All investment adviser firms · Page 83
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- JMC MANAGEMENT, LLCCRD 169235 · BOSTON, MA$211,939,000.00Regulatory AUM · August 2026
- JMG FINANCIAL GROUP LTDCRD 110302 · DOWNERS GROVE, IL$7,500,135,482.00Regulatory AUM · August 2026
- JMH WEALTH MANAGEMENT, LLCCRD 139294 · HANOVER, NH$124,093,289.00Regulatory AUM · August 2026
- JMI MANAGEMENT, L.P.CRD 158344 · BALTIMORE, MD$13,575,137,860.00Regulatory AUM · August 2026
- JMK & ASSOCIATES, LLCCRD 312760 · SPOKANE, WA$268,371,774.00Regulatory AUM · August 2026
- JMN FINANCIAL, LLCCRD 316673$291,796,694.00Regulatory AUM · August 2026
- JMS CAPITAL GROUP WEALTH SERVICES, LLCCRD 281325 · SEWICKLEY, PA$174,006,823.00Regulatory AUM · August 2026
- JNBA FINANCIAL ADVISORS, LLCCRD 106550 · BLOOMINGTON, MN$2,005,136,361.00Regulatory AUM · August 2026
- JOBS PEAK ADVISORS, LLCCRD 286080$73,580,436,769.00Regulatory AUM · August 2026
- JOCELYN INVESTMENT MANAGEMENT, LLCCRD 323831 · SAN RAFAEL, CA$1,013,115,876.00Regulatory AUM · August 2026
- JOE ALLEN, LLCCRD 342928 · PRESCOTT, AZNot availableRegulatory AUM · August 2026
- JOEL ADAMS AND ASSOCIATES INC.CRD 319379 · ASHEVILLE, NC$305,575,796.00Regulatory AUM · August 2026
- JOEL ISAACSON & CO., LLCCRD 152450 · NEW YORK, NY$9,323,576,105.00Regulatory AUM · August 2026
- JOEL R. MOGY INVESTMENT COUNSEL INC.CRD 111622 · BEVERLY HILLS, CA$2,180,334,456.00Regulatory AUM · August 2026
- JOHCM (USA) INCCRD 167596 · BOSTON, MA$9,010,576,370.00Regulatory AUM · August 2026
- JOHKIM CAPITAL PARTNERS MANAGEMENT LLCCRD 289512 · DALLAS, TX$276,985,362.00Regulatory AUM · August 2026
- JOHN A. WOLFE & ASSOCIATES, INC.CRD 110799 · PORTAGE, MI$560,663,000.00Regulatory AUM · August 2026
- JOHN BOYER, INC.CRD 145275 · TAMPA, FL$165,583,043.00Regulatory AUM · August 2026
- JOHN E. SESTINA AND COMPANYCRD 108634 · COLUMBUS, OH$743,960,329.00Regulatory AUM · August 2026
- JOHN F SUBY WEALTH MANAGEMENT LLCCRD 150824 · MADISON, WI$464,881,240.00Regulatory AUM · August 2026
- JOHN HANCOCK INVESTMENT MANAGEMENT LLCCRD 105790 · BOSTON, MA$212,052,000,251.00Regulatory AUM · August 2026
- JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLCCRD 174433 · BOSTON, MA$2,198,064,234.00Regulatory AUM · August 2026
- JOHN HANCOCK VARIABLE TRUST ADVISERS LLCCRD 16009 · BOSTON, MA$68,590,778,624.00Regulatory AUM · August 2026
- JOHN MOORE & ASSOCIATES INCCRD 109791 · ALBUQUERQUE, NM$1,028,769,091.00Regulatory AUM · August 2026
- JOHN W. BRISTOL & CO., INC.CRD 105597 · NEW YORK, NY$7,065,907,809.00Regulatory AUM · August 2026
- JOHN W. BROOKER & CO., CPAS, PCCRD 105437 · OAKLAND, CA$136,383,187.00Regulatory AUM · August 2026
- JOHNSON & SHUTE INVESTMENT ADVISORS, INC.CRD 116667 · BOTHELL, WA$137,308,342.00Regulatory AUM · August 2026
- JOHNSON & WHITE WEALTH MANAGEMENT LLCCRD 169795 · YORK, PA$484,628,943.00Regulatory AUM · August 2026
- JOHNSON BIXBY & ASSOCIATES, LLCCRD 310839 · VANCOUVER, WA$933,732,431.00Regulatory AUM · August 2026
- JOHNSON DUNN CAPITAL ADVISORS, INC.CRD 320849$156,116,000.00Regulatory AUM · August 2026
- JOHNSON FINANCIAL GROUP LLCCRD 125101 · DENVER, CO$4,529,119,285.00Regulatory AUM · August 2026
- JOHNSON INVESTMENT COUNSEL, INC.CRD 117054 · CINCINNATI, OH$22,984,966,859.00Regulatory AUM · August 2026
