All investment adviser firms · Page 85
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- KELLY WEALTH MANAGEMENT, INC.CRD 328386 · ROYAL OAK, MI$160,588,514.00Regulatory AUM · August 2026
- KELMAN LAZAROV INCCRD 107727 · MEMPHIS, TN$894,604,455.00Regulatory AUM · August 2026
- KELSEY FINANCIAL, LLCCRD 314950 · MOORPARK, CA$176,190,130.00Regulatory AUM · August 2026
- KELSO & COMPANY, L.P.CRD 131471 · NEW YORK, NY$14,323,432,504.00Regulatory AUM · August 2026
- KELSON ASSET MANAGEMENT LLCCRD 315511$205,593,070.00Regulatory AUM · August 2026
- KENDALL CAPITAL MANAGEMENTCRD 134740 · ROCKVILLE, MD$743,866,798.00Regulatory AUM · August 2026
- KENMAR PREFERRED INVESTMENTS, LLCCRD 226658 · NEW YORK, NY$31,439,754.00Regulatory AUM · August 2026
- KENNEDY CAPITAL MANAGEMENT LLCCRD 105834 · ST LOUIS, MO$5,019,213,881.00Regulatory AUM · August 2026
- KENNEDY INVESTMENT GROUP, INC.CRD 322605 · WEST DEPTFORD, NJ$633,231,923.00Regulatory AUM · August 2026
- KENNEDY LEWIS CAPITAL HOLDINGS LLCCRD 324025 · NEW YORK, NY$1,157,337,008.00Regulatory AUM · August 2026
- KENNEDY LEWIS LOAN MANAGEMENT LLCCRD 316091 · NEW YORK, NY$9,417,744,188.00Regulatory AUM · August 2026
- KENNEDY LEWIS MANAGEMENT LPCRD 290399 · NEW YORK, NY$11,536,179,487.00Regulatory AUM · August 2026
- KENNEDY WEALTH & TAX MANAGEMENT, LLCCRD 172394 · SOUTHBURY, CT$215,498,334.00Regulatory AUM · August 2026
- KENNERMAN ASSOCIATE INCCRD 105696 · SARATOGA SPRING, NY$825,450,300.00Regulatory AUM · August 2026
- KENNETH FRENKE & CO., INC.CRD 109352 · ARDEN, NC$206,511,505.00Regulatory AUM · August 2026
- KENNEY INVESTMENTS INCCRD 105665 · NORTHFIELD, IL$328,498,193.00Regulatory AUM · August 2026
- KENNICOTT CAPITAL MANAGEMENT LLCCRD 128947$323,918,154.00Regulatory AUM · August 2026
- KENNON-GREEN & COMPANY, LLCCRD 284713 · NEW ALBANY, OH$171,393,207.00Regulatory AUM · August 2026
- KENNONDALE CAPITAL MANAGEMENT, LLCCRD 299863 · RICHMOND, VA$141,919,614.00Regulatory AUM · August 2026
- KENORA FINANCIAL, LLCCRD 123524 · DES PLAINES, IL$315,800,000.00Regulatory AUM · August 2026
- KENSICO CAPITAL MANAGEMENT CORP.CRD 157934 · GREENWICH, CT$7,876,558,200.00Regulatory AUM · August 2026
- KENSINGTON ASSET MANAGEMENT, LLCCRD 309780 · AUSTIN, TX$2,557,083,742.00Regulatory AUM · August 2026
- KENSINGTON FINANCIAL ADVISORS LLCCRD 136346 · ROSELAND, NJ$159,918,342.00Regulatory AUM · August 2026
- KENSINGTON FINANCIAL GROUP, INC.CRD 127658 · WINSTON-SALEM, NC$169,515,660.00Regulatory AUM · August 2026
- KENSINGTON INVESTMENT COUNSEL, LLCCRD 108012 · LONG BEACH, CA$310,195,669.00Regulatory AUM · August 2026
- KENSYS LTDCRD 327832Not availableRegulatory AUM · August 2026
- KENTER CANYON CAPITAL, LLCCRD 150624$444,754,867.00Regulatory AUM · August 2026
- KEPOS CAPITAL LPCRD 156361 · NEW YORK, NY$2,466,212,184.00Regulatory AUM · August 2026
- KERA CAPITAL PARTNERS, INC.CRD 312875 · SAN JOSE, CA$1,364,403,650.00Regulatory AUM · August 2026
- KERBEROS CAPITAL MANAGEMENT LLCCRD 315699 · CHICAGO, IL$412,242,358.00Regulatory AUM · August 2026
- KERBERROSE WEALTH MANAGEMENT, LLCCRD 168787 · SHAWANO, WI$1,155,164,256.00Regulatory AUM · August 2026
- KERCHEVILLE ADVISORS LLCCRD 169471 · SAN ANTONIO, TX$554,733,810.00Regulatory AUM · August 2026
- KERR FINANCIAL PLANNING CORPORATIONCRD 277142 · FRESNO, CA$131,030,044.00Regulatory AUM · August 2026
