUFFERN, NY$81,801,519.00Regulatory AUM · August 2026
- L&S INVESTMENT ADVISORS, LLCCRD 285002 · MIAMI, FL$231,360,969.00Regulatory AUM · August 2026
- L&S PRIVATE WEALTH, LLCCRD 339946 · OKLAHOMA CITY, OK$108,501,056.00Regulatory AUM · August 2026
- L1 CAPITAL GLOBAL INC.CRD 310223 · MIAMI BEACH, FL$433,624,735.00Regulatory AUM · August 2026
- L2 ASSET MANAGEMENT, LLCCRD 172688$1,270,837,759.00Regulatory AUM · August 2026
- L2 POINT MANAGEMENT LLCCRD 317924 · SAN FRANCISCO, CA$622,482,147.00Regulatory AUM · August 2026
- LA CROSSE FINANCIAL PLANNING INC.CRD 313361 · ONALASKA, WI$175,656,748.00Regulatory AUM · August 2026
- LAB QUANTITATIVE STRATEGIES, LLCCRD 312409 · DENVER, CO$1,566,601,726.00Regulatory AUM · August 2026
- LADD CAPITAL MANAGEMENT LLCCRD 105162 · NEW HAVEN, CT$176,584,800.00Regulatory AUM · August 2026
- LADDER CAPITAL ASSET MANAGEMENT LLCCRD 160383 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- LADENBURG THALMANN ASSET MANAGEMENT INCCRD 108604 · NEW YORK, NY$6,675,795,755.00Regulatory AUM · August 2026
- LAFAYETTE INVESTMENTS, INC.CRD 22471 · ASHTON, MD$942,844,376.00Regulatory AUM · August 2026
- LAFFER TENGLER INVESTMENTS, INC.CRD 108068 · NASHVILLE, TN$800,063,389.00Regulatory AUM · August 2026
- LAFISE GLOBAL ADVISORS LLCCRD 331244 · MIAMI, FL$699,013,886.00Regulatory AUM · August 2026
- LAFLEUR & GODFREY LLCCRD 168831 · GRAND RAPIDS, MI$1,016,437,853.00Regulatory AUM · August 2026
- LAGO ASSET MANAGEMENT, LLCCRD 305631 · CHICAGO, IL$604,879,664.00Regulatory AUM · August 2026
- LAGODA INVESTMENT MANAGEMENT, L.P.CRD 170961 · NEW YORK, NY$312,629,215.00Regulatory AUM · August 2026
- LAGUNA WEALTH ADVISORS, LLCCRD 167847$161,238,425.00Regulatory AUM · August 2026
- LAIDLAW WEALTH MANAGEMENT LLCCRD 150040 · NEW YORK, NY$108,065,823.00Regulatory AUM · August 2026
- LAIRD NORTON WETHERBY WEALTH MANAGEMENT, LLCCRD 107341 · SEATTLE, WA$12,183,776,067.00Regulatory AUM · August 2026
- LAKE AVENUE FINANCIAL LLCCRD 315746 · PASADENA, CA$154,709,844.00Regulatory AUM · August 2026
- LAKE HILL CAPITAL MANAGEMENT, LLCCRD 166526 · NEW YORK, NY$1,584,844,393.00Regulatory AUM · August 2026
- LAKE HILLS WEALTH MANAGEMENT, LLCCRD 286175 · AUSTIN, TX$206,898,245.00Regulatory AUM · August 2026
- LAKE PACIFIC MANAGEMENT COMPANY, LLCCRD 174253 · DALLAS, TX$213,244,049.00Regulatory AUM · August 2026
- LAKE ROAD ADVISORS, LLCCRD 281657 · CORNING, NY$98,754,467.00Regulatory AUM · August 2026
- LAKE STREET PRIVATE WEALTH, LLCCRD 296761 · CHICAGO, IL$1,158,676,142.00Regulatory AUM · August 2026
- LAKE WHILLANS CAPITAL PARTNERS LLCCRD 287835 · PLANO, TX$311,888,413.00Regulatory AUM · August 2026
- LAKEMORE PARTNERS MANAGEMENT US LLCCRD 311223$416,577,130.00Regulatory AUM · August 2026