- JOHNSON LYMAN, INC.CRD 150150 · LOS ALTOS, CA$202,117,904.00Regulatory AUM · August 2026
- JOHNSON STERLING, INC.CRD 106379 · BIRMINGHAM, AL$3,901,463,778.00Regulatory AUM · August 2026
- JOHNSON WEALTH INC.CRD 125557 · MILWAUKEE, WI$10,348,426,272.00Regulatory AUM · August 2026
- JOHNSON WEALTH MANAGEMENT, LLCCRD 123105 · GRAND FORKS, ND$323,371,310.00Regulatory AUM · August 2026
- JONATHAN ROBERTS ADVISORY GROUP, INC.CRD 112294 · TAMPA, FL$8,247,916,891.00Regulatory AUM · August 2026
- JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS, LLCCRD 152930 · JACKSONVILLE, OR$227,432,800.00Regulatory AUM · August 2026
- JONES HILL CAPITAL LPCRD 339686 · NEW YORK, NY$642,420,587.00Regulatory AUM · August 2026
- JONES KERTZ & ASSOCIATES, INC.CRD 104976 · BLAINE, MN$239,207,535.00Regulatory AUM · August 2026
- JONES ROAD CAPITAL MANAGEMENT, L.P.CRD 296822 · NEW YORK, NY$350,447,784.00Regulatory AUM · August 2026
- JORDAN PARK GROUP LLCCRD 287755 · SAN FRANCISCO, CA$23,263,581,886.00Regulatory AUM · August 2026
- JORDAN/ZALAZNICK ADVISERS, INC.CRD 160932 · NEW YORK, NY$517,475,669.00Regulatory AUM · August 2026
- JORDANELLE CAPITAL, LLCCRD 323676 · SALT LAKE CITY, UT$179,156,547.00Regulatory AUM · August 2026
- JOSEPH ADVISORY SERVICES, LLCCRD 324475 · EL PASO, TX$170,855,171.00Regulatory AUM · August 2026
- JOSEPH JOHN HASSON, JR.CRD 109301$86,771,721.00Regulatory AUM · August 2026
- JOSEPH P. LUCIA & ASSOCIATES, LLCCRD 147625 · YORKTOWN HEIGHTS, NY$388,002,041.00Regulatory AUM · August 2026
- JOSH ARNOLD INVESTMENT CONSULTANT, LLCCRD 163088 · EDINA, MN$142,137,000.00Regulatory AUM · August 2026
- JOSS BROWN WEALTH ADVISORS GROUP LLCCRD 324719 · WILLIAMSBURG, VA$162,360,605.00Regulatory AUM · August 2026
- JOULE FINANCIAL, LLCCRD 320791 · LEXINGTON, KY$478,573,909.00Regulatory AUM · July 2026
- JOURNEY ADVISORY GROUP, LLCCRD 171919 · COVINGTON, KY$1,654,120,334.00Regulatory AUM · August 2026
- JOURNEY BEYOND WEALTH, LLCCRD 290367 · ROSWELL, GA$250,267,449.00Regulatory AUM · August 2026
- JOURNEY FINANCIAL GROUP, INC.CRD 123565 · BUFFALO GROVE, IL$336,499,623.00Regulatory AUM · August 2026
- JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLCCRD 315237 · AMMON, ID$187,318,571.00Regulatory AUM · August 2026
- JOYCE WEALTH MANAGEMENT, LLCCRD 325221 · HOUSTON, TX$483,071,175.00Regulatory AUM · August 2026
- JP WEALTH MANAGEMENT, INC.CRD 129475 · MT. PLEASANT, SC$274,006,047.00Regulatory AUM · August 2026
- JPC WEALTH MANAGEMENT, INC.CRD 120267 · PETALUMA, CA$312,723,265.00Regulatory AUM · August 2026
- JPL WEALTH MANAGEMENT, LLCCRD 328474 · GREENWOOD VILLAGE, CO$587,948,392.00Regulatory AUM · August 2026
- $169,623,641,942.00Regulatory AUM · August 2026
- JPMORGAN ASSET MANAGEMENT (UK) LIMITEDCRD 135960$484,095,737,783.00Regulatory AUM · August 2026
- JPMORGAN FUNDS LIMITEDCRD 172045$72,397,617,747.00Regulatory AUM · August 2026
- JPS ADVISORS LLCCRD 312126$26,551,815.00Regulatory AUM · August 2026
- JPS FINANCIAL, LLCCRD 169208 · WESTLAKE, OH$377,049,752.00Regulatory AUM · August 2026
- JQL WEALTH LLCCRD 340496Not availableRegulatory AUM · August 2026
- JRE ADVISORS LLCCRD 318777 · NEW YORK, NY$243,262,285.00Regulatory AUM · August 2026