- KERRISDALE ADVISERS, LLCCRD 160804 · MIAMI BEACH, FL$447,769,865.00Regulatory AUM · August 2026
- KERUSSO CAPITAL MANAGEMENT, LLCCRD 316352 · WINSTON-SALEM, NC$222,350,929.00Regulatory AUM · August 2026
- KERUX, LLCCRD 327724 · GRANITE BAY, CA$428,000,000.00Regulatory AUM · August 2026
- KESLER, NORMAN & WRIDE, LLCCRD 307667 · OGDEN, UT$661,412,755.00Regulatory AUM · August 2026
- KESSLER INVESTMENT GROUP, LLCCRD 153696 · COLUMBUS, IN$359,683,677.00Regulatory AUM · August 2026
- KESTENBAUM CAPITAL, LLCCRD 323268Not availableRegulatory AUM · August 2026
- KESTRA ADVISORY SERVICES, LLCCRD 283330 · AUSTIN, TX$79,798,091,767.00Regulatory AUM · August 2026
- KESTRA INSTITUTIONAL SERVICES, LLCCRD 151790 · AUSTIN, TXNot availableRegulatory AUM · August 2026
- KESTRA INVESTMENT MANAGEMENT, LLC.CRD 317711 · AUSTIN, TX$4,312,723,263.00Regulatory AUM · August 2026
- KESTRA PRIVATE WEALTH SERVICES, LLCCRD 155193 · AUSTIN, TX$13,452,224,033.00Regulatory AUM · August 2026
- KESTREL INVESTMENT MANAGEMENT CORPCRD 106789 · SAN MATEO, CA$179,964,874.00Regulatory AUM · August 2026
- KESTREL PARTNERS LLPCRD 226573$291,045,486.00Regulatory AUM · August 2026
- KESTREL WEALTH MANAGEMENT, LLCCRD 153503 · SOUTH BEND, IN$143,906,000.00Regulatory AUM · August 2026
- KETRON FINANCIAL LLCCRD 330807 · NOVATO, CA$383,952,306.00Regulatory AUM · August 2026
- KETTLE HILL CAPITAL MANAGEMENT, LLCCRD 163722 · NEW YORK, NY$615,543,519.00Regulatory AUM · August 2026
- KEUDELL MORRISON WEALTH MANAGEMENT, LLCCRD 292600 · SALEM, OR$921,506,676.00Regulatory AUM · August 2026
- KEVIN E. VANDENBERG, LLCCRD 173687$120,584,393.00Regulatory AUM · August 2026
- KEVIN M. GIBNEY AND COMPANY, LLCCRD 151879 · ISELIN, NJ$306,917,848.00Regulatory AUM · August 2026
- KEY CAPITAL MANAGEMENT, INC.CRD 173773 · HENDERSONVILLE, TN$392,952,016.00Regulatory AUM · August 2026
- KEY CLIENT FIDUCIARY ADVISORS, LLCCRD 298240 · FAIRFIELD, NJ$896,330,281.00Regulatory AUM · August 2026
- KEY FINANCIAL, INC.CRD 116240 · WEST CHESTER, PA$2,839,149,609.00Regulatory AUM · August 2026
- KEY GROUP MANAGEMENT, INC.CRD 146054 · FOUNTAIN HILLS, AZ$303,800,000.00Regulatory AUM · August 2026
- KEY INVESTMENT SERVICES LLCCRD 136300 · BROOKLYN, OH$8,876,856,848.00Regulatory AUM · August 2026
- KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLCCRD 139806 · DAYTONA BEACH, FL$400,113,566.00Regulatory AUM · August 2026
- KEYFRAME CAPITAL PARTNERS, L.P.CRD 305812 · NEW YORK, NY$977,279,914.00Regulatory AUM · August 2026
- KEYNOTE FINANCIAL SERVICES, LLCCRD 130384 · VERNON, CT$227,402,314.00Regulatory AUM · August 2026
- KEYRIDGE ASSET MANAGEMENT LIMITEDCRD 175204$162,887,031,362.00Regulatory AUM · August 2026
- KEYSTATE ADVISORY, LLCCRD 156226 · LAS VEGAS, NV$16,594,783,593.00Regulatory AUM · August 2026
- KEYSTONE ASSET MANAGEMENT, INC.CRD 130101 · MCLEAN, VA$261,000,000.00Regulatory AUM · August 2026
- KEYSTONE CAPITAL MANAGEMENT, LPCRD 314798 · CHICAGO, IL$1,550,106,769.00Regulatory AUM · August 2026
- KEYSTONE FINANCIAL GROUP, INC.CRD 129301 · ATLANTA, GA$247,434,680.00Regulatory AUM · August 2026
- KEYSTONE FINANCIAL GROUP, LLCCRD 170201 · LEXINGTON, KY$2,338,235,877.00Regulatory AUM · August 2026
- KEYSTONE FINANCIAL PLANNING, INCCRD 104640 · WESTLAKE, OH$406,936,329.00Regulatory AUM · August 2026
