All investment adviser firms · Page 84
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- KADITA PARTNERS PTE. LTD.CRD 326660$139,726,395.00Regulatory AUM · August 2026
- KAH CAPITAL MANAGEMENT, LLCCRD 298287 · MCLEAN, VA$605,261,307.00Regulatory AUM · August 2026
- KAHALA FINANCIAL ADVISORS, LLCCRD 108564 · HONOLULU, HI$203,393,625.00Regulatory AUM · August 2026
- KAHN ASSET MANAGEMENT, INCCRD 342960 · LOS ANGELES, CANot availableRegulatory AUM · August 2026
- KAHN BROTHERS ADVISORS LLCCRD 144368 · NEW YORK, NY$498,597,131.00Regulatory AUM · August 2026
- KAHN BROTHERS ASSET MANAGEMENT CORPCRD 105620 · NEW YORK, NY$18,478,137.00Regulatory AUM · August 2026
- KAHN FINANCIAL GROUP, INC.CRD 134802 · CLEARWATER, FL$122,622,407.00Regulatory AUM · August 2026
- KAI WEALTH LLCCRD 332136 · CHICAGO, IL$275,175,897.00Regulatory AUM · August 2026
- KAILAI ADVISERS LTD.CRD 161692 · LOS ANGELES, CA$57,779,436.00Regulatory AUM · August 2026
- KAILASA CAPITAL MANAGEMENT LLCCRD 286159 · PITTSBURGH, PA$298,265,753.00Regulatory AUM · August 2026
- KAILASH CAPITAL RESEARCH LLCCRD 304509Not availableRegulatory AUM · August 2026
- KAILIX ADVISORS LLCCRD 311094 · AVENTURA, FL$119,000,000.00Regulatory AUM · August 2026
- KAIN CAPITAL LLCCRD 315669 · NEW YORK, NY$801,566,357.00Regulatory AUM · August 2026
- KAINOS CAPITAL LPCRD 165607 · DALLAS, TX$1,805,308,541.00Regulatory AUM · August 2026
- KAIROS CAPITAL MANAGEMENT, LLCCRD 150342 · BELLEVUE, WA$105,940,110.00Regulatory AUM · August 2026
- KAIROS INVESTMENT MANAGEMENT COMPANY, LLCCRD 161321 · IRVINE, CA$897,240,576.00Regulatory AUM · August 2026
- KAISER PARTNER FINANCIAL ADVISORS LTD.CRD 149431$1,764,772,779.00Regulatory AUM · August 2026
- KAIYO WEALTH LLCCRD 316431 · SAN DIEGO, CA$240,126,229.00Regulatory AUM · August 2026
- KAIZEN CAPITAL PARTNERS LIMITEDCRD 308168Not availableRegulatory AUM · August 2026
- KAIZEN FINANCIAL ADVISORS, LLCCRD 155353 · KIRKLAND, WA$283,685,763.00Regulatory AUM · August 2026
- KAIZEN FINANCIAL STRATEGIES, LLCCRD 298248 · PLEASANTON, CA$287,108,827.00Regulatory AUM · August 2026
- KAIZEN RETIREMENT PLAN ADVISORS, LLCCRD 289238$155,945,222.00Regulatory AUM · August 2026
- KALAMATA ASSET MANAGEMENT LLCCRD 284328 · BETHESDA, MD$106,844,709.00Regulatory AUM · August 2026
- KALEIDO CAPITAL PARTNERS LIMITEDCRD 342284Not availableRegulatory AUM · August 2026
- KALEIDOSCOPE CAPITAL LPCRD 282159 · BOSTON, MA$706,192,306.00Regulatory AUM · August 2026
- KALTBAUM CAPITAL MANAGEMENT, LLCCRD 123991$110,895,973.00Regulatory AUM · August 2026
- KAMICHU WEALTH MANAGEMENT LLCCRD 295412$258,075,691.00Regulatory AUM · August 2026
- KANAME CAPITAL, L.P.CRD 300565 · BOSTON, MA$319,703,992.00Regulatory AUM · August 2026
- KANANI ADVISORY GROUP INC.CRD 288314 · IRVINE, CA$288,157,525.00Regulatory AUM · August 2026
- KANAWHA CAPITAL MANAGEMENT, LLCCRD 118458 · RICHMOND, VA$1,839,620,293.00Regulatory AUM · August 2026
- KANBRICK LLCCRD 309288 · CHARLOTTE, NC$362,244,319.00Regulatory AUM · August 2026
- KANE COMPANY WEALTH MANAGEMENT, INC.CRD 115756 · JOHNSTON, IA$284,748,782.00Regulatory AUM · August 2026
- KANE FINANCIAL, LLCCRD 291231 · WATERVILLE, NY$75,174,312.00Regulatory AUM · August 2026
- KANE INVESTMENT MANAGEMENT, INC.CRD 127337 · LOS GATOS, CA$240,524,560.00Regulatory AUM · August 2026