- JRM INVESTMENT COUNSEL, L.L.C.CRD 138004$649,447,297.00Regulatory AUM · August 2026
- JRP CAPITAL CORPCRD 106285 · DUBLIN, OH$108,500,000.00Regulatory AUM · August 2026
- JRS WEALTH MANAGEMENT LLCCRD 306294 · SOUTH JORDAN, UT$135,000,000.00Regulatory AUM · August 2026
- JSF FINANCIAL, LLCCRD 114025 · LOS ANGELES, CA$1,972,324,463.00Regulatory AUM · August 2026
- JT STRATFORD, LLCCRD 155629 · GAINESVILLE, GA$1,014,245,565.00Regulatory AUM · August 2026
- JTS FUND ADVISORS, LLCCRD 283677 · WACO, TX$156,377,629.00Regulatory AUM · August 2026
- JUGGERNAUT MANAGEMENT, LLCCRD 160623 · WASHINGTON, DC$1,199,134,194.00Regulatory AUM · August 2026
- JULEX CAPITAL MANAGEMENT, LLCCRD 166053 · NATICK, MA$246,703,138.00Regulatory AUM · August 2026
- JUNCTURE WEALTH STRATEGIES, LLCCRD 298110 · SCOTTSDALE, AZ$473,616,234.00Regulatory AUM · August 2026
- JUNGLE ROCK CAPITAL LTDCRD 340055Not availableRegulatory AUM · August 2026
- JUNIPER CAPITAL ADVISORS, L.P.CRD 173612 · HOUSTON, TX$535,372,732.00Regulatory AUM · August 2026
- JUNIPER CAPITAL INVESTMENT MANAGEMENT, L.P.CRD 312630 · HOUSTON, TX$370,781,513.00Regulatory AUM · August 2026
- JUNIPER INVESTMENT COMPANY, LLCCRD 170814 · NEW YORK, NY$451,117,114.00Regulatory AUM · August 2026
- JUNO FINANCIAL GROUP LLCCRD 336362 · RICHMOND, VA$541,908,916.00Regulatory AUM · August 2026
- JUNTO CAPITAL MANAGEMENT LPCRD 168547 · NEW YORK, NY$10,524,708,724.00Regulatory AUM · August 2026
- JUPITER ASSET MANAGEMENT LIMITEDCRD 306863$68,223,400,265.00Regulatory AUM · August 2026
- JUPITER WEALTH MANAGEMENT, LLCCRD 299220 · GLENDALE, CO$416,822,830.00Regulatory AUM · August 2026
- JUST FUTURES ADVISORS, LLCCRD 327226 · SAN FRANCISCO, CA$46,721,000.00Regulatory AUM · August 2026
- JV MANAGEMENT LLCCRD 313398 · NEW YORK, NY$4,980,553,138.00Regulatory AUM · August 2026
- JVL ASSOCIATES, LLCCRD 124018 · WYOMING, MI$784,408,523.00Regulatory AUM · August 2026
- JW ASSET MANAGEMENT, LLCCRD 160805$476,937,067.00Regulatory AUM · August 2026
- K FUND CAPITAL MANAGEMENT, LLCCRD 318110 · LOS ANGELES, CA$539,337,112.00Regulatory AUM · August 2026
- K R FINANCIAL LLCCRD 111282$90,735,198.00Regulatory AUM · August 2026
- K.J. HARRISON & PARTNERS (USA) INC.CRD 282353$21,748,500.00Regulatory AUM · August 2026
- K1 INVESTMENT MANAGEMENT LLCCRD 161953 · MANHATTAN BEACH, CA$23,604,367,641.00Regulatory AUM · August 2026
- K2 FINANCIAL INC.CRD 300913 · GLENDORA, CA$191,647,642.00Regulatory AUM · August 2026
- K2 WEALTH MANAGEMENT LLCCRD 332264 · CHICAGO, IL$120,000,000.00Regulatory AUM · August 2026
- K2/D&S MANAGEMENT CO., L.L.C.CRD 123826 · STAMFORD, CT$6,534,834,785.00Regulatory AUM · August 2026
- K5 GLOBAL ADVISOR LLCCRD 314373$5,847,743,195.00Regulatory AUM · August 2026
- KA CREDIT ADVISORS II, LLCCRD 311657 · HOUSTON, TX$395,207,354.00Regulatory AUM · August 2026
- KA CREDIT ADVISORS, LLCCRD 306753 · HOUSTON, TX$2,286,702,000.00Regulatory AUM · August 2026
- KA FUND ADVISORS, LLCCRD 141037 · HOUSTON, TX$3,188,024,827.00Regulatory AUM · August 2026
- KABOUTER MANAGEMENT, LLCCRD 153099 · CHICAGO, IL$992,507,069.00Regulatory AUM · August 2026
- KABR MANAGEMENT, LLCCRD 175409 · ENGLEWOOD, NJ$642,288,220.00Regulatory AUM · August 2026
- KACHKOVSKY & FISHER, INC.CRD 117811 · SAN DIEGO, CA$305,078,255.00Regulatory AUM · August 2026