- KEYSTONE FINANCIAL SERVICESCRD 310623 · LOVELAND, CO$379,246,547.00Regulatory AUM · August 2026
- KEYSTONE FINANCIAL SERVICES, LLCCRD 308397 · OMAHA, NE$240,320,000.00Regulatory AUM · August 2026
- KEYSTONE GLOBAL PARTNERS LLCCRD 153147 · DENVER, CO$580,530,365.00Regulatory AUM · August 2026
- KEYSTONE IMPERIAL LLCCRD 338785 · PITTSBURGH, PANot availableRegulatory AUM · August 2026
- KEYSTONE NATIONAL GROUP, LLCCRD 142885 · SALT LAKE CITY, UT$2,502,802,240.00Regulatory AUM · August 2026
- KEYSTONE WEALTH ADVISORS, INCORPORATEDCRD 153418 · EAGAN, MN$201,352,666.00Regulatory AUM · August 2026
- KEYSTONE WEALTH ALLIANCE, LLCCRD 341495 · BRENTWOOD, TNNot availableRegulatory AUM · August 2026
- KEYSTONE WEALTH MANAGEMENT INC.CRD 304133 · WATERLOO, IA$137,388,022.00Regulatory AUM · August 2026
- KEYSTONE WEALTH SERVICES, LLCCRD 301924 · PALM DESERT, CA$860,654,038.00Regulatory AUM · August 2026
- KEYVANTAGE WEALTH, LLCCRD 331996 · BETHLEHEM, PA$339,374,782.00Regulatory AUM · August 2026
- KEYWISE CAPITAL MANAGEMENT (HK) LIMITEDCRD 160593$2,886,359,700.00Regulatory AUM · August 2026
- KF GROUP, LPCRD 304186 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- KFA PRIVATE WEALTH GROUP, LLCCRD 281678 · TYSON, VA$829,950,586.00Regulatory AUM · August 2026
- KFG WEALTH MANAGEMENT, LLCCRD 128606 · GRANGER, IN$1,152,350,226.00Regulatory AUM · August 2026
- KFG, LLCCRD 337331 · RAPID CITY, SD$188,100,000.00Regulatory AUM · August 2026
- KG CAPITAL MANAGEMENT, LLCCRD 164500 · SAINT FRANCISVILLE, LA$199,514,529.00Regulatory AUM · August 2026
- KHAVEEN INVESTMENTS SDN. BHD.CRD 333688$8,700,000.00Regulatory AUM · August 2026
- KHROM CAPITAL MANAGEMENT, LLCCRD 170711 · MIAMI, FL$980,603,805.00Regulatory AUM · August 2026
- KI CAPITAL WEALTH MANAGEMENT US LLCCRD 317738 · MIAMI, FL$145,850,933.00Regulatory AUM · August 2026
- KIAN CAPITAL PARTNERS, LLCCRD 329179 · CHARLOTTE, NC$1,104,633,769.00Regulatory AUM · August 2026
- KICKSTAND VENTURES, LLCCRD 327022 · PITTSFORD, NY$633,474,215.00Regulatory AUM · August 2026
- KIKER WEALTH MANAGEMENT, LLCCRD 154405 · JASPER, GA$395,103,704.00Regulatory AUM · August 2026
- KILDARE PARTNERS US, LLCCRD 167984 · WESTLAKE, TX$1,912,003,380.00Regulatory AUM · August 2026
- KILEY JUERGENS WEALTH MANAGEMENT, LLCCRD 151088 · OLYMPIA, WA$2,200,220,068.00Regulatory AUM · August 2026
- KILNER CAPITAL ADVISORS, LLCCRD 139521 · GAITHERSBURG, MD$336,667,723.00Regulatory AUM · August 2026
- KILTEARN PARTNERS LLPCRD 158789$1,274,207,239.00Regulatory AUM · August 2026
- KILTER GROUP LLCCRD 330356$277,420,306.00Regulatory AUM · August 2026
- KILTERHOWLING LLCCRD 169684 · BOULDER, CO$292,860,794.00Regulatory AUM · August 2026
- KIMELMAN & BAIRD, LLCCRD 2440 · NEW YORK, NY$1,478,705,000.00Regulatory AUM · August 2026
- KIMERY WEALTH MANAGEMENT, LLCCRD 288229 · MEMPHIS, TN$555,000,000.00Regulatory AUM · August 2026
- KIMMERIDGE ENERGY MANAGEMENT COMPANY, LLCCRD 160432 · NEW YORK, NY$6,268,399,028.00Regulatory AUM · August 2026
- KINDERHOOK INDUSTRIES, LLCCRD 160193 · NEW YORK, NY$11,463,952,589.00Regulatory AUM · August 2026
- KINDRED SPIRITS INVESTMENT MANAGEMENT, LLCCRD 171615 · CINCINNATI, OH$9,678,019,924.00Regulatory AUM · August 2026
- KINEO CAPITAL LLCCRD 315019 · NEW YORK, NY$61,100,000.00Regulatory AUM · August 2026