- KANEN WEALTH MANAGEMENT LLCCRD 282746 · COCONUT CREEK, FL$404,611,703.00Regulatory AUM · August 2026
- KANOS CAPITAL MANAGEMENT, LLCCRD 128395 · HOUSTON, TX$133,205,240.00Regulatory AUM · August 2026
- KAPSTONE FINANCIAL ADVISORS LLCCRD 318885 · LEBANON, OH$322,277,646.00Regulatory AUM · August 2026
- KAPUSTA FINANCIAL GROUP, INC.CRD 123349 · PITTSBURGH, PA$199,605,506.00Regulatory AUM · August 2026
- KARAGOSIAN FINANCIAL SERVICES, INCCRD 124532 · CROTON ON HUDSON, NY$26,789,020.00Regulatory AUM · August 2026
- KARANI ASSET MANAGEMENT LLCCRD 297922 · NEW YORK, NY$150,873,657.00Regulatory AUM · August 2026
- KARL KAPITAL LLCCRD 333558 · SAN FRANCISCO, CA$268,357,000.00Regulatory AUM · August 2026
- KARLOV STREET CAPITAL, LLCCRD 288910 · BOCA RATON, FL$251,027,703.00Regulatory AUM · August 2026
- KARMA CAPITAL ADVISORS PVT LTD.CRD 335212$632,506,121.00Regulatory AUM · August 2026
- KARMEL CAPITAL MANAGEMENT LLCCRD 307701 · SOLANA BEACH, CA$636,114,533.00Regulatory AUM · August 2026
- KARPREILLY, LLCCRD 161169 · GREENWICH, CT$1,628,791,206.00Regulatory AUM · August 2026
- KARPUS MANAGEMENT INCCRD 110275 · PITTSFORD, NY$4,010,769,565.00Regulatory AUM · August 2026
- KARYA CAPITAL MANAGEMENT LLCCRD 160413 · NEW YORK, NY$643,467,948.00Regulatory AUM · August 2026
- KASSIRA WEALTH MANAGEMENT, LLCCRD 165070$135,916,502.00Regulatory AUM · August 2026
- KASSOUF WEALTH ADVISORS, LLCCRD 122683 · BIRMINGHAM, AL$471,323,991.00Regulatory AUM · August 2026
- KASTEL CAPITAL ADVISORS, LLCCRD 226520 · WELLESLEY, MA$193,282,908.00Regulatory AUM · August 2026
- KATE CAPITAL LLCCRD 329897 · WESTPORT, CT$206,782,179.00Regulatory AUM · August 2026
- KATHMERE CAPITAL MANAGEMENT, LLCCRD 305118 · WAYNE, PA$3,478,172,971.00Regulatory AUM · August 2026
- KAUFMAN HALL INVESTMENT MANAGEMENT, LLCCRD 328876 · BRENTWOOD, TN$2,818,196,485.00Regulatory AUM · August 2026
- KAUFMAN ROSSIN WEALTH, LLCCRD 301921 · MIAMI, FL$506,702,684.00Regulatory AUM · August 2026
- KAVAR CAPITAL PARTNERS GROUP, LLCCRD 311744 · LEAWOOD, KS$1,581,513,440.00Regulatory AUM · August 2026
- KAWA CAPITAL MANAGEMENT, INC.CRD 157780 · HALLANDALE BEACH, FL$2,815,999,415.00Regulatory AUM · August 2026
- KAYDAN WEALTH MANAGEMENT, INC.CRD 108964 · FENTON, MI$726,507,771.00Regulatory AUM · August 2026
- KAYNE ANDERSON CAPITAL ADVISORS, L.P.CRD 104536 · HOUSTON, TX$34,109,306,018.00Regulatory AUM · August 2026
- KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLCCRD 104599 · LOS ANGELES, CA$39,356,570,820.00Regulatory AUM · August 2026
- KAZAZIAN ASSET MANAGEMENT, LLCCRD 328433 · FORT LAUDERDALE, FL$193,337,319.00Regulatory AUM · August 2026
- KB & PARTNERS MANAGEMENT CO LLCCRD 108105 · NEW YORK, NY$52,754,259.00Regulatory AUM · August 2026
- KB FINANCIAL ADVISORS LLCCRD 134374 · SAN FRANCISCO, CA$115,482,021.00Regulatory AUM · August 2026
- KBCM RESEARCH LLCCRD 326557 · CLEVELAND, OHNot availableRegulatory AUM · August 2026
- KBI GLOBAL INVESTORS (NORTH AMERICA) LTDCRD 113606$1,663,947,641.00Regulatory AUM · August 2026
- KBS CAPITAL ADVISORS, LLCCRD 166213 · NEWPORT BEACH, CA$1,701,536,181.00Regulatory AUM · August 2026
- KBS REALTY ADVISORS, LLCCRD 119662 · NEWPORT BEACH, CA$2,724,994,407.00Regulatory AUM · August 2026
- KC ASSET MANAGEMENT, INC.CRD 154321$165,395,938.00Regulatory AUM · August 2026
- KCD FINANCIAL, INC.CRD 127473 · GREEN BAY, WI$202,092,404.00Regulatory AUM · August 2026
- KCM INVESTMENT ADVISORS, LLCCRD 109629 · GREENBRAE, CA$6,018,305,492.00Regulatory AUM · August 2026
- KDHB V CAPITAL MANAGEMENT, LLCCRD 307182 · ATLANTA, GA$54,785,968.00Regulatory AUM · August 2026
- KDK PRIVATE WEALTH MANAGEMENT, LLCCRD 299583 · HOUSTON, TX$584,638,790.00Regulatory AUM · August 2026
- KDM WEALTH MANAGEMENT INC.CRD 152002 · GENEVA, IL$112,237,716.00Regulatory AUM · August 2026
- KDT ADVISORS, LLCCRD 289816 · PRINCETON, NJ$210,388,247.00Regulatory AUM · August 2026
- KEARNS & ASSOCIATES LLCCRD 157449$1,175,703,135.00Regulatory AUM · August 2026
- KEATING FINANCIAL ADVISORY SERVICES, INC.CRD 142772 · MANHATTAN, KS$1,450,270,834.00Regulatory AUM · August 2026
- KEATING INVESTMENT COUNSELORS INCCRD 110134 · DELRAY BEACH, FL$383,083,364.00Regulatory AUM · August 2026
- KEB ASSET MANAGEMENT, LLCCRD 117935 · SPRINGFIELD, IL$1,274,488,757.00Regulatory AUM · August 2026
- KEEBECK PARTNERS, LLCCRD 297496 · CHICAGO, IL$2,027,909,271.00Regulatory AUM · August 2026
- KEEL CAPITAL ABCRD 283825$10,875,246.00Regulatory AUM · August 2026
- KEEL POINT, LLCCRD 127902 · HUNTSVILLE, AL$4,073,879,507.00Regulatory AUM · August 2026
- KEEL WEALTH MANAGEMENT, LLCCRD 285682$470,000,000.00Regulatory AUM · August 2026
- KEELER & NADLER FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLCCRD 173079 · DUBLIN, OH$609,903,502.00Regulatory AUM · August 2026
- KEELER THOMAS MANAGEMENT LLCCRD 109522 · OREM, UT$305,501,290.00Regulatory AUM · August 2026
- KEEN CAPITAL, LLCCRD 283597$149,746,412.00Regulatory AUM · August 2026
- KEEN CAPITAL, LTDCRD 145023 · CHAPIN, SC$179,678,013.00Regulatory AUM · August 2026
- KEENAN CAPITAL, LLCCRD 167390 · BURLINGAME, CA$687,596,707.00Regulatory AUM · August 2026
- KEENAN, LLCCRD 285673 · BOSTON, MA$202,481,625.00Regulatory AUM · August 2026
- KEENER FINANCIAL PLANNING, LLCCRD 147615 · KELLER, TX$479,022,059.00Regulatory AUM · August 2026
- KEIDAN FINANCIAL CONSULTANTS LLCCRD 108093 · COLUMBUS, OH$574,930,673.00Regulatory AUM · August 2026
- KEITH HAMILTON, INC.CRD 155865 · LA JOLLA, CA$188,893,099.00Regulatory AUM · August 2026
- KELLEHER FINANCIAL ADVISORS, LLCCRD 126021 · NEW YORK, NY$1,153,378,435.00Regulatory AUM · August 2026
- KELLER FINANCIAL GROUP, INC.CRD 328195 · CAMP HILL, PA$135,325,616.00Regulatory AUM · August 2026
- KELLETT WEALTH ADVISORS, LLCCRD 287571 · CINCINNATI, OH$344,003,237.00Regulatory AUM · August 2026
- KELLEY INVESTMENTS, LLCCRD 119099$237,956,390.00Regulatory AUM · August 2026
- KELLOGG ASSET MANAGEMENT, LLCCRD 150031 · GREEN BAY, WI$2,858,584,767.00Regulatory AUM · August 2026
- KELLY FINANCIAL GROUP, LLCCRD 136372 · WETHERSFIELD, CT$474,882,133.00Regulatory AUM · August 2026
- KELLY FINANCIAL GROUP, LLCCRD 310140 · BEL AIR, MD$1,131,076,741.00Regulatory AUM · August 2026
- KELLY FINANCIAL SERVICES LLCCRD 291996 · BRAINTREE, MA$623,597,927.00Regulatory AUM · August 2026
- KELLY PARK INVESTMENT LLCCRD 299882$141,500,000.00Regulatory AUM · August 2026
- KELLY STRATEGIC MANAGEMENT, LLCCRD 315259 · DENVER, CO$81,658,352.00Regulatory AUM · August